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Key value pair (KVP) extraction or Named Entity Recognition(NER) from visually rich documents has been an active area of research in document understanding and data extraction domain. Several transformer based models such as LayoutLMv2, LayoutLMv3, and LiLT have emerged achieving state of the art results. However, addition of even a single new class to the existing model requires (a) re-annotation of entire training dataset to include this new class and (b) retraining the model again. Both of these issues really slow down the deployment of updated model. \\ We present \textbf{ProtoNER}: Prototypical Network based end-to-end KVP extraction model that allows addition of new classes to an existing model while requiring minimal number of newly annotated training samples. The key contributions of our model are: (1) No dependency on dataset used for initial training of the model, which alleviates the need to retain original training dataset for longer duration as well as data re-annotation which is very time consuming task, (2) No intermediate synthetic data generation which tends to add noise and results in model's performance degradation, and (3) Hybrid loss function which allows model to retain knowledge about older classes as well as learn about newly added classes.\\ Experimental results show that ProtoNER finetuned with just 30 samples is able to achieve similar results for the newly added classes as that of regular model finetuned with 2600 samples.

The primary goal of this paper is to introduce and investigate generalized incomplete exponential functions with matrix parameters. Integral representation, differential formula, addition formula, multiplication formula, and recurrence relation obtained here are believed to be new in the theory of special matrix functions. We also establish the connection between these matrix functions and other matrix functions, such as the incomplete gamma matrix function, the Bessel and modified Bessel matrix functions., Comment: arXiv admin note: text overlap with arXiv:2003.11419

This paper presents the design and implementation of FLIPS, a middleware system to manage data and participant heterogeneity in federated learning (FL) training workloads. In particular, we examine the benefits of label distribution clustering on participant selection in federated learning. FLIPS clusters parties involved in an FL training job based on the label distribution of their data apriori, and during FL training, ensures that each cluster is equitably represented in the participants selected. FLIPS can support the most common FL algorithms, including FedAvg, FedProx, FedDyn, FedOpt and FedYogi. To manage platform heterogeneity and dynamic resource availability, FLIPS incorporates a straggler management mechanism to handle changing capacities in distributed, smart community applications. Privacy of label distributions, clustering and participant selection is ensured through a trusted execution environment (TEE). Our comprehensive empirical evaluation compares FLIPS with random participant selection, as well as three other "smart" selection mechanisms - Oort, TiFL and gradient clustering using two real-world datasets, two benchmark datasets, two different non-IID distributions and three common FL algorithms (FedYogi, FedProx and FedAvg). We demonstrate that FLIPS significantly improves convergence, achieving higher accuracy by 17 - 20 % with 20 - 60 % lower communication costs, and these benefits endure in the presence of straggler participants.

The robustness of a model for real-world deployment is decided by how well it performs on unseen data and distinguishes between in-domain and out-of-domain samples. Visual document classifiers have shown impressive performance on in-distribution test sets. However, they tend to have a hard time correctly classifying and differentiating out-of-distribution examples. Image-based classifiers lack the text component, whereas multi-modality transformer-based models face the token serialization problem in visual documents due to their diverse layouts. They also require a lot of computing power during inference, making them impractical for many real-world applications. We propose, GVdoc, a graph-based document classification model that addresses both of these challenges. Our approach generates a document graph based on its layout, and then trains a graph neural network to learn node and graph embeddings. Through experiments, we show that our model, even with fewer parameters, outperforms state-of-the-art models on out-of-distribution data while retaining comparable performance on the in-distribution test set.

The increasing number and scale of federated learning (FL) jobs necessitates resource efficient scheduling and management of aggregation to make the economics of cloud-hosted aggregation work. Existing FL research has focused on the design of FL algorithms and optimization, and less on the efficacy of aggregation. Existing FL platforms often employ aggregators that actively wait for model updates. This wastes computational resources on the cloud, especially in large scale FL settings where parties are intermittently available for training. In this paper, we propose a new FL aggregation paradigm -- "just-in-time" (JIT) aggregation that leverages unique properties of FL jobs, especially the periodicity of model updates, to defer aggregation as much as possible and free compute resources for other FL jobs or other datacenter workloads. We describe a novel way to prioritize FL jobs for aggregation, and demonstrate using multiple datasets, models and FL aggregation algorithms that our techniques can reduce resource usage by 60+\% when compared to eager aggregation used in existing FL platforms. We also demonstrate that using JIT aggregation has negligible overhead and impact on the latency of the FL job., Comment: 10 pages. Extended version of the paper accepted to MASCOTS 2022. arXiv admin note: text overlap with arXiv:2203.12163

Advances in federated learning (FL) algorithms,along with technologies like differential privacy and homomorphic encryption, have led to FL being increasingly adopted and used in many application domains. This increasing adoption has led to rapid growth in the number, size (number of participants/parties) and diversity (intermittent vs. active parties) of FL jobs. Many existing FL systems, based on centralized (often single) model aggregators are unable to scale to handle large FL jobs and adapt to parties' behavior. In this paper, we present a new scalable and adaptive architecture for FL aggregation. First, we demonstrate how traditional tree overlay based aggregation techniques (from P2P, publish-subscribe and stream processing research) can help FL aggregation scale, but are ineffective from a resource utilization and cost standpoint. Next, we present the design and implementation of AdaFed, which uses serverless/cloud functions to adaptively scale aggregation in a resource efficient and fault tolerant manner. We describe how AdaFed enables FL aggregation to be dynamically deployed only when necessary, elastically scaled to handle participant joins/leaves and is fault tolerant with minimal effort required on the (aggregation) programmer side. We also demonstrate that our prototype based on Ray scales to thousands of participants, and is able to achieve a >90% reduction in resource requirements and cost, with minimal impact on aggregation latency.

Natural language processing for document scans and PDFs has the potential to enormously improve the efficiency of business processes. Layout-aware word embeddings such as LayoutLM have shown promise for classification of and information extraction from such documents. This paper proposes a new pre-training task called that can improve performance of layout-aware word embeddings that incorporate 2-D position embeddings. We compare models pre-trained with only language masking against models pre-trained with both language masking and position masking, and we find that position masking improves performance by over 5% on a form understanding task., Comment: Document Intelligence Workshop at KDD, 2021

Inspired by certain interesting recent extensions of the gamma, beta and hypergeometric matrix functions, we introduce here new extension of the gamma and beta matrix function. We also introduce new extensions of the Gauss hypergeometric matrix function, confluent hypergeometric matrix function, Appell matrix function and Lauricella matrix function of three variables in terms of the new extended beta matrix function. Then we investigate certain properties of these extended matrix functions such as the integral representations, differential formulae and recurrence relations., Comment: arXiv admin note: text overlap with arXiv:2011.00772