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Sucrose fatty acid esters were synthesized by the transesterification of sucrose with aliphatic esters under ultrasound irradiation in good yield (73%). The optimum reaction conditions for the transesterification reaction include a molar ratio of sucrose to fatty acid ethyl ester of 2:1 and the use of a 13%mol anhydrous K(2)CO(3) catalyst. The optimum reaction temperature was set at 70 degrees C, the optimum reaction time was 2h, and the optimum reaction pressure was 11kPa. The reaction had excellent monoester selectivity. The proportion of monoester (6-monoester+6'-monoester) in the purified products was up to 92-95% via flash column chromatography over silica gel, the ratios of 6-monoester/6'-monoester are 2.1-2.7, and the sucrose monoesters were identified by HPLC-MS, NMR and IR.

Volatile organic compounds (VOCs) are often subject to synergistic oxidation by different oxidants in the atmosphere. However, the exact synergistic-oxidation mechanism of atmospheric VOCs and its role in particle formation remain poorly understood. In particular, the reaction kinetics of the key reactive intermediates, organic peroxy radicals (RO2), during synergistic oxidation is rarely studied. Here, we conducted a combined experimental and kinetic modeling study of the nocturnal synergistic oxidation of α-pinene (the most abundant monoterpene) by O3 and NO3 radicals as well as its influences on the formation of highly oxygenated organic molecules (HOMs) and particles. We find that in the synergistic O3 + NO3 regime, where OH radicals are abundantly formed via decomposition of ozonolysis-derived Criegee intermediates, the production of CxHyOz HOMs is substantially suppressed compared to that in the O3-only regime, mainly because of the depletion of α-pinene RO2 derived from ozonolysis and OH oxidation by those arising from NO3 oxidation via cross reactions. Measurement–model comparisons further reveal that the cross-reaction rate constants of NO3-derived RO2 with O3-derived RO2 are on average 10–100 times larger than those of NO3-derived RO2 with OH-derived RO2. Despite a strong production of organic nitrates in the synergistic-oxidation regime, the substantial decrease in CxHyOz HOM formation leads to a significant reduction in ultralow- and extremely low-volatility organic compounds, which significantly inhibits the formation of new particles. This work provides valuable mechanistic and quantitative insights into the nocturnal synergistic-oxidation chemistry of biogenic emissions and will help to better understand the formation of low-volatility organic compounds and particles in the atmosphere.

Acylperoxy radicals (RO2) are key intermediates in the atmospheric oxidation of organic compounds and different from the general alkyl RO2 radicals in reactivity. However, direct probing of the molecular identities and chemistry of acyl RO2 remains quite limited. Here, we report a combined experimental and kinetic modeling study of the composition and formation mechanisms of acyl RO2, as well as their contributions to the formation of highly oxygenated organic molecules (HOMs) during ozonolysis of α-pinene. We find that acyl RO2 radicals account for 67 %, 94 %, and 32 % of the highly oxygenated C7, C8, and C9 RO2, respectively, but only a few percent of C10 RO2. The formation pathway of acyl RO2 species depends on their oxygenation level. The highly oxygenated acyl RO2 (oxygen atom number ≥6) are mainly formed by the intramolecular aldehydic H shift (i.e., autoxidation) of RO2, while the less oxygenated acyl RO2 (oxygen atom number ) are basically derived from the C–C bond cleavage of alkoxy (RO) radicals containing an α-ketone group or the intramolecular H shift of RO containing an aldehyde group. The acyl-RO2-involved reactions explain 50 %–90 % of C7 and C8 closed-shell HOMs and 14 % of C10 HOMs, respectively. For C9 HOMs, this contribution can be up to 30 %–60 %. In addition, acyl RO2 contribute to 50 %–95 % of C14–C18 HOM dimer formation. Because of the generally fast reaction kinetics of acyl RO2, the acyl RO2 + alkyl RO2 reactions seem to outcompete the alkyl RO2 + alkyl RO2 pathways, thereby affecting the fate of alkyl RO2 and HOM formation. Our study sheds lights on the detailed formation pathways of the monoterpene-derived acyl RO2 and their contributions to HOM formation, which will help to understand the oxidation chemistry of monoterpenes and sources of low-volatility organic compounds capable of driving particle formation and growth in the atmosphere.

Organic aerosol (OA) is a significant part of urban fine particulate matter (PM2.5), and a lack of detailed knowledge of their sources has increasingly hindered the improvement of air quality in China in recent years, as significant reductions have been achieved in inorganic ion constituents. In this study, a wide range of organic molecular markers in PM2.5 were monitored with a bi-hourly time resolution using a thermal desorption aerosol gas chromatograph system (TAG) in urban Shanghai in winter 2019. The molecular marker data have provided a unique source tracking ability in characterizing the evolution of organic aerosols during nine wintertime episodic events. Episodes primarily influenced by local air masses were characterized with higher proportions in PM2.5 and mass increments of both primary and secondary OA. Rapid increases in both the absolute mass concentration and relative proportion were observed for primary and secondary OA markers, indicative of vehicle emissions (e.g., alkanes, hopanes, and 2,3-dihydroxy-4-oxopentanoic acid) and cooking activities (e.g., saturated and unsaturated fatty acids and C9 acids). In comparison, episodes under significant influences of transported air mass were typically associated with a predominant PM2.5 contribution from secondary inorganic aerosols and enhanced OA contribution from biomass burning activities. The latter was evident from the tracer data (e.g., levoglucosan, aromatic polycarboxylic acids, and nitroaromatic compounds). Secondary OA markers associated with later-generation products of the hydrocarbon oxidation process, such as C3−5 dicarboxylic acids, were the most deficient during local episodes, while notably enhanced during the episodes under the influence of transported air masses, reflecting the different extent and pathways of atmospheric aging processing. The ability to distinguish the variations in the OA evolution during different types of episodes demonstrates the value of online organic molecular measurements for episodic analysis. The results indicate that control of local urban sources such as vehicular and cooking emissions would lessen severity of local episodes, while regional control of precursors for secondary inorganic aerosols and biomass burning activities would reduce PM2.5 episodes under synoptic conditions conducive for regional transport.

