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Explainable recommendation systems are important to enhance transparency, accuracy, and fairness. Beyond result-level explanations, model-level interpretations can provide valuable insights that allow developers to optimize system designs and implement targeted improvements. However, most current approaches depend on specialized model designs, which often lack generalization capabilities. Given the various kinds of recommendation models, existing methods have limited ability to effectively interpret them. To address this issue, we propose RecSAE, an automatic, generalizable probing method for interpreting the internal states of Recommendation models with Sparse AutoEncoder. RecSAE serves as a plug-in module that does not affect original models during interpretations, while also enabling predictable modifications to their behaviors based on interpretation results. Firstly, we train an autoencoder with sparsity constraints to reconstruct internal activations of recommendation models, making the RecSAE latents more interpretable and monosemantic than the original neuron activations. Secondly, we automated the construction of concept dictionaries based on the relationship between latent activations and input item sequences. Thirdly, RecSAE validates these interpretations by predicting latent activations on new item sequences using the concept dictionary and deriving interpretation confidence scores from precision and recall. We demonstrate RecSAE's effectiveness on two datasets, identifying hundreds of highly interpretable concepts from pure ID-based models. Latent ablation studies further confirm that manipulating latent concepts produces corresponding changes in model output behavior, underscoring RecSAE's utility for both understanding and targeted tuning recommendation models. Code and data are publicly available at https://github.com/Alice1998/RecSAE.

The electronic band structure, describing the periodic dependence of electronic quantum states on lattice momentum in reciprocal space, is a fundamental concept in solid-state physics. However, it's only well-defined for static nuclei. To account for thermodynamic effects, this concept must be generalized by introducing the temperature-dependent spectral function, which characterizes the finite-width distributions of electronic quantum states at each reciprocal vector. Many-body perturbation theory can compute spectral functions and associated observables, but it approximates the dynamics of nuclei and its coupling to the electrons using the harmonic approximation and linear-order electron-phonon coupling elements, respectively. These approximations may fail at elevated temperatures or for mobile atoms. To avoid inaccuracies, the electronic spectral function can be obtained non-perturbatively, capturing higher-order couplings between electrons and vibrational degrees of freedom. This process involves recovering the representation of supercell bands in the first Brillouin zone of the primitive cell, a process known as unfolding. In this contribution, we describe the implementation of the band-structure unfolding technique in the electronic-structure theory package FHI-aims and the updates made since its original development., Comment: This is a contribution/chapter to the upcoming "Roadmap on Advancements of the FHI-aims Software Package"

The development of large language models (LLM) has revolutionized various fields and is anticipated to drive the advancement of autonomous systems. In the context of autonomous optical networks, creating a high-level cognitive agent in the control layer remains a challenge. However, LLM is primarily developed for natural language processing tasks, rendering them less effective in predicting the physical dynamics of optical communications. Moreover, optical networks demand rigorous stability, where direct deployment of strategies generated from LLM poses safety concerns. In this paper, a digital twin (DT)-enhanced LLM scheme is proposed to facilitate autonomous optical networks. By leveraging monitoring data and advanced models, the DT of optical networks can accurately characterize their physical dynamics, furnishing LLMs with dynamic-updated information for reliable decision-making. Prior to deployment, the generated strategies from LLM can be pre-verified in the DT platform, which also provides feedback to the LLM for further refinement of strategies. The synergistic interplay between DT and LLM for autonomous optical networks is demonstrated through three scenarios: performance optimization under dynamic loadings in an experimental C+L-band long-haul transmission link, protection switching for device upgrading in a field-deployed six-node mesh network, and performance recovery after fiber cuts in a field-deployed C+L-band transmission link., Comment: 7 pages,6 figures; Accepted by IEEE Communications Magazine, Open call

With the rapid development of Large Language Models (LLMs), recent studies employed LLMs as recommenders to provide personalized information services for distinct users. Despite efforts to improve the accuracy of LLM-based recommendation models, relatively little attention is paid to beyond-utility dimensions. Moreover, there are unique evaluation aspects of LLM-based recommendation models, which have been largely ignored. To bridge this gap, we explore four new evaluation dimensions and propose a multidimensional evaluation framework. The new evaluation dimensions include: 1) history length sensitivity, 2) candidate position bias, 3) generation-involved performance, and 4) hallucinations. All four dimensions have the potential to impact performance, but are largely unnecessary for consideration in traditional systems. Using this multidimensional evaluation framework, along with traditional aspects, we evaluate the performance of seven LLM-based recommenders, with three prompting strategies, comparing them with six traditional models on both ranking and re-ranking tasks on four datasets. We find that LLMs excel at handling tasks with prior knowledge and shorter input histories in the ranking setting, and perform better in the re-ranking setting, beating traditional models across multiple dimensions. However, LLMs exhibit substantial candidate position bias issues, and some models hallucinate non-existent items much more often than others. We intend our evaluation framework and observations to benefit future research on the use of LLMs as recommenders. The code and data are available at https://github.com/JiangDeccc/EvaLLMasRecommender.

Instant Messaging is a popular means for daily communication, allowing users to send text and stickers. As the saying goes, "a picture is worth a thousand words", so developing an effective sticker retrieval technique is crucial for enhancing user experience. However, existing sticker retrieval methods rely on labeled data to interpret stickers, and general-purpose Vision-Language Models (VLMs) often struggle to capture the unique semantics of stickers. Additionally, relevant-based sticker retrieval methods lack personalization, creating a gap between diverse user expectations and retrieval results. To address these, we propose the Personalized Sticker Retrieval with Vision-Language Model framework, namely PerSRV, structured into offline calculations and online processing modules. The online retrieval part follows the paradigm of relevant recall and personalized ranking, supported by the offline pre-calculation parts, which are sticker semantic understanding, utility evaluation and personalization modules. Firstly, for sticker-level semantic understanding, we supervised fine-tuned LLaVA-1.5-7B to generate human-like sticker semantics, complemented by textual content extracted from figures and historical interaction queries. Secondly, we investigate three crowd-sourcing metrics for sticker utility evaluation. Thirdly, we cluster style centroids based on users' historical interactions to achieve personal preference modeling. Finally, we evaluate our proposed PerSRV method on a public sticker retrieval dataset from WeChat, containing 543,098 candidates and 12,568 interactions. Experimental results show that PerSRV significantly outperforms existing methods in multi-modal sticker retrieval. Additionally, our fine-tuned VLM delivers notable improvements in sticker semantic understandings.

