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Compliance Officer Settles Insider Trading Charges.

Source :
Compliance Reporter; 9/26/2008, p9-9, 1p
Publication Year :
2008

Abstract

The article reports on the settlement made by Randi Collotta, a lawyer who worked in the global compliance department of Morgan Stanley, and her private practice attorney husband with the U.S. Securities and Exchange Commission for allegations over insider trading.

Subjects

Subjects :
INSIDER trading in securities

Details

Language :
English
ISSN :
15295699
Database :
Complementary Index
Journal :
Compliance Reporter
Publication Type :
Periodical
Accession number :
48597841

Tools

Authors Abstract Subjects Details