Reactive organic gases (ROGs), as important precursors of secondary pollutants, are not well resolved as their chemical complexity has challenged their quantification in many studies. Here, a near-complete speciation of ROG emissions from residential combustion was developed by the combination of proton transfer reaction time-of-flight mass spectrometry (PTR-ToF-MS) with a gas chromatography system equipped with a mass spectrometer and a flame ionization detector (GC-MS/FID), including 1049 species in all. Among them, 125 identified species, ∼ 90 % of the total ROG masses, were applied to evaluate their emission characteristics through real combustion samplings in rural households of China. The study revealed that with 55 species, mainly oxygenated species, higher hydrocarbons with ≥8 carbon atoms, and nitrogen-containing species, previously un- and under-characterized, ROG emissions from residential coal and biomass combustion were underestimated by 44.3 % ± 11.8 % and 22.7 % ± 3.9 %, respectively, which further amplified the underestimation of secondary organic aerosol formation potential (SOAP) as high as 70.3 % ± 1.6 % and 89.2 % ± 1.0 %, respectively. The hydroxyl radical reactivity (OHR) of ROG emissions was also undervalued significantly. The study provided a feasible method for the near-complete speciation of ROGs in the atmosphere and highlighted the importance of acquiring completely speciated measurement of ROGs from residential emissions, as well as other processes.

Oxygenated organic molecules (OOMs) are dominated by the N-containing species in polluted urban environments. As N-containing OOMs, especially those with more than one nitrogen atom, prevail in the high m/z (mass-to-charge) range (m/z> 350 Th), unambiguous identification of N-containing OOMs is highly desirable for understanding of their formation processes, precursors and influencing factors. To achieve this, we applied an ultra-high-resolution chemical-ionization Orbitrap (CI-Orbitrap) in a field campaign and found that OOMs contain one (1N-OOMs), two (2N-OOMs) and three (3N-OOMs) nitrogen atoms comprised 50 %, 26 % and 4 %, respectively, of total OOMs. More interestingly, the fraction of 2N-OOMs increased with the increase in carbon number (nC) and was dominated by the ones derived from aliphatic precursors (2N-OOMAli, 64.2 %), indicating the importance of multistep oxidation. Plausible precursors of 2N-OOMs were aliphatics (2N-OOMAli, 64.2 %), aromatics (2N-OOMAro, 16 %) and monoterpenes (2N-OOMMT, 15.4 %). The absolute concentrations of 2N-OOMs were greatly affected by the pollution level for most cases. The 2N-OOMAli was the most abundant 2N-OOM, and its fraction even increased on the polluted day with an enhanced proportion of the ones with nC >10. While 2N-OOMAli and 2N-OOMAro were dominated by daytime photochemical production, nighttime NO3-initiated oxidation played a comparable role to the daytime photochemistry in the formation of 2N-OOMMT. The 2N-OOMAro species were of the highest oxygenation level, followed by 2N-OOMMT and 2N-OOMAli, which were affected by photochemistry and NOx concentrations. These results highlight the significant formation of 2N-OOMs and the influencing factors on their formation in polluted urban environments, where various volatile organic compound (VOC) precursors and atmospheric oxidants are present.

Aromatic carbonyls (e.g., methoxybenzaldehydes), an important class of photosensitizers, are abundant in the atmosphere. Photosensitization and nitrate-mediated photo-oxidation can occur simultaneously, yet studies about their interactions, particularly for aqueous secondary organic aerosol (aqSOA) formation, remain limited. This study compared non-phenolic (3,4-dimethoxybenzaldehyde, DMB) and phenolic (vanillin, VL) methoxybenzaldehydes as photosensitizers for aqSOA formation via guaiacol (GUA) oxidation in the absence and presence of ammonium nitrate (AN) under atmospherically relevant cloud and fog conditions. GUA oxidation by triplet excited states of DMB (3DMB∗) (GUA + DMB) was ∼ 4 times faster and exhibited greater light absorption than oxidation by 3VL∗ (GUA + VL). Both GUA + DMB and GUA + VL formed aqSOA composed of oligomers, functionalized monomers, oxygenated ring-opening species, and N-containing products in the presence of AN. The observation of N-heterocycles such as imidazoles indicates the participation of ammonium in the reactions. The majority of generated aqSOA comprises potential brown carbon (BrC) chromophores. Oligomerization and functionalization dominated in GUA + DMB and GUA + VL, but functionalization appeared to be more important in GUA + VL due to contributions from VL itself. AN did not significantly affect the oxidation kinetics, but it had distinct effects on the product distributions, likely due to differences in the photosensitizing abilities and structural features of DMB and VL. In particular, the more extensive fragmentation in GUA + DMB than in GUA + VL likely generated more N-containing products in GUA + DMB + AN. In GUA + VL + AN, the increased oligomers may be due to VL-derived phenoxy radicals induced by ⚫OH or ⚫NO2 from nitrate photolysis. Furthermore, increased nitrated products observed in the presence of both DMB or VL and AN than in AN alone imply that photosensitized reactions may promote nitration. This work demonstrates how the structural features of photosensitizers affect aqSOA formation via non-carbonyl phenol oxidation. Potential interactions between photosensitization and AN photolysis were also elucidated. These findings facilitate a better understanding of photosensitized aqSOA formation and highlight the importance of AN photolysis in these reactions.

Current chemical transport models fail to reproduce both the concentrations and temporal variations of organic aerosol (OA), especially the secondary organic aerosol (SOA), hindering the identification of major contribution sources. The fact that precursors of intermediate-volatility and semivolatile organic compounds (I/SVOCs) are not included in models has a significant impact on the performance of SOA simulation. Herein, we establish a high-resolution emission inventory of I/SVOCs and by incorporating it into the CMAQ model, concentrations, temporal variations, and spatial distributions of POA and SOA originating from different sources in the Yangtze River Delta (YRD) region of China were simulated. By incorporating I/SVOC emissions into the model, the modeled average SOA concentrations in the region increased by 148 %. Significant model improvements in the simulations of different OA components were demonstrated by comparison with comprehensive observation data. Furthermore, spatial and seasonal variations of different source contributions to OA production have been identified. We found that cooking emissions are predominant sources of POA in the densely populated urban area of the region. I/SVOC emissions from industrial sources are dominant contributors to the SOA formation, followed by those from mobile sources. Our results indicate that future control measures should be specifically tailored on an intraregional scale based on the different source characteristics to achieve the national goal of continuous improvement in air quality. In addition, local source profiles and emission factors of I/SVOCs, as well as SOA formation mechanisms in the model framework must urgently be updated to further improve the model performance and thus the accuracy of source identifications.