Despite their remarkable abilities in various tasks, large language models (LLMs) still struggle with real-time information (e.g., new facts and terms) due to the knowledge cutoff in their development process. However, existing benchmarks focus on outdated content and limited fields, facing difficulties in real-time updating and leaving new terms unexplored. To address this problem, we propose an adaptive benchmark, NewTerm, for real-time evaluation of new terms. We design a highly automated construction method to ensure high-quality benchmark construction with minimal human effort, allowing flexible updates for real-time information. Empirical results on various LLMs demonstrate over 20% performance reduction caused by new terms. Additionally, while updates to the knowledge cutoff of LLMs can cover some of the new terms, they are unable to generalize to more distant new terms. We also analyze which types of terms are more challenging and why LLMs struggle with new terms, paving the way for future research. Finally, we construct NewTerm 2022 and 2023 to evaluate the new terms updated each year and will continue updating annually. The benchmark and codes can be found at https://github.com/hexuandeng/NewTerm., Comment: Accepted to NeurIPS 2024 Datasets and Benchmarks Track

The availability of high-quality data is one of the most important factors in improving the reasoning capability of LLMs. Existing works have demonstrated the effectiveness of creating more instruction data from seed questions or knowledge bases. Recent research indicates that continually scaling up data synthesis from strong models (e.g., GPT-4) can further elicit reasoning performance. Though promising, the open-sourced community still lacks high-quality data at scale and scalable data synthesis methods with affordable costs. To address this, we introduce ScaleQuest, a scalable and novel data synthesis method that utilizes "small-size" (e.g., 7B) open-source models to generate questions from scratch without the need for seed data with complex augmentation constraints. With the efficient ScaleQuest, we automatically constructed a mathematical reasoning dataset consisting of 1 million problem-solution pairs, which are more effective than existing open-sourced datasets. It can universally increase the performance of mainstream open-source models (i.e., Mistral, Llama3, DeepSeekMath, and Qwen2-Math) by achieving 29.2% to 46.4% gains on MATH. Notably, simply fine-tuning the Qwen2-Math-7B-Base model with our dataset can even surpass Qwen2-Math-7B-Instruct, a strong and well-aligned model on closed-source data, and proprietary models such as GPT-4-Turbo and Claude-3.5 Sonnet., Comment: Preprint. Project page: https://scalequest.github.io/

Long-context models(LCMs) have shown great potential in processing long input sequences(even more than 100M tokens) conveniently and effectively. With significant progress, recent research has pointed out that LCMs can accurately locate token-level salient information within the context. Yet, the generation performance of these LCMs is far from satisfactory and might result in misaligned responses, such as hallucinations. To enhance the generation capability of LCMs, existing works have investigated the effects of data size and quality for both pre-training and instruction tuning. Though achieving meaningful improvement, previous methods fall short in either effectiveness or efficiency. In this paper, we introduce LOGO(Long cOntext aliGnment via efficient preference Optimization), a training strategy that first introduces preference optimization for long-context alignment. To overcome the GPU memory-bound issue caused by the long sequence, LOGO employs a reference-free preference optimization strategy and adopts a position synthesis method to construct the training data. By training with only 0.3B data on a single 8$\times$A800 GPU machine for 16 hours, LOGO allows the Llama-3-8B-Instruct-80K model to achieve comparable performance with GPT-4 in real-world long-context tasks while preserving the model's original capabilities on other tasks, e.g., language modeling and MMLU. Moreover, LOGO can extend the model's context window size while enhancing its generation performance.

As large language models (LLMs) are widely applied across various fields, model compression has become increasingly crucial for reducing costs and improving inference efficiency. Post-training pruning is a promising method that does not require resource-intensive iterative training and only needs a small amount of calibration data to assess the importance of parameters. Previous research has primarily focused on designing advanced pruning methods, while different calibration data's impact on pruning performance still lacks systematical exploration. We fill this blank and surprisingly observe that the effects of calibration data even value more than designing advanced pruning strategies, especially for high sparsity. Our preliminary exploration also discloses that using calibration data similar to the training data can yield better performance. As pre-training data is usually inaccessible for advanced LLMs, we further provide a self-generating calibration data synthesis strategy to construct feasible calibration data. We conduct experiments on the recent strong open-source LLMs (e.g., DCLM, and LLaMA-3), and the results show that the proposed method outperforms commonly used calibration data and can effectively enhance strong pruning methods (e.g., Wanda, OWL)., Comment: under review

Large language models (LLMs) have advanced significantly due to the attention mechanism, but their quadratic complexity and linear memory demands limit their performance on long-context tasks. Recently, researchers introduced Mamba, an advanced model built upon State Space Models(SSMs) that offers linear complexity and constant memory. Although Mamba is reported to match or surpass the performance of attention-based models, our analysis reveals a performance gap: Mamba excels in tasks that involve localized key information but faces challenges with tasks that require handling distributed key information. Our controlled experiments suggest that this inconsistency arises from Mamba's reliance on local pattern shortcuts, which enable the model to remember local key information within its limited memory but hinder its ability to retain more dispersed information. Therefore, we introduce a global selection module into the Mamba model to address this issue. Experiments on both existing and proposed synthetic tasks, as well as real-world tasks, demonstrate the effectiveness of our method. Notably, with the introduction of only 4M extra parameters, our approach enables the Mamba model(130M) to achieve a significant improvement on tasks with distributed information, increasing its performance from 0 to 80.54 points.

In the visual spatial understanding (VSU) area, spatial image-to-text (SI2T) and spatial text-to-image (ST2I) are two fundamental tasks that appear in dual form. Existing methods for standalone SI2T or ST2I perform imperfectly in spatial understanding, due to the difficulty of 3D-wise spatial feature modeling. In this work, we consider modeling the SI2T and ST2I together under a dual learning framework. During the dual framework, we then propose to represent the 3D spatial scene features with a novel 3D scene graph (3DSG) representation that can be shared and beneficial to both tasks. Further, inspired by the intuition that the easier 3D$\to$image and 3D$\to$text processes also exist symmetrically in the ST2I and SI2T, respectively, we propose the Spatial Dual Discrete Diffusion (SD$^3$) framework, which utilizes the intermediate features of the 3D$\to$X processes to guide the hard X$\to$3D processes, such that the overall ST2I and SI2T will benefit each other. On the visual spatial understanding dataset VSD, our system outperforms the mainstream T2I and I2T methods significantly. Further in-depth analysis reveals how our dual learning strategy advances.

