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FCA Beefs Up Rules On Funds' Commission Use.

Source :
Compliance Reporter; 4/21/2014, p1-1, 1p
Publication Year :
2014

Abstract

Investment managers in the U.K. will be barred from using client money to arrange interviews with top executives of companies they may invest in, according to the Financial Conduct Authority. [ABSTRACT FROM AUTHOR]

Subjects

Subjects :
INVESTMENT advisors
CLIENTS
BROKERS
CONSUMERS

Details

Language :
English
ISSN :
15295699
Database :
Complementary Index
Journal :
Compliance Reporter
Publication Type :
Periodical
Accession number :
96648661

Tools

Authors Abstract Subjects Details