Aerosol acidity plays a key role in regulating the chemistry and toxicity of atmospheric aerosol particles. The trend of aerosol pH and its drivers is crucial in understanding the multiphase formation pathways of aerosols. Here, we reported the first trend analysis of aerosol pH from 2011 to 2019 in eastern China, calculated with the ISORROPIA model based on observed gas and aerosol compositions. The implementation of the Air Pollution Prevention and Control Action Plan led to −35.8 %, −37.6 %, −9.6 %, −81.0 % and 1.2 % changes of PM2.5, SO42-, NHx, non-volatile cations (NVCs) and NO3- in the Yangtze River Delta (YRD) region during this period. Different from the drastic changes of aerosol compositions due to the implementation of the Air Pollution Prevention and Control Action Plan, aerosol pH showed a minor change of −0.24 over the 9 years. Besides the multiphase buffer effect, the opposite effects from the changes of SO42- and non-volatile cations played key roles in determining this minor pH trend, contributing to a change of +0.38 and −0.35, respectively. Seasonal variations in aerosol pH were mainly driven by the temperature, while the diurnal variations were driven by both temperature and relative humidity. In the future, SO2, NOx and NH3 emissions are expected to be further reduced by 86.9 %, 74.9 % and 41.7 % in 2050 according to the best health effect pollution control scenario (SSP1-26-BHE). The corresponding aerosol pH in eastern China is estimated to increase by ∼0.19, resulting in 0.04 less NO3- and 0.12 less NH4+ partitioning ratios, which suggests that NH3 and NOx emission controls are effective in mitigating haze pollution in eastern China.

Oxygenated organic molecules (OOMs) are crucial for atmospheric new particle formation and secondary organic aerosol (SOA) growth. Therefore, understanding their chemical composition, temporal behavior, and sources is of great importance. Previous studies on OOMs mainly focus on environments where biogenic sources are predominant, yet studies on sites with dominant anthropogenic emissions, such as megacities, have been lacking. Here, we conducted long-term measurements of OOMs, covering four seasons of the year 2019, in urban Beijing. The OOM concentration was found to be the highest in summer (1.6×108 cm−3), followed by autumn (7.9×107 cm−3), spring (5.7×107 cm−3) and winter (2.3×107 cm−3), suggesting that enhanced photo-oxidation together with the rise in temperature promote the formation of OOMs. Most OOMs contained 5 to 10 carbon atoms and 3 to 7 effective oxygen atoms (nOeff=nO-2×nN). The average nOeff increased with increasing atmospheric photo-oxidation capacity, which was the highest in summer and the lowest in winter and autumn. By performing a newly developed workflow, OOMs were classified into the following four types: aromatic OOMs, aliphatic OOMs, isoprene OOMs, and monoterpene OOMs. Among them, aromatic OOMs (29 %–41 %) and aliphatic OOMs (26 %–41 %) were the main contributors in all seasons, indicating that OOMs in Beijing were dominated by anthropogenic sources. The contribution of isoprene OOMs increased significantly in summer (33 %), which is much higher than those in the other three seasons (8 %–10 %). Concentrations of isoprene (0.2–5.3×107 cm−3) and monoterpene (1.1–8.4×106 cm−3) OOMs in Beijing were lower than those reported at other sites, and they possessed lower oxygen and higher nitrogen contents due to high NOx levels (9.5–38.3 ppbv – parts per billion by volume) in Beijing. With regard to the nitrogen content of the two anthropogenic OOMs, aromatic OOMs were mainly composed of CHO and CHON species, while aliphatic OOMs were dominated by CHON and CHON2 ones. Such prominent differences suggest varying formation pathways between these two OOMs. By combining the measurements and an aerosol dynamic model, we estimated that the SOA growth rate through OOM condensation could reach 0.64, 0.61, 0.41, and 0.30 µg m−3 h−1 in autumn, summer, spring, and winter, respectively. Despite the similar concentrations of aromatic and aliphatic OOMs, the former had lower volatilities and, therefore, showed higher contributions (46 %–62 %) to SOA than the latter (14 %–32 %). By contrast, monoterpene OOMs and isoprene OOMs, limited by low abundances or high volatilities, had low contributions of 8 %–12 % and 3 %–5 %, respectively. Overall, our results improve the understanding of the concentration, chemical composition, seasonal variation, and potential atmospheric impacts of OOMs, which can help formulate refined restriction policy specific to SOA control in urban areas.

Refractory black carbon (rBC) aerosols play an important role in air quality and climate change, yet highly time-resolved and detailed investigations on the physicochemical properties of rBC and its associated coating are still scarce. In this work, we used a laser-only Aerodyne soot particle aerosol mass spectrometer (SP-AMS) to exclusively measure rBC-containing (rBCc) particles, and we compared their properties with those of the total nonrefractory submicron particles (NR-PM1) measured in parallel by a high-resolution AMS (HR-AMS) in Shanghai. Observations showed that, overall, rBC was thickly coated, with an average mass ratio of coating to rBC core (RBC) of ∼5.0 (±1.7). However, the ratio of the mass of the rBC-coating species to the mass of those species in NR-PM1 was only 19.1 (±4.9) %; sulfate tended to condense preferentially on non-rBC particles, so the ratio of the sulfate on rBC to the NR-PM1 sulfate was only 7.4 (±2.2) %, while the majority (72.7±21.0 %) of the primary organic aerosols (POA) were associated with rBC. Positive matrix factorization revealed that organics emitted from cooking did not coat rBC, and a portion of the organics that coated rBC was from biomass burning; such organics were unidentifiable in NR-PM1. Small rBCc particles were predominantly from traffic, while large-sized ones were often mixed with secondary components and typically had a thick coating. Sulfate and secondary organic aerosol (SOA) species were generated mainly through daytime photochemical oxidation (SOA formation, likely associated with in situ chemical conversion of traffic-related POA to SOA), while nocturnal heterogeneous formation was dominant for nitrate; we also estimated an average time of 5–19 h for those secondary species to coat rBC. During a short period that was affected by ship emissions, particles were characterized as having a high vanadium concentration (on average 6.3±3.1 ng m−3) and a mean vanadium/nickel mass ratio of 2.0 (±0.6). Furthermore, the size-resolved hygroscopicity parameter (κrBCc) of rBCc particles was obtained based on their full chemical characterization, and was parameterized as κrBCc(x)=0.29–0.14 × exp⁡(-0.006×x) (where x ranges from 150 to 1000 nm). Under critical supersaturations (SSC) of 0.1 % and 0.2 %, the D50 values were 166 (±16) and 110 (±5) nm, respectively, and 16 (±3) % and 59 (±4) %, respectively, of the rBCc particles by number could be activated into cloud condensation nuclei (CCN). Our findings are valuable for advancing the understanding of BC chemistry as well as the effective control of atmospheric BC pollution.