In survival analysis, subjects often face competing risks; for example, individuals with cancer may also suffer from heart disease or other illnesses, which can jointly influence the prognosis of risks and censoring. Traditional survival analysis methods often treat competing risks as independent and fail to accommodate the dependencies between different conditions. In this paper, we introduce HACSurv, a survival analysis method that learns Hierarchical Archimedean Copulas structures and cause-specific survival functions from data with competing risks. HACSurv employs a flexible dependency structure using hierarchical Archimedean copulas to represent the relationships between competing risks and censoring. By capturing the dependencies between risks and censoring, HACSurv achieves better survival predictions and offers insights into risk interactions. Experiments on synthetic datasets demonstrate that our method can accurately identify the complex dependency structure and precisely predict survival distributions, whereas the compared methods exhibit significant deviations between their predictions and the true distributions. Experiments on multiple real-world datasets also demonstrate that our method achieves better survival prediction compared to previous state-of-the-art methods.

Recent advances in decoding language from brain signals (EEG and MEG) have been significantly driven by pre-trained language models, leading to remarkable progress on publicly available non-invasive EEG/MEG datasets. However, previous works predominantly utilize teacher forcing during text generation, leading to significant performance drops without its use. A fundamental issue is the inability to establish a unified feature space correlating textual data with the corresponding evoked brain signals. Although some recent studies attempt to mitigate this gap using an audio-text pre-trained model, Whisper, which is favored for its signal input modality, they still largely overlook the inherent differences between audio signals and brain signals in directly applying Whisper to decode brain signals. To address these limitations, we propose a new multi-stage strategy for semantic brain signal decoding via vEctor-quantized speCtrogram reconstruction for WHisper-enhanced text generatiOn, termed BrainECHO. Specifically, BrainECHO successively conducts: 1) Discrete autoencoding of the audio spectrogram; 2) Brain-audio latent space alignment; and 3) Semantic text generation via Whisper finetuning. Through this autoencoding--alignment--finetuning process, BrainECHO outperforms state-of-the-art methods under the same data split settings on two widely accepted resources: the EEG dataset (Brennan) and the MEG dataset (GWilliams). The innovation of BrainECHO, coupled with its robustness and superiority at the sentence, session, and subject-independent levels across public datasets, underscores its significance for language-based brain-computer interfaces.

Long-context efficiency has recently become a trending topic in serving large language models (LLMs). And mixture of depths (MoD) is proposed as a perfect fit to bring down both latency and memory. In this paper, however, we discover that MoD can barely transform existing LLMs without costly training over an extensive number of tokens. To enable the transformations from any LLMs to MoD ones, we showcase top-k operator in MoD should be promoted to threshold-p operator, and refinement to architecture and data should also be crafted along. All these designs form our method termed MoDification. Through a comprehensive set of experiments covering model scales from 3B to 70B, we exhibit MoDification strikes an excellent balance between efficiency and effectiveness. MoDification can achieve up to ~1.2x speedup in latency and ~1.8x reduction in memory compared to original LLMs especially in long-context applications., Comment: 12 pages, 9 figures, 5 tables, work in progress

With the rapid development of large language models (LLMs), how to efficiently evaluate them has become an important research question. Existing evaluation methods often suffer from high costs, limited test formats, the need of human references, and systematic evaluation biases. To address these limitations, our study introduces the Auto-PRE, an automatic LLM evaluation framework based on peer review. In contrast to previous studies that rely on human annotations, Auto-PRE selects evaluator LLMs automatically based on their inherent traits including consistency, self-confidence, and pertinence. We conduct extensive experiments on three tasks: summary generation, non-factoid question-answering, and dialogue generation. Experimental results indicate our Auto-PRE achieves state-of-the-art performance at a lower cost. Moreover, our study highlights the impact of prompt strategies and evaluation formats on evaluation performance, offering guidance for method optimization in the future.

The remarkable understanding and generation capabilities of large language models (LLMs) have greatly improved translation performance. However, incorrect understanding of the sentence to be translated can degrade translation quality. To address this issue, we proposed a novel Iterative Bilingual Understanding Translation (IBUT) method based on the cross-lingual capabilities of LLMs and the dual characteristics of translation tasks. The cross-lingual capability of LLMs enables the generation of contextual understanding for both the source and target languages separately. Furthermore, the dual characteristics allow IBUT to generate effective cross-lingual feedback, iteratively refining contextual understanding, thereby reducing errors and improving translation performance. Experimental results showed that the proposed IBUT outperforms several strong comparison methods, especially being generalized to multiple domains (e.g., news, commonsense, and cultural translation benchmarks)., Comment: Work in progress

Recent studies in Retrieval-Augmented Generation (RAG) have investigated extracting evidence from retrieved passages to reduce computational costs and enhance the final RAG performance, yet it remains challenging. Existing methods heavily rely on heuristic-based augmentation, encountering several issues: (1) Poor generalization due to hand-crafted context filtering; (2) Semantics deficiency due to rule-based context chunking; (3) Skewed length due to sentence-wise filter learning. To address these issues, we propose a model-based evidence extraction learning framework, SEER, optimizing a vanilla model as an evidence extractor with desired properties through self-aligned learning. Extensive experiments show that our method largely improves the final RAG performance, enhances the faithfulness, helpfulness, and conciseness of the extracted evidence, and reduces the evidence length by 9.25 times. The code will be available at https://github.com/HITsz-TMG/SEER., Comment: 15 pages, 6 figures, 5 tables. Accepted by EMNLP 2024 (main)

