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NYSE trading probe took late, sharp turn; SEC nudge provided impetus, prompting questions concerning efficacy of self-regulatory system

Authors :
Cohen, Laurie P.
Craig, Susanne
Dugan, Ianthe Jeanne
Source :
The Wall Street Journal Western Edition. Oct 17, 2003, C1
Publication Year :
2003

Subjects

Subjects :
United States. Securities and Exchange Commission -- Investigations
New York Stock Exchange Inc. -- Investigations
Floor traders (Finance) -- Investigations
Floor traders (Finance) -- Ethical aspects
Securities industry -- Investigations
Company legal issue
Securities industry
Business
Business, general

Details

Language :
English
ISSN :
01932241
Database :
Gale General OneFile
Journal :
The Wall Street Journal Western Edition
Publication Type :
News
Accession number :
edsgcl.108994667

Tools

Authors Abstract Subjects Details