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Recent works have used a linear birth metallicity gradient to estimate the evolution of the [Fe/H] profile in the Galactic disk over time, and infer stellar birth radii (R$_\text{birth}$) from [Fe/H] and age measurements. These estimates rely on the evolution of [Fe/H] at the Galactic center ([Fe/H](0, $\tau$)) and the birth metallicity gradient ($\nabla$[Fe/H]($\tau)$) over time -- quantities that are unknown and inferred under key assumptions. In this work, we use the sample of Milky Way/Andromeda analogues from the TNG50 simulation to investigate the ability to recover [Fe/H](R, $\tau$) and R$_\text{birth}$ in a variety of galaxies. Using stellar disk particles, we test the assumptions required in estimating R$_\text{birth}$, [Fe/H](0, $\tau$), and $\nabla$[Fe/H]($\tau)$ using recently proposed methods to understand when they are valid. We show that $\nabla$[Fe/H]($\tau)$ can be recovered in most galaxies to within 26% from the range in [Fe/H] across age, with better accuracy for more massive and stronger barred galaxies. We also find that the true central metallicity is unrepresentative of the genuine disk [Fe/H] profile; thus we propose to use a projected central metallicity instead. About half of the galaxies in our sample do not have a continuously enriching projected central metallicity, with a dilution in [Fe/H] correlating with mergers. Most importantly, galaxy-specific [Fe/H](R, $\tau$) can be constrained and confirmed by requiring the R$_\text{birth}$ distributions of mono-age, solar neighborhood populations to follow inside-out formation. We conclude that examining trends with R$_\text{birth}$ is valid for the Milky Way disk and similarly structured galaxies, where we expect R$_\text{birth}$ can be recovered to within 20% assuming today's measurement uncertainties in TNG50., Comment: Version accepted at A&A

With its origin coming from several sources (Big Bang, stars, cosmic rays) and given its strong depletion during its stellar lifetime, the lithium element is of great interest as its chemical evolution in the Milky Way is not well understood at present. To help constrain stellar and galactic chemical evolution models, numerous and precise lithium abundances are necessary for a large range of evolutionary stages, metallicities, and Galactic volume. In the age of stellar parametrization on industrial scales, spectroscopic surveys such as APOGEE, GALAH, RAVE, and LAMOST have used data-driven methods to rapidly and precisely infer stellar labels (atmospheric parameters and abundances). To prepare the ground for future spectroscopic surveys such as 4MOST and WEAVE, we aim to apply machine learning techniques to lithium measurements and analyses. We trained a convolution neural network (CNN), coupling Gaia-ESO Survey iDR6 stellar labels (Teff, log(g), [Fe/H], and A(Li)) and GIRAFFE HR15N spectra, to infer the atm parameters and lithium abundances for ~40,000 stars. We show that the CNN properly learns the physics of the stellar labels, from relevant spectral features through a broad range of evolutionary stages and stellar parameters. The Li feature at 6707.8 A is successfully singled out by our CNN, among the thousands of lines. Rare objects such as Li-rich giants are found in our sample. This level of performance is achieved thanks to a meticulously built, high-quality, and homogeneous training sample. The CNN approach is very well adapted for the next generations of spectroscopic surveys aimed at studying (among other elements) lithium, such as the 4MIDABLE-LR/HR (4MOST Milky Way disk and bulge low- and high-resolution) surveys. In this context, the caveats of ML applications should be appropriately investigated, along with the realistic label uncertainties and upper limits for abundances., Comment: A&A, accepted 05 December 2022, 23 pages, 23 figures. Codes and trained models available at https://github.com/SamirNepal/Li\_CNN\_2022

Large multi-object spectroscopic surveys require automated algorithms to optimise their observing strategy. One of the most ambitious upcoming spectroscopic surveys is the 4MOST survey. The 4MOST survey facility is a fibre-fed spectroscopic instrument on the VISTA telescope with a large enough field of view to survey a large fraction of the southern sky within a few years. Several Galactic and extragalactic surveys will be carried out simultaneously, so the combined target density will strongly vary. In this paper, we describe a new tiling algorithm that can naturally deal with the large target density variations on the sky and which automatically handles the different exposure times of targets. The tiling pattern is modelled as a marked point process, which is characterised by a probability density that integrates the requirements imposed by the 4MOST survey. The optimal tilling pattern with respect to the defined model is estimated by the tiles configuration that maximises the proposed probability density. In order to achieve this maximisation a simulated annealing algorithm is implemented. The algorithm automatically finds an optimal tiling pattern and assigns a tentative sky brightness condition and exposure time for each tile, while minimising the total execution time that is needed to observe the list of targets in the combined input catalogue of all surveys. Hence, the algorithm maximises the long-term observing efficiency and provides an optimal tiling solution for the survey. While designed for the 4MOST survey, the algorithm is flexible and can with simple modifications be applied to any other multi-object spectroscopic survey., Comment: 20 pages, 11 figures, submitted to MNRAS

We study the late-time evolution of the central regions of two Milky Way-like simulations of galaxies formed in a cosmological context, one hosting a fast bar and the other a slow one. We find that bar length, R_b, measurements fluctuate on a dynamical timescale by up to 100%, depending on the spiral structure strength and measurement threshold. The bar amplitude oscillates by about 15%, correlating with R_b. The Tremaine-Weinberg-method estimates of the bars' instantaneous pattern speeds show variations around the mean of up to ~20%, typically anti-correlating with the bar length and strength. Through power spectrum analyses, we establish that these bar pulsations, with a period in the range ~60-200 Myr, result from its interaction with multiple spiral modes, which are coupled with the bar. Because of the presence of odd spiral modes, the two bar halves typically do not connect at exactly the same time to a spiral arm, and their individual lengths can be significantly offset. We estimated that in about 50% of bar measurements in Milky Way-mass external galaxies, the bar lengths of SBab type galaxies are overestimated by ~15% and those of SBbc types by ~55%. Consequently, bars longer than their corotation radius reported in the literature, dubbed "ultra-fast bars", may simply correspond to the largest biases. Given that the Scutum-Centaurus arm is likely connected to the near half of the Milky Way bar, recent direct measurements may be overestimating its length by 1-1.5 kpc, while its present pattern speed may be 5-10 km/s/kpc smaller than its time-averaged value., Comment: 25 p., 19 figures, Accepted to MNRAS