As we all know, hallucinations prevail in Large Language Models (LLMs), where the generated content is coherent but factually incorrect, which inflicts a heavy blow on the widespread application of LLMs. Previous studies have shown that LLMs could confidently state non-existent facts rather than answering ``I don't know''. Therefore, it is necessary to resort to external knowledge to detect and correct the hallucinated content. Since manual detection and correction of factual errors is labor-intensive, developing an automatic end-to-end hallucination-checking approach is indeed a needful thing. To this end, we present Medico, a Multi-source evidence fusion enhanced hallucination detection and correction framework. It fuses diverse evidence from multiple sources, detects whether the generated content contains factual errors, provides the rationale behind the judgment, and iteratively revises the hallucinated content. Experimental results on evidence retrieval (0.964 HR@5, 0.908 MRR@5), hallucination detection (0.927-0.951 F1), and hallucination correction (0.973-0.979 approval rate) manifest the great potential of Medico. A video demo of Medico can be found at https://youtu.be/RtsO6CSesBI., Comment: 12 pages, 3 figures, 6 tables. Accepted by EMNLP 2024's demo track

Retrieval-Augmented Generation (RAG) prevails in Large Language Models. It mainly consists of retrieval and generation. The retrieval modules (a.k.a. retrievers) aim to find useful information used to facilitate generation modules (a.k.a. generators). As such, generators' performance largely depends on the effectiveness and efficiency of retrievers. However, the retrieval paradigm that we design and use remains flat, which treats the retrieval procedures as a one-off deal with constant granularity. Despite effectiveness, we argue that they suffer from two limitations: (1) flat retrieval exerts a significant burden on one retriever; (2) constant granularity limits the ceiling of retrieval performance. In this work, we propose a progressive retrieval paradigm with coarse-to-fine granularity for RAG, termed FunnelRAG, so as to balance effectiveness and efficiency. Specifically, FunnelRAG establishes a progressive retrieval pipeline by collaborating coarse-to-fine granularity, large-to-small quantity, and low-to-high capacity, which can relieve the burden on one retriever and also promote the ceiling of retrieval performance. Extensive experiments manifest that FunnelRAG achieves comparable retrieval performance while the time overhead is reduced by nearly 40 percent., Comment: 18 pages, 6 figures, 13 tables

Large language models (LLMs) have achieved reasonable quality improvements in machine translation (MT). However, most current research on MT-LLMs still faces significant challenges in maintaining translation consistency and accuracy when processing entire documents. In this paper, we introduce DelTA, a Document-levEL Translation Agent designed to overcome these limitations. DelTA features a multi-level memory structure that stores information across various granularities and spans, including Proper Noun Records, Bilingual Summary, Long-Term Memory, and Short-Term Memory, which are continuously retrieved and updated by auxiliary LLM-based components. Experimental results indicate that DelTA significantly outperforms strong baselines in terms of translation consistency and quality across four open/closed-source LLMs and two representative document translation datasets, achieving an increase in consistency scores by up to 4.58 percentage points and in COMET scores by up to 3.16 points on average. DelTA employs a sentence-by-sentence translation strategy, ensuring no sentence omissions and offering a memory-efficient solution compared to the mainstream method. Furthermore, DelTA improves pronoun translation accuracy, and the summary component of the agent also shows promise as a tool for query-based summarization tasks. We release our code and data at https://github.com/YutongWang1216/DocMTAgent.

Despite having powerful reasoning and inference capabilities, Large Language Models (LLMs) still need external tools to acquire real-time information retrieval or domain-specific expertise to solve complex tasks, which is referred to as tool learning. Existing tool learning methods primarily rely on tuning with expert trajectories, focusing on token-sequence learning from a linguistic perspective. However, there are several challenges: 1) imitating static trajectories limits their ability to generalize to new tasks. 2) even expert trajectories can be suboptimal, and better solution paths may exist. In this work, we introduce StepTool, a novel step-grained reinforcement learning framework to improve tool learning in LLMs. It consists of two components: Step-grained Reward Shaping, which assigns rewards at each tool interaction based on tool invocation success and its contribution to the task, and Step-grained Optimization, which uses policy gradient methods to optimize the model in a multi-step manner. Experimental results demonstrate that StepTool significantly outperforms existing methods in multi-step, tool-based tasks, providing a robust solution for complex task environments. Codes are available at https://github.com/yuyq18/StepTool., Comment: Ongoning Work

Long-tailed semi-supervised learning poses a significant challenge in training models with limited labeled data exhibiting a long-tailed label distribution. Current state-of-the-art LTSSL approaches heavily rely on high-quality pseudo-labels for large-scale unlabeled data. However, these methods often neglect the impact of representations learned by the neural network and struggle with real-world unlabeled data, which typically follows a different distribution than labeled data. This paper introduces a novel probabilistic framework that unifies various recent proposals in long-tail learning. Our framework derives the class-balanced contrastive loss through Gaussian kernel density estimation. We introduce a continuous contrastive learning method, CCL, extending our framework to unlabeled data using reliable and smoothed pseudo-labels. By progressively estimating the underlying label distribution and optimizing its alignment with model predictions, we tackle the diverse distribution of unlabeled data in real-world scenarios. Extensive experiments across multiple datasets with varying unlabeled data distributions demonstrate that CCL consistently outperforms prior state-of-the-art methods, achieving over 4% improvement on the ImageNet-127 dataset. Our source code is available at https://github.com/zhouzihao11/CCL, Comment: Accepted at NeurIPS 2024

The scaling of large language models (LLMs) is a critical research area for the efficiency and effectiveness of model training and deployment. Our work investigates the transferability and discrepancies of scaling laws between Dense Models and Mixture of Experts (MoE) models. Through a combination of theoretical analysis and extensive experiments, including consistent loss scaling, optimal batch size and learning rate scaling, and resource allocation strategies scaling, our findings reveal that the power-law scaling framework also applies to MoE Models, indicating that the fundamental principles governing the scaling behavior of these models are preserved, even though the architecture differs. Additionally, MoE Models demonstrate superior generalization, resulting in lower testing losses with the same training compute budget compared to Dense Models. These findings indicate the scaling consistency and transfer generalization capabilities of MoE Models, providing new insights for optimizing MoE Model training and deployment strategies.

