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In this study, we employ the combined charged particle measurements from Integrated Science Investigation of the Sun (\ISOIS) onboard the Parker Solar Probe (PSP) and Energetic Particle Detector (EPD) onboard the Solar Orbiter (SolO) to study the composition variation of the solar energetic particle (SEP) event occurring on May 16, 2023. During the event, SolO and PSP were located at a similar radial distance of ~0.7 au and were separated by $\sim$60$^\circ$ in longitude. The footpoints of both PSP and SolO were west of the flare region but the former was much closer (18$^\circ$ vs 80$^\circ$). Such a distribution of observers is ideal for studying the longitudinal dependence of the ion composition with the minimum transport effects of particles along the radial direction. We focus on H, He, O, and Fe measured by both spacecraft in sunward and anti-sunward directions. Their spectra are in a double power-law shape, which is fitted best by the Band function. Notably, the event was Fe-rich at PSP, where the mean Fe/O ratio at energies of 0.1 - 10 Mev/nuc was 0.48, higher than the average Fe/O ratio in previous large SEP events. In contrast, the mean Fe/O ratio at SolO over the same energy range was considerable lower at 0.08. The Fe/O ratio between 0.5 and 10 MeV/nuc at both spacecraft is nearly constant. Although the He/H ratio shows energy dependence, decreasing with increasing energy, the He/H ratio at PSP is still about twice as high as that at SolO. Such a strong longitudinal dependence of element abundances and the Fe-rich component in the PSP data could be attributed to the direct flare contribution. Moreover, the temporal profiles indicate that differences in the Fe/O and He/H ratios between PSP and SolO persisted throughout the entire event rather than only at the start., Comment: 11 pages, 5 figures

We report direct observations of a fast magnetosonic forward--reverse shock pair observed by Solar Orbiter on March 8, 2022 at the short heliocentric distance of 0.5 au. The structure, sharing some features with fully-formed stream interaction regions (SIRs), is due to the interaction between two successive coronal mass ejections (CMEs), never previously observed to give rise to a forward--reverse shock pair. The scenario is supported by remote observations from the STEREO-A coronographs, where two candidate eruptions compatible with the in-situ signatures have been found. In the interaction region, we find enhanced energetic particle activity, strong non-radial flow deflections and evidence of magnetic reconnection. At 1~au, well radially-aligned \textit{Wind} observations reveal a complex event, with characteristic observational signatures of both SIR and CME--CME interaction, thus demonstrating the importance of investigating the complex dynamics governing solar eruptive phenomena., Comment: Accepted in The Astrophysical Journal Letters

Aims. We studied the first multi-spacecraft high-energy solar energetic particle (SEP) event of solar cycle 25, which triggered a ground level enhancement (GLE) on 28 October 2021, using data from multiple observers that were widely distributed throughout the heliosphere. Methods. We performed detail modelling of the shock wave and investigated the magnetic connectivity of each observer to the solar surface and examined the shock magnetic connection. We performed 3D SEP propagation simulations to investigate the role of particle transport in the distribution of SEPs to distant magnetically connected observers. Results. Observations and modelling show that a strong shock wave formed promptly in the low corona. At the SEP release time windows, we find a connection with the shock for all the observers. PSP, STA, and Solar Orbiter were connected to strong shock regions with high Mach numbers, whereas the Earth and other observers were connected to lower Mach numbers. The SEP spectral properties near Earth demonstrate two power laws, with a harder (softer) spectrum in the low-energy (high-energy) range. Composition observations from SIS (and near-Earth instruments) show no serious enhancement of flare-accelerated material. Conclusions. A possible scenario consistent with the observations and our analysis indicates that high-energy SEPs at PSP, STA, and Solar Orbiter were dominated by particle acceleration and injection by the shock, whereas high-energy SEPs that reached near-Earth space were associated with a weaker shock; it is likely that efficient transport of particles from a wide injection source contributed to the observed high-energy SEPs. Our study cannot exclude a contribution from a flare-related process; however, composition observations show no evidence of an impulsive composition of suprathermals during the event, suggestive of a non-dominant flare-related process.