Context. Several new multi-object spectrographs are currently planned or under construction that are capable of observing thousands of Galactic and extragalactic objects simultaneously. Aims. In this paper we present a probabilistic fibre-to-target assignment algorithm that takes spectrograph targeting constraints into account and is capable of dealing with multiple concurrent surveys. We present this algorithm using the 4-metre Multi-Object Spectroscopic Telescope (4MOST) as an example. Methods. The key idea of the proposed algorithm is to assign probabilities to fibre-target pairs. The assignment of probabilities takes the fibre positioner's capabilities and constraints into account. Additionally, these probabilities include requirements from surveys and take the required exposure time, number density variation, and angular clustering of targets across each survey into account. The main advantage of a probabilistic approach is that it allows for accurate and easy computation of the target selection function for the different surveys, which involves determining the probability of observing a target, given an input catalogue. Results. The probabilistic fibre-to-target assignment allows us to achieve maximally uniform completeness within a single field of view. The proposed algorithm maximises the fraction of successfully observed targets whilst minimising the selection bias as a function of exposure time. In the case of several concurrent surveys, the algorithm maximally satisfies the scientific requirements of each survey and no specific survey is penalised or prioritised. Conclusions. The algorithm presented is a proposed solution for the 4MOST project that allows for an unbiased targeting of many simultaneous surveys. With some modifications, the algorithm may also be applied to other multi-object spectroscopic surveys., Comment: 19 pages, 18 figures, accepted for publication in A&A

Combining the precise parallaxes and optical photometry delivered by Gaia's second data release (Gaia DR2) with the photometric catalogues of PanSTARRS-1, 2MASS, and AllWISE, we derive Bayesian stellar parameters, distances, and extinctions for 265 million stars brighter than G=18. Because of the wide wavelength range used, our results substantially improve the accuracy and precision of previous extinction and effective temperature estimates. After cleaning our results for both unreliable input and output data, we retain 137 million stars, for which we achieve a median precision of 5% in distance, 0.20 mag in V-band extinction, and 245 K in effective temperature for G<14, degrading towards fainter magnitudes (12%, 0.20 mag, and 245 K at G=16; 16%, 0.23 mag, and 260 K at G=17, respectively). We find a very good agreement with the asteroseismic surface gravities and distances of 7000 stars in the Kepler, the K2-C3, and the K2-C6 fields, with stellar parameters from the APOGEE survey, as well as with distances to star clusters. Our results are available through the ADQL query interface of the Gaia mirror at the Leibniz-Institut f\"{u}r Astrophysik Potsdam (gaia.aip.de) and as binary tables at data.aip.de. As a first application, in this paper we provide distance- and extinction-corrected colour-magnitude diagrams, extinction maps as a function of distance, and extensive density maps, demonstrating the potential of our value-added dataset for mapping the three-dimensional structure of our Galaxy. In particular, we see a clear manifestation of the Galactic bar in the stellar density distributions, an observation that can almost be considered a direct imaging of the Galactic bar., Comment: 25 pages, 23 figures + appendix, accepted for publication in A&A. Data (doi:10.17876/gaia/dr.2/51) are available through ADQL queries at gaia.aip.de

We introduce the 4-metre Multi-Object Spectroscopic Telescope (4MOST), a new high-multiplex, wide-field spectroscopic survey facility under development for the four-metre-class Visible and Infrared Survey Telescope for Astronomy (VISTA) at Paranal. Its key specifications are: a large field of view (FoV) of 4.2 square degrees and a high multiplex capability, with 1624 fibres feeding two low-resolution spectrographs ($R = \lambda/\Delta\lambda \sim 6500$), and 812 fibres transferring light to the high-resolution spectrograph ($R \sim 20\,000$). After a description of the instrument and its expected performance, a short overview is given of its operational scheme and planned 4MOST Consortium science; these aspects are covered in more detail in other articles in this edition of The Messenger. Finally, the processes, schedules, and policies concerning the selection of ESO Community Surveys are presented, commencing with a singular opportunity to submit Letters of Intent for Public Surveys during the first five years of 4MOST operations., Comment: Part of the 4MOST issue of The Messenger, published in preparation of 4MOST Community Workshop, see http://www.eso.org/sci/meetings/2019/4MOST.html

The current status of and motivation for the 4MOST Survey Strategy, as developed by the Consortium science team, are presented here. Key elements of the strategy are described, such as sky coverage, number of visits and total exposure times in different parts of the sky, and how to deal with different observing conditions. The task of organising the strategy is not simple, with many different surveys that have vastly different target brightnesses and densities, sample completeness levels, and signal-to-noise requirements. We introduce here a number of concepts that we will use to ensure all surveys are optimised. Astronomers who are planning to submit a Participating Survey proposal are strongly encouraged to read this article and any relevant 4MOST Survey articles in this issue of The Messenger such that they can optimally complement and benefit from the planned surveys of the 4MOST Consortium., Comment: Part of the 4MOST issue of The Messenger, published in preparation of 4MOST Community Workshop, see http://www.eso.org/sci/meetings/2019/4MOST.html

The 4MOST instrument is a multi-object spectrograph that will address Galactic and extragalactic science cases simultaneously by observing targets from a large number of different surveys within each science exposure. This parallel mode of operation and the survey nature of 4MOST require some distinct 4MOST-specific operational features within the overall operations model of ESO. The main feature is that the 4MOST Consortium will deliver, not only the instrument, but also contractual services to the user community, which is why 4MOST is also described as a facility. This white paper concentrates on information particularly useful to answering the forthcoming Call for Letters of Intent., Comment: Part of the 4MOST issue of The Messenger, published in preparation of 4MOST Community Workshop, see http://www.eso.org/sci/meetings/2019/4MOST.html

We present a semi-empirical, largely model-independent approach for estimating Galactic birth radii, r_birth, for Milky Way disk stars. The technique relies on the justifiable assumption that a negative radial metallicity gradient in the interstellar medium (ISM) existed for most of the disk lifetime. Stars are projected back to their birth positions according to the observationally derived age and [Fe/H] with no kinematical information required. Applying our approach to the AMBRE:HARPS and HARPS-GTO local samples, we show that we can constrain the ISM metallicity evolution with Galactic radius and cosmic time, [Fe/H]_ISM(r, t), by requiring a physically meaningful r_birth distribution. We find that the data are consistent with an ISM radial metallicity gradient that flattens with time from ~-0.15 dex/kpc at the beginning of disk formation, to its measured present-day value (-0.07 dex/kpc). We present several chemo-kinematical relations in terms of mono-r_birth populations. One remarkable result is that the kinematically hottest stars would have been born locally or in the outer disk, consistent with thick disk formation from the nested flares of mono-age populations and predictions from cosmological simulations. This phenomenon can be also seen in the observed age-velocity dispersion relation, in that its upper boundary is dominated by stars born at larger radii. We also find that the flatness of the local age-metallicity relation (AMR) is the result of the superposition of the AMRs of mono-r_birth populations, each with a well-defined negative slope. The solar birth radius is estimated to be 7.3+-0.6 kpc, for a current Galactocentric radius of 8 kpc., Comment: 14 p., 9 fig., Accepted for publication by MNRAS after minor revisions

