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We review various bounds concerning out-of-equilibrium dynamics in few-level and many-body quantum systems. We primarily focus on closed quantum systems but will also mention some related results for open quantum systems and classical stochastic systems. We start from the speed limits, the universal bounds on the speeds of (either quantum or classical) dynamical evolutions. We then turn to review the bounds that address how good and how long would a quantum system equilibrate or thermalize. Afterward, we focus on the stringent constraint set by locality in many-body systems, rigorously formalized as the Lieb-Robinson bound. We also review the bounds related to the dynamics of entanglement, a genuine quantum property. Apart from some other miscellaneous topics, several notable error bounds for approximated quantum dynamics are discussed. While far from comprehensive, this topical review covers a considerable amount of recent progress and thus could hopefully serve as a convenient starting point and up-to-date guidance for interested readers., Comment: 87 pages, 11 figures. Commissioned review paper submitted to International Journal of Modern Physics B, (close to) final version

In two-dimensional Floquet systems, many-body localized dynamics in the bulk may give rise to a chaotic evolution at the one-dimensional edges that is characterized by a nonzero chiral topological index. Such anomalous dynamics is qualitatively different from local-Hamiltonian evolution. Here we show how the presence of a nonzero index affects entanglement generation and the spreading of local operators, focusing on the coarse-grained description of generic systems. We tackle this problem by analyzing exactly solvable models of random quantum cellular automata (QCA) which generalize random circuits. We find that a nonzero index leads to asymmetric butterfly velocities with different diffusive broadening of the light cones, and to a modification of the order relations between the butterfly and entanglement velocities. We propose that these results can be understood via a generalization of the recently-introduced entanglement membrane theory, by allowing for a spacetime entropy current, which in the case of a generic QCA is fixed by the index. We work out the implications of this current on the entanglement "membrane tension" and show that the results for random QCA are recovered by identifying the topological index with a background velocity for the coarse-grained entanglement dynamics., Comment: 6 + 11 pages, 4 + 6 figures, published version

A review is given on the foundations and applications of non-Hermitian classical and quantum physics. First, key theorems and central concepts in non-Hermitian linear algebra, including Jordan normal form, biorthogonality, exceptional points, pseudo-Hermiticity and parity-time symmetry, are delineated in a pedagogical and mathematically coherent manner. Building on these, we provide an overview of how diverse classical systems, ranging from photonics, mechanics, electrical circuits, acoustics to active matter, can be used to simulate non-Hermitian wave physics. In particular, we discuss rich and unique phenomena found therein, such as unidirectional invisibility, enhanced sensitivity, topological energy transfer, coherent perfect absorption, single-mode lasing, and robust biological transport. We then explain in detail how non-Hermitian operators emerge as an effective description of open quantum systems on the basis of the Feshbach projection approach and the quantum trajectory approach. We discuss their applications to physical systems relevant to a variety of fields, including atomic, molecular and optical physics, mesoscopic physics, and nuclear physics with emphasis on prominent phenomena/subjects in quantum regimes, such as quantum resonances, superradiance, continuous quantum Zeno effect, quantum critical phenomena, Dirac spectra in quantum chromodynamics, and nonunitary conformal field theories. Finally, we introduce the notion of band topology in complex spectra of non-Hermitian systems and present their classifications by providing the proof, firstly given by this review in a complete manner, as well as a number of instructive examples. Other topics related to non-Hermitian physics, including nonreciprocal transport, speed limits, nonunitary quantum walk, are also reviewed., Review article commissioned by Advances in Physics - 191 pages, 49 figures, 8 tables

A fundamental result in modern quantum chaos theory is the Maldacena-Shenker-Stanford upper bound on the growth of out-of-time-order correlators, whose infinite-temperature limit is related to the operator-space entanglement entropy of the evolution operator. Here we show that, for one-dimensional quantum cellular automata (QCA), there exists a lower bound on quantum chaos quantified by such entanglement entropy. This lower bound is equal to twice the index of the QCA, which is a topological invariant that measures the chirality of information flow, and holds for all the R\'enyi entropies, with its strongest R\'enyi-$\infty$ version being tight. The rigorous bound rules out the possibility of any sublinear entanglement growth behavior, showing in particular that many-body localization is forbidden for unitary evolutions displaying nonzero index. Since the R\'enyi entropy is measurable, our findings have direct experimental relevance. Our result is robust against exponential tails which naturally appear in quantum dynamics generated by local Hamiltonians., Comment: 6 + 6 pages, 3 + 4 figures

