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One tough regulatory and compliance job.
- Source :
- Fierce Compliance IT; 10/3/2013, p1-1, 1p
- Publication Year :
- 2013
-
Abstract
- The article focuses on the performance of Stephen Cutler, U.S. Securities and Exchange Commission (SEC) chief of enforcement at JPMorgan Chase. It states that Cutler came in JPMorgan Chase as a big name from the Enron era. It mentions that he was quoted saying that managers are accountable on the discipline and compliance of employees. It adds that legal exposures due to noncompliance of JPMorgan Chase happened under the term of Cutler.
- Subjects :
- ETHICS & compliance officers
BANK compliance
Subjects
Details
- Language :
- English
- Database :
- Complementary Index
- Journal :
- Fierce Compliance IT
- Publication Type :
- Periodical
- Accession number :
- 90679438