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Information Duties about Payments Received for Distribution of Financial Products—an Overview of German Case Law.

Authors :
Jordans, Roman
Source :
Journal of International Banking Law & Regulation; Jan2013, Vol. 28 Issue 1, p14-19, 6p
Publication Year :
2013

Abstract

The article focuses on information duties about received payments for distribution of financial products under German law. Topics include financial disclosure requirements, the ban on commission-based sales of retail investment products, and the implementation of advisor charging. Information is provided on kickback payments and the duties investment advisors.

Details

Language :
English
ISSN :
17426812
Volume :
28
Issue :
1
Database :
Supplemental Index
Journal :
Journal of International Banking Law & Regulation
Publication Type :
Academic Journal
Accession number :
84401740