The Parker Solar Probe (PSP) and Solar Orbiter (SolO) missions opened a new observational window in the inner heliosphere, which is finally accessible to direct measurements. On September 05, 2022, a coronal mass ejection (CME)-driven interplanetary (IP) shock has been observed as close as 0.07 au by PSP. The CME then reached SolO, which was well radially-aligned at 0.7 au, thus providing us with the opportunity to study the shock properties at so different heliocentric distances. We characterize the shock, investigate its typical parameters and compare its small-scale features at both locations. Using the PSP observations, we investigate how magnetic switchbacks and ion cyclotron waves are processed upon shock crossing. We find that switchbacks preserve their V--B correlation while compressed upon the shock passage, and that the signature of ion cyclotron waves disappears downstream of the shock. By contrast, the SolO observations reveal a very structured shock transition, with a population of shock-accelerated protons of up to about 2 MeV, showing irregularities in the shock downstream, which we correlate with solar wind structures propagating across the shock. At SolO, we also report the presence of low-energy ($\sim$ 100 eV) electrons scattering due to upstream shocklets. This study elucidates how the local features of IP shocks and their environments can be very different as they propagate through the heliosphere., Comment: In review in ApJ

Aims. We perform a statistical study of the relations between the properties of solar energetic electron (SEE) events measured by the MESSENGER mission from 2010 to 2015 and the parameters of the respective parent solar activity phenomena to identify the potential correlations between them. During the time of analysis MESSENGER heliocentric distance varied between 0.31 and 0.47 au. Results. There is an asymmetry to the east in the range of connection angles (CAs) for which the SEE events present the highest peak intensities, where the CA is the longitudinal separation between the footpoint of the magnetic field connecting to the spacecraft and the flare location. Based on this asymmetry, we define the subsample of well-connected events as when -65$^{\circ}\leq$ CA $\leq+33^{\circ}$. Conclusions. Based on the comparison of the correlation coefficients presented in this study using near 0.4 au data, (1) both flare and shock-related processes may contribute to the acceleration of near relativistic electrons in large SEE events, in agreement with previous studies based on near 1 au data; and (2) the maximum speed of the CME-driven shock is a better parameter to investigate particle acceleration related mechanisms than the average CME speed, as suggested by the stronger correlation with the SEE peak intensities., Comment: 15 pages, 4 figures

Context/Aims: We present a list of 61 solar energetic electron (SEE) events measured by the MESSENGER mission and the radial dependences of the electron peak intensity and the peak-intensity energy spectrum. The analysis comprises the period from 2010 to 2015, when MESSENGER heliocentric distance varied between 0.31 and 0.47 au. We also show the radial dependencies for a shorter list of 12 SEE events measured in February and March 2022 by spacecraft near 1 au and by Solar Orbiter around its first close perihelion at 0.32 au. Results: Due to the elevated background intensity level of the particle instrument on board MESSENGER, the SEE events measured by this mission are necessarily large and intense; most of them accompanied by a CME-driven shock, being widespread in heliolongitude, and displaying relativistic ($\sim$1 MeV) electron intensity enhancements. The two main conclusions derived from the analysis of the large SEE events measured by MESSENGER, which are generally supported by Solar Orbiter's data results, are: (1) There is a wide variability in the radial dependence of the electron peak intensity between $\sim$0.3 au and $\sim$1 au, but the peak intensities of the energetic electrons decrease with radial distance from the Sun in 27 out of 28 events. On average and within the uncertainties, we find a radial dependence consistent with $R^{-3}$. (2) The electron spectral index found in the energy range around 200 keV ($\delta$200) of the backward-scattered population near 0.3 au measured by MESSENGER is harder in 19 out of 20 (15 out of 18) events by a median factor of $\sim$20% ($\sim$10%) when comparing to the anti-sunward propagating beam (backward-scattered population) near 1 au., Comment: 20 pages, 13 figures

