The Two Cultures for Prevalence Mapping: Small Area Estimation and Spatial Statistics

The emerging need for subnational estimation of demographic and health indicators in low- and middle-income countries (LMICs) is driving a move from design-based area-level approaches to unit-level methods. The latter are model-based and overcome data sparsity by borrowing strength across covariates and space and can, in principle, be leveraged to create fine-scale pixel level maps based on household surveys. However, typical implementations of the model-based approaches do not fully acknowledge the complex survey design, and do not enjoy the theoretical consistency of design-based approaches. We describe how spatial methods are currently used for prevalence mapping in the context of LMICs, highlight the key challenges that need to be overcome, and propose a new approach, which is methodologically closer in spirit to small area estimation. The main discussion points are demonstrated through a case study of vaccination coverage in Nigeria based on 2018 Demographic and Health Surveys (DHS) data. We discuss our key findings both generally and with an emphasis on the implications for popular approaches undertaken by industrial producers of subnational prevalence estimates.
Comment: An extensive revision of the previous version of the preprint. The spatial aspects have been fleshed out more, and the temporal aspects have been removed