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Large language models (LLMs), exemplified by ChatGPT, have gained considerable attention for their excellent natural language processing capabilities. Nonetheless, these LLMs present many challenges, particularly in the realm of trustworthiness. Therefore, ensuring the trustworthiness of LLMs emerges as an important topic. This paper introduces TrustLLM, a comprehensive study of trustworthiness in LLMs, including principles for different dimensions of trustworthiness, established benchmark, evaluation, and analysis of trustworthiness for mainstream LLMs, and discussion of open challenges and future directions. Specifically, we first propose a set of principles for trustworthy LLMs that span eight different dimensions. Based on these principles, we further establish a benchmark across six dimensions including truthfulness, safety, fairness, robustness, privacy, and machine ethics. We then present a study evaluating 16 mainstream LLMs in TrustLLM, consisting of over 30 datasets. Our findings firstly show that in general trustworthiness and utility (i.e., functional effectiveness) are positively related. Secondly, our observations reveal that proprietary LLMs generally outperform most open-source counterparts in terms of trustworthiness, raising concerns about the potential risks of widely accessible open-source LLMs. However, a few open-source LLMs come very close to proprietary ones. Thirdly, it is important to note that some LLMs may be overly calibrated towards exhibiting trustworthiness, to the extent that they compromise their utility by mistakenly treating benign prompts as harmful and consequently not responding. Finally, we emphasize the importance of ensuring transparency not only in the models themselves but also in the technologies that underpin trustworthiness. Knowing the specific trustworthy technologies that have been employed is crucial for analyzing their effectiveness., Comment: This work is still under work and we welcome your contribution

In this work, we consider the problem of designing secure and efficient federated learning (FL) frameworks. Existing solutions either involve a trusted aggregator or require heavyweight cryptographic primitives, which degrades performance significantly. Moreover, many existing secure FL designs work only under the restrictive assumption that none of the clients can be dropped out from the training protocol. To tackle these problems, we propose SEFL, a secure and efficient FL framework that (1) eliminates the need for the trusted entities; (2) achieves similar and even better model accuracy compared with existing FL designs; (3) is resilient to client dropouts. Through extensive experimental studies on natural language processing (NLP) tasks, we demonstrate that the SEFL achieves comparable accuracy compared to existing FL solutions, and the proposed pruning technique can improve runtime performance up to 13.7x., Comment: Accepted by EMNLP 2021

Conventional wisdom in pruning Transformer-based language models is that pruning reduces the model expressiveness and thus is more likely to underfit rather than overfit. However, under the trending pretrain-and-finetune paradigm, we postulate a counter-traditional hypothesis, that is: pruning increases the risk of overfitting when performed at the fine-tuning phase. In this paper, we aim to address the overfitting problem and improve pruning performance via progressive knowledge distillation with error-bound properties. We show for the first time that reducing the risk of overfitting can help the effectiveness of pruning under the pretrain-and-finetune paradigm. Ablation studies and experiments on the GLUE benchmark show that our method outperforms the leading competitors across different tasks., Comment: 11 pages; 16 figures; Published in Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing

Although federated learning has increasingly gained attention in terms of effectively utilizing local devices for data privacy enhancement, recent studies show that publicly shared gradients in the training process can reveal the private training images (gradient leakage) to a third-party in computer vision. We have, however, no systematic understanding of the gradient leakage mechanism on the Transformer based language models. In this paper, as the first attempt, we formulate the gradient attack problem on the Transformer-based language models and propose a gradient attack algorithm, TAG, to reconstruct the local training data. We develop a set of metrics to evaluate the effectiveness of the proposed attack algorithm quantitatively. Experimental results on Transformer, TinyBERT$_{4}$, TinyBERT$_{6}$, BERT$_{BASE}$, and BERT$_{LARGE}$ using GLUE benchmark show that TAG works well on more weight distributions in reconstructing training data and achieves 1.5$\times$ recover rate and 2.5$\times$ ROUGE-2 over prior methods without the need of ground truth label. TAG can obtain up to 90$\%$ data by attacking gradients in CoLA dataset. In addition, TAG has a stronger adversary on large models, small dictionary size, and small input length. We hope the proposed TAG will shed some light on the privacy leakage problem in Transformer-based NLP models., Comment: Accepted to Findings of EMNLP 2021

Distributed learning such as federated learning or collaborative learning enables model training on decentralized data from users and only collects local gradients, where data is processed close to its sources for data privacy. The nature of not centralizing the training data addresses the privacy issue of privacy-sensitive data. Recent studies show that a third party can reconstruct the true training data in the distributed machine learning system through the publicly-shared gradients. However, existing reconstruction attack frameworks lack generalizability on different Deep Neural Network (DNN) architectures and different weight distribution initialization, and can only succeed in the early training phase. To address these limitations, in this paper, we propose a more general privacy attack from gradient, SAPAG, which uses a Gaussian kernel based of gradient difference as a distance measure. Our experiments demonstrate that SAPAG can construct the training data on different DNNs with different weight initializations and on DNNs in any training phases.

The large model size, high computational operations, and vulnerability against membership inference attack (MIA) have impeded deep learning or deep neural networks (DNNs) popularity, especially on mobile devices. To address the challenge, we envision that the weight pruning technique will help DNNs against MIA while reducing model storage and computational operation. In this work, we propose a pruning algorithm, and we show that the proposed algorithm can find a subnetwork that can prevent privacy leakage from MIA and achieves competitive accuracy with the original DNNs. We also verify our theoretical insights with experiments. Our experimental results illustrate that the attack accuracy using model compression is up to 13.6% and 10% lower than that of the baseline and Min-Max game, accordingly., Comment: Machine Learning (cs.LG); Cryptography and Security (cs.CR); Machine Learning (stat.ML)