We prove that matrix-product unitaries (MPUs) with on-site unitary symmetries are completely classified by the (chiral) index and the cohomology class of the symmetry group $G$, provided that we can add trivial and symmetric ancillas with arbitrary on-site representations of $G$. If the representations in both system and ancillas are fixed to be the same, we can define symmetry-protected indices (SPIs) which quantify the imbalance in the transport associated to each group element and greatly refines the classification. These SPIs are stable against disorder and measurable in interferometric experiments. Our results lead to a systematic construction of two-dimensional Floquet symmetry-protected topological (SPT) phases beyond the standard classification, and thus shed new light on understanding nonequilibrium phases of quantum matter., Comment: 6+16 pages, 3+8 figures

In arXiv:2001.03419 we introduce a universal error bound for constrained unitary dynamics within a well-gapped energy band of an isolated quantum system. Here, we provide the full details on the derivation of the bound. In addition, we generalize the result to isolated quantum many-body systems by employing the local Schrieffer-Wolff transformation, obtaining an error bound that grows polynomially in time. We also generalize the result to Markovian open quantum systems and quantitatively explain the quantum Zeno effect., 19 pages, 9 figures. Accompanying letter arXiv:2001.03419. Here, we prove the exact (rather than asymptotic) bound and rigorously derive the many-body bound without numerical demonstration. Generalization to open systems is also discussed

It is well known in quantum mechanics that a large energy gap between a Hilbert subspace of specific interest and the remainder of the spectrum can suppress transitions from the quantum states inside the subspace to those outside due to additional couplings that mix these states, and thus approximately lead to a constrained dynamics within the subspace. While this statement has widely been used to approximate quantum dynamics in various contexts, a general and quantitative justification stays lacking. Here we establish an observable-based error bound for such a constrained-dynamics approximation in generic gapped quantum systems. This universal bound is a linear function of time that only involves the energy gap and coupling strength, provided that the latter is much smaller than the former. We demonstrate that either the intercept or the slope in the bound is asymptotically saturable by simple models. We generalize the result to quantum many-body systems with local interactions, for which the coupling strength diverges in the thermodynamic limit while the error is found to grow no faster than a power law $t^{d+1}$ in $d$ dimensions. Our work establishes a universal and rigorous result concerning nonequilibrium quantum dynamics., Comment: 5 pages, 3 figures. Accompanying paper arXiv:2001.03421. Here, we prove the asymptotic bound and provide general ideas for the many-body generalization, which is numerically demonstrated

The thermodynamic uncertainty relation (TUR) describes a trade-off relation between nonequilibrium currents and entropy production and serves as a fundamental principle of nonequilibrium thermodynamics. However, currently known TURs presuppose either specific initial states or an infinite-time average, which severely limits the range of applicability. Here we derive a finite-time TUR valid for arbitrary initial states from the Cram\'er-Rao inequality. We find that the variance of an accumulated current is bounded by the instantaneous current at the final time, which suggests that ``the boundary is constrained by the bulk". We apply our results to feedback-controlled processes and successfully explain a recent experiment which reports a violation of a modified TUR with feedback control. We also derive a TUR that is linear in the total entropy production and valid for discrete-time Markov chains with non-steady initial states. The obtained bound exponentially improves the existing bounds in a discrete-time regime., Comment: 5+8 pages, 3+4 figures. New results added

We unveil the stable $(d+1)$-dimensional topological structures underlying the quench dynamics for all the Altland-Zirnbauer classes in $d=1$ dimension, and propose to detect such dynamical topology from the time evolution of entanglement spectra. Focusing on systems in classes BDI and D, we find crossings in single-particle entanglement spectra for quantum quenches between different symmetry-protected topological phases. The entanglement-spectrum crossings are shown to be stable against symmetry-preserving disorder and faithfully reflect both $\mathbb{Z}$ (class BDI) and $\mathbb{Z}_2$ (class D) topological characterizations. As a byproduct, we unravel the topological origin of the global degeneracies emerging temporarily in the many-body entanglement spectrum in the quench dynamics of the transverse-field Ising model. These findings can experimentally be tested in ultracold atoms and trapped ions with the help of cutting-edge tomography for quantum many-body states. Our work paves the way towards a systematic understanding of the role of topology in quench dynamics., Comment: 6+15 pages, 3+12 figures, 1+1 tables

