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Stacked intelligent metasurface (SIM), which consists of multiple layers of intelligent metasurfaces, is emerging as a promising solution for future wireless communication systems. In this timely context, we focus on broadcast multiple-input multiple-output (MIMO) systems and aim to characterize their energy efficiency (EE) performance. To gain a comprehensive understanding of the potential of SIM, we consider both dirty paper coding (DPC) and linear precoding and formulate the corresponding EE maximization problems. For DPC, we employ the broadcast channel (BC)-multiple-access channel (MAC) duality to obtain an equivalent problem, and optimize users' covariance matrices using the successive convex approximation (SCA) method, which is based on a tight lower bound of the achievable sum-rate, in combination with Dinkelbach's method. Since optimizing the phase shifts of the SIM meta-elements is an optimization problem of extremely large size, we adopt a conventional projected gradient-based method for its simplicity. A similar approach is derived for the case of linear precoding. Simulation results show that the proposed optimization methods for the considered SIM-based systems can significantly improve the EE, compared to the conventional counterparts. Also, we demonstrate that the number of SIM meta-elements and their distribution across the SIM layers have a significant impact on both the achievable sum-rate and EE performance., Comment: 13 pages, 6 figures

This paper investigates a wireless network consisting of an unmanned aerial vehicle (UAV) base station (BS), a fully-connected reconfigurable intelligent surface (FC-RIS), and multiple users, where the downlink signal can simultaneously be captured by an aerial eavesdropper at a random location. To improve the physical-layer security (PLS) of the considered downlink multiuser communications, we propose the fully-connected reconfigurable intelligent surface aided round-robin scheduling (FCR-RS) and the FC-RIS and ground channel state information (CSI) aided proportional fair scheduling (FCR-GCSI-PFS) schemes. Thereafter, we derive closed-form expressions of the zero secrecy rate probability (ZSRP). Numerical results not only validate the closed-form ZSRP analysis, but also verify that the proposed GCSI-PFS scheme obtains the same performance gain as the full-CSI-aided PFS in FC-RIS-aided communications. Furthermore, optimizing the hovering altitude remarkably enhances the PLS of the FC-RIS and UAV empowered multiuser communications., Comment: submitted to IEEE Wireless Communications letters

In the context of emerging stacked intelligent metasurface (SIM)-based holographic MIMO (HMIMO) systems, a fundamental problem is to study the mutual information (MI) between transmitted and received signals to establish their capacity. However, direct optimization or analytical evaluation of the MI, particularly for discrete signaling, is often intractable. To address this challenge, we adopt the channel cutoff rate (CR) as an alternative optimization metric for the MI maximization. In this regard, we propose an alternating projected gradient method (APGM), which optimizes the CR of a SIM-based HMIMO system by adjusting signal precoding and the phase shifts across the transmit and receive SIMs on a layer-by-layer basis. Simulation results indicate that the proposed algorithm significantly enhances the CR, achieving substantial gains, compared to the case with random SIM phase shifts, that are proportional to those observed for the corresponding MI. This justifies the effectiveness of using the channel CR for the MI optimization. Moreover, we demonstrate that the integration of digital precoding, even on a modest scale, has a significant impact on the ultimate performance of SIM-aided systems., Comment: 5 pages, 2 figures

Wireless communications form the backbone of future vehicular networks, playing a critical role in applications ranging from traffic control to vehicular road safety. However, the dynamic structure of these networks creates security vulnerabilities, making security considerations an integral part of network design. We address these security concerns from a physical layer security aspect by investigating achievable secrecy rates in wireless vehicular networks. Specifically, we aim to maximize the sum secrecy rate from all vehicular pairs subject to bandwidth and power resource constraints. For the considered problem, we first propose a solution based on the successive convex approximation (SCA) method, which has not been applied in this context before. To further reduce the complexity of the SCA-based method, we also propose a low-complexity solution based on a fast iterative shrinkage-thresholding algorithm (FISTA). Our simulation results for SCA and FISTA show a trade-off between convergence and runtime. While the SCA method achieves better convergence, the FISTA-based approach is at least 300 times faster than the SCA method.

