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Rule 14b-2: Does it actually lead to the prompt forwarding of communications to beneficial owners...

Authors :
Klein, Shaun M.
Source :
Journal of Corporation Law; Fall98, Vol. 23 Issue 1, p155, 23p
Publication Year :
1997

Abstract

Studies the issues surrounding banks and beneficial ownership of securities under Rule 14-b-2 of the Securities and Exchange Act of 1934 in the United States. History behind the shareholder communication rules; Problems that develop because of the system of holding shares in nominee name; Issues peculiar to banks that hold securities in nominee name.

Details

Language :
English
ISSN :
0360795X
Volume :
23
Issue :
1
Database :
Complementary Index
Journal :
Journal of Corporation Law
Publication Type :
Academic Journal
Accession number :
226844