Regulator to Rehear Disciplinary Case Due to Potential Conflict: Officer who presided over case against brokerage executive was also interviewing for a job with the enforcement unit.

Authors :: Morgenson, Gretchen
Source :: Wall Street Journal - Online Edition. 11/25/2019, pN.PAG-N.PAG. 1p.
Publication Year :: 2019

Subjects :: *LAW enforcement
*FINANCIAL services industry
*GOVERNMENT policy
*GOVERNMENT securities
*STOCKBROKERS

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