This paper studies cell-free massive multiple-input multiple-output (CF-mMIMO) systems incorporating simultaneous wireless information and power transfer (SWIPT) for separate information users (IUs) and energy users (EUs) in Internet of Things (IoT) networks. To optimize both the spectral efficiency (SE) of IUs and harvested energy (HE) of EUs, we propose a joint access point (AP) operation mode selection and power control design, wherein certain APs are designated for energy transmission to EUs, while others are dedicated to information transmission to IUs. We investigate the problem of maximizing the total HE for EUs, considering constraints on SE for individual IUs and minimum HE for individual EUs. Our numerical results showcase that the proposed AP operation mode selection algorithm can provide up to $76\%$ and $130\%$ performance gains over random AP operation mode selection with and without power control, respectively., Comment: 6 pages, 2 figures, to be presented at GLOBECOM 2023, Kuala Lumpur

Reconfigurable intelligent surfaces (RIS)-assisted massive multiple-input multiple-output (mMIMO) is a promising technology for applications in next-generation networks. However, reflecting-only RIS provides limited coverage compared to a simultaneously transmitting and reflecting RIS (STAR-RIS). Hence, in this paper, we focus on the downlink achievable rate and its optimization of a STAR-RIS-assisted mMIMO system. Contrary to previous works on STAR-RIS, we consider mMIMO, correlated fading, and multiple user equipments (UEs) at both sides of the RIS. In particular, we introduce an estimation approach of the aggregated channel with the main benefit of reduced overhead links instead of estimating the individual channels. {Next, leveraging channel hardening in mMIMO and the use-and-forget bounding technique, we obtain an achievable rate in closed-form that only depends on statistical channel state information (CSI). To optimize the amplitudes and phase shifts of the STAR-RIS, we employ a projected gradient ascent method (PGAM) that simultaneously adjusts the amplitudes and phase shifts for both energy splitting (ES) and mode switching (MS) STAR-RIS operation protocols.} By considering large-scale fading, the proposed optimization can be performed every several coherence intervals, which can significantly reduce overhead. Considering that STAR-RIS has twice the number of controllable parameters compared to conventional reflecting-only RIS, this accomplishment offers substantial practical benefits. Simulations are carried out to verify the analytical results, reveal the interplay of the achievable rate with fundamental parameters, and show the superiority of STAR-RIS regarding its achievable rate compared to its reflecting-only counterpart., Comment: accepted in IEEE TWC

The electromagnetic (EM) features of reconfigurable intelligent surfaces (RISs) fundamentally determine their operating principles and performance. Motivated by these considerations, we study a single-input single-output (SISO) system in the presence of an RIS, which is characterized by a circuit-based EM-consistent model. Specifically, we model the RIS as a collection of thin wire dipoles controlled by tunable load impedances, and we propose a gradient-based algorithm for calculating the optimal impedances of the scattering elements of the RIS in the presence of mutual coupling. Furthermore, we prove the convergence of the proposed algorithm and derive its computational complexity in terms of number of complex multiplications. Numerical results show that the proposed algorithm provides better performance and converges faster than a benchmark algorithm.

Integrated sensing and communication (ISAC) is expected to be offered as a fundamental service in the upcoming sixth-generation (6G) communications standard. However, due to the exposure of information-bearing signals to the sensing targets, ISAC poses unique security challenges. In recent years, intelligent reflecting surfaces (IRSs) have emerged as a novel hardware technology capable of enhancing the physical layer security of wireless communication systems. Therefore, in this paper, we consider the problem of transmit and reflective beamforming design in a secure IRS-enabled ISAC system to maximize the beampattern gain at the target. The formulated non-convex optimization problem is challenging to solve due to the intricate coupling between the design variables. Moreover, alternating optimization (AO) based methods are inefficient in finding a solution in such scenarios, and convergence to a stationary point is not theoretically guaranteed. Therefore, we propose a novel successive convex approximation (SCA)-based second-order cone programming (SOCP) scheme in which all of the design variables are updated simultaneously in each iteration. The proposed SCA-based method significantly outperforms a penalty-based benchmark scheme previously proposed in this context. Moreover, we also present a detailed complexity analysis of the proposed scheme, and show that despite having slightly higher per-iteration complexity than the benchmark approach the average problem-solving time of the proposed method is notably lower than that of the benchmark scheme., Comment: 6 pages, 4 figures

This paper focuses on the fundamental problem of maximizing the achievable weighted sum rate (WSR) at information receivers (IRs) in an intelligent reflecting surface (IRS) assisted simultaneous wireless information and power transfer system under a multiple-input multiple-output (SWIPT-MIMO) setting, subject to a quality-of-service (QoS) constraint at the energy receivers (ERs). Notably, due to the coupling between the transmit precoding matrix and the passive beamforming vector in the QoS constraint, the formulated non-convex optimization problem is challenging to solve. We first decouple the design variables in the constraints following a penalty dual decomposition method, and then apply an alternating gradient projection algorithm to achieve a stationary solution to the reformulated optimization problem. The proposed algorithm nearly doubles the WSR compared to that achieved by a block-coordinate descent (BCD) based benchmark scheme. At the same time, the complexity of the proposed scheme grows linearly with the number of IRS elements while that of the benchmark scheme is proportional to the cube of the number of IRS elements., Comment: 5 pages, 4 figures

