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Single-molecule surface-enhanced Raman spectroscopy based on a particle trapped in a plasmonic nanopores provides a unique method for continued and controlled detection of peptide and DNA oligonucleotides in liquid medium. However, the Brownian motion of the particle and the molecule diffusion acting on the particle hinder single-molecule sequencing. In this study, we developed a method for trapping a gold nanoparticle in an air-filled gold nanowell (particle-in-well) to stabilize the particle and provide a powerful platform for continuous single molecule readout. The unlimited resident time of the particle-in-well device with single-molecule level sensitivity elevates nucleobase detection to a new level. We present a technique capable of detecting and monitoring solid-phase molecule diffusion within the plasmonic hotspot. Furthermore, the measured spectra were employed as input data for the validation of the plasmonic hotspot size and, consequently, the distance between the particle and the well. The obtained results form the statistical and experimental base for molecular translocation and DNA sequencing technologies., Comment: 11 pages, 4 figures

Active surveillance (AS) using repeated biopsies to monitor disease progression has been a popular alternative to immediate surgical intervention in cancer care. However, a biopsy procedure is invasive and sometimes leads to severe side effects of infection and bleeding. To reduce the burden of repeated surveillance biopsies, biomarker-assistant decision rules are sought to replace the fix-for-all regimen with tailored biopsy intensity for individual patients. Constructing or evaluating such decision rules is challenging. The key AS outcome is often ascertained subject to interval censoring. Furthermore, patients will discontinue their participation in the AS study once they receive a positive surveillance biopsy. Thus, patient dropout is affected by the outcomes of these biopsies. In this work, we propose a nonparametric kernel-based method to estimate the true positive rates (TPRs) and true negative rates (TNRs) of a tailored AS strategy, accounting for interval censoring and immediate dropouts. Based on these estimates, we develop a weighted classification framework to estimate the optimal tailored AS strategy and further incorporate the cost-benefit ratio for cost-effectiveness in medical decision-making. Theoretically, we provide a uniform generalization error bound of the derived AS strategy accommodating all possible trade-offs between TPRs and TNRs. Simulation and application to a prostate cancer surveillance study show the superiority of the proposed method., Comment: 14 pages, 4 figures, 2 tables

Nanopore resistive pulse sensors are emerging technologies for single-molecule protein sequencing. But they can hardly detect small post-translational modifications (PTMs) such as hydroxylation in single-molecule level. While a combination of surface enhanced Raman spectroscopy (SERS) with plasmonic nanopores can detect the small PTMs, the blinking Raman peaks in the single-molecule SERS spectra leads to a big challenge in data analysis and PTM identification. Herein, we developed and validated a one-dimensional convolutional neural network (1D-CNN) for amino acids and peptides identification from their PTMs including hydroxylation and phosphorylation by their single-molecule SERS spectra, named Single Amino acid and Peptide Network (SAPNet). Our work combines cutting-edge plasmonic nanopore technology for SERS signal acquisition and deep learning for fully automated extraction of information from the SERS signals. The SAPNet model achieved an overall accuracy of 99.66% for the identification of amino acids from their modification, and 98.38% for the identification of peptides from their PTM translation. We also evaluated the model with out-of-sample examples with good performance. Our work can be beneficial for early detection of diseases such as cancers and Alzheimer's disease., Comment: 20 pages, 5 figures, 2 tables

Solid-state nanopores are emerging platforms for single-molecule protein sequencing due to their tolerance to hash physiology environment and compatibility with different electrical and optical detection methods. However, they suffer from poor molecular manipulations that were twisted with and thus limited by the detection methods. Here, we report a bowl-shaped plasmonic gold nanopore on silicon nitride with hydrogel to demonstrate near-field nanofluidic manipulation of DNA translocation for plasmon-enhanced Raman spectroscopic detection. The hydrogel linearized the DNA, and the linear DNA was trapped in the nanopore for tens of seconds due assumably to bipolar effect of the nanopore that generate electroosmotic sheath flow and bipolar surface charge distribution. Their combination led to a near-field confinement of the DNA in the nanopore hot spot to allow stable Raman detection. We envision that a combination of Raman spectroscopy with the bowl-shaped nanopores can succeed in single-molecule protein sequencing in a label-free way