Vanillin (VL), a phenolic aromatic carbonyl abundant in biomass burning emissions, forms triplet excited states (3VL∗) under simulated sunlight leading to aqueous secondary organic aerosol (aqSOA) formation. Nitrate and ammonium are among the main components of biomass burning aerosols and cloud or fog water. Under atmospherically relevant cloud and fog conditions, solutions composed of either VL only or VL with ammonium nitrate were subjected to simulated sunlight irradiation to compare aqSOA formation via the direct photosensitized oxidation of VL in the absence and presence of ammonium nitrate. The reactions were characterized by examining the VL decay kinetics, product compositions, and light absorbance changes. Both conditions generated oligomers, functionalized monomers, and oxygenated ring-opening products, and ammonium nitrate promoted functionalization and nitration, likely due to its photolysis products (⚫OH, ⚫NO2, and NO2- or HONO). Moreover, a potential imidazole derivative observed in the presence of ammonium nitrate suggested that ammonium participated in the reactions. The majority of the most abundant products from both conditions were potential brown carbon (BrC) chromophores. The effects of oxygen (O2), pH, and reactants concentration and molar ratios on the reactions were also explored. Our findings show that O2 plays an essential role in the reactions, and oligomer formation was enhanced at pH <4. Also, functionalization was dominant at low VL concentrations, whereas oligomerization was favored at high VL concentrations. Furthermore, oligomers and hydroxylated products were detected from the oxidation of guaiacol (a non-carbonyl phenol) via VL photosensitized reactions. Last, potential aqSOA formation pathways via the direct photosensitized oxidation of VL in the absence and presence of ammonium nitrate were proposed. This study indicates that the direct photosensitized oxidation of VL may be an important aqSOA source in areas influenced by biomass burning and underscores the importance of nitrate in the aqueous-phase processing of aromatic carbonyls.

NH3 is the most important alkaline gas in the atmosphere and one of the key species affecting the behaviors of atmospheric aerosols. However, the impact of NH3 on secondary organic aerosol (SOA) formation remains poorly understood, especially the dynamic evolution of chemical compositions in the SOA formation process. In this study, a series of chamber experiments were performed to probe the individual and common effects of NH3 and NOx on toluene SOA formation through OH photooxidation. The chemical compositions of toluene SOA were characterized using the Aerodyne high-resolution time-of-flight aerosol mass spectrometer (AMS). The SOA yield increased from 28.1 % in the absence of NH3 to 34.7 % in the presence of NH3 but decreased to 19.5 % in the presence of NOx. However, the highest SOA yield of 42.7 % and the lowest carbon oxidation state (OSC) occurred in the presence of both NH3 and NOx, indicating that the higher-volatility products that formed in the presence of NOx could partition into the particle phase when NH3 was added. This resulted in a synergetic effect on SOA formation when NH3 and NOx co-existed. The heterogeneous reaction was the main pathway by which NH3 participated in SOA formation in the photooxidation process. The synergetic effect of NH3 and NOx was also observed in SOA optical absorption. A peak at 280 nm, which is characteristic of organonitrogen imidazole compounds, was observed in the presence of NH3, and its intensity increased when NOx was added into the chamber. This work improves our understanding of how the synergistic interactions between NH3 and NOx influence SOA formation and offers new insights into mitigating haze pollution.

Oxygenated organic molecules (OOMs) are the crucial intermediates linking volatile organic compounds (VOCs) to secondary organic aerosols (SOAs) in the atmosphere, but comprehensive understanding of the characteristics of OOMs and their formation from VOCs is still missing. Ambient observations of OOMs using recently developed mass spectrometry techniques are still limited, especially in polluted urban atmospheres where VOCs and oxidants are extremely variable and complex. Here, we investigate OOMs, measured by a nitrate-ion-based chemical ionization mass spectrometer at Nanjing in eastern China, through performing positive matrix factorization on binned mass spectra (binPMF). The binPMF analysis reveals three factors about anthropogenic VOC (AVOC) daytime chemistry, three isoprene-related factors, three factors about biogenic VOC (BVOC) nighttime chemistry, and three factors about nitrated phenols. All factors are influenced by NOx in different ways and to different extents. Over 1000 non-nitro molecules have been identified and then reconstructed from the selected solution of binPMF, and about 72 % of the total signals are contributed by nitrogen-containing OOMs, mostly regarded as organic nitrates formed through peroxy radicals terminated by nitric oxide or nitrate-radical-initiated oxidations. Moreover, multi-nitrates account for about 24 % of the total signals, indicating the significant presence of multiple generations, especially for isoprene (e.g., C5H10O8N2 and C5H9O10N3). Additionally, the distribution of OOM concentration on the carbon number confirms their precursors are driven by AVOCs mixed with enhanced BVOCs during summer. Our results highlight the decisive role of NOx in OOM formation in densely populated areas, and we encourage more studies on the dramatic interactions between anthropogenic and biogenic emissions.

Recent studies have highlighted the importance of brown carbon (BrC) in various fields, particularly relating to climate change. The incomplete combustion of biomass in open and contained burning conditions is believed to be a significant contributor to primary BrC emissions. So far, few studies have reported the emission factors of BrC from biomass burning, and few studies have specifically addressed which form of light-absorbing carbon, such as black carbon (BC) or BrC, plays a leading role in the total solar light absorption by biomass burning. In this study, the optical integrating sphere (IS) approach was used, with carbon black and humic acid sodium salt as reference materials for BC and BrC, respectively, to distinguish BrC from BC on filter samples. A total of 11 widely used biomass types in China were burned in a typical stove to simulate the real household combustion process. (i) Large differences existed in the emission factors of BrC (EFBrC) among the tested biomass fuels, with a geometric mean EFBrC of 0.71 g kg−1 (0.24–2.09). Both the plant type (herbaceous or ligneous) and burning style (raw or briquetted biomass) might influence the value of EFBrC. The observed reduction in the emissions of light-absorbing carbon (LAC) confirmed an additional benefit of biomass briquetting in climate change mitigation. (ii) The calculated annual BrC emissions from China's household biomass burning amounted to 712 Gg, higher than the contribution from China's household coal combustion (592 Gg). (iii) The average absorption Ångström exponent (AAE) was (2.46±0.53), much higher than that of coal-chunk combustion smoke (AAE=1.30±0.32). (iv) For biomass smoke, the contribution of absorption by BrC to the total absorption by BC+BrC across the strongest solar spectral range of 350–850 nm (FBrC) was 50.8 %. This is nearly twice that for BrC in smoke from household coal combustion (26.5 %). (v) Based on this study, a novel algorithm was developed for estimating the FBrC for perhaps any combustion source (FBrC=0.5519ln⁡AAE+0.0067, R2=0.999); the FBrC value for all global biomass burning (open+contained) (FBrC-entire) was 64.5 % (58.5 %–69.9 %). This corroborates the dominant role of BrC in total biomass burning absorption. Therefore, the inclusion of BrC is not optional but indispensable when considering the climate energy budget, particularly for biomass burning emissions (contained and open).