Cell-free massive MIMO is a promising technology for beyond-5G networks. Through the deployment of many cooperating access points (AP), the technology can significantly enhance user coverage and spectral efficiency compared to traditional cellular systems. Since the APs are distributed over a large area, the level of favorable propagation in cell-free massive MIMO is less than the one in colocated massive MIMO. As a result, the current linear processing schemes are not close to the optimal ones when the number of AP antennas is not very large. The aim of this paper is to develop nonlinear variational Bayes (VB) methods for data detection in cell-free massive MIMO systems. Contrary to existing work in the literature, which only attained point estimates of the transmit data symbols, the proposed methods aim to obtain the posterior distribution and the Bayes estimate of the data symbols. We develop the VB methods accordingly to the levels of cooperation among the APs. Simulation results show significant performance advantages of the developed VB methods over the linear processing techniques., Comment: 6 pages, 3 figures, conference

We consider the problem of max-min fairness for uplink cell-free massive multiple-input multiple-output (MIMO) subject to per-user power constraints. The standard framework for solving the considered problem is to separately solve two subproblems: the receiver filter coefficient design and the power control problem. While the former has a closed-form solution, the latter has been solved using either second-order methods of high computational complexity or a first-order method that provides an approximate solution. To deal with these drawbacks of the existing methods, we propose a mirror prox based method for the power control problem by equivalently reformulating it as a convex-concave problem and applying the mirror prox algorithm to find a saddle point. The simulation results establish the optimality of the proposed solution and demonstrate that it is more efficient than the known methods. We also conclude that for large-scale cell-free massive MIMO, joint optimization of linear receive combining and power control provides significantly better user fairness than the power control only scheme in which receiver coefficients are fixed to unity., Comment: in IEEE Communications Letters, 2022

Security and energy efficiency have become crucial features in the modern-era wireless communication. In this paper, we consider an energy-efficient design for intelligent reflecting surface (IRS)-assisted multiple-input multiple-output multiple-eavesdropper (MIMOME) wiretap channels (WTC). Our objective is to jointly optimize the transmit covariance matrix and the IRS phase-shifts to maximize the secrecy energy efficiency (SEE) of the considered system subject to a secrecy rate constraint at the legitimate receiver. To tackle this challenging non-convex problem in which the design variables are coupled in the objective and the constraint, we propose a penalty dual decomposition based alternating gradient projection (PDDAPG) method to obtain an efficient solution. We also show that the computational complexity of the proposed algorithm grows only linearly with the number of reflecting elements at the IRS, as well as with the number of antennas at transmitter/receivers' nodes. Our results confirm that using an IRS is helpful to improve the SEE of MIMOME WTC compared to its no-IRS counterpart only when the power consumption at IRS is small. In particular, and a large-sized IRS is not always beneficial for the SEE of a MIMOME WTC., Comment: 6 pages, 7 figures

In this letter, we consider the fundamental problem of jointly designing the transmit beamformers and the phase-shifts of the intelligent reflecting surface (IRS) / reconfigurable intelligent surface (RIS) to minimize the transmit power, subject to quality-of-service constraints at individual users in an IRS-assisted multiuser multiple-input single-output downlink communication system. In particular, we propose a new successive convex approximation based second-order cone programming approach in which all the optimization variables are simultaneously updated in each iteration. Our proposed scheme achieves superior performance compared to state-of-the-art benchmark solutions. In addition, the complexity of the proposed scheme is $O(N_{\mathrm s}^{3.5})$, while that of state-of-the-art benchmark schemes is $O(N_{\mathrm s}^{7})$, where $N_{\mathrm s}$ denotes the number of reflecting elements at the IRS., Comment: Accepted for publication in IEEE Wireless Communications Letters

