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MAP TRANSFORMATION: STREAMLINING FINRA'S GATEKEEPER FUNCTION
- Source :
- States News Service. April 19, 2022
- Publication Year :
- 2022
-
Abstract
- WASHINGTON -- The following information was released by the Financial Industry Regulatory Authority (FINRA): Member Supervision's Membership Application Program Group is the gatekeeper to the broker-dealer industry. It works both [...]
- Subjects :
- Brokers
News, opinion and commentary
Financial Industry Regulatory Authority Inc.
Subjects
Details
- Language :
- English
- Database :
- Gale General OneFile
- Journal :
- States News Service
- Publication Type :
- News
- Accession number :
- edsgcl.700922652