As one of the intense anthropogenic emission regions across the relatively high-latitude (>40∘ N) areas on Earth, northeast China faces the serious problem of regional haze during the heating period of the year. Aerosols in polluted haze in northeast China are poorly understood compared with the haze in other regions of China such as the North China Plain. Here, we integrated bulk chemical measurements with single-particle analysis from transmission electron microscopy (TEM), nanoscale secondary ion mass spectrometry (NanoSIMS), and atomic force microscopy (AFM) to obtain morphology, size, composition, aging process, and sources of aerosol particles collected during two contrasting regional haze events (Haze-I and Haze-II) at an urban site and a mountain site in northeast China and further investigated the causes of regional haze formation. Haze-I evolved from moderate (average PM2.5: 76–108 µg m−3) to heavy pollution (151–154 µg m−3), with the dominant PM2.5 component changing from organic matter (OM) (39–45 µg m−3) to secondary inorganic ions (94–101 µg m−3). Similarly, TEM observations showed that S-rich particles internally mixed with OM (named S-OM) increased from 29 % to 60 % by number at an urban site and 64 % to 74 % at a mountain site from the moderate Haze-I to heavy Haze-I events, and 75 %–96 % of Haze-I particles included primary OM. We found that change of wind direction caused Haze-I to rapidly turn into Haze-II (185–223 µg m−3) with predominantly OM (98–133 µg m−3) and unexpectedly high K+ (3.8 µg m−3). TEM also showed that K-rich particles internally mixed with OM (named K-OM) increased from 4 %–5 % by number to 50 %–52 %. The results indicate that there were different sources of aerosol particles causing the Haze-I and Haze-II formation: Haze-I was mainly induced by accumulation of primary OM emitted from residential coal burning and further deteriorated by secondary aerosol formation via heterogeneous reactions; Haze-II was caused by long-range transport of agricultural biomass burning emissions. Moreover, abundant primary OM particles emitted from coal and biomass burning were considered to be one typical brown carbon, i.e., tar balls. Our study highlights that large numbers of light-absorbing tar balls significantly contribute to winter haze formation in northeast China and they should be further considered in climate models.

Aerosol–cloud interactions remain a major source of uncertainty in climate forcing estimates. Few studies have been conducted to characterize the aerosol–cloud interactions in heavily polluted conditions worldwide. In this study, cloud residual and cloud interstitial particles were collected during cloud events under different pollution levels from 22 July to 1 August 2014 at Mt. Tai (1532 m above sea level) located in the North China Plain (NCP). A transmission electron microscope was used to investigate the morphology, size, and chemical composition of individual cloud residual and cloud interstitial particles, and to study mixing properties of different aerosol components in individual particles. Our results show that S-rich particles were predominant (78 %) during clean periods (PM2.5<15 µg m−3), but a large number of anthropogenic refractory particles (e.g., soot, fly ash, and metal) and their mixtures with S-rich particles (defined as S-refractory) were observed during polluted periods. Cloud droplets collected during polluted periods were found to become an extremely complicated mixture by scavenging abundant refractory particles. We found that 76 % of cloud residual particles were S-refractory particles and that 26 % of cloud residual particles contained two or more types of refractory particles. Soot-containing particles (i.e., S-soot and S-fly ash/metal-soot) were the most abundant (62 %) among cloud residual particles, followed by fly ash/metal-containing particles (i.e., S-fly ash/metal and S-fly ash/metal-soot, 37 %). These complicated cloud droplets have not been reported in clean continental or marine air before. Our findings provide an insight into the potential impacts on cloud radiative forcing from black carbon and metal catalyzed reactions of SO2 in micro-cloud droplets containing soluble metals released from fly ash and metals over polluted air.

The formation of secondary organic aerosol (SOA) has been widely studied in the presence of dry seed particles at low relative humidity (RH). At higher RH, initially dry seed particles can exist as wet particles due to water uptake by the seeds as well as the SOA. Here, we investigated the formation of SOA from the photooxidation of toluene using an oxidation flow reactor in the absence of NOx under a range of OH exposures on initially wet or dry ammonium sulfate (AS) seed particles at an RH of 68 %. The ratio of the SOA yield on wet AS seeds to that on dry AS seeds, the relative SOA yield, decreased from 1.31 ± 0.02 at an OH exposure of 4.66 × 1010 molecules cm−3 s to 1.01 ± 0.01 at an OH exposure of 5.28 × 1011 molecules cm−3 s. This decrease may be due to the early deliquescence of initially dry AS seeds after being coated by highly oxidized toluene-derived SOA. SOA formation lowered the deliquescence RH of AS and resulted in the uptake of water by both AS and SOA. Hence the initially dry AS seeds contained aerosol liquid water (ALW) soon after SOA formed, and the SOA yield and ALW approached those of the initially wet AS seeds as OH exposure and ALW increased, especially at high OH exposure. However, a higher oxidation state of the SOA on initially wet AS seeds than that on dry AS seeds was observed at all levels of OH exposure. The difference in mass fractions of m ∕ z 29, 43 and 44 of SOA mass spectra, obtained using an aerosol mass spectrometer (AMS), indicated that SOA formed on initially wet seeds may be enriched in earlier-generation products containing carbonyl functional groups at low OH exposures and later-generation products containing acidic functional groups at high exposures. Our results suggest that inorganic dry seeds become at least partially deliquesced particles during SOA formation and hence that ALW is inevitably involved in the SOA formation at moderate RH. More laboratory experiments conducted with a wide variety of SOA precursors and inorganic seeds under different NOx and RH conditions are warranted.