This work proposes a simple training-free prompt-free approach to leverage large language models (LLMs) for the Chinese spelling correction (CSC) task, which is totally different from all previous CSC approaches. The key idea is to use an LLM as a pure language model in a conventional manner. The LLM goes through the input sentence from the beginning, and at each inference step, produces a distribution over its vocabulary for deciding the next token, given a partial sentence. To ensure that the output sentence remains faithful to the input sentence, we design a minimal distortion model that utilizes pronunciation or shape similarities between the original and replaced characters. Furthermore, we propose two useful reward strategies to address practical challenges specific to the CSC task. Experiments on five public datasets demonstrate that our approach significantly improves LLM performance, enabling them to compete with state-of-the-art domain-general CSC models., Comment: Accepted at Main Conference of EMNLP 2024

Large language models (LLMs) exhibit remarkable performance across diverse tasks, indicating their potential for expansion into large speech-text models (LSMs) by integrating speech capabilities. Although unified speech-text pre-training and multimodal data instruction-tuning offer considerable benefits, these methods generally entail significant resource demands and tend to overfit specific tasks. This study aims to refine the use of speech datasets for LSM training by addressing the limitations of vanilla instruction tuning. We explore the instruction-following dynamics within LSMs, identifying a critical issue termed speech anchor bias-a tendency for LSMs to over-rely on speech inputs, mistakenly interpreting the entire speech modality as directives, thereby neglecting textual instructions. To counteract this bias, we introduce a self-powered LSM that leverages augmented automatic speech recognition data generated by the model itself for more effective instruction tuning. Our experiments across a range of speech-based tasks demonstrate that self-powered LSM mitigates speech anchor bias and improves the fusion of speech and text modalities in LSMs. Data, code and scripts are freely available at https://github.com/ytf-philp/Self-powered-LSM., Comment: Accepted to EMNLP 2024

With instruction tuning, Large Language Models (LLMs) can enhance their ability to adhere to commands. Diverging from most works focusing on data mixing, our study concentrates on enhancing the model's capabilities from the perspective of data sampling during training. Drawing inspiration from the human learning process, where it is generally easier to master solutions to similar topics through focused practice on a single type of topic, we introduce a novel instruction tuning strategy termed CommonIT: Commonality-aware Instruction Tuning. Specifically, we cluster instruction datasets into distinct groups with three proposed metrics (Task, Embedding and Length). We ensure each training mini-batch, or "partition", consists solely of data from a single group, which brings about both data randomness across mini-batches and intra-batch data similarity. Rigorous testing on LLaMa models demonstrates CommonIT's effectiveness in enhancing the instruction-following capabilities of LLMs through IT datasets (FLAN, CoT, and Alpaca) and models (LLaMa2-7B, Qwen2-7B, LLaMa 13B, and BLOOM 7B). CommonIT consistently boosts an average improvement of 2.1\% on the general domain (i.e., the average score of Knowledge, Reasoning, Multilinguality and Coding) with the Length metric, and 5.2\% on the special domain (i.e., GSM, Openfunctions and Code) with the Task metric, and 3.8\% on the specific tasks (i.e., MMLU) with the Embedding metric. Code is available at \url{https://github.com/raojay7/CommonIT}., Comment: Accepted to EMNLP 2024

While fine-tuning pretrained models has become common practice, these models often underperform outside their specific domains. Recently developed model merging techniques enable the direct integration of multiple models, each fine-tuned for distinct tasks, into a single model. This strategy promotes multitasking capabilities without requiring retraining on the original datasets. However, existing methods fall short in addressing potential conflicts and complex correlations between tasks, especially in parameter-level adjustments, posing a challenge in effectively balancing parameter competition across various tasks. This paper introduces an innovative technique named PCB-Merging (Parameter Competition Balancing), a lightweight and training-free technique that adjusts the coefficients of each parameter for effective model merging. PCB-Merging employs intra-balancing to gauge parameter significance within individual tasks and inter-balancing to assess parameter similarities across different tasks. Parameters with low importance scores are dropped, and the remaining ones are rescaled to form the final merged model. We assessed our approach in diverse merging scenarios, including cross-task, cross-domain, and cross-training configurations, as well as out-of-domain generalization. The experimental results reveal that our approach achieves substantial performance enhancements across multiple modalities, domains, model sizes, number of tasks, fine-tuning forms, and large language models, outperforming existing model merging methods. The code is publicly available at: \url{https://github.com/duguodong7/pcb-merging}., Comment: Accepted by NeurIPS2024

Knowledge graph question answering (KGQA) involves answering natural language questions by leveraging structured information stored in a knowledge graph. Typically, KGQA initially retrieve a targeted subgraph from a large-scale knowledge graph, which serves as the basis for reasoning models to address queries. However, the retrieved subgraph inevitably brings distraction information for knowledge utilization, impeding the model's ability to perform accurate reasoning. To address this issue, we propose a Question-guided Knowledge Graph Re-scoring method (Q-KGR) to eliminate noisy pathways for the input question, thereby focusing specifically on pertinent factual knowledge. Moreover, we introduce Knowformer, a parameter-efficient method for injecting the re-scored knowledge graph into large language models to enhance their ability to perform factual reasoning. Extensive experiments on multiple KGQA benchmarks demonstrate the superiority of our method over existing systems., Comment: findings of EMNLP2024

Long-context models (LCMs) have made remarkable strides in recent years, offering users great convenience for handling tasks that involve long context, such as document summarization. As the community increasingly prioritizes the faithfulness of generated results, merely ensuring the accuracy of LCM outputs is insufficient, as it is quite challenging for humans to verify the results from the extremely lengthy context. Yet, although some efforts have been made to assess whether LCMs respond truly based on the context, these works either are limited to specific tasks or heavily rely on external evaluation resources like GPT4.In this work, we introduce L-CiteEval, a comprehensive multi-task benchmark for long-context understanding with citations, aiming to evaluate both the understanding capability and faithfulness of LCMs. L-CiteEval covers 11 tasks from diverse domains, spanning context lengths from 8K to 48K, and provides a fully automated evaluation suite. Through testing with 11 cutting-edge closed-source and open-source LCMs, we find that although these models show minor differences in their generated results, open-source models substantially trail behind their closed-source counterparts in terms of citation accuracy and recall. This suggests that current open-source LCMs are prone to responding based on their inherent knowledge rather than the given context, posing a significant risk to the user experience in practical applications. We also evaluate the RAG approach and observe that RAG can significantly improve the faithfulness of LCMs, albeit with a slight decrease in the generation quality. Furthermore, we discover a correlation between the attention mechanisms of LCMs and the citation generation process.

