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Reinforcement Learning from Human Feedback (RLHF) has been proven to be an effective method for preference alignment of large language models (LLMs) and is widely used in the post-training process of LLMs. However, RLHF struggles with handling multiple competing preferences. This leads to a decrease in the alignment of LLMs with human preferences. To address this issue, we propose Preference Mixture of LoRAs (PMoL) from the perspective of model architecture, which can adapt to any number of preferences to mix. PMoL combines Mixture of Experts (MoE) and Low Rank Adaptor (LoRA). This architecture is innovatively applied to the research of preference alignment and has achieved significant performance improvement. The expert group soft loss is used to enable MoE with the ability to mix preferences. Through comprehensive evaluation by the reward model and GPT-4o, the experiment results show that PMoL has superior preference mixing capabilities compared to baseline methods. PMoL achieves better preference alignment with lower training costs.

The remarkable understanding and generation capabilities of large language models (LLMs) have greatly improved translation performance. However, incorrect understanding of the sentence to be translated can degrade translation quality. To address this issue, we proposed a novel Iterative Bilingual Understanding Translation (IBUT) method based on the cross-lingual capabilities of LLMs and the dual characteristics of translation tasks. The cross-lingual capability of LLMs enables the generation of contextual understanding for both the source and target languages separately. Furthermore, the dual characteristics allow IBUT to generate effective cross-lingual feedback, iteratively refining contextual understanding, thereby reducing errors and improving translation performance. Experimental results showed that the proposed IBUT outperforms several strong comparison methods, especially being generalized to multiple domains (e.g., news, commonsense, and cultural translation benchmarks)., Comment: Work in progress

The advent of large language models (LLMs) has spurred considerable interest in advancing autonomous LLMs-based agents, particularly in intriguing applications within smartphone graphical user interfaces (GUIs). When presented with a task goal, these agents typically emulate human actions within a GUI environment until the task is completed. However, a key challenge lies in devising effective plans to guide action prediction in GUI tasks, though planning have been widely recognized as effective for decomposing complex tasks into a series of steps. Specifically, given the dynamic nature of environmental GUIs following action execution, it is crucial to dynamically adapt plans based on environmental feedback and action history.We show that the widely-used ReAct approach fails due to the excessively long historical dialogues. To address this challenge, we propose a novel approach called Dynamic Planning of Thoughts (D-PoT) for LLM-based GUI agents.D-PoT involves the dynamic adjustment of planning based on the environmental feedback and execution history. Experimental results reveal that the proposed D-PoT significantly surpassed the strong GPT-4V baseline by +12.7% (34.66% $\rightarrow$ 47.36%) in accuracy. The analysis highlights the generality of dynamic planning in different backbone LLMs, as well as the benefits in mitigating hallucinations and adapting to unseen tasks. Code is available at https://github.com/sqzhang-lazy/D-PoT.

Recently, there has been a trend of evaluating the Large Language Model (LLM) quality in the flavor of LLM-as-a-Judge, namely leveraging another LLM to evaluate the current output quality. However, existing judges are proven to be biased, namely they would favor answers which present better superficial quality (such as verbosity, fluency) while ignoring the instruction following ability. In this work, we propose systematic research about the bias of LLM-as-a-Judge. Specifically, for closed-source judge models, we apply calibration to mitigate the significance of superficial quality, both on probability level and prompt level. For open-source judge models, we propose to mitigate the bias by contrastive training, with curated negative samples that deviate from instruction but present better superficial quality. We apply our methods on the bias evaluation benchmark, and experiment results show our methods mitigate the bias by a large margin while maintaining a satisfactory evaluation accuracy.

Legal facts refer to the facts that can be proven by acknowledged evidence in a trial. They form the basis for the determination of court judgments. This paper introduces a novel NLP task: legal fact prediction, which aims to predict the legal fact based on a list of evidence. The predicted facts can instruct the parties and their lawyers involved in a trial to strengthen their submissions and optimize their strategies during the trial. Moreover, since real legal facts are difficult to obtain before the final judgment, the predicted facts also serve as an important basis for legal judgment prediction. We construct a benchmark dataset consisting of evidence lists and ground-truth legal facts for real civil loan cases, LFPLoan. Our experiments on this dataset show that this task is non-trivial and requires further considerable research efforts.

Large language models (LLMs) have shown remarkable performance in translation tasks. However, the increasing demand for high-quality translations that are not only adequate but also fluent and elegant. To evaluate the extent to which current LLMs can meet these demands, we introduce a suitable benchmark (PoetMT) for translating classical Chinese poetry into English. This task requires not only adequacy in translating culturally and historically significant content but also a strict adherence to linguistic fluency and poetic elegance. To overcome the limitations of traditional evaluation metrics, we propose an automatic evaluation metric based on GPT-4, which better evaluates translation quality in terms of adequacy, fluency, and elegance. Our evaluation study reveals that existing large language models fall short in this task. To evaluate these issues, we propose RAT, a Retrieval-Augmented machine Translation method that enhances the translation process by incorporating knowledge related to classical poetry. Our dataset and code will be made available., Comment: Work in progress