The origin of 3He abundance enhancements in coronal mass ejection (CME)-driven shock gradual solar energetic particle (SEP) events remains largely unexplained. Two mechanisms have been suggested - the re-acceleration of remnant flare material in interplanetary space and concomitant activity in the corona. We explore the first gradual SEP event with enhanced 3He abundance observed by Solar Orbiter. The event started on 2020 November 24 and was associated with a relatively fast halo CME. During the event, the spacecraft was at 0.9 au from the Sun. The event averaged 3He/4He abundance ratio is 24 times higher than the coronal or solar wind value, and the 3He intensity had timing similar to other species. We inspected available imaging, radio observations, and spacecraft magnetic connection to the CME source. It appears the most probable cause of the enhanced 3He abundance are residual 3He ions remaining from a preceding long period of 3He-rich SEPs on 2020 November 17-23., Comment: 9 pages, 9 figures, accepted for publication in A&A

Aims. The first relativistic solar proton event of solar cycle 25 (SC25) was detected on 28 October 2021 by neutron monitors (NMs) on the ground and particle detectors onboard spacecraft in the near-Earth space. This is the first ground level enhancement (GLE) of the current cycle. A detailed reconstruction of the NM response together with the identification of the solar eruption that generated these particles is investigated based on in-situ and remote-sensing measurements. Methods. In-situ proton observations from a few MeV to $\sim$500 MeV were combined with the detection of a solar flare in soft X-rays (SXRs), a coronal mass ejection (CME), radio bursts and extreme ultraviolet (EUV) observations to identify the solar origin of the GLE. Timing analysis was performed and a relation to the solar sources was outlined. Results. GLE73 reached a maximum particle rigidity of $\sim$2.4 GV and is associated with type III, type II, type IV radio bursts and an EUV wave. A diversity of time profiles recorded by NMs was observed. This points to an anisotropic nature of the event. The peak flux at E$>$10 MeV was only $\sim$30 pfu and remained at this level for several days. The release time of $\geq$1 GV particles was found to be $\sim$15:40 UT. GLE73 had a moderately hard rigidity spectrum at very high energies ($\gamma$ $\sim$5.5). Comparison of GLE73 to previous GLEs with similar solar drivers is performed, Comment: accepted for publication in A&A Let

Sheaths ahead of coronal mass ejections (CMEs) are large heliospheric structures that form with CME expansion and propagation. Turbulent and compressed sheaths contribute to the acceleration of particles in the corona and in interplanetary space, but the relation of their internal structures to particle energization is still relatively little studied. In particular, the role of sheaths in accelerating particles when the shock Mach number is low is a significant open problem. This work seeks to provide new insights on the internal structure of CME sheaths with regard to energetic particle enhancements. A good opportunity to achieve this aim was provided by observations of a sheath made by radially aligned spacecraft at 0.8 and $\sim$ 1 AU (Solar Orbiter, Wind, ACE and BepiColombo) on 19-21 April 2020. The sheath was preceded by a weak shock. Energetic ion enhancements occurred at different locations within the sheath structure at Solar Orbiter and L1. Magnetic fluctuation amplitudes at inertial-range scales increased in the sheath relative to the upstream wind. However, when normalised to the local mean field, fluctuation amplitudes did not increase significantly; magnetic compressibility of fluctuation also did not increase. Various substructures were embedded within the sheath at the different spacecraft, including multiple heliospheric current sheet (HCS) crossings and a small-scale flux rope. At L1, the ion flux enhancement was associated with the HCS crossings, while at Solar Orbiter, the enhancement occurred within the rope. Substructures that are swept from the upstream solar wind and compressed in the sheath can act as particularly effective acceleration sites. A possible acceleration mechanism is betatron acceleration associated with the small-scale flux rope and the warped HCS in the sheath., Comment: 14 pages, 12 figures; published in Astronomy & Astrophysics, Solar Orbiter First Results (Cruise Phase) special issue

