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S.E.C. Adopts Broker Rules as Consumer Advocates Object
- Source :
- The New York Times. June 6, 2019, B6
- Publication Year :
- 2019
-
Abstract
- Regulators have new rules for Wall Street brokers providing investment advice: Act in your customers' best interest. But consumer advocates argue that the rules amount to little more than a [...]
- Subjects :
- United States. Securities and Exchange Commission -- Powers and duties -- Negotiation, mediation and arbitration
Securities industry -- Laws, regulations and rules
Brokers -- Laws, regulations and rules
Consumer protection -- Laws, regulations and rules
Consumer groups -- Negotiation, mediation and arbitration
Financial services
Marketing
Consultants (Persons)
Investors
Investments
Government regulation
Securities industry
General interest
News, opinion and commentary
Subjects
Details
- Language :
- English
- ISSN :
- 03624331
- Database :
- Gale General OneFile
- Journal :
- The New York Times
- Publication Type :
- News
- Accession number :
- edsgcl.587845389