The optical properties of some nanomaterials can be controlled by an external magnetic field, providing active functionalities for a wide range of applications, from single-molecule sensing to nanoscale nonreciprocal optical isolation. Materials with broadband tunable magneto-optical response are therefore highly desired for various components in next-generation integrated photonic nanodevices. Concurrently, hyperbolic metamaterials received a lot of attention in the past decade since they exhibit unusual properties that are rarely observed in nature and provide an ideal platform to control the optical response at the nanoscale via careful design of the effective permittivity tensor, surpassing the possibilities of conventional systems. Here, we experimentally study magnetic circular dichroism in a metasurface made of type-II hyperbolic nanoparticles on a transparent substrate. Numerical simulations confirm the experimental findings, and an analytical model is established to explain the physical origin of the observed magneto-optical effects, which can be described in terms of the coupling of fundamental electric and magnetic dipole modes with an external magnetic field. Our system paves the way for the development of nanophotonic active devices combining the benefits of sub-wavelength light manipulation in hyperbolic metamaterials supporting a large density of optical states with the ability to freely tune the magneto-optical response via control over the anisotropic permittivity of the system.

The use of gold nanoparticles for hyperthermia therapy in near infrared (NIR) spectral regions has catalysed substantial research efforts due to the potential impact in clinical therapy applications. However, the photoscattering effect scaling with the square of the nanoparticle volume leads to a low absorption efficiency, which has hindered the utility of gold nanoparticles in NIR II regions above 1000 nm. Here, we conquer this limit by introducing hyperbolic metamaterial nanoparticles that are made of multi-layered gold/dielectric nanodisks and exhibit >70% absorption efficiency in the NIR II and III regions. Their high light-to-heat conversion is demonstrated by a much larger temperature increase than that of gold nanodisks with the same amount of gold. Efficient in vitro hyperthermia of living cells with negligible cytotoxicity shows the potential of our approach for next-generation bio-medical applications.

Engineered electromagnetic fields in plasmonic nanopores enable enhanced optical detection and their use in single molecule sequencing. Here, a plasmonic nanopore prepared in a thick nanoporous film is used to investigate the interaction between the metal and a long-chain double strand DNA molecule. We discuss how the matrix of nanoporous metal can interact with the molecule thanks to: i) transient aspecific interactions between the porous surface and DNA and ii) optical forces exerted by the localized field in a metallic nanostructure. A duration of interaction up to tens of milliseconds enables to collect high signal-to-noise Raman vibrations allowing an easy label-free reading of information from the DNA molecule. Moreover, in order to further increase the event of detection rate, we tested a polymeric porous hydrogel placed beneath the solid-state membrane. This approach enables a slowdown of the molecule diffusion, thus increasing the number of detected interactions by a factor of about 20.

Surface-enhanced Raman spectroscopy (SERS) is a sensitive label-free optical method that can provide fingerprint Raman spectra of biomolecules such as DNA, amino acids and proteins. While SERS of single DNA molecule has been recently demonstrated, Raman analysis of single protein sequence was not possible because the SERS spectra of proteins are usually dominated by signals of aromatic amino acid residues. Here, we used electroplasmonic approach to trap single gold nanoparticle in a nanohole for generating a plasmonic nanocavity between the trapped nanoparticle and the nanopore wall. The giant field generated in the nanocavity was so sensitive and localized that it enables SERS discrimination of 10 distinct amino acids at single-molecule level. The obtained spectra are used to analyze the spectra of 2 biomarkers (Vasopressin and Oxytocin) made of a short sequence of 9 amino-acids. Significantly, we demonstrated identification of single non-aromatic amino acid residues in a single short peptide chain as well as discrimination between two peptides with sequences distinguishable in 2 specific amino-acids. Our result demonstrate the high sensitivity of our method to identify single amino acid residue in a protein chain and a potential for further applications in proteomics and single-protein sequencing., Comment: Totally 22 pages, 12 figures and 3 tables including supporting information. arXiv admin note: text overlap with arXiv:1905.01856