We report observations of a relatively long period of 3He-rich solar energetic particles (SEPs) measured by Solar Orbiter. The period consists of several well-resolved ion injections. The high-resolution STEREO-A imaging observations reveal that the injections coincide with EUV jets/brightenings near the east limb, not far from the nominal magnetic connection of Solar Orbiter. The jets originated in two adjacent, large, and complex active regions as observed by the Solar Dynamics Observatory when the regions rotated to the Earth's view. It appears that the sustained ion injections were related to the complex configuration of the sunspot group and the long period of 3He-rich SEPs to the longitudinal extent covered by the group during the analyzed time period., Comment: accepted for publication in A&A, Letters to the Editor

Solar Orbiter strives to unveil how the Sun controls and shapes the heliosphere and fills it with energetic particle radiation. To this end, its Energetic Particle Detector (EPD) has now been in operation, providing excellent data, for just over a year. EPD measures suprathermal and energetic particles in the energy range from a few keV up to (near-) relativistic energies (few MeV for electrons and about 500 MeV/nuc for ions). We present an overview of the initial results from the first year of operations and we provide a first assessment of issues and limitations. During this first year of operations of the Solar Orbiter mission, EPD has recorded several particle events at distances between 0.5 and 1 au from the Sun. We present dynamic and time-averaged energy spectra for ions that were measured with a combination of all four EPD sensors, namely: the SupraThermal Electron and Proton sensor (STEP), the Electron Proton Telescope (EPT), the Suprathermal Ion Spectrograph (SIS), and the High-Energy Telescope (HET) as well as the associated energy spectra for electrons measured with STEP and EPT. We illustrate the capabilities of the EPD suite using the 10-11 December 2020 solar particle event. This event showed an enrichment of heavy ions as well as $^3$He, for which we also present dynamic spectra measured with SIS. The high anisotropy of electrons at the onset of the event and its temporal evolution is also shown using data from these sensors. We discuss the ongoing in-flight calibration and a few open instrumental issues using data from the 21 July and the 10-11 December 2020 events and give guidelines and examples for the usage of the EPD data. We explain how spacecraft operations may affect EPD data and we present a list of such time periods in the appendix. A list of the most significant particle enhancements as observed by EPT during this first year is also provided.

In the solar wind plasma an excess of kinetic temperature along the background magnetic field stimulates proton firehose modes to grow if the parallel plasma beta parameter is sufficiently high, i.e., $\beta_{p \parallel}\gtrsim 1$. This instability can prevent the expansion-driven anisotropy from increasing indefinitely, and explain the observations. Moreover, such kinetic instabilities are expected to be even more effective in the presence of suprathermal Kappa-distributed populations, which are ubiquitous in the solar wind, are less affected by collisions than the core population, but contribute with an additional free energy. In this work we use both linear and extended quasi-linear (QL) frameworks to characterize the unstable periodic proton firehose modes (propagating parallel to the magnetic field) under the influence of suprathermal protons. Linear theory predicts a systematic stimulation of the instability, suprathermals amplifying the growth rates and decreasing the instability thresholds to lower anisotropies and lower plasma betas ($\beta_{p \parallel}<1$). In perfect agreement with these results, the QL approach reveals a significant enhancement of the resulting electromagnetic fluctuations up to the saturation with a stronger back reaction on protons, leading also to a faster and more efficient relaxation of the temperature anisotropy., Comment: Accepted for publication at ApJ

In review of the White Papers from the Voyage 2050 process and after the public presentation of a number of these papers in October 2019 in Madrid, we as White Paper lead authors have identified a coherent science theme that transcends the divisions around which the Topical Teams are structured. This note aims to highlight this synergistic science theme and to make the Topical Teams and the Voyage 2050 Senior Committee aware of the wide importance of these topics and the broad support that they have across the worldwide science community., Comment: 5 pages, published in Frontiers in Astronomy and Space Science

