TD Ameritrade to return money; firm to buy back $456 million of securities from clients in settlement

Authors :: Rappaport, Liz
Source :: The Wall Street Journal Eastern Edition. July 21, 2009, pC3, 1 p.
Publication Year :: 2009
Abstract: In a settlement with the Securities and Exchange Commission, New York Attorney General Andrew Cuomo, and financial regulators in Pennsylvania, TD Ameritrade Holding Corp. will reimburse clients by buying back $456 million in auction-rate securities.

Subjects :: New York. Department of Law -- Cases
New York. Department of Law -- Officials and employees
United States. Securities and Exchange Commission -- Cases
TD Ameritrade Holding Corp. -- Cases
TD Ameritrade Holding Corp. -- Investments
Attorneys general -- Cases
Securities -- Purchasing
Securities dealers -- Cases
Securities dealers -- Investments
Compromise and settlement -- Analysis
Company legal issue
Company investment
News, opinion and commentary

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