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The Obligation To Self-Report Non-Compliance
- Source :
- Mondaq Business Briefing. December 2, 2020
- Publication Year :
- 2020
-
Abstract
- Introduction In a recent enforcement action, the Securities and Futures Commission (the 'SFC') has publicly reprimanded and fined China Everbright Securities (HK) Limited ('CESHK') HK$2.5 million for relying on expired [...]
Details
- Language :
- English
- Database :
- Gale General OneFile
- Journal :
- Mondaq Business Briefing
- Publication Type :
- News
- Accession number :
- edsgcl.643535998