Deciphering the assembly history of the Milky Way is a formidable task, which becomes possible only if one can produce high-resolution chrono-chemo-kinematical maps of the Galaxy. Data from large-scale astrometric and spectroscopic surveys will soon provide us with a well-defined view of the current chemo-kinematical structure of the Milky Way, but will only enable a blurred view on the temporal sequence that led to the present-day Galaxy. As demonstrated by the (ongoing) exploitation of data from the pioneering photometric missions CoRoT, Kepler, and K2, asteroseismology provides the way forward: solar-like oscillating giants are excellent evolutionary clocks thanks to the availability of seismic constraints on their mass and to the tight age-initial-mass relation they adhere to. In this paper we identify five key outstanding questions relating to the formation and evolution of the Milky Way that will need precise and accurate ages for large samples of stars to be addressed, and we identify the requirements in terms of number of targets and the precision on the stellar properties that are needed to tackle such questions. By quantifying the asteroseismic yields expected from PLATO for red-giant stars, we demonstrate that these requirements are within the capabilities of the current instrument design, provided that observations are sufficiently long to identify the evolutionary state and allow robust and precise determination of acoustic-mode frequencies. This will allow us to harvest data of sufficient quality to reach a 10% precision in age. This is a fundamental pre-requisite to then reach the more ambitious goal of a similar level of accuracy, which will only be possible if we have to hand a careful appraisal of systematic uncertainties on age deriving from our limited understanding of stellar physics, a goal which conveniently falls within the main aims of PLATO's core science., Comment: 17 pages, 9 figures, accepted for publication in Astronomical Notes

The breaks and truncations in the luminosity profile of face-on spiral galaxies offer valuable insights in their formation history. The traditional method of deriving the surface photometry profile for face-on galaxies is to use elliptical averaging. In this paper, we explore the question whether elliptical averaging is the best way to do this. We apply two additional surface photometry methods, one new: principle axis summation, and one old that has become seldom used: equivalent profiles. These are compared to elliptically averaged profiles using a set of 29 face-on galaxies. We find that the equivalent profiles match extremely well with elliptically averaged profiles, confirming the validity of using elliptical averaging. The principle axis summation offers a better comparison to edge-on galaxies., Comment: Accepted for publication by Monthly Notices of the R.A.S. A hi-res version is available at http://www.astro.rug.nl/~vdkruit/Petersetal-VI.pdf

Studying the Milky Way disk structure using stars in narrow bins of [Fe/H] and [alpha/Fe] has recently been proposed as a powerful method to understand the Galactic thick and thin disk formation. It has been assumed so far that these mono-abundance populations (MAPs) are also coeval, or mono-age, populations. Here we study this relationship for a Milky Way chemo-dynamical model and show that equivalence between MAPs and mono-age populations exists only for the high-[alpha/Fe] tail, where the chemical evolution curves of different Galactic radii are far apart. At lower [alpha/Fe]-values a MAP is composed of stars with a range in ages, even for small observational uncertainties and a small MAP bin size. Due to the disk inside-out formation, for these MAPs younger stars are typically located at larger radii, which results in negative radial age gradients that can be as large as 2 Gyr/kpc. Positive radial age gradients can result for MAPs at the lowest [alpha/Fe] and highest [Fe/H] end. Such variations with age prevent the simple interpretation of observations for which accurate ages are not available. Studying the variation with radius of the stellar surface density and scale-height in our model, we find good agreement to recent analyses of the APOGEE red-clump (RC) sample when 1-4 Gyr old stars dominate (as expected for the RC). Our results suggest that the APOGEE data are consistent with a Milky Way model for which mono-age populations flare for all ages. We propose observational tests for the validity of our predictions and argue that using accurate age measurements, such as from asteroseismology, is crucial for putting constraints on the Galactic formation and evolution., Comment: 8 p., 8 fig., replaced with accepted version (minor changes)

The past decade and a half has seen the design and execution of several ground-based spectroscopic surveys, both Galactic and Extra-galactic. Additionally, new surveys are being designed that extend the boundaries of current surveys. In this context, many important considerations must be done when designing a spectrograph for the future. Among these is the determination of the optimum wavelength coverage. In this work, we present a new code for determining the wavelength ranges that provide the optimal amount of information to achieve the required science goals for a given survey. In its first mode, it utilizes a user-defined list of spectral features to compute a figure-of-merit for different spectral configurations. The second mode utilizes a set of flux-calibrated spectra, determining the spectral regions that show the largest differences among the spectra. Our algorithm is easily adaptable for any set of science requirements and any spectrograph design. We apply the algorithm to several examples, including 4MOST, showing the method yields important design constraints to the wavelength regions., Comment: 27 pages, 4 figures, accepted to MNRAS

We present post-cryogenic Spitzer imaging at 3.6 and 4.5 micron with the Infrared Array Camera (IRAC) of the Spitzer/HETDEX Exploratory Large-Area (SHELA) survey. SHELA covers $\sim$deg$^2$ of the Sloan Digital Sky Survey "Stripe 82" region, and falls within the footprints of the Hobby-Eberly Telescope Dark Energy Experiment (HETDEX) and the Dark Energy Survey. The HETDEX blind R $\sim$ 800 spectroscopy will produce $\sim$ 200,000 redshifts from the Lyman-$\alpha$ emission for galaxies in the range 1.9 < z < 3.5, and an additional $\sim$200,000 redshifts from the [OII] emission for galaxies at z < 0.5. When combined with deep ugriz images from the Dark Energy Camera, K-band images from NEWFIRM, and other ancillary data, the IRAC photometry from Spitzer will enable a broad range of scientific studies of the relationship between structure formation, galaxy stellar mass, halo mass, AGN, and environment over a co-moving volume of $\sim$0.5 Gpc$^3$ at 1.9 < z < 3.5. Here, we discuss the properties of the SHELA IRAC dataset, including the data acquisition, reduction, validation, and source catalogs. Our tests show the images and catalogs are 80% (50%) complete to limiting magnitudes of 22.0 (22.6) AB mag in the detection image, which is constructed from the weighted sum of the IRAC 3.6 and 4.5 micron images. The catalogs reach limiting sensitivities of 1.1 $\mu$Jy at both 3.6 and 4.5 micron (1$\sigma$, for R=2 arcsec circular apertures). As a demonstration of science, we present IRAC number counts, examples of highly temporally variable sources, and galaxy surface density profiles of rich galaxy clusters. In the spirit of Spitzer Exploratory programs we provide all images and catalogs as part of the publication., Comment: Accepted for publication in ApJS. 30 pages, emulateapj format. Many figures. All data products, including images and catalogs available http://irsa.ipac.caltech.edu/data/SPITZER/SHELA