Episodes with high concentrations of particulate matter (PM) across the seasons were investigated during four 1-month campaigns at a suburban site in Hong Kong. High-resolution time-of-flight aerosol mass spectrometer (HR-ToF-AMS) measurements revealed that both regional transport and secondary formation contributed to high PM levels during the episodes at this site. Based on distinct meteorological conditions, episodes were categorized into three types: liquid water content (LWC), solar irradiance (IR), and long-range transport (LRT). Despite the difference in meteorological conditions, all episodes were characterized by a high fraction of sulfate (45–56 %) and organics (23–34 %). However, aerosols in LWC episodes were less aged, consisting of the lowest fraction of secondary organic aerosol (SOA) and the highest fraction of small particles. Large particles mixed internally while freshly formed small particles mixed externally in LWC episodes. Aerosols in LRT episodes, by contrast, were the most aged and consisted of the highest proportion of low-volatility oxygenated organic aerosol (LVOOA) and the lowest proportion of small particles. Both small and large particles mixed externally in LRT episodes. The highest proportion of semi-volatile oxygenated organic aerosol (SVOOA) and a medium proportion of small particles were observed in IR episodes. Both small and large particles were likely externally mixed during IR episodes. Furthermore, aerosols experienced the most dramatic size increase and diurnal variation, with a time lag between SVOOA and LVOOA and a gradual increase in carbon oxidation state (OSc ≈ 2 × O : C − H : C). Five out of 10 episodes were of the IR type, further reflecting the importance of this type of episode. The evolution of aerosol components in one particular episode of the IR type, which exhibited a clear land–sea breeze pattern, was examined in detail. Sulfate and SOA due to photochemical aging were very efficiently produced during the course of 6 h. The “less-oxidized” SOA (SVOOA) was initially formed at a higher rate than the “more-oxidized” SOA (LVOOA). The SVOOA transformed to LVOOA at the later stage of photochemical aging. This transformation was further supported by mass spectral analysis, which showed an increase in the most oxidized ion (CO2+) and decreases in moderately oxidized ones (C2H3O+, C3H3O+ and C3H5O+). By measuring the physical and chemical properties of PM in a highly time-resolved manner, the current study was able to demonstrate the dynamic and complex nature of PM transformation during high-PM episodes.

Organic peroxides, important species in the atmosphere, promote secondary organic aerosol (SOA) aging, affect HOx radicals cycling, and cause adverse health effects. However, the formation, gas-particle partitioning, and evolution of organic peroxides are complicated and still unclear. In this study, we investigated in the laboratory the production and gas-particle partitioning of peroxides from the ozonolysis of α-pinene, which is one of the major biogenic volatile organic compounds in the atmosphere and an important precursor for SOA at a global scale. We have determined the molar yields of hydrogen peroxide (H2O2), hydromethyl hydroperoxide (HMHP), peroxyformic acid (PFA), peroxyacetic acid (PAA), and total peroxides (TPOs, including unknown peroxides) and the fraction of peroxides in α-pinene/O3 SOA. Comparing the gas-phase peroxides with the particle-phase peroxides, we find that gas-particle partitioning coefficients of PFA and PAA are 104 times higher than the values from the theoretical prediction, indicating that organic peroxides play a more important role in SOA formation than previously expected. Here, the partitioning coefficients of TPO were determined to be as high as (2–3) × 10−4 m3 µg−1. Even so, more than 80 % of the peroxides formed in the reaction remain in the gas phase. Water changes the distribution of gaseous peroxides, while it does not affect the total amount of peroxides in either the gas or the particle phase. Approx. 18 % of gaseous peroxides undergo rapid heterogeneous decomposition on SOA particles in the presence of water vapor, resulting in the additional production of H2O2. This process can partially explain the unexpectedly high H2O2 yields under wet conditions. Transformation of organic peroxides to H2O2 also preserves OH in the atmosphere, helping to improve the understanding of OH cycling.

Non-refractory submicron aerosol is characterized using an Aerosol Chemical Speciation Monitor (ACSM) in the fall and winter seasons of 2013 on the roadside in an Asian megacity environment in Hong Kong. Organic aerosol (OA), characterized by application of Positive Matrix Factorization (PMF), and sulfate are found to be dominant. Traffic-related organic aerosol shows good correlation with other vehicle-related species, and cooking aerosol displays clear mealtime concentration maxima and association with surface winds from restaurant areas. Contributions of individual species and OA factors to high NR-PM1 are analyzed for hourly data and daily data; while cooking emissions in OA contribute to high hourly concentrations, particularly during mealtimes, secondary organic aerosol components are responsible for episodic events and high day-to-day PM concentrations. Clean periods are either associated with precipitation, which reduces secondary OA with a lesser impact on primary organics, or clean oceanic air masses with reduced long-range transport and better dilution of local pollution. Haze events are connected with increases in contribution of secondary organic aerosol, from 30 to 50 % among total non-refractory organics, and the influence of continental air masses.

Hydrogen peroxide (H2O2) and organic peroxides play important roles in the cycle of oxidants and the formation of secondary aerosols in the atmosphere. Recent field observations have suggested that the budget of peroxyacetic acid (PAA, CH3C(O)OOH) is potentially related to the aerosol phase processes, especially to secondary aerosol formation. Here, we present the first laboratory measurements of the uptake coefficient of gaseous PAA and H2O2 onto ambient fine particulate matter (PM2.5) as a function of relative humidity (RH) at 298 K. The results show that the PM2.5, which was collected in an urban area, can take up PAA and H2O2 at the uptake coefficient (γ) of 10−4, and both γPAA and γH2O2 increase with increasing RH. The value of γPAA at 90 % RH is 5.4 ± 1.9 times that at 3 % RH, whereas γH2O2 at 90 % RH is 2.4 ± 0.5 times that at 3 % RH, which suggests that PAA is more sensitive to the RH variation than H2O2 is. Considering the larger Henry's law constant of H2O2 than that of PAA, the smaller RH sensitivity of the H2O2 uptake coefficient suggests that the enhanced uptake of peroxide compounds on PM2.5 under humid conditions is dominated by chemical processes rather than dissolution. Considering that mineral dust is one of the main components of PM2.5 in Beijing, we also determined the uptake coefficients of gaseous PAA and H2O2 on authentic Asian Dust storm (ADS) and Arizona Test Dust (ATD) particles. Compared to ambient PM2.5, ADS shows a similar γ value and RH dependence in its uptake coefficient for PAA and H2O2, while ATD gives a negative dependence on RH. The present study indicates that, in addition to the mineral dust in PM2.5, other components (e.g., soluble inorganic salts) are also important to the uptake of peroxide compounds. When the heterogeneous reaction of PAA on PM2.5 is considered, its atmospheric lifetime is estimated to be 3.0 h on haze days and 7.1 h on non-haze days, values that are in good agreement with the field observations.

