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SEC Brings First Case Charging Shadow Insider Trading

Authors :
Rieder, Eric
Source :
Mondaq Business Briefing. September 2, 2021
Publication Year :
2021

Abstract

The SEC's filing of its first shadow trading case earlier this month signals the agency's willingness to pursue actions based on expanded theories of insider trading liability. In a federal [...]

Subjects

Subjects :
United States. Securities and Exchange Commission -- Powers and duties
Medivation Inc. -- Cases -- Officials and employees
Biological products industry -- Cases -- Officials and employees
Insider trading in securities -- Cases
Company legal issue
Business, international

Details

Language :
English
Database :
Gale General OneFile
Journal :
Mondaq Business Briefing
Publication Type :
News
Accession number :
edsgcl.674484413

Tools

Authors Abstract Subjects Details