From stellar spectra, a variety of physical properties of stars can be derived. In particular, the chemical composition of stellar atmospheres can be inferred from absorption line analyses. These provide key information on large scales, such as the formation of our Galaxy, down to the small-scale nucleosynthesis processes that take place in stars and supernovae. By extending the observed wavelength range toward bluer wavelengths, we optimize such studies to also include critical absorption lines in metal-poor stars, and allow for studies of heavy elements (Z>38) whose formation processes remain poorly constrained. In this context, spectrographs optimized for observing blue wavelength ranges are essential, since many absorption lines at redder wavelengths are too weak to be detected in metal-poor stars. This means that some elements cannot be studied in the visual-redder regions, and important scientific tracers and science cases are lost. The present era of large public surveys will target millions of stars. Here we describe the requirements driving the design of the forthcoming survey instrument 4MOST, a multi-object spectrograph commissioned for the ESO VISTA 4m-telescope. We focus here on high-density, wide-area survey of stars and the science that can be achieved with high-resolution stellar spectroscopy. Scientific and technical requirements that governed the design are described along with a thorough line blending analysis. For the high-resolution spectrograph, we find that a sampling of >2.5 (pixels per resolving element), spectral resolution of 18000 or higher, and a wavelength range covering 393-436 nm, is the most well-balanced solution for the instrument. A spectrograph with these characteristics will enable accurate abundance analysis (+/-0.1 dex) in the blue and allow us to confront the outlined scientific questions. (abridged), Comment: 14 pages, 8 figures, accepted for publication in AN

Recent spectroscopic observations in the Milky Way suggest that the chemically defined thick disk (stars with high [alpha/Fe] ratios and thus old) has a significantly smaller scale-length than the thin disk. This is in apparent contradiction with observations of external edge-on galaxies, where the thin and thick components have comparable scale-lengths. Moreover, while observed disks do not flare (scale-height does not increase with radius), numerical simulations suggest that disk flaring is unavoidable, resulting from both environmental effects and secular evolution. Here we address these problems by studying two different suites of simulated galactic disks formed in the cosmological context. We show that the scale-heights of coeval populations always increase with radius. However, the total population can be decomposed morphologically into thin and thick disks, which do not flare. We relate this to the disk inside-out formation, where younger populations have increasingly larger scale-lengths and flare at progressively larger radii. In this new picture, thick disks are composed of the imbedded flares of mono-age stellar populations. Assuming that disks form inside out, we predict that morphologically defined thick disks must show a decrease in age (or [alpha/Fe] ratios) with radius and that coeval populations should always flare. This also explains the observed inversion in the metallicity and [alpha/Fe] gradients for stars away from the disk midplane in the Milky Way. The results of this work are directly linked to, and can be seen as evidence of, inside-out disk growth., Comment: 5 pages, 2 figures, Accepted for publication in ApJ Letters

NICMOS 2 observations are crucial for constraining distances to most of the existing sample of z > 1 SNe Ia. Unlike the conventional calibration programs, these observations involve long exposure times and low count rates. Reciprocity failure is known to exist in HgCdTe devices and a correction for this effect has already been implemented for high and medium count-rates. However observations at faint count-rates rely on extrapolations. Here instead, we provide a new zeropoint calibration directly applicable to faint sources. This is obtained via inter-calibration of NIC2 F110W/F160W with WFC3 in the low count-rate regime using z ~ 1 elliptical galaxies as tertiary calibrators. These objects have relatively simple near-IR SEDs, uniform colors, and their extended nature gives superior signal-to-noise at the same count rate than would stars. The use of extended objects also allows greater tolerances on PSF profiles. We find ST magnitude zeropoints (after the installation of the NICMOS cooling system, NCS) of 25.296 +- 0.022 for F110W and 25.803 +- 0.023 for F160W, both in agreement with the calibration extrapolated from count-rates 1,000 times larger (25.262 and 25.799). Before the installation of the NCS, we find 24.843 +- 0.025 for F110W and 25.498 +- 0.021 for F160W, also in agreement with the high-count-rate calibration (24.815 and 25.470). We also check the standard bandpasses of WFC3 and NICMOS 2 using a range of stars and galaxies at different colors and find mild tension for WFC3, limiting the accuracy of the zeropoints. To avoid human bias, our cross-calibration was "blinded" in that the fitted zeropoint differences were hidden until the analysis was finalized., Comment: Accepted for Publication in the Astronomical Journal. New version contains added reference

The velocity dispersions of stars near the Sun are known to increase with stellar age, but age can be difficult to determine so a proxy like the abundance of alpha elements (e.g., Mg) with respect to iron, [alpha/Fe], is used. Here we report an unexpected behavior found in the velocity dispersion of a sample of giant stars from the RAdial Velocity Experiment (RAVE) survey with high quality chemical and kinematical information, in that it decreases strongly for stars with [Mg/Fe] > 0.4 dex (i.e., those that formed in the first Gyr of the Galaxy's life). These findings can be explained by perturbations from massive mergers in the early Universe, which have affected more strongly the outer parts of the disc, and the subsequent radial migration of stars with cooler kinematics from the inner disc. Similar reversed trends in velocity dispersion are also found for different metallicity subpopulations. Our results suggest that the Milky Way disc merger history can be recovered by relating the observed chemo-kinematic relations to the properties of past merger events., Comment: 9 pages, 5 figures, Accepted to ApJL. Interpretation section expanded, different Fig.5, typos corrected, references added. Conclusions unchanged

Context. Galactic open clusters (OCs) mainly belong to the young stellar population in the Milky Way disk, but are there groups and complexes of OCs that possibly define an additional level in hierarchical star formation? Current compilations are too incomplete to address this question, especially regarding radial velocities (RVs) and metallicities ($[M/H]$). Aims. Here we provide and discuss newly obtained RV and $[M/H]$ data, which will enable us to reinvestigate potential groupings of open clusters and associations. Methods.We extracted additional RVs and $[M/H]$ from the RAdial Velocity Experiment (RAVE) via a cross-match with the Catalogue of Stars in Open Cluster Areas (CSOCA). For the identified OCs in RAVE we derived RV and $[M/H]$ from a cleaned working sample and compared the results with previous findings. Results. Although our RAVE sample does not show the same accuracy as the entire survey, we were able to derive reliable RV for 110 Galactic open clusters. For 37 OCs we publish RV for the first time. Moreover, we determined $[M/H]$ for 81 open clusters, extending the number of OCs with $[M/H]$ by 69., Comment: 21 pages, 9 Tables, 21 Figures