We present here experimental results on aqueous-phase (A) photochemical oxidation (with UV and OH radicals generated from H2O2 photolysis) and (B) direct photolysis (with only UV irradiation) of a methoxy phenol, vanillin (VL), as a model compound from biomass burning. Both on-line aerosol mass spectrometric (AMS) characterization and off-line chemical analyses were performed. AMS analyses of dried atomized droplets of the bulk reacting mixtures showed that VL almost entirely evaporates during the drying process. Large amounts of organic mass remained in the particle phase after reactions under both conditions. Under condition (A), AMS measured organic mass first increased rapidly and then decreased, attributable to the formation of non-volatile products and subsequent formation of smaller and volatile products, respectively. The oxygen-to-carbon (O : C) ratio of the products reached 1.5 after about 80 min, but dropped substantially thereafter. In contrast, organic mass increased slowly under condition (B). The O : C ratio reached 1.0 after 180 min. In off-line analyses, small oxygenates were detected under condition (A), while hydroxylated products and dimers of VL were detected under condition (B). Particle hygroscopic growth factor (GF) and cloud condensation nuclei (CCN) activity of the reacting mixtures were found to depend on both organic volume fraction and the degree of oxygenation of organics. Results show that (1) aqueous-phase processes can lead to the retention of a large portion of the organic mass in the particle phase; (2) once retained, this portion of organic mass significantly changes the hygroscopicity and CCN activity of the aerosol particles; (3) intensive photochemical oxidation gave rise to an O : C ratio as high as 1.5 but the ratio decreased as further oxidation led to smaller and more volatile products; and (4) polymerization occurred with direct photolysis, resulting in high-molecular-weight products of a yellowish color. This study demonstrates that aqueous-phase reactions of a methoxy phenol can lead to substantial amount of secondary organic aerosol (SOA) formation. Given the vast amount of biomass burning input globally, model representation of either the SOA budget or their subsequent effects would not be adequate if the contribution of SOA formation from aqueous-phase reactions of methoxy phenols is not considered.

Field measurements of atmospheric peroxides were obtained during the summer on two consecutive years over urban Beijing, which highlighted the impacts of aerosols on the chemistry of peroxide compounds and hydroperoxyl radicals (HO2). The major peroxides were determined to be hydrogen peroxide (H2O2), methyl hydroperoxide (MHP), and peroxyacetic acid (PAA). A negative correlation was found between H2O2 and PAA in rainwater, providing evidence for a conversion between H2O2 and PAA in the aqueous phase. A standard gas phase chemistry model based on the NCAR Master Mechanism provided a good reproduction of the observed H2O2 profile on non-haze days but greatly overpredicted the H2O2 level on haze days. We attribute this overprediction to the reactive uptake of HO2 by the aerosols, since there was greatly enhanced aerosol loading and aerosol liquid water content on haze days. The discrepancy between the observed and modeled H2O2 can be diminished by adding to the model a newly proposed transition metal ion catalytic mechanism of HO2 in aqueous aerosols. This confirms the importance of the aerosol uptake of HO2 and the subsequent aqueous phase reactions in the reduction of H2O2. The closure of HO2 and H2O2 between the gas and aerosol phases suggests that the aerosols do not have a net reactive uptake of H2O2, because the conversion of HO2 to H2O2 on aerosols compensates for the H2O2 loss. Laboratory studies for the aerosol uptake of H2O2 in the presence of HO2 are urgently required to better understand the aerosol uptake of H2O2 in the real atmosphere.

The ozonolysis of alkenes is considered to be an important source of atmospheric peroxides, which serve as oxidants, reservoirs of HOx radicals, and components of secondary organic aerosols (SOAs). Recent laboratory investigations of this reaction identified hydrogen peroxide (H2O2) and hydroxymethyl hydroperoxide (HMHP) in ozonolysis of isoprene. Although larger hydroxyalkyl hydroperoxides (HAHPs) were also expected, their presence is not currently supported by experimental evidence. In the present study, we investigated the formation of peroxides in the gas phase ozonolysis of isoprene at various relative humidities on a time scale of tens of seconds, using a quartz flow tube reactor coupled with the online detection of peroxides. We detected a variety of conventional peroxides, including H2O2, HMHP, methyl hydroperoxide, bis-hydroxymethyl hydroperoxide, and ethyl hydroperoxide, and interestingly found three unknown peroxides. The molar yields of the conventional peroxides fell within the range of values provided in the literature. The three unknown peroxides had a combined molar yield of ~ 30% at 5% relative humidity (RH), which was comparable with that of the conventional peroxides. Unlike H2O2 and HMHP, the molar yields of these three unknown peroxides were inversely related to the RH. On the basis of experimental kinetic and box model analysis, we tentatively assigned these unknown peroxides to C2−C4 HAHPs, which are produced by the reactions of different Criegee intermediates with water. Our study provides experimental evidence for the formation of large HAHPs in the ozonolysis of isoprene (one of the alkenes). These large HAHPs have a sufficiently long lifetime, estimated as tens of minutes, which allows them to become involved in atmospheric chemical processes, e.g., SOA formation and radical recycling.

The aqueous phase reaction of volatile organic compounds (VOCs) has not been considered in most analyses of atmospheric chemical processes. However, some experimental evidence has shown that, compared to the corresponding gas phase reaction, the aqueous chemical processes of VOCs in the bulk solutions and surfaces of ambient wet particles (cloud, fog, and wet aerosols) may potentially contribute to the products and formation of secondary organic aerosol (SOA). In the present study, we performed a laboratory experiment of the aqueous ozonolysis of isoprene at different pHs (3–7) and temperatures (4–25 °C). We detected three important kinds of products, including carbonyl compounds, peroxide compounds, and organic acids. Our results showed that the molar yields of these products were nearly independent of the investigated pHs and temperatures, those were (1) carbonyls: 56.7 ± 3.7 % formaldehyde, 42.8 ± 2.5 % methacrolein (MAC), and 57.7 ± 3.4 % methyl vinyl ketone (MVK); (2) peroxides: 53.4 ± 4.1 % hydrogen peroxide (H2O2) and 15.1 ± 3.1 % hydroxylmethyl hydroperoxide (HMHP); and (3) organic acids: undetectable (2O2 + HMHP in the aqueous isoprene ozonolysis were much higher than those observed in the corresponding gas phase reaction. We suggest that these unexpected high yields of carbonyls and peroxides are related to the greater capability of condensed water, compared to water vapor, to stabilize energy-rich Criegee radicals. This aqueous ozonolysis of isoprene (and possibly other biogenic VOCs) could potentially occur on the surfaces of ambient wet particles and plants. Moreover, the high-yield carbonyl and peroxide products might provide a considerable source of aqueous phase oxidants and SOA precursors.