Important efforts are currently made for understanding the so-called kinetic instabilities, driven by the anisotropy of different species of plasma particles present in the solar wind and terrestrial magnetosphere. These instabilities are fast enough to efficiently convert the free energy of plasma particles into enhanced (small-scale) fluctuations with multiple implications, regulating the anisotropy of plasma particles. In this paper we use both linear and quasilinear (QL) frameworks to describe complex unstable regimes, which realistically combine different temperature anisotropies of electrons and ions (protons). Thus parameterized are various instabilities, e.g., proton and electron firehose, electromagnetic ion cyclotron, and whistler instability, showing that their main linear properties are markedly altered by the interplay of anisotropic electrons and protons. Linear theory may predict a strong competition of two instabilities of different nature when their growth rates are comparable. In the QL phase wave fluctuations grow and saturate at different levels and temporal scales, by comparison to the individual excitation of the proton or electron instabilities. In addition, cumulative effects of the combined proton and electron induced fluctuations can markedly stimulate the relaxations of their temperature anisotropies. Only whistler fluctuations inhibit the efficiency of proton firehose fluctuations in the relaxation of anisotropic protons. These results offer valuable premises for further investigations in numerical simulations, to decode the full spectrum of kinetic instabilities resulting from the interplay of anisotropic electrons and protons in space plasmas., Comment: Accepted for publication at MNRAS

Solar Orbiter is the first space mission observing the solar plasma both in situ and remotely, from a close distance, in and out of the ecliptic. The ultimate goal is to understand how the Sun produces and controls the heliosphere, filling the Solar System and driving the planetary environments. With six remote-sensing and four in-situ instrument suites, the coordination and planning of the operations are essential to address the following four top-level science questions: (1) What drives the solar wind and where does the coronal magnetic field originate? (2) How do solar transients drive heliospheric variability? (3) How do solar eruptions produce energetic particle radiation that fills the heliosphere? (4) How does the solar dynamo work and drive connections between the Sun and the heliosphere? Maximising the mission's science return requires considering the characteristics of each orbit, including the relative position of the spacecraft to Earth (affecting downlink rates), trajectory events (such as gravitational assist manoeuvres), and the phase of the solar activity cycle. Furthermore, since each orbit's science telemetry will be downloaded over the course of the following orbit, science operations must be planned at mission level, rather than at the level of individual orbits. It is important to explore the way in which those science questions are translated into an actual plan of observations that fits into the mission, thus ensuring that no opportunities are missed. First, the overarching goals are broken down into specific, answerable questions along with the required observations and the so-called Science Activity Plan (SAP) is developed to achieve this. The SAP groups objectives that require similar observations into Solar Orbiter Observing Plans (SOOPs), resulting in a strategic, top-level view of the optimal opportunities for science observations during the mission lifetime., Comment: 20 pages, 1 figure, accepted by Astronomy & Astrophysics

Solar Orbiter, the first mission of ESA's Cosmic Vision 2015-2025 programme and a mission of international collaboration between ESA and NASA, will explore the Sun and heliosphere from close up and out of the ecliptic plane. It was launched on 10 February 2020 04:03 UTC from Cape Canaveral and aims to address key questions of solar and heliospheric physics pertaining to how the Sun creates and controls the Heliosphere, and why solar activity changes with time. To answer these, the mission carries six remote-sensing instruments to observe the Sun and the solar corona, and four in-situ instruments to measure the solar wind, energetic particles, and electromagnetic fields. In this paper, we describe the science objectives of the mission, and how these will be addressed by the joint observations of the instruments onboard. The paper first summarises the mission-level science objectives, followed by an overview of the spacecraft and payload. We report the observables and performance figures of each instrument, as well as the trajectory design. This is followed by a summary of the science operations concept. The paper concludes with a more detailed description of the science objectives. Solar Orbiter will combine in-situ measurements in the heliosphere with high-resolution remote-sensing observations of the Sun to address fundamental questions of solar and heliospheric physics. The performance of the Solar Orbiter payload meets the requirements derived from the mission's science objectives. Its science return will be augmented further by coordinated observations with other space missions and ground-based observatories., Comment: 32 pages, 30 figures; accepted for publication in A&A