We construct new estimates on the Galactic escape speed at various Galactocentric radii using the latest data release of the Radial Velocity Experiment (RAVE DR4). Compared to previous studies we have a database larger by a factor of 10 as well as reliable distance estimates for almost all stars. Our analysis is based on the statistical analysis of a rigorously selected sample of 90 high-velocity halo stars from RAVE and a previously published data set. We calibrate and extensively test our method using a suite of cosmological simulations of the formation of Milky Way-sized galaxies. Our best estimate of the local Galactic escape speed, which we define as the minimum speed required to reach three virial radii $R_{340}$, is $533^{+54}_{-41}$ km/s (90% confidence) with an additional 5% systematic uncertainty, where $R_{340}$ is the Galactocentric radius encompassing a mean over-density of 340 times the critical density for closure in the Universe. From the escape speed we further derive estimates of the mass of the Galaxy using a simple mass model with two options for the mass profile of the dark matter halo: an unaltered and an adiabatically contracted Navarro, Frenk & White (NFW) sphere. If we fix the local circular velocity the latter profile yields a significantly higher mass than the un-contracted halo, but if we instead use the statistics on halo concentration parameters in large cosmological simulations as a constraint we find very similar masses for both models. Our best estimate for $M_{340}$, the mass interior to $R_{340}$ (dark matter and baryons), is $1.3^{+0.4}_{-0.3} \times 10^{12}$ M$_\odot$ (corresponding to $M_{200} = 1.6^{+0.5}_{-0.4} \times 10^{12}$ M$_\odot$). This estimate is in good agreement with recently published independent mass estimates based on the kinematics of more distant halo stars and the satellite galaxy Leo I., Comment: 16 pages, 15 figures; accepted for publication in Astronomy & Astrophysics

Galaxy masses play a fundamental role in our understanding of structure formation models. This review addresses the variety and reliability of mass estimators that pertain to stars, gas, and dark matter. The different sections on masses from stellar populations, dynamical masses of gas-rich and gas-poor galaxies, with some attention paid to our Milky Way, and masses from weak and strong lensing methods, all provide review material on galaxy masses in a self-consistent manner., Comment: 145 pages, 28 figures, to appear in Reviews of Modern Physics. Figure 22 is missing here, and Figs. 15, 26-28 are at low resolution. This version has a slightly different title and some typos fixed in Chapter 5. For the full review with figures, please consult: http://www.astro.queensu.ca/~courteau/GalaxyMasses_28apr2014.pdf

We present VLT/VIMOS IFU observations of an occulting galaxy pair previously discovered in HST observations. The foreground galaxy is a low-inclination spiral disk, which causes clear attenuation features seen against the bright bulge and disk of the background galaxy. We find redshifts of $z=0.064 \pm0.003$ and z=0.065 for the foreground and background galaxy respectively. This relatively small difference does not rule out gravitational interaction between the two galaxies. Emission line ratios point to a star-forming, not AGN-dominated foreground galaxy. We fit the Cardelli, Clayton & Mathis (CCM) extinction law to the spectra of individual fibres to derive slope ($R_V$) and normalization ($A_V$). The normalization agrees with the HST attenuation map and the slope is lower than the Milky Way relation ($R_V<3.1$), which is likely linked to the spatial sampling of the disk. We speculate that the values of $R_V$ point to either coherent ISM structures in the disk larger than usual ($\sim9$ kpc) or higher starting values of $R_V$, indicative of recent processing of the dust. The foreground galaxy is a low stellar mass spiral ($M_* \sim 3 \times 10^9 M_\odot$) with a high dust content ($M_{\rm dust} \sim 0.5 \times 10^6 M_\odot$). The dust disk geometry visible in the HST image would explain the observed SED properties of smaller galaxies: a lower mean dust temperature, a high dust-to-stellar mass ratio but relatively little optical attenuation. Ongoing efforts to find occulting pairs with a small foreground galaxies will show how common this geometry is., Comment: 16 pages, 3 tables, 13 figures, accepted for publication in MNRAS

In preparation for future, large-scale, multi-object, high-resolution spectroscopic surveys of the Galaxy, we present a series of tests of the precision in radial velocity and chemical abundances that any such project can achieve at a 4m class telescope. We briefly discuss a number of science cases that aim at studying the chemo-dynamical history of the major Galactic components (bulge, thin and thick disks, and halo) - either as a follow-up to the Gaia mission or on their own merits. Based on a large grid of synthetic spectra that cover the full range in stellar parameters of typical survey targets, we devise an optimal wavelength range and argue for a moderately high-resolution spectrograph. As a result, the kinematic precision is not limited by any of these factors, but will practically only suffer from systematic effects, easily reaching uncertainties <1 km/s. Under realistic survey conditions (namely, considering stars brighter than r=16 mag with reasonable exposure times) we prefer an ideal resolving power of R~20000 on average, for an overall wavelength range (with a common two-arm spectrograph design) of [395;456.5] nm and [587;673] nm. We show for the first time on a general basis that it is possible to measure chemical abundance ratios to better than 0.1 dex for many species (Fe, Mg, Si, Ca, Ti, Na, Al, V, Cr, Mn, Co, Ni, Y, Ba, Nd, Eu) and to an accuracy of about 0.2 dex for other species such as Zr, La, and Sr. While our feasibility study was explicitly carried out for the 4MOST facility, the results can be readily applied to and used for any other conceptual design study for high-resolution spectrographs., Comment: 20 pages, 5 figures, accepted for publication in Astronomische Nachrichten

The presence of a well-defined and narrow dust lane in an edge-on spiral galaxy is the observational signature of a thin and dense molecular disk, in which gravitational collapse has overcome turbulence. Using a sample of galaxies out to z~1 extracted from the COSMOS survey, we identify the fraction of massive disks that display a dust lane. Our goal is to explore the evolution in the stability of the molecular ISM disks in spiral galaxies over a cosmic timescale. We check the reliability of our morphological classifications against changes in restframe wavelength, resolution, and cosmic dimming with (artificially redshifted) images of local galaxies from SDSS. We find that the fraction of L* disks with dust lanes in COSMOS is consistent with the local fraction (~80%) out to z~0.7. At z=0.8, the dust lane fraction is only slightly lower. A somewhat lower dust lane fraction in starbursting galaxies tentatively supports the notion that a high specific star formation rate can efficiently destroy or inhibit a dense molecular disk. A small subsample of higher redshift COSMOS galaxies display low internal reddening (E[B-V]), as well as a low incidence of dust lanes. These may be disks in which the growth of the dusty ISM disk lags behind that of the stellar disk. We note that at z=0.8, the most massive galaxies display a lower dust lane fraction than lower mass galaxies. A small contribution of recent mergers or starbursts to this most massive population may be responsible. The fact that the fraction of galaxies with dust lanes in COSMOS is consistent with little or no evolution implies that models to explain the Spectral Energy Distribution or the host galaxy dust extinction of supernovae based on local galaxies are still applicable to higher redshift spirals. It also suggests that dust lanes are long lived phenomena or can be reformed over very short time-scales., Comment: 14 pages, 9 figures, 2 tables, accepted for publication by ApJ