A $d$-dimensional second-order topological insulator (SOTI) can host topologically protected $(d - 2)$-dimensional gapless boundary modes. Here we show that a 2D non-Hermitian SOTI can host zero-energy modes at its corners. In contrast to the Hermitian case, these zero-energy modes can be localized only at one corner. A 3D non-Hermitian SOTI is shown to support second-order boundary modes, which are localized not along hinges but anomalously at a corner. The usual bulk-corner (hinge) correspondence in the second-order 2D (3D) non-Hermitian system breaks down. The winding number (Chern number) based on complex wavevectors is used to characterize the second-order topological phases in 2D (3D). A possible experimental situation with ultracold atoms is also discussed. Our work lays the cornerstone for exploring higher-order topological phenomena in non-Hermitian systems., 26 pages, 18 figures, including supplemental material

Recent experimental advances in controlling dissipation have brought about unprecedented flexibility in engineering non-Hermitian Hamiltonians in open classical and quantum systems. A particular interest centers on the topological properties of non-Hermitian systems, which exhibit unique phases with no Hermitian counterparts. However, no systematic understanding in analogy with the periodic table of topological insulators and superconductors has been achieved. In this paper, we develop a coherent framework of topological phases of non-Hermitian systems. After elucidating the physical meaning and the mathematical definition of non-Hermitian topological phases, we start with one-dimensional lattices, which exhibit topological phases with no Hermitian counterparts and are found to be characterized by an integer topological winding number even with no symmetry constraint, reminiscent of the quantum Hall insulator in Hermitian systems. A system with a nonzero winding number, which is experimentally measurable from the wave-packet dynamics, is shown to be robust against disorder, a phenomenon observed in the Hatano-Nelson model with asymmetric hopping amplitudes. We also unveil a novel bulk-edge correspondence that features an infinite number of (quasi-)edge modes. We then apply the K-theory to systematically classify all the non-Hermitian topological phases in the Altland-Zirnbauer classes in all dimensions. The obtained periodic table unifies time-reversal and particle-hole symmetries, leading to highly nontrivial predictions such as the absence of non-Hermitian topological phases in two dimensions. We provide concrete examples for all the nontrivial non-Hermitian AZ classes in zero and one dimensions. In particular, we identify a Z2 topological index for arbitrary quantum channels. Our work lays the cornerstone for a unified understanding of the role of topology in non-Hermitian systems., 31 pages, 18 figures, 2 tables, to appear in Physical Review X

Topological phases are enriched in non-equilibrium open systems effectively described by non-Hermitian Hamiltonians. While several properties unique to non-Hermitian topological systems were uncovered, the fundamental role of symmetry in non-Hermitian physics has yet to be fully understood, and it has remained unclear how symmetry protects non-Hermitian topological phases. Here we show that two fundamental anti-unitary symmetries, time-reversal and particle-hole symmetries, are topologically equivalent in the complex energy plane and hence unified in non-Hermitian physics. A striking consequence of this symmetry unification is the emergence of unique non-equilibrium topological phases that have no counterparts in Hermitian systems. We illustrate this by presenting a non-Hermitian counterpart of the Majorana chain in an insulator with time-reversal symmetry and that of the quantum spin Hall insulator in a superconductor with particle-hole symmetry. Our work establishes a fundamental symmetry principle in non-Hermitian physics and paves the way towards a unified framework for non-equilibrium topological phases., 6+11 pages, 5+10 figures