Surface-enhanced Raman spectroscopy (SERS) sensing of DNA sequences by plasmonic nanopores could pave a way to new generation single-molecule sequencing platforms. The SERS discrimination of single DNA bases depends critically on the time that a DNA strand resides within the plasmonic hot spot. However, DNA molecules flow through the nanopores so rapidly that the SERS signals collected are not sufficient for single-molecule analysis. In this work, we report an approach to control the time that molecules reside in the hot spot by physically adsorbing them onto a gold nanoparticle and then trapping the single nanoparticle in a plasmonic nanohole. By trapping the nanoparticle for up to minutes, we demonstrate single-molecule SERS detection of all 4 DNA bases as well as discrimination of single nucleobases in a single oligonucleotide. Our method can be extended easily to label-free sensing of single-molecule amino acids and proteins., Comment: 29 pages and 11 figures including supporting information

We present an electrophoretic platform based on 3D hollow nanoelectrodes capable of controlling and quantifying the intracellular delivery of single nanoparticles in single selected cells by surface-enhanced Raman spectroscopy (SERS). The gold-coated hollow nanoelectrode has a sub-femtoliter inner volume that allows the confinement and enhancement of electromagnetic fields upon laser illumination to distinguish the SERS signals of a single nanoparticle flowing through the nanoelectrode. The tight wrapping of cell membranes around the nanoelectrodes enables effective membrane electroporation such that single gold nanorods are delivered into a living cell with a delivery rate subject to the applied bias voltage. The capability of the 3D hollow nanoelectrodes to porate cells and reveal single emitters from the background under live flow is promising for the analysis of both intracellular delivery and sampling., Comment: 8 pages and 5 figures

We show that meta-antennas made of a composite material displaying type II hyperbolic dispersion enable precise and controlled spectral separation of absorption and scattering processes in the visible/near-infrared frequency range. The experimental evidence is supported by a comprehensive theoretical study. We demonstrate that the physical mechanism responsible for the aforementioned effect lies in the different natures of the plasmonic modes excited within the hyperbolic meta-antennas. We prove that it is possible to have a pure scattering channel if an electric dipolar mode is induced, while a pure absorption process can be obtained if a magnetic dipole is excited. Also, by varying the geometry of the system, the relative weight of scattering and absorption can be tuned, thus enabling an arbitrary control of the decay channels. Importantly, both modes can be efficiently excited by direct coupling with the far-field radiation, even when the radiative channel (scattering) is almost totally suppressed, hence making the proposed architecture suitable for practical applications.

Dynamic treatment regimens (DTRs) are sequential decision rules tailored at each stage by potentially time-varying patient features and intermediate outcomes observed in previous stages. The complexity, patient heterogeneity and chronicity of many diseases and disorders call for learning optimal DTRs which best dynamically tailor treatment to each individual's response over time. Proliferation of personalized data (e.g., genetic and imaging data) provides opportunities for deep tailoring as well as new challenges for statistical methodology. In this work, we propose a robust hybrid approach referred as Augmented Multistage Outcome-Weighted Learning (AMOL) to integrate outcome-weighted learning and Q-learning to identify optimal DTRs from the Sequential Multiple Assignment Randomization Trials (SMARTs). We generalize outcome weighted learning (O-learning; Zhao et al.~2012) to allow for negative outcomes; we propose methods to reduce variability of weights in O-learning to achieve numeric stability and higher efficiency; finally, for multiple-stage SMART studies, we introduce doubly robust augmentation to machine learning based O-learning to improve efficiency by drawing information from regression model-based Q-learning at each stage. The proposed AMOL remains valid even if the Q-learning model is misspecified. We establish the theoretical properties of AMOL, including the consistency of the estimated rules and the rates of convergence to the optimal value function. The comparative advantage of AMOL over existing methods is demonstrated in extensive simulation studies and applications to two SMART data sets: a two-stage trial for attention deficit and hyperactive disorder (ADHD) and the STAR*D trial for major depressive disorder (MDD).