We present Herschel/SPIRE images at 250, 350, and 500 {\mu}m of NGC 4244, a typical low-mass, disk-only and edge-on spiral galaxy. The dust disk is clumpy and shows signs of truncation at the break radius of the stellar disk. This disk coincides with the densest part of the Hi disk. We compare the Spectral Energy Distribution, including the new SPIRE fluxes, to 3D radiative transfer models; a smooth model disk and a clumpy model with embedded heating. Each model requires a very high value for the dust scale-length (h(dust) = 2 - 5 h(stars)), higher dust masses than previous models of NGC 4244 (Md = 0.47 - 1.39 \times 10e7 Msun) and a face-on optical depth of {\tau}(V) = 0.4 - 1.12, in agreement with previous disk opacity studies. The vertical scales of stars and dust are similar. The clumpy model much better mimics the general morphology in the submm images and the general SED. The inferred gas-to-dust mass ratio is compatible with those of similar low-mass disks. The relatively large radial scale-length of the dust disk points to radial mixing of the dusty ISM within the stellar disk. The large vertical dust scale and the clumpy dust distribution of our SED model are both consistent with a scenario in which the vertical structure of the ISM is dictated by the balance of turbulence and self-gravity., Comment: 4 pages, 3 figures, 1 table, accepted for A&A Letters

The stellar haloes of galaxies can currently be studied either through observations of resolved halo stars or through surface photometry. Curiously, the two methods appear to give conflicting results, as a number of surface photometry measurements have revealed integrated colours that are too red to be reconciled with the halo properties inferred from the study of resolved stars. Several explanations for this anomaly have been proposed - including dust photoluminescence, extinction of extragalactic background light and a bottom-heavy stellar initial mass function. A decisive test is, however, still lacking. Here, we explain how observations of the halo of a nearby galaxy, involving a combination of both surface photometry and bright star counts, can be used to distinguish between the proposed explanations. We derive the observational requirements for this endeavour and find that star counts in filters VI and surface photometry in filters VIJ appears to be the optimal strategy. Since the required halo star counts are already available for many nearby galaxies, the most challenging part of this test is likely to be the optical surface photometry, which requires several nights of exposure time on a 4-8 m telescope, and the near-IR surface photometry, which is most readily carried out using the upcoming James Webb Space Telescope., Comment: 14 pages, 4 figures; v.2 matches published version (minor changes only)

We present chemical elemental abundances for $36,561$ stars observed by the RAdial Velocity Experiment (RAVE), an ambitious spectroscopic survey of our Galaxy at Galactic latitudes $|$b$|>25^{\circ}$ and with magnitudes in the range 9$

Edge-on spiral galaxies offer a unique perspective on the vertical structure of spiral disks, both stars and the iconic dark dustlanes. The thickness of these dustlanes can now be resolved for the first time with Herschel in far-infrared and sub-mm emission. We present NHEMESES, an ongoing project that targets 12 edge-on spiral galaxies with the PACS and SPIRE instruments on Herschel. These vertically resolved observations of edge-on spirals will impact on several current topics. First and foremost, these Herschel observations will settle whether or not there is a phase change in the vertical structure of the ISM with disk mass. Previously, a dramatic change in dustlane morphology was observed as in massive disks the dust collapses into a thin lane. If this is the case, the vertical balance between turbulence and gravity dictates the ISM structure and consequently star-formation and related phenomena (spiral arms, bars etc.). We specifically target lower mass nearby edge-ons to complement existing Herschel observations of high-mass edge-on spirals (the HEROES project). Secondly, the combined data-set, together with existing Spitzer observations, will drive a new generation of spiral disk Spectral Energy Distribution models. These model how dust reprocesses starlight to thermal emission but the dust geometry remains the critical unknown. And thirdly, the observations will provide an accurate and unbiased census of the cold dusty structures occasionally seen extending out of the plane of the disk, when backlit by the stellar disk. To illustrate the NHEMESES project, we present early results on NGC 4244 and NGC 891, two well studies examples of a low and high-mass edge-on spiral., Comment: 3 pages, 4 figures, to appear in the proceedings of IAU 284, "The Spectral Energy Distribution of Galaxies", (SED2011), 5-9 September 2011, Preston, UK, editors, R.J. Tuffs & C.C.Popescu (v2 updated metadata)

We present the third data release of the RAdial Velocity Experiment (RAVE) which is the first milestone of the RAVE project, releasing the full pilot survey. The catalog contains 83,072 radial velocity measurements for 77,461 stars in the southern celestial hemisphere, as well as stellar parameters for 39,833 stars. This paper describes the content of the new release, the new processing pipeline, as well as an updated calibration for the metallicity based upon the observation of additional standard stars. Spectra will be made available in a future release. The data release can be accessed via the RAVE webpage: http://www.rave-survey.org., Comment: AJ accepted. 54 pages, 20 figures. Figure 17 in low resolution mode

We present an analysis of an occulting galaxy pair, serendipitously discovered in ACS Nearby Galaxy Survey Treasury (ANGST) observations of NGC 253 taken with Hubble Space Telescope's Advanced Camera for Survey in F475W, F606W$ and F814W (SDSS-g, broad V and I). The foreground disk system (at z < 0.06) shows a dusty disk much more extended than the starlight, with spiral lanes seen in extinction out to 1.5 R\_25, approximately six half-light radii. This pair is the first where extinction can be mapped reliably out to this distance from the center. The spiral arms of the extended dust disk show typical extinction values of A\_F475W ~ 0.25, A\_F606W ~ 0.25, and A\_F814W ~ 0.15. The extinction law inferred from these measures is similar to the local Milky Way one, and we show that the smoothing effects of sampling at limited spatial resolution (<57 pc, in these data) flattens the observed function through mixing of regions with different extinction. This galaxy illustrates the diversity of dust distributions in spirals, and the limitations of adopting a single dust model for optically similar galaxies. The ideal geometry of this pair of overlapping galaxies and the high sampling of HST data make this dataset ideal to analyze this pair with three separate approaches to overlapping galaxies: (A) a combined fit, rotating copies of both galaxies, (B) a simple flip of the background image and (C) an estimate of the original fluxes for the individual galaxies based on reconstructions of their proper isophotes. We conclude that in the case of high quality data such as these, isophotal models are to be preferred., Comment: 32 pages, 13 figures, accepted by AJ