Aqueous phase chemical processes of organic compounds in the atmosphere have received increasing attention, partly due to their potential contribution to the formation of secondary organic aerosol (SOA). Here, we analyzed the aqueous OH-initiated oxidation of isoprene and its reaction products including carbonyl compounds and organic acids, regarding the acidity and temperature as in-cloudy conditions. We also performed a laboratory simulation to improve our understanding of the kinetics and mechanisms for the products of aqueous isoprene oxidation that are significant precursors of SOA; these included methacrolein (MACR), methyl vinyl ketone (MVK), methyl glyoxal (MG), and glyoxal (GL). We used a novel chemical titration method to monitor the concentration of isoprene in the aqueous phase. We used a box model to interpret the mechanistic differences between aqueous and gas phase OH radical-initiated isoprene oxidations. Our results were the first demonstration of the rate constant for the reaction between isoprene and OH radical in water, 1.2 ± 0.4) × 1010 M−1 s−1 at 283 K. Molar yields were determined based on consumed isoprene. Of note, the ratio of the yields of MVK (24.1 ± 0.8 %) to MACR (10.9 ± 1.1%) in the aqueous phase isoprene oxidation was approximately double that observed for the corresponding gas phase reaction. We hypothesized that this might be explained by a water-induced enhancement in the self-reaction of a hydroxy isoprene peroxyl radical (HOCH2C(CH3)(O2)CH = CH2) produced in the aqueous reaction. The observed yields for MG and GL were 11.4 ± 0.3 % and 3.8 ± 0.1 %, respectively. Model simulations indicated that several potential pathways may contribute to the formation of MG and GL. Finally, oxalic acid increased steadily throughout the course of the study, even after isoprene was consumed completely. The observed yield of oxalic acid was 26.2 ± 0.8 % at 6 h. The observed carbon balance accounted for ~50 % of the consumed isoprene. The presence of high-molecular-weight compounds may have accounted for a large portion of the missing carbons, but they were not quantified in this study. In summary, our work has provided experimental evidence that the availably abundant water could affect the distribution of oxygenated organic compounds produced in the oxidation of volatile organic compounds.

Using a GC/FID/MS system, we analyzed the mixing ratio of 16 halocarbon species in more than 100 air samples collected in 2004 from the Pearl River Delta (PRD) region of southern China. The results revealed that there are elevated mixing ratios for most of halocarbons, especially for HClC = CCl2 (trichloroethylene, TCE), CH2Cl2 (dichloromethane, DCM), CH3 Br (bromomethane), HCFC-22, CHCl3 (trichloromethane), CCl4 (tetrachloromethane), Cl2C = CCl2 (perchloroethylene, PCE), CH3CCl3 (methyl chloroform, MCF), and CFC-12. Comparisons were done with the data from TRACE-P and ALE/GAGE/AGAGE experiments, we found that the large variability in mixing ratios (relative standard deviation ranged from 9.31 % to 96.55 %) of the halocarbons suggested substantial local emissions from the PRD region in 2004. Correlations between the mixing ratio of each species and carbon monoxide (CO) was examined, and then the emission of each halocarbon was quantified based on scaling the optimized CO emission inventory with the slope of the regression line fitted to each species relative to CO. The calculated results revealed that mass of CH2Cl2 (7.0 Gg), CH3CCl3 (6.7 Gg), and Cl2C = CCl2 (2.3 Gg) accounted for about 62.9 % of total halocarbon emissions, it suggested a significant contribution from solvent use in the PRD region. Emissions of HCFC-22 (3.5 Gg), an alternative refrigerant to chlorofluorocarbons (CFCs), were about 2.3 times greater than those of CFC-12 (1.6 Gg). CFC-12 and HCFC-22 accounted for 21.5 % of total emissions of halocarbons, so that the refrigerant would be the second largest source of halocarbons. However, the ratio approach found only minor emissions of CFCs, such as CFC-11, and the emission of CFC-114 and CFC-113 were close to zero. Emissions of other anthropogenic halocarbons, such as CCl4, CHCl3, CH3Br, and CH3Cl, were also estimated. Where possible, the emissions estimated from the measured ratios were compared with results from source inventory techniques, we found that both approaches gave emissions at similar magnitude for most of the halocarbons, except CFC-11. The comparison suggested that the ratio method may be a useful tool for assessing regional halocarbon emissions, and emission uncertainty could be further reduced by incorporating both longer-term and higher-frequency observations, as well as improving the accuracy of the CO inventory.

Part 1 of this research concluded that many conditions of the 2003 Wakasa Bay experiment were not optimal for the purpose of tomographic retrieval. Part 2 (this paper) then aims to find possible improvements to the mobile cloud tomography method using observation system simulation experiments. We demonstrate that the incorporation of the L1 norm total variation regularization in the tomographic retrieval algorithm better reproduces discontinuous structures than the widely used L2 norm Tikhonov regularization. The simulation experiments reveal that a typical ground-based mobile setup substantially outperforms an airborne one because the ground-based setup usually moves slower and has greater contrast in microwave brightness between clouds and the background. It is shown that, as expected, the error in the cloud tomography retrievals increases monotonically with both the radiometer noise level and the uncertainty in the estimate of background brightness temperature. It is also revealed that a lower speed of platform motion or a faster scanning radiometer results in more scan cycles and more overlap between the swaths of successive scan cycles, both of which help to improve the retrieval accuracy. The last factor examined is aircraft height. It is found that the optimal aircraft height is 0.5 to 1.0 km above the cloud top. To summarize, this research demonstrates the feasibility of tomographically retrieving the spatial structure of cloud liquid water using current microwave radiometric technology and provides several general guidelines to improve future field-based studies of cloud tomography.

Tomographic methods offer great potential for retrieving three-dimensional spatial distributions of cloud liquid water from radiometric observations by passive microwave sensors. Fixed tomographic systems require multiple radiometers, while mobile systems can use just a single radiometer. Part 1 (this paper) examines the results from a limited cloud tomography trial with a single-radiometer airborne system carried out as part of the 2003 AMSR-E validation campaign over Wakasa Bay of the Sea of Japan. During this trial, the Polarimetric Scanning Radiometer (PSR) and Microwave Imaging Radiometer (MIR) aboard the NASA P-3 research aircraft provided a useful dataset for testing the cloud tomography method over a system of low-level clouds. We do tomographic retrievals with a constrained inversion algorithm using three configurations: PSR, MIR, and combined PSR and MIR data. The liquid water paths from the PSR retrieval are consistent with those from the MIR retrieval. The retrieved cloud field based on the combined data appears to be physically plausible and consistent with the cloud image obtained by a cloud radar. We find that some vertically-uniform clouds appear at high altitudes in the retrieved field where the radar shows clear sky. This is likely due to the sub-optimal data collection strategy. This sets the stage for Part 2 of this study that aims to define optimal data collection strategies using observation system simulation experiments.