Context. The potential field source surface model is frequently used as a basis for further scientific investigations where a comprehensive coronal magnetic field is of importance. Its parameters, especially the position and shape of the source surface, are crucial for the interpretation of the state of the interplanetary medium. Improvements have been suggested that introduce one or more additional free parameters to the model, for example, the current sheet source surface (CSSS) model. Aims. Relaxing the spherical constraint of the source surface and allowing it to be elliptical gives modelers the option of deforming it to more accurately match the physical environment of the specific period or location to be analyzed. Methods. A numerical solver is presented that solves Laplace's equation on a three-dimensional grid using finite differences. The solver is capable of working on structured spherical grids that can be deformed to create elliptical source surfaces. Results. The configurations of the coronal magnetic field are presented using this new solver. Three-dimensional renderings are complemented by Carrington-like synoptic maps of the magnetic configuration at different heights in the solar corona. Differences in the magnetic configuration computed by the spherical and elliptical models are illustrated., Comment: 11 pages, 7 figures

The Spectral Imaging of the Coronal Environment (SPICE) instrument is a high-resolution imaging spectrometer operating at extreme ultraviolet (EUV) wavelengths. In this paper, we present the concept, design, and pre-launch performance of this facility instrument on the ESA/NASA Solar Orbiter mission. The goal of this paper is to give prospective users a better understanding of the possible types of observations, the data acquisition, and the sources that contribute to the instrument's signal. The paper discusses the science objectives, with a focus on the SPICE-specific aspects, before presenting the instrument's design, including optical, mechanical, thermal, and electronics aspects. This is followed by a characterisation and calibration of the instrument's performance. The paper concludes with descriptions of the operations concept and data processing. The performance measurements of the various instrument parameters meet the requirements derived from the mission's science objectives. The SPICE instrument is ready to perform measurements that will provide vital contributions to the scientific success of the Solar Orbiter mission., Comment: A&A, accepted 19 August 2019; 26 pages, 25 figures

The injection, propagation and arrival of solar energetic particles (SEPs) during eruptive solar events is an important and current research topic of heliospheric physics. During the largest solar events, particles may have energies up to a few GeVs and sometimes even trigger ground-level enhancements (GLEs) at Earth. We study the first GLE-event of solar cycle 24, from 17th May 2012, using data from multiple spacecraft (SOHO, GOES, MSL, STEREO-A, STEREO-B and MESSENGER). These spacecraft are located throughout the inner heliosphere, at heliocentric distances between 0.34 and 1.5 astronomical units (au), covering nearly the whole range of heliospheric longitudes. We present and investigate sub-GeV proton time profiles for the event at several energy channels, obtained via different instruments aboard the above spacecraft. We investigate issues due to magnetic connectivity, and present results of three-dimensional SEP propagation simulations. We gather virtual time profiles and perform qualitative and quantitative comparisons with observations, assessing longitudinal injection and transport effects as well as peak intensities. We distinguish different time profile shapes for well-connected and weakly connected observers, and find our onset time analysis to agree with this distinction. At select observers, we identify an additional low-energy component of Energetic Storm Particles (ESPs). Using well-connected observers for normalisation, our simulations are able to accurately recreate both time profile shapes and peak intensities at multiple observer locations. This synergetic approach combining numerical modeling with multi-spacecraft observations is crucial for understanding the propagation of SEPs within the interplanetary magnetic field. Our novel analysis provides valuable proof of the ability to simulate SEP propagation throughout the inner heliosphere, at a wide range of longitudes., Comment: 12 pages, 8 figures, 1 table. Accepted for publication in Astronomy & Astrophysics