The recent surge of versatile large language models (LLMs) largely depends on aligning increasingly capable foundation models with human intentions by preference learning, enhancing LLMs with excellent applicability and effectiveness in a wide range of contexts. Despite the numerous related studies conducted, a perspective on how human preferences are introduced into LLMs remains limited, which may prevent a deeper comprehension of the relationships between human preferences and LLMs as well as the realization of their limitations. In this survey, we review the progress in exploring human preference learning for LLMs from a preference-centered perspective, covering the sources and formats of preference feedback, the modeling and usage of preference signals, as well as the evaluation of the aligned LLMs. We first categorize the human feedback according to data sources and formats. We then summarize techniques for human preferences modeling and compare the advantages and disadvantages of different schools of models. Moreover, we present various preference usage methods sorted by the objectives to utilize human preference signals. Finally, we summarize some prevailing approaches to evaluate LLMs in terms of alignment with human intentions and discuss our outlooks on the human intention alignment for LLMs., Comment: IEEE copyright statement added (also applied to the former version)

Recently, large language models (LLMs) enhanced by self-reflection have achieved promising performance on machine translation. The key idea is guiding LLMs to generate translation with human-like feedback. However, existing self-reflection methods lack effective feedback information, limiting the translation performance. To address this, we introduce a DUAL-REFLECT framework, leveraging the dual learning of translation tasks to provide effective feedback, thereby enhancing the models' self-reflective abilities and improving translation performance. The application of this method across various translation tasks has proven its effectiveness in improving translation accuracy and eliminating ambiguities, especially in translation tasks with low-resource language pairs., Comment: Accepted to ACL 2024 main conference

The proliferation of open-source Large Language Models (LLMs) underscores the pressing need for evaluation methods. Existing works primarily rely on external evaluators, focusing on training and prompting strategies. However, a crucial aspect, model-aware glass-box features, is overlooked. In this study, we explore the utility of glass-box features under the scenario of self-evaluation, namely applying an LLM to evaluate its own output. We investigate various glass-box feature groups and discovered that the softmax distribution serves as a reliable quality indicator for self-evaluation. Experimental results on public benchmarks validate the feasibility of self-evaluation of LLMs using glass-box features., Comment: accepted as Findings of EMNLP2024

Recently, there has been a growing trend of utilizing Large Language Model (LLM) to evaluate the quality of other LLMs. Many studies have employed proprietary close-sourced models, especially GPT-4, as the evaluator. Alternatively, other works have fine-tuned judge models based on open-source LLMs as the evaluator. While the fine-tuned judge models are claimed to achieve comparable evaluation capability with GPT-4, in this work, we conduct an empirical study of judge models. Our findings indicate that although the fine-tuned judge models achieve high performance on in-domain test sets, even surpassing GPT-4, they underperform GPT-4 across several dimensions, including generalizability, fairness, aspect-specific evaluation, and scalability. We also reveal that the fine-tuned judge model inherently operates as a task-specific classifier, consequently imposing the limitations. Finally, we introduce a integrated method, leveraging GPT-4 to compensate for the limitations and improve the fine-tuned judges. Experiment results show our method achieves accuracy on par with GPT-4 with only 50% of the API expense.

Low-Rank Adaptation (LoRA) is currently the most commonly used Parameter-efficient fine-tuning (PEFT) method, it introduces auxiliary parameters for each layer to fine-tune the pre-trained model under limited computing resources. However, it still faces resource consumption challenges during training when scaling up to larger models. Most previous studies have tackled this issue by using pruning techniques, which involve removing LoRA parameters deemed unimportant. Nonetheless, these efforts only analyze LoRA parameter features to evaluate their importance, such as parameter count, size, and gradient. In fact, the output of LoRA (product of LoRA parameter and hidden state), directly impacts the final results. Preliminary experiments indicate that a fraction of LoRA elements possesses significantly high output values, substantially influencing the layer output. Motivated by the observation, we propose LoRA-drop. Concretely, LoRA-drop evaluates the importance of LoRA based on the LoRA output. Then we retain LoRA for important layers and the other layers share the same LoRA. We conduct abundant experiments with models of different scales on NLU and NLG tasks. Results demonstrate that LoRA-drop can achieve performance comparable to full fine-tuning and LoRA, while retaining 50\% of the LoRA parameters on average., Comment: 15 pages, 12 figures

Pretrained language models (PLMs) have shown marvelous improvements across various NLP tasks. Most Chinese PLMs simply treat an input text as a sequence of characters, and completely ignore word information. Although Whole Word Masking can alleviate this, the semantics in words is still not well represented. In this paper, we revisit the segmentation granularity of Chinese PLMs. We propose a mixed-granularity Chinese BERT (MigBERT) by considering both characters and words. To achieve this, we design objective functions for learning both character and word-level representations. We conduct extensive experiments on various Chinese NLP tasks to evaluate existing PLMs as well as the proposed MigBERT. Experimental results show that MigBERT achieves new SOTA performance on all these tasks. Further analysis demonstrates that words are semantically richer than characters. More interestingly, we show that MigBERT also works with Japanese. Our code and model have been released here~\footnote{https://github.com/xnliang98/MigBERT}., Comment: preprint