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Paulina Chan, general counsel, CCB International.
- Source :
-
Lawyer . 6/4/2012, p16-1NULL. 1p. - Publication Year :
- 2012
-
Abstract
- The article focuses on the release of the Regulation of Sponsors Consultation Paper issued by the Securities and Futures Commission (SFC) of Hong Kong, China. Information is provided on the defined role of sponsors, the criminal liabilities of sponsors, and adherence to the SFC Code of Conduct. Information is provided on compliance with amended regulations.
- Subjects :
- *CRIMINAL liability
*CODES of ethics
*LEGAL compliance
Subjects
Details
- Language :
- English
- ISSN :
- 09537902
- Database :
- Academic Search Index
- Journal :
- Lawyer
- Publication Type :
- Periodical
- Accession number :
- 76454191