Intelligent reflecting surfaces (IRSs) have shown huge advantages in many potential use cases and thus have been considered a promising candidate for next-generation wireless systems. In this paper, we consider an IRS-assisted multigroup multicast (IRS-MGMC) system in a multiple-input single-output (MISO) scenario, for which the related existing literature is rather limited. In particular, we aim to jointly design the transmit beamformers and IRS phase shifts to maximize the sum rate of the system under consideration. In order to obtain a numerically efficient solution to the formulated non-convex optimization problem, we propose an alternating projected gradient (APG) method where each iteration admits a closed-form and is shown to be superior to a known solution that is derived from the majorization-minimization (MM) method in terms of both achievable sum rate and required complexity, i.e., run time. In particular, we show that the complexity of the proposed APG method grows linearly with the number of IRS tiles, while that of the known solution in comparison grows with the third power of the number of IRS tiles. The numerical results reported in this paper extend our understanding on the achievable rates of large-scale IRS-assisted multigroup multicast systems.

With its privacy preservation and communication efficiency, federated learning (FL) has emerged as a promising learning framework for beyond 5G wireless networks. It is anticipated that future wireless networks will jointly serve both FL and downlink non-FL user groups in the same time-frequency resource. While in the downlink of each FL iteration, both groups jointly receive data from the base station in the same time-frequency resource, the uplink of each FL iteration requires bidirectional communication to support uplink transmission for FL users and downlink transmission for non-FL users. To overcome this challenge, we present half-duplex (HD) and full-duplex (FD) communication schemes to serve both groups. More specifically, we adopt the massive multiple-input multiple-output technology and aim to maximize the minimum effective rate of non-FL users under a quality of service (QoS) latency constraint for FL users. Since the formulated problem is highly nonconvex, we propose a power control algorithm based on successive convex approximation to find a stationary solution. Numerical results show that the proposed solutions perform significantly better than the considered baselines schemes. Moreover, the FD-based scheme outperforms the HD-based scheme in scenarios where the self-interference is small or moderate and/or the size of FL model updates is large.

Federated learning (FL) with its data privacy protection and communication efficiency has been considered as a promising learning framework for beyond-5G/6G systems. We consider a scenario where a group of downlink non-FL users are jointly served with a group of FL users using massive multiple-input multiple-output technology. The main challenge is how to utilise the resource to optimally serve both FL and non-FL users. We propose a communication scheme that serves the downlink of the non-FL users (UEs) and the uplink of FL UEs in each half of the frequency band. We formulate an optimization problem for optimizing transmit power to maximize the minimum effective data rates for non-FL users, while guaranteeing a quality-of-service time of each FL communication round for FL users. Then, a successive convex approximation-based algorithm is proposed to solve the formulated problem. Numerical results confirm that our proposed scheme significantly outperforms the baseline scheme., Comment: IEEE SPAWC 2022

This paper considers the fundamental power allocation problem in cell-free massive mutiple-input and multiple-output (MIMO) systems which aims at maximizing the total energy efficiency (EE) under a sum power constraint at each access point (AP) and a quality-of-service (QoS) constraint at each user. Existing solutions for this optimization problem are based on solving a sequence of second-order cone programs (SOCPs), whose computational complexity scales dramatically with the network size. Therefore, they are not implementable for practical large-scale cell-free massive MIMO systems. To tackle this issue, we propose an iterative power control algorithm based on the frame work of an accelerated projected gradient (APG) method. In particular, each iteration of the proposed method is done by simple closed-form expressions, where a penalty method is applied to bring constraints into the objective in the form of penalty functions. Finally, the convergence of the proposed algorithm is analytically proved and numerically compared to the known solution based on SOCP. Simulations results demonstrate that our proposed power control algorithm can achieve the same EE as the existing SOCPs-based method, but more importantly, its run time is much lower (one to two orders of magnitude reduction in run time, compared to the SOCPs-based approaches).

We consider a multigroup multicast cell-free multiple-input multiple-output (MIMO) downlink system with short-term power constraints. In particular, the normalized conjugate beamforming scheme is adopted at each access point (AP) to keep the downlink power strictly under the power budget regardless of small scale fading. In the considered scenario, APs multicast signals to multiple groups of users whereby users in the same group receive the same message. Under this setup, we are interested in maximizing the minimum achievable rate of all groups, commonly known as the max-min fairness problem, which has not been studied before in this context. To solve the considered problem, we first present a bisection method which in fact has been widely used in previous studies for cell-free massive MIMO, and then propose an accelerated projected gradient (APG) method. We show that the proposed APG method outperforms the bisection method requiring lesser run time while still achieving the same objective value. Moreover, the considered power control scheme provides significantly improved performance and more fairness among the users compared to the equal power allocation scheme.