We present an analysis of the star formation properties of field galaxies within the local volume out to a recession velocity limit of 3000 km/s. A parent sample of 863 star-forming galaxies is used to calculate a B-band luminosity function. This is then populated with star formation information from a subsample of 327 galaxies, for which we have H alpha imaging, firstly by calibrating a relationship between galaxy B-band luminosity and star formation rate, and secondly by a Monte Carlo simulation of a representative sample of galaxies, in which star formation information is randomly sampled from the observed subset. The total star formation rate density of the local Universe is found to be between 0.016 and 0.023 MSun/yr/cubic Mpc, with the uncertainties being dominated by the internal extinction correction used in converting measured H alpha fluxes to star formation rates. If our internally derived B-band luminosity function is replaced by one from the Sloan Digital Sky Survey blue sequence, the star formation rate densities are approx. 60% of the above values. We also calculate the contribution to the total star formation rate density from galaxies of different luminosities and Hubble T-types. The largest contribution comes from bright galaxies with B absolute mag of approx. -20 mag, and the total contribution from galaxies fainter than -15.5 mag is less than 10%. Almost 60% of the star formation rate density comes from galaxies of types Sb, Sbc or Sc; 9% from galaxies earlier than Sb and 33% from galaxies later than Sc. Finally, 75 - 80% of the total star formation in the local Universe is shown to be occurring in disk regions, defined as being >1 kpc from the centres of galaxies., Comment: 12 pages, accepted for publication in Astronomy and Astrophysics

Edge-on spiral galaxies offer a unique perspective on disks. One can accurately determine the height distribution of stars and ISM and the line-of-sight integration allows for the study of faint structures. The Spitzer IRAC camera is an ideal instrument to study both the ISM and stellar structure in nearby galaxies; two of its channels trace the old stellar disk with little extinction and the 8 micron channel is dominated by the smallest dust grains (Polycyclic Aromatic Hydrocarbons, PAHs). Dalcanton et al. (2004) probed the link between the appearance of dust lanes and the disk stability. In a sample of bulge-less disks they show how in massive disks the ISM collapses into the characteristic thin dust lane. Less massive disks are gravitationally stable and their dust morphology is fractured. The transition occurs at 120 km/s for bulgeless disks. Here we report on our results of our Spitzer/IRAC survey of nearby edge-on spirals and its first results on the NIR Tully-Fischer relation, and ISM disk stability., Comment: 4 pages, 4 figures, to appear in the proceedings of ``The Evolving ISM in the Milky Way and Nearby Galaxies'', Pasadena, 2007

Edge-on spiral galaxies offer a unique perspective on disks. One can accurately determine the height distribution of stars and ISM and the line-of-sight integration allows for the study of faint structures. The Spitzer IRAC camera is an ideal instrument to study both the ISM and stellar structure in nearby galaxies; two of its channels trace the old stellar disk with little extinction and the 8 micron channel is dominated by the smallest dust grains (Polycyclic Aromatic Hydrocarbons, PAHs). Dalcanton et al. (2004) probed the link between the appearance of dust lanes and the disk stability. In a sample of bulge-less disks they show how in massive disks the ISM collapses into the characteristic thin dust lane. Less massive disks are gravitationally stable and their dust morphology is fractured. The transition occurs at 120 km/s for bulgeless disks. Here we report on our results of our Spitzer/IRAC survey of nearby edge-on spirals and its first results on the NIR Tully-Fischer relation, and ISM disk stability., Comment: 2 pages, 2 figures, to appear in the proceedings of "The Formation and Evolution of Galaxy Disks", Rome 2007, organized by the Vatican Observatory, editors J. G. Funes, S.J. and E. M. Corsini

We present ground-based and Hubble Space Telescope optical observations of the X-ray flash (XRF) 020903, covering 300 days. The afterglow showed a very rapid rise in the first day, followed by a relatively slow decay in the next few days. There was a clear bump in the light curve after ~25 days, accompanied by a drastic change in the spectral energy distribution. The light curve and the spectral energy distribution are naturally interpreted as the emergence -- and subsequent decay -- of a supernova (SN), similar to SN 1998bw. At peak luminosity, the SN is estimated to be 0.8 +/- 0.1 mag fainter than SN1998bw. This argues in favor of the existence of a supernova associated with this X-ray flash. A spectrum obtained 35 days after the burst shows emission lines from the host galaxy. We use this spectrum to put an upper limit on the oxygen abundance of the host at [O/H] < -0.6 dex. We also discuss a possible trend between the softness of several bursts and the early behavior of the optical afterglow, in the sense that XRFs and X-ray rich GRBs seem to have a plateau phase or even a rising light curve. This can be naturally explained in models where XRFs are similar to GRBs but seen off the jet axis., Comment: ApJ, in press. Paper with full resolution figures available at http://www-int.stsci.edu/~bersier/grb020903.pdf

We discuss the selection and observations of a large sample of nearby galaxies, which we are using to quantify the star formation activity in the local Universe. The sample consists of 334 galaxies across all Hubble types from S0/a to Im and with recession velocities of between 0 and 3000 km/s. The basic data for each galaxy are narrow band H alpha plus [NII] and R-band imaging, from which we derive star formation rates, H alpha plus [NII] equivalent widths and surface brightnesses, and R-band total magnitudes. A strong correlation is found between total star formation rate and Hubble type, with the strongest star formation in isolated galaxies occurring in Sc and Sbc types. More surprisingly, no significant trend is found between H alpha plus [NII] equivalent width and galaxy R-band luminosity. More detailed analyses of the data set presented here will be described in subsequent papers., Comment: 28 pages, 19 figures. Accepted for publication in Astronomy and Astrophysics. FITS-format R-band and H alpha plus [NII] images for all galaxies, and a version of the paper with full resolution figures, are available at http://www.astro.livjm.ac.uk/HaGS/

We present near-infrared imaging of a sample of 57 relatively large, Northern spiral galaxies with low inclination. After describing the selection criteria and some of the basic properties of the sample, we give a detailed description of the data collection and reduction procedures. The K_s lambda=2.2 micron images cover most of the disk for all galaxies, with a field of view of at least 4.2 arcmin. The spatial resolution is better than an arcsec for most images. We fit bulge and exponential disk components to radial profiles of the light distribution. We then derive the basic parameters of these components, as well as the bulge/disk ratio, and explore correlations of these parameters with several galaxy parameters., Comment: Accepted for MNRAS. 16 Pages latex, including 9 embedded postscript figures and 3 panels of galaxy images in jpeg format. References updated