The advent of large language models (LLMs) has spurred considerable interest in advancing autonomous LLMs-based agents, particularly in intriguing applications within smartphone graphical user interfaces (GUIs). When presented with a task goal, these agents typically emulate human actions within a GUI environment until the task is completed. However, a key challenge lies in devising effective plans to guide action prediction in GUI tasks, though planning have been widely recognized as effective for decomposing complex tasks into a series of steps. Specifically, given the dynamic nature of environmental GUIs following action execution, it is crucial to dynamically adapt plans based on environmental feedback and action history.We show that the widely-used ReAct approach fails due to the excessively long historical dialogues. To address this challenge, we propose a novel approach called Dynamic Planning of Thoughts (D-PoT) for LLM-based GUI agents.D-PoT involves the dynamic adjustment of planning based on the environmental feedback and execution history. Experimental results reveal that the proposed D-PoT significantly surpassed the strong GPT-4V baseline by +12.7% (34.66% $\rightarrow$ 47.36%) in accuracy. The analysis highlights the generality of dynamic planning in different backbone LLMs, as well as the benefits in mitigating hallucinations and adapting to unseen tasks. Code is available at https://github.com/sqzhang-lazy/D-PoT.

Grammar Induction could benefit from rich heterogeneous signals, such as text, vision, and acoustics. In the process, features from distinct modalities essentially serve complementary roles to each other. With such intuition, this work introduces a novel \emph{unsupervised visual-audio-text grammar induction} task (named \textbf{VAT-GI}), to induce the constituent grammar trees from parallel images, text, and speech inputs. Inspired by the fact that language grammar natively exists beyond the texts, we argue that the text has not to be the predominant modality in grammar induction. Thus we further introduce a \emph{textless} setting of VAT-GI, wherein the task solely relies on visual and auditory inputs. To approach the task, we propose a visual-audio-text inside-outside recursive autoencoder (\textbf{VaTiora}) framework, which leverages rich modal-specific and complementary features for effective grammar parsing. Besides, a more challenging benchmark data is constructed to assess the generalization ability of VAT-GI system. Experiments on two benchmark datasets demonstrate that our proposed VaTiora system is more effective in incorporating the various multimodal signals, and also presents new state-of-the-art performance of VAT-GI.

To address the occlusion issues in person Re-Identification (ReID) tasks, many methods have been proposed to extract part features by introducing external spatial information. However, due to missing part appearance information caused by occlusion and noisy spatial information from external model, these purely vision-based approaches fail to correctly learn the features of human body parts from limited training data and struggle in accurately locating body parts, ultimately leading to misaligned part features. To tackle these challenges, we propose a Prompt-guided Feature Disentangling method (ProFD), which leverages the rich pre-trained knowledge in the textual modality facilitate model to generate well-aligned part features. ProFD first designs part-specific prompts and utilizes noisy segmentation mask to preliminarily align visual and textual embedding, enabling the textual prompts to have spatial awareness. Furthermore, to alleviate the noise from external masks, ProFD adopts a hybrid-attention decoder, ensuring spatial and semantic consistency during the decoding process to minimize noise impact. Additionally, to avoid catastrophic forgetting, we employ a self-distillation strategy, retaining pre-trained knowledge of CLIP to mitigate over-fitting. Evaluation results on the Market1501, DukeMTMC-ReID, Occluded-Duke, Occluded-ReID, and P-DukeMTMC datasets demonstrate that ProFD achieves state-of-the-art results. Our project is available at: https://github.com/Cuixxx/ProFD., Comment: Accepted by ACM MM 2024

Recent research on fine-tuning vision-language models has demonstrated impressive performance in various downstream tasks. However, the challenge of obtaining accurately labeled data in real-world applications poses a significant obstacle during the fine-tuning process. To address this challenge, this paper presents a Denoising Fine-Tuning framework, called DeFT, for adapting vision-language models. DeFT utilizes the robust alignment of textual and visual features pre-trained on millions of auxiliary image-text pairs to sieve out noisy labels. The proposed framework establishes a noisy label detector by learning positive and negative textual prompts for each class. The positive prompt seeks to reveal distinctive features of the class, while the negative prompt serves as a learnable threshold for separating clean and noisy samples. We employ parameter-efficient fine-tuning for the adaptation of a pre-trained visual encoder to promote its alignment with the learned textual prompts. As a general framework, DeFT can seamlessly fine-tune many pre-trained models to downstream tasks by utilizing carefully selected clean samples. Experimental results on seven synthetic and real-world noisy datasets validate the effectiveness of DeFT in both noisy label detection and image classification., Comment: Accepted at NeurIPS 2024

Large language models can enhance automatic speech recognition systems through generative error correction. In this paper, we propose Pinyin-enhanced GEC, which leverages Pinyi, the phonetic representation of Mandarin Chinese, as supplementary information to improve Chinese ASR error correction. Our approach only utilizes synthetic errors for training and employs the one-best hypothesis during inference. Additionally, we introduce a multitask training approach involving conversion tasks between Pinyin and text to align their feature spaces. Experiments on the Aishell-1 and the Common Voice datasets demonstrate that our approach consistently outperforms GEC with text-only input. More importantly, we provide intuitive explanations for the effectiveness of PY-GEC and multitask training from two aspects: 1) increased attention weight on Pinyin features; and 2) aligned feature space between Pinyin and text hidden states.

Knowledge distillation (KD) is a technique that compresses large teacher models by training smaller student models to mimic them. The success of KD in auto-regressive language models mainly relies on Reverse KL for mode-seeking and student-generated output (SGO) to combat exposure bias. Our theoretical analyses and experimental validation reveal that while Reverse KL effectively mimics certain features of the teacher distribution, it fails to capture most of its behaviors. Conversely, SGO incurs higher computational costs and presents challenges in optimization, particularly when the student model is significantly smaller than the teacher model. These constraints are primarily due to the immutable distribution of the teacher model, which fails to adjust adaptively to models of varying sizes. We introduce Online Knowledge Distillation (OKD), where the teacher network integrates small online modules to concurrently train with the student model. This strategy abolishes the necessity for on-policy sampling and merely requires minimal updates to the parameters of the teacher's online module during training, thereby allowing dynamic adaptation to the student's distribution to make distillation better. Extensive results across multiple generation datasets show that OKD achieves or exceeds the performance of leading methods in various model architectures and sizes, reducing training time by up to fourfold.