Discrete time crystals are a recently proposed and experimentally observed out-of-equilibrium dynamical phase of Floquet systems, where the stroboscopic evolution of a local observable repeats itself at an integer multiple of the driving period. We address this issue in a driven-dissipative setup, focusing on the modulated open Dicke model, which can be implemented by cavity or circuit QED systems. In the thermodynamic limit, we employ semiclassical approaches and find rich dynamical phases on top of the discrete time-crystalline order. In a deep quantum regime with few qubits, we find clear signatures of a transient discrete time-crystalline behavior, which is absent in the isolated counterpart. We establish a phenomenology of dissipative discrete time crystals by generalizing the Landau theory of phase transitions to Floquet open systems., 6+13 pages, 4+8 figures, 0+1 table, accepted version

Although nonequilibrium work and fluctuation relations have been studied in detail within classical statistical physics, extending these results to open quantum systems has proven to be conceptually difficult. For systems that undergo decoherence but not dissipation, we argue that it is natural to define quantum work exactly as for isolated quantum systems, using the two-point measurement protocol. Complementing previous theoretical analysis using quantum channels, we show that the nonequilibrium work relation remains valid in this situation, and we test this assertion experimentally using a system engineered from an optically trapped ion. Our experimental results reveal the work relation's validity over a variety of driving speeds, decoherence rates, and effective temperatures and represent the first confirmation of the work relation for non-unitary dynamics., 21 pages, 7 figures

Thermodynamics of quantum coherence has attracted growing attention recently, where the thermodynamic advantage of quantum superposition is characterized in terms of quantum thermodynamics. We investigate thermodynamic effects of quantum coherent driving in the context of the fluctuation theorem. We adopt a quantum-trajectory approach to investigate open quantum systems under feedback control. In these systems, the measurement backaction in the forward process plays a key role, and therefore the corresponding time-reversed quantum measurement and post-selection must be considered in the backward process in sharp contrast to the classical case. The state reduction associated with quantum measurement, in general, creates a zero-probability region in the space of quantum trajectories of the forward process, which causes singularly strong irreversibility with divergent entropy production (i.e., absolute irreversibility) and hence makes the ordinary fluctuation theorem break down. In the classical case, the error-free measurement ordinarily leads to absolute irreversibility because the measurement restricts classical paths to the region compatible with the measurement outcome. In contrast, in open quantum systems, absolute irreversibility is suppressed even in the presence of the projective measurement due to those quantum rare events that go through the classically forbidden region with the aid of quantum coherent driving. This suppression of absolute irreversibility exemplifies the thermodynamic advantage of quantum coherent driving. Absolute irreversibility is shown to emerge in the absence of coherent driving after the measurement, especially in systems under time-delayed feedback control. We show that absolute irreversibility is mitigated by increasing the duration of quantum coherent driving or decreasing the delay time of feedback control., 16 pages, 8 figures

We show that the quantum Zeno effect gives rise to the Hall effect by tailoring the Hilbert space of a two-dimensional lattice system into a single Bloch band with a nontrivial Berry curvature. Consequently, a wave packet undergoes transverse motion in response to a potential gradient -- a phenomenon we call the Zeno Hall effect to highlight its quantum Zeno origin. The Zeno Hall effect leads to retroreflection at the edge of the system due to an interplay between the band flatness and the nontrivial Berry curvature. We propose an experimental implementation of this effect with ultracold atoms in an optical lattice., 6+10 pages, 5+13 figures, to appear in Phys. Rev. Lett

We employ the quantum jump trajectory approach to construct a systematic framework to study the thermodynamics at the trajectory level in a nonequilibrium open quantum system under discrete feedback control. Within this framework, we derive quantum versions of the generalized Jarzynski equalities, which are demonstrated in an isolated pseudospin system and a coherently driven two-level open quantum system. Due to quantum coherence and measurement backaction, a fundamental distinction from the classical generalized Jarzynski equalities emerges in the quantum versions, which is characterized by a large negative information gain reflecting genuinely quantum rare events. A possible experimental scheme to test our findings in superconducting qubits is discussed., 23 pages, 6 figures

We numerically study the work distributions in a chaotic system and examine the relationship between quantum work and classical work. Our numerical results suggest that there exists a correspondence principle between quantum and classical work distributions in a chaotic system. This correspondence was proved for one-dimensional integrable systems in a recent work [Jarzynski, Quan, and Rahav, Phys. Rev. X 5, 031038 (2015)1063-651X10.1103/PhysRevX.5.031038]. Our investigation further justifies the definition of quantum work via two-point energy measurements.