Solar Orbiter is a joint ESA-NASA mission planed for launch in October 2018. The science payload includes remote-sensing and in-situ instrumentation designed with the primary goal of understanding how the Sun creates and controls the heliosphere. The spacecraft will follow an elliptical orbit around the Sun, with perihelion as close as 0.28 AU. During the late orbit phase the orbital plane will reach inclinations above 30 degrees, allowing direct observations of the solar polar regions. The Energetic Particle Detector (EPD) is an instrument suite consisting of several sensors measuring electrons, protons and ions over a broad energy interval (2 keV to 15 MeV for electrons, 3 keV to 100 MeV for protons and few tens of keV/nuc to 450 MeV/nuc for ions), providing composition, spectra, timing and anisotropy information. We present an overview of Solar Orbiter from the energetic particle perspective, summarizing the capabilities of EPD and the opportunities that these new observations will provide for understanding how energetic particles are accelerated during solar eruptions and how they propagate through the Heliosphere., Comment: XXV ECRS 2016 Proceedings - eConf C16-09-04.3

Helioseismology has shown that the chemical composition of the Sun has changed over its lifetime. The surface abundance of helium and heavy elements is believed to have decreased by up to 10% relative to their initial values. However, this reduction is too small to be tested by direct observations of the photospheric chemical composition. Here, we compare the predicted variations in the solar photospheric composition with precise measurements of abundances in meteorites and the solar wind composition. Although elemental composition ratios can vary by roughly a percent (e. g. for Ca/Mg and Ca/Fe) over the Sun's lifetime, their measurements are rife with uncertainties related to uncertainties in the interpretation of meteoritic measurements, photospheric determinations, and the complex fractionation processes occurring between the upper photosphere and lower chromosphere and the corona. On the other hand, isotopic ratios can be measured much more accurately and are not expected to be affected as much by extrasolar processes, although more work is required to quantify their effect. As the isotopic ratios evolve in the Sun proportionally to the mass ratios of the isotopes, light elements yield the highest variations in isotopic ratios. They are predicted to reach as high as 0.6% for $^{18}$O/$^{16}$O and are only slightly lower in the cases of $^{26}$Mg/$^{24}$Mg and $^{30}$Si/$^{28}$Si. Such a value should be well within the sensitivity of new missions such as Genesis., Comment: 10 pages, 6 figures, accepted for publication in Journal of geophysical Research-Space Physics

We investigate the evolution of the suprathermal (ST) proton population as interplanetary shocks cross 1 au. The variability of the ST proton intensities and energy spectra upstream of the shocks is analyzed in terms of the shock parameters, upstream magnetic field configurations, and preexisting upstream populations. Propitious conditions for the observation of ST particles at distances far upstream from the shock occur in parallel shock configurations when particles can easily escape from the shock vicinity. In this situation, ST intensity enhancements show onsets characterized by velocity dispersion effects and energy spectra that develop into a “hump” profile peaking around ∼10 keV just before the arrival of the shock. The observation of field-aligned proton beams at low energies (5–10 keV) is possible under conditions that facilitate the scatter-free propagation of the particles streaming out of the shock. Upstream of perpendicular shocks, ST intensity enhancements are only observed in close proximity to the shock. Power-law proton spectra develop downstream of the shocks. The functional form for the downstream phase-space density proportional to v(exp -5) is observed only over a limited range of ST energies. The absence of ST populations observed far upstream of interplanetary shocks raises questions about whether ST protons contribute as a seed particle population in the processes of particle acceleration at shocks.

We present solar energetic particle events observed at 1 AU from the Sun for which the proton energy spectra at energies between ~50 keV to ~1 MeV flatten during a period of at least ~12 hours prior to the passage of the associated interplanetary shock. The flattening of the proton energy spectra occurs when the source of the particles (presumably the traveling interplanetary shock) is still downwind from the spacecraft and particle intensities are still continuously increasing. The arrival of the shock at the spacecraft is then characterized by a steepening of the spectra, where low-energy proton intensities show a more pronounced enhancement than the high-energy proton intensities. We discuss the mechanisms that may result in this flattening of the spectra in terms of current models presented in the literature.