Recent advancements in integrating speech information into large language models (LLMs) have significantly improved automatic speech recognition (ASR) accuracy. However, existing methods often constrained by the capabilities of the speech encoders under varied acoustic conditions, such as accents. To address this, we propose LA-RAG, a novel Retrieval-Augmented Generation (RAG) paradigm for LLM-based ASR. LA-RAG leverages fine-grained token-level speech datastores and a speech-to-speech retrieval mechanism to enhance ASR accuracy via LLM in-context learning (ICL) capabilities. Experiments on Mandarin and various Chinese dialect datasets demonstrate significant improvements in ASR accuracy compared to existing methods, validating the effectiveness of our approach, especially in handling accent variations., Comment: submitted to ICASSP 2025

Fueled by the Large Language Models (LLMs) wave, Large Visual-Language Models (LVLMs) have emerged as a pivotal advancement, bridging the gap between image and text. However, video making it challenging for LVLMs to perform adequately due to the complexity of the relationship between language and spatial-temporal data structure. Recent Large Video-Language Models (LVidLMs) align feature of static visual data like image into latent space of language feature, by general multi-modal tasks to leverage abilities of LLMs sufficiently. In this paper, we explore fine-grained alignment approach via object trajectory for different modalities across both spatial and temporal dimensions simultaneously. Thus, we propose a novel LVidLM by trajectory-guided Pixel-Temporal Alignment, dubbed PiTe, that exhibits promising applicable model property. To achieve fine-grained video-language alignment, we curate a multi-modal pre-training dataset PiTe-143k, the dataset provision of moving trajectories in pixel level for all individual objects, that appear and mention in the video and caption both, by our automatic annotation pipeline. Meanwhile, PiTe demonstrates astounding capabilities on myriad video-related multi-modal tasks through beat the state-of-the-art methods by a large margin.

To transfer knowledge from seen attribute-object compositions to recognize unseen ones, recent compositional zero-shot learning (CZSL) methods mainly discuss the optimal classification branches to identify the elements, leading to the popularity of employing a three-branch architecture. However, these methods mix up the underlying relationship among the branches, in the aspect of consistency and diversity. Specifically, consistently providing the highest-level features for all three branches increases the difficulty in distinguishing classes that are superficially similar. Furthermore, a single branch may focus on suboptimal regions when spatial messages are not shared between the personalized branches. Recognizing these issues and endeavoring to address them, we propose a novel method called Focus-Consistent Multi-Level Aggregation (FOMA). Our method incorporates a Multi-Level Feature Aggregation (MFA) module to generate personalized features for each branch based on the image content. Additionally, a Focus-Consistent Constraint encourages a consistent focus on the informative regions, thereby implicitly exchanging spatial information between all branches. Extensive experiments on three benchmark datasets (UT-Zappos, C-GQA, and Clothing16K) demonstrate that our FOMA outperforms SOTA., Comment: Compositional Zero-Shot Learning

Multimodal sentiment analysis aims to learn representations from different modalities to identify human emotions. However, existing works often neglect the frame-level redundancy inherent in continuous time series, resulting in incomplete modality representations with noise. To address this issue, we propose temporal-invariant learning for the first time, which constrains the distributional variations over time steps to effectively capture long-term temporal dynamics, thus enhancing the quality of the representations and the robustness of the model. To fully exploit the rich semantic information in textual knowledge, we propose a semantic-guided fusion module. By evaluating the correlations between different modalities, this module facilitates cross-modal interactions gated by modality-invariant representations. Furthermore, we introduce a modality discriminator to disentangle modality-invariant and modality-specific subspaces. Experimental results on two public datasets demonstrate the superiority of our model. Our code is available at https://github.com/X-G-Y/SATI., Comment: change Title, Authors, Abstract

Recent advancements in Large Language Models (LLMs) have yielded remarkable success across diverse fields. However, handling long contexts remains a significant challenge for LLMs due to the quadratic time and space complexity of attention mechanisms and the growing memory consumption of the key-value cache during generation. This work introduces MemLong: Memory-Augmented Retrieval for Long Text Generation, a method designed to enhance the capabilities of long-context language modeling by utilizing an external retriever for historical information retrieval. MemLong combines a non-differentiable ``ret-mem'' module with a partially trainable decoder-only language model and introduces a fine-grained, controllable retrieval attention mechanism that leverages semantic-level relevant chunks. Comprehensive evaluations on multiple long-context language modeling benchmarks demonstrate that MemLong consistently outperforms other state-of-the-art LLMs. More importantly, MemLong can extend the context length on a single 3090 GPU from 4k up to 80k. Our code is available at https://github.com/Bui1dMySea/MemLong

Multi-instance partial-label learning (MIPL) addresses scenarios where each training sample is represented as a multi-instance bag associated with a candidate label set containing one true label and several false positives. Existing MIPL algorithms have primarily focused on mapping multi-instance bags to candidate label sets for disambiguation, disregarding the intrinsic properties of the label space and the supervised information provided by non-candidate label sets. In this paper, we propose an algorithm named ELIMIPL, i.e., Exploiting conjugate Label Information for Multi-Instance Partial-Label learning, which exploits the conjugate label information to improve the disambiguation performance. To achieve this, we extract the label information embedded in both candidate and non-candidate label sets, incorporating the intrinsic properties of the label space. Experimental results obtained from benchmark and real-world datasets demonstrate the superiority of the proposed ELIMIPL over existing MIPL algorithms and other well-established partial-label learning algorithms., Comment: Accepted at IJCAI 2024. The code can be found at https://github.com/tangw-seu/ELIMIPL

This paper presents a new mixed finite element method for the Cahn-Hilliard equation. The well-posedness of the mixed formulation is established and the error estimates for its linearized fully discrete scheme are provided. Numerical experiments are given to validate the efficiency and accuracy of the theoretical results.