The piston system (particles in a box) is the simplest and paradigmatic model in traditional thermodynamics. However, the recently established framework of stochastic thermodynamics (ST) fails to apply to this model system due to the embedded singularity in the potential. In this Letter we study the stochastic thermodynamics of a particle in a box by adopting a novel coordinate transformation technique. Through comparing with the exact solution of a breathing harmonic oscillator, we obtain analytical results of work distribution for an arbitrary protocol in the linear response regime, and verify various predictions of the Fluctuation-Dissipation Relation. When applying to the Brownian Szilard's engine model, we obtain the optimal protocol $\lambda_t = \lambda_0 2^{t/\tau}$ for a given sufficiently long total time $\tau$. Our study not only establishes a paradigm for studying ST of a particle in a box, but also bridges the long-standing gap in the development of ST., Comment: 6+3 pages, 3+2 figures

Motivated by the recent proposed models of the information engine [D. Mandal and C. Jarzynski, Proc. Natl. Acad. Sci. 109, 11641 (2012)] and the information refrigerator [D. Mandal, H. T. Quan, and C. Jarzynski, Phys. Rev. Lett. 111, 030602 (2013)], we propose a minimal model of the information pump and the information eraser based on enzyme kinetics. This device can either pump molecules against the chemical potential gradient by consuming the information encoded in the bit stream or (partially) erase the information encoded in the bit stream by consuming the Gibbs free energy. The dynamics of this model is solved exactly, and the "phase diagram" of the operation regimes is determined. The efficiency and the power of the information machine is analyzed. The validity of the second law of thermodynamics within our model is clarified. Our model offers a simple paradigm for the investigating of the thermodynamics of information processing involving the chemical potential in small systems.

By taking full advantage of the dynamic property imposed by the detailed balance condition, we derive a new refined unified fluctuation theorem (FT) for general stochastic thermodynamic systems. This FT involves the joint probability distribution functions of the final phase space point and a thermodynamic variable. Jarzynski equality, Crooks fluctuation theorem, and the FTs of heat as well as the trajectory entropy production can be regarded as special cases of this refined unified FT, and all of them are generalized to arbitrary initial distributions. We also find that the refined unified FT can easily reproduce the FTs for processes with the feedback control, due to its unconventional structure that separates the thermodynamic variable from the choices of initial distributions. Our result is heuristic for further understanding of the relations and distinctions between all kinds of FTs, and might be valuable for studying thermodynamic processes with information exchange., Comment: 15 pages, 1 table

Quantum mechanical particles in a confining potential interfere with each other while undergoing thermodynamic processes far from thermal equilibrium. By evaluating the corresponding transition probabilities between many-particle eigenstates we obtain the quantum work distribution function, for identical Bosons and Fermions, which we compare with the case of distinguishable particles. We find that the quantum work distributions for Bosons and Fermions significantly differ at low temperatures, while, as expected, at high temperatures the work distributions converge to the classical expression. These findings are illustrated with two analytically solvable examples, namely the time-dependent infinite square well and the parametric harmonic oscillator., 17 pages, 9 figures; published version

We consider free fermions living on lattices in arbitrary dimensions, where hopping amplitudes follow a power-law decay with respect to the distance. We focus on the regime where this power is larger than the spatial dimension (i.e., where the single particle energies are guaranteed to be bounded) for which we provide a comprehensive series of fundamental constraints on their equilibrium and nonequilibrium properties. First we derive a Lieb-Robinson bound which is optimal in the spatial tail. This bound then implies a clustering property with essentially the same power law for the Green's function, whenever its variable lies outside the energy spectrum. The widely believed (but yet unproven in this regime) clustering property for the ground-state correlation function follows as a corollary among other implications. Finally, we discuss the impact of these results on topological phases in long-range free-fermion systems: they justify the equivalence between Hamiltonian and state-based definitions and the extension of the short-range phase classification to systems with decay power larger than the spatial dimension. Additionally, we argue that all the short-range topological phases are unified whenever this power is allowed to be smaller., 6 + 13 pages, 2 + 4 figures. Revised version