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SEC Marketing Rule: A 30-Day Compliance Plan
- Source :
- Mondaq Business Briefing. October 6, 2022
- Publication Year :
- 2022
-
Abstract
- The substantive provisions of the new Marketing Rule come into effect for all private fund managers, fund sponsors and other investment advisers registered with the U.S. Securities and Exchange Commission [...]
- Subjects :
- United States. Securities and Exchange Commission -- Powers and duties
Financial services industry -- Laws, regulations and rules -- Marketing
Advertising -- Laws, regulations and rules
Advertising law -- Interpretation and construction
Government regulation
Company marketing practices
Financial services industry
Business, international
Subjects
Details
- Language :
- English
- Database :
- Gale General OneFile
- Journal :
- Mondaq Business Briefing
- Publication Type :
- News
- Accession number :
- edsgcl.721173884