We consider the downlink of a cell-free massive multiple-input multiple-output (MIMO) system where large number of access points (APs) simultaneously serve a group of users. Two fundamental problems are of interest, namely (i) to maximize the total spectral efficiency (SE), and (ii) to maximize the minimum SE of all users. As the considered problems are non-convex, existing solutions rely on successive convex approximation to find a sub-optimal solution. The known methods use off-the-shelf convex solvers, which basically implement an interior-point algorithm, to solve the derived convex problems. The main issue of such methods is that their complexity does not scale favorably with the problem size, limiting previous studies to cell-free massive MIMO of moderate scales. Thus the potential of cell-free massive MIMO has not been fully understood. To address this issue, we propose an accelerated projected gradient method to solve the considered problems. Particularly, the proposed solution is found in closed-form expressions and only requires the first order information of the objective, rather than the Hessian matrix as in known solutions, and thus is much more memory efficient. Numerical results demonstrate that our proposed solution achieves far less run-time, compared to other second-order methods., Comment: 2020 IEEE 31st Annual International Symposium on Personal, Indoor and Mobile Radio Communications. arXiv admin note: substantial text overlap with arXiv:2009.07167

In this letter, the achievable rate maximization problem is considered for intelligent reflecting surface (IRS) assisted multiple-input multiple-output (MIMO) systems in an underlay spectrum sharing scenario, subject to interference power constraints at the primary users. The formulated non-convex optimization problem is challenging to solve due to its non-convexity as well as coupling design variables in the constraints. Different from existing works that are mostly based on alternating optimization (AO), we propose a penalty dual decomposition based gradient projection (PDDGP) algorithm to solve this problem. We also provide a convergence proof and a complexity analysis for the proposed algorithm. We benchmark the proposed algorithm against two known solutions, namely a minimum mean-square error based AO algorithm and an inner approximation method with block coordinate descent. Specifically, the complexity of the proposed algorithm grows linearly with respect to the number of reflecting elements at the IRS, while that of the two benchmark methods grows with the third power of the number of IRS elements. Moreover, numerical results show that the proposed PDDGP algorithm yields considerably higher achievable rate than the benchmark solutions., Comment: 5 pages, 5 figures. IEEE Wireless Communications Letters, 2022

Reconfigurable intelligent surfaces (RISs) represent a new technology that can shape the radio wave propagation and thus offers a great variety of possible performance and implementation gains. Motivated by this, we investigate the achievable sum-rate optimization in a broadcast channel (BC) in the presence of RISs. We solve this problem by exploiting the well-known duality between the Gaussian multiple-input multiple-output (MIMO) BC and the multiple-access channel (MAC), and we correspondingly derive three algorithms which optimize the users' covariance matrices and the RIS phase shifts in the dual MAC. The users' covariance matrices are optimized by a dual decomposition method with block coordinate maximization (BCM), or by a gradient-based method. The RIS phase shifts are either optimized sequentially by using a closed-form expression, or are computed in parallel by using a gradient-based method. We present a computational complexity analysis for the proposed algorithms. Simulation results show that the proposed algorithms tend to converge to the same achievable sum-rate overall, but may produce different sum-rate performance for some specific situations, due to the non-convexity of the considered problem. Also, the gradient-based optimization methods are generally more time efficient. In addition, we demonstrate that the proposed algorithms can provide a significant gain in the RIS-assisted BC assisted by multiple RISs and that the gain depends on the placement of the RISs., Comment: arXiv admin note: text overlap with arXiv:2104.12108

To mitigate computational power gap between the network core and edges, mobile edge computing (MEC) is poised to play a fundamental role in future generations of wireless networks. In this letter, we consider a non-orthogonal multiple access (NOMA) transmission model to maximize the worst task to be offloaded among all users to the network edge server. A provably convergent and efficient algorithm is developed to solve the considered non-convex optimization problem for maximizing the minimum number of offloaded bits in a multi-user NOMAMEC system. Compared to the approach of optimized orthogonal multiple access (OMA), for given MEC delay, power and energy limits, the NOMA-based system considerably outperforms its OMA-based counterpart in MEC settings. Numerical results demonstrate that the proposed algorithm for NOMA-based MEC is particularly useful for delay sensitive applications., Comment: 5 pages, 5 figures

