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Cooling-Off or Completely Freezing? Rule 10b5-1 Insider Trading Plans' Cooling-Off Periods.
- Source :
- North Carolina Banking Institute. March, 2023, Vol. 27 Issue 1, p494, 26 p.
- Publication Year :
- 2023
-
Abstract
- I. INTRODUCTION In 2021, vaccines for COVID-19 caused stocks from companies like Pfizer and Moderna to surge and hit all-time highs. (1) Vaccine stocks were hot, but timing in the [...]
- Subjects :
- Securities trading -- Laws, regulations and rules
Administrative procedure -- Laws, regulations and rules
Affirmative defenses -- Laws, regulations and rules
Disclosure (Securities law) -- Laws, regulations and rules
Deception -- Laws, regulations and rules
Insider trading in securities -- Laws, regulations and rules
United States. Securities and Exchange Commission -- Powers and duties
Government regulation
Securities Exchange Act (15 U.S.C. 78j(b))
Sarbanes-Oxley Act of 2002
Code of Federal Regulations (C.F.R. 10b5-1)
Subjects
Details
- Language :
- English
- ISSN :
- 10967249
- Volume :
- 27
- Issue :
- 1
- Database :
- Gale General OneFile
- Journal :
- North Carolina Banking Institute
- Publication Type :
- Academic Journal
- Accession number :
- edsgcl.762216721