With the great advancements in large language models (LLMs), adversarial attacks against LLMs have recently attracted increasing attention. We found that pre-existing adversarial attack methodologies exhibit limited transferability and are notably inefficient, particularly when applied to LLMs. In this paper, we analyze the core mechanisms of previous predominant adversarial attack methods, revealing that 1) the distributions of importance score differ markedly among victim models, restricting the transferability; 2) the sequential attack processes induces substantial time overheads. Based on the above two insights, we introduce a new scheme, named TF-Attack, for Transferable and Fast adversarial attacks on LLMs. TF-Attack employs an external LLM as a third-party overseer rather than the victim model to identify critical units within sentences. Moreover, TF-Attack introduces the concept of Importance Level, which allows for parallel substitutions of attacks. We conduct extensive experiments on 6 widely adopted benchmarks, evaluating the proposed method through both automatic and human metrics. Results show that our method consistently surpasses previous methods in transferability and delivers significant speed improvements, up to 20 times faster than earlier attack strategies., Comment: 14 pages, 6 figures

Large language models (LLMs) create a new paradigm for natural language processing. Despite their advancement, LLM-based methods still lag behind traditional approaches in document-level relation extraction (DocRE), a critical task for understanding complex entity relations. This paper investigates the causes of this performance gap, identifying the dispersion of attention by LLMs due to entity pairs without relations as a primary factor. We then introduce a novel classifier-LLM approach to DocRE. The proposed approach begins with a classifier specifically designed to select entity pair candidates exhibiting potential relations and thereby feeds them to LLM for the final relation extraction. This method ensures that during inference, the LLM's focus is directed primarily at entity pairs with relations. Experiments on DocRE benchmarks reveal that our method significantly outperforms recent LLM-based DocRE models and achieves competitive performance with several leading traditional DocRE models.

Large language models (LLMs) have achieved impressive advancements across numerous disciplines, yet the critical issue of knowledge conflicts, a major source of hallucinations, has rarely been studied. Only a few research explored the conflicts between the inherent knowledge of LLMs and the retrieved contextual knowledge. However, a thorough assessment of knowledge conflict in LLMs is still missing. Motivated by this research gap, we present ConflictBank, the first comprehensive benchmark developed to systematically evaluate knowledge conflicts from three aspects: (i) conflicts encountered in retrieved knowledge, (ii) conflicts within the models' encoded knowledge, and (iii) the interplay between these conflict forms. Our investigation delves into four model families and twelve LLM instances, meticulously analyzing conflicts stemming from misinformation, temporal discrepancies, and semantic divergences. Based on our proposed novel construction framework, we create 7,453,853 claim-evidence pairs and 553,117 QA pairs. We present numerous findings on model scale, conflict causes, and conflict types. We hope our ConflictBank benchmark will help the community better understand model behavior in conflicts and develop more reliable LLMs., Comment: Under Review

Large language models (LLMs) have shown remarkable performance in translation tasks. However, the increasing demand for high-quality translations that are not only adequate but also fluent and elegant. To evaluate the extent to which current LLMs can meet these demands, we introduce a suitable benchmark (PoetMT) for translating classical Chinese poetry into English. This task requires not only adequacy in translating culturally and historically significant content but also a strict adherence to linguistic fluency and poetic elegance. To overcome the limitations of traditional evaluation metrics, we propose an automatic evaluation metric based on GPT-4, which better evaluates translation quality in terms of adequacy, fluency, and elegance. Our evaluation study reveals that existing large language models fall short in this task. To evaluate these issues, we propose RAT, a Retrieval-Augmented machine Translation method that enhances the translation process by incorporating knowledge related to classical poetry. Our dataset and code will be made available., Comment: Work in progress

Traditional animation generation methods depend on training generative models with human-labelled data, entailing a sophisticated multi-stage pipeline that demands substantial human effort and incurs high training costs. Due to limited prompting plans, these methods typically produce brief, information-poor, and context-incoherent animations. To overcome these limitations and automate the animation process, we pioneer the introduction of large multimodal models (LMMs) as the core processor to build an autonomous animation-making agent, named Anim-Director. This agent mainly harnesses the advanced understanding and reasoning capabilities of LMMs and generative AI tools to create animated videos from concise narratives or simple instructions. Specifically, it operates in three main stages: Firstly, the Anim-Director generates a coherent storyline from user inputs, followed by a detailed director's script that encompasses settings of character profiles and interior/exterior descriptions, and context-coherent scene descriptions that include appearing characters, interiors or exteriors, and scene events. Secondly, we employ LMMs with the image generation tool to produce visual images of settings and scenes. These images are designed to maintain visual consistency across different scenes using a visual-language prompting method that combines scene descriptions and images of the appearing character and setting. Thirdly, scene images serve as the foundation for producing animated videos, with LMMs generating prompts to guide this process. The whole process is notably autonomous without manual intervention, as the LMMs interact seamlessly with generative tools to generate prompts, evaluate visual quality, and select the best one to optimize the final output., Comment: Accepted by SIGGRAPH Asia 2024, Project and Codes: https://github.com/HITsz-TMG/Anim-Director

Event extraction (EE) is a critical direction in the field of information extraction, laying an important foundation for the construction of structured knowledge bases. EE from text has received ample research and attention for years, yet there can be numerous real-world applications that require direct information acquisition from speech signals, online meeting minutes, interview summaries, press releases, etc. While EE from speech has remained under-explored, this paper fills the gap by pioneering a SpeechEE, defined as detecting the event predicates and arguments from a given audio speech. To benchmark the SpeechEE task, we first construct a large-scale high-quality dataset. Based on textual EE datasets under the sentence, document, and dialogue scenarios, we convert texts into speeches through both manual real-person narration and automatic synthesis, empowering the data with diverse scenarios, languages, domains, ambiences, and speaker styles. Further, to effectively address the key challenges in the task, we tailor an E2E SpeechEE system based on the encoder-decoder architecture, where a novel Shrinking Unit module and a retrieval-aided decoding mechanism are devised. Extensive experimental results on all SpeechEE subsets demonstrate the efficacy of the proposed model, offering a strong baseline for the task. At last, being the first work on this topic, we shed light on key directions for future research.