Intelligent reflecting surface (IRS) has gained tremendous attention recently as a disruptive technology for beyond 5G networks. In this paper, we consider the problem of secrecy rate maximization for an IRS-assisted Gaussian multiple-input multiple-output multi-antenna-eavesdropper (MIMOME) wiretap channel (WTC). In this context, we aim to jointly optimize the input covariance matrix and the IRS phase shifts to maximize the achievable secrecy rate of the considered system. To solve the formulated problem which is non-convex, we propose an iterative method based on the block successive maximization (BSM), where each iteration is done in closed form. More specifically, we maximize a lower bound on the achievable secrecy rate to update the input covariance matrix for fixed phase shifts, and then maximize the (exact) achievable secrecy rate to update phase shifts for a given input covariance.We consider the total free space path loss (FSPL) in this system to emphasize the first-order measure of the applicability of the IRS in the considered communication system. We present a convergence proof and the associated complexity analysis of the proposed algorithm. Numerical results are provided to demonstrate the superiority of the proposed method compared to a known solution, and also to show the effect of different parameters of interest on the achievable secrecy rate of the IRS-assisted MIMOME WTC.

Reconfigurable intelligent surface (RIS) assisted radio is considered as an enabling technology with great potential for the sixth-generation (6G) wireless communications standard. The achievable secrecy rate (ASR) is one of the most fundamental metrics to evaluate the capability of facilitating secure communication for RIS-assisted systems. However, the definition of ASR is based on Shannon's information theory, which generally requires long codewords and thus fails to quantify the secrecy of emerging delay-critical services. Motivated by this, in this paper we investigate the problem of maximizing the secrecy rate under a delay-limited quality-of-service (QoS) constraint, termed as the effective secrecy rate (ESR), for an RIS-assisted multiple-input single-output (MISO) wiretap channel subject to a transmit power constraint. We propose an iterative method to find a stationary solution to the formulated non-convex optimization problem using a block coordinate ascent method (BCAM), where both the beamforming vector at the transmitter as well as the phase shifts at the RIS are obtained in closed forms in each iteration. We also present a convergence proof, an efficient implementation, and the associated complexity analysis for the proposed method. Our numerical results demonstrate that the proposed optimization algorithm converges significantly faster that an existing solution. The simulation results also confirm that the secrecy rate performance of the system with stringent delay requirements reduce significantly compared to the system without any delay constraints, and that this reduction can be significantly mitigated by an appropriately placed large-size RIS., Comment: 6 pages, 5 figures, 1 table

To achieve perfect secrecy in a multiple-input multiple-output (MIMO) Gaussian wiretap channel (WTC), we need to find its secrecy capacity and optimal signaling, which involves solving a difference of convex functions program known to be non-convex for the non-degraded case. To deal with this, a class of existing solutions have been developed but only local optimality is guaranteed by standard convergence analysis. Interestingly, our extensive numerical experiments have shown that these local optimization methods indeed achieve global optimality. In this paper, we provide an analytical proof for this observation. To achieve this, we show that the Karush-Kuhn-Tucker (KKT) conditions of the secrecy rate maximization problem admit a unique solution for both degraded and non-degraded cases. Motivated by this, we also propose a low-complexity algorithm to find a stationary point. Numerical results are presented to verify the theoretical analysis.

In this paper, we present the ergodic sum secrecy rate (ESSR) analysis of an underlay spectrum sharing non-orthogonal multiple access (NOMA) system. We consider the scenario where the power transmitted by the secondary transmitter (ST) is constrained by the peak tolerable interference at multiple primary receivers (PRs) as well as the maximum transmit power of the ST. The effect of channel estimation error is also taken into account in our analysis. We derive exact and asymptotic closed-form expressions for the ESSR of the downlink NOMA system, and show that the performance can be classified into two distinct regimes, i.e., it is dictated either by the interference constraint or by the power constraint. Our results confirm the superiority of the NOMA-based system over its orthogonal multiple access (OMA) based counterpart. More interestingly, our results show that NOMA helps in maintaining the secrecy rate of the strong user while significantly enhancing the secrecy performance of the weak user as compared to OMA. The correctness of the proposed investigation is corroborated through Monte Carlo simulation., Comment: 7 pages, 5 figures. Invited paper in Workshop 2: Advances in Physical Layer Security for 6G Networks in 28TH INTERNATIONAL CONFERENCE ON TELECOMMUNICATIONS, London, UK

Reconfigurable intelligent surfaces (RISs) represent a new technology that can shape the radio wave propagation and thus offers a great variety of possible performance and implementation gains. Motivated by this, we investigate the achievable sum-rate optimization in a broadcast channel (BC) that is equipped with an RIS. We exploit the well-known duality between the Gaussian multiple-input multiple-output (MIMO) BC