(Abbreviated) We present an imaging survey of 37 nearby galaxies observed with HST/WFPC2 in the mid-UV F300W filter and in F814W. 11 galaxies were also imaged in F255W. These galaxies were selected to be detectable with WFPC2 in one orbit, and cover a wide range of Hubble types and inclinations. The mid-UV spans the gap between our groundbased optical/NIR images and far-UV images available from the Astro/UIT missions. Our first qualitative results are: (1) Early-type galaxies show a significant decrease in surface brightness going from the red to the mid-UV, and in some cases the presence of dust lanes. Some galaxies would be classified different when viewed in the mid-UV, some become dominated by a blue nuclear feature or point source. (2) Half of the mid-type spiral and star-forming galaxies appear as a later morphological type in the mid-UV, as Astro/UIT also found in the far-UV. Some- times these differences are dramatic. The mid-UV images show a considerable range in the scale and surface brightness of individual star-forming regions. Almost all mid-type spirals have their small bulges bi-sected by a dust-lane. (3) Most of the heterogeneous subset of late-type, irregular, peculiar, and merging galaxies display F300W morphologies that are similar to those seen in F814W, but with differences due to recognizable dust features absorbing the bluer light, and due to UV-bright hot stars, star-clusters, and star-forming ridges. In the rest-frame mid-UV, early- to mid-type galaxies are more likely to be misclassified as later types than vice versa. This morphological K-correction explains only part of the excess faint blue galaxies seen in deep HST fields., Comment: 30 pages, LateX (AASTeX5.0), 2 figures and 3 tables included, mid-UV atlas and pan-chromatic atlas provided as 63 JPG figures. Full resolution PS version (~100Mb) available upon request. Accepted for publication in ApJS

Near-infrared (NIR) K' images of a sample of five low surface brightness disc galaxies (LSBGs) were combined with optical data, with the aim of constraining their star formation histories. Both red and blue LSBGs were imaged to enable comparison of their stellar populations. For both types of galaxy strong colour gradients were found, consistent with mean stellar age gradients. Very low stellar metallicities were ruled out on the basis of metallicity-sensitive optical-NIR colours. These five galaxies suggest that red and blue LSBGs have very different star formation histories and represent two independent routes to low B band surface brightness. Blue LSBGs are well described by models with low, roughly constant star formation rates, whereas red LSBGs are better described by a `faded disc' scenario., Comment: 5 pages LaTeX; 2 embedded figures; MNRAS Letters, Accepted

We combine deep optical and IR photometry for 326 spiral galaxies from two recent galaxy samples and report that the surface brightness profiles of late-type spirals are best fit by two exponentials. Moreover, the ratio of bulge and disk scale lengths takes on a restricted range of values and is uncorrelated with Hubble type. This suggests a scale-free Hubble sequence for late-type spirals. Careful numerical simulations ensure that our results are not affected by seeing or resolution effects. Many of these galaxies show spiral structure continuing into the central regions with a previously undetected small bar and slowly changing colors between the inner disk and the bulge. We invoke secular dynamical evolution and interpret the nature of disk central regions in the context of gas inflow via angular-momentum transfer and viscous transport. In this scenario, galaxy morphologies in late-type spirals are not imprinted at birth but are the result of evolution., Comment: Accepted for publication in the Astrophysical Journal Letters 11 pages LaTeX file, 2 PostScript figures, uses aaspp4.sty, also available at: ftp://sagittarius.tuc.noao.edu/pub/bulges95.ps.Z http://www.astro.su.se/~broeils/papers.html http://star-www.dur.ac.uk/~rdejong/papers.html

High-resolution NIR and optical images are used to constrain a dynamical model of the circumnuclear star forming (SF) region in the barred galaxy M100 (=NGC 4321). Subarcsecond resolution allowed us to distinguish important morphological details which are easily misinterpreted when using images at lower resolution. Small leading arms observed in our K-band image of the nuclear region are reproduced in the gas flow in our model, and lead us to believe that part of the K light comes from young stars, which trace the gas flow., Comment: 2 pages, uuencoded compressed postscript file. To appear in: Spiral Galaxies in the Near Infrared, Eds. D. Minniti & H.-W. Rix, Springer, in press

We present new high-resolution observations of the center of the late-type spiral M100 (NGC 4321) supplemented by 3D numerical modeling of stellar and gas dynamics, including star formation (SF). NIR imaging has revealed a stellar bar, previously inferred from optical and 21 cm observations, and an ovally-shaped ring-like structure in the plane of the disk. The K isophotes become progressively elongated and skewed to the position angle of the bar (outside and inside the `ring') forming an inner bar-like region. The galaxy exhibits a circumnuclear starburst in the inner part of the K `ring'. Two maxima of the K emission have been observed to lie symmetrically with respect to the nucleus and equidistant from it slightly leading the stellar bar. We interpret the twists in the K isophotes as being indicative of the presence of a double inner Lindblad resonance (ILR) and test this hypothesis by modeling the gas flow in a self-consistent gas + stars disk embedded in a halo, with an overall NGC4321-like mass distribution. We have reproduced the basic morphology of the region (the bar, the large scale trailing shocks, two symmetric K peaks corresponding to gas compression maxima which lie at the caustic formed by the interaction of a pair of trailing and leading shocks in the vicinity of the inner ILR, both peaks being sites of SF, and two additional zones of SF corresponding to the gas compression maxima, referred usually as `twin peaks')., Comment: 31 pages, postscript, compressed, uuencoded. 21 figures available in postscript, compressed form by anonymous ftp from ftp://asta.pa.uky.edu/shlosman/main100 , mget *.ps.Z. To appear in Ap.J

New optical and NIR K-band images of the inner 3 kpc region of the nearby Virgo spiral M100 (NGC 4321) display remarkable morphological changes with wavelength. While in the optical the light is dominated by a circumnuclear zone of enhanced star formation, the features in the 2.2\mum image correspond to a newly discovered kpc-size stellar bar, and a pair of leading arms situated inside an ovally-shaped region. Only 5% of the K flux is emitted in antisymmetric structures. This indicates that the morphology seen in the NIR is dominated by a global density wave. Making a first-order correction for the presence of localized dust extinction in K using the I-K image, we find that the observed leading arm morphology is slightly hidden by dust. Possible mechanisms responsible for the optical and NIR morphology are discussed, and tests are proposed to discriminate between them. Conclusions are supported with an evolutionary stellar population model reproducing the optical and NIR colors in a number of star forming zones. We argue that this morphology is compatible with the presence of a pair of inner Lindblad resonances in the region, and show this explicitly in an accompanying paper by detailed numerical modeling. The observed phenomena may provide insight into physical processes leading to central activity in galaxies., Comment: 8 pages: postscript,compressed,uuencoded. 8 compressed postscript figures available at ftp://asta.pa.uky.edu/shlosman/lett100/, mget *.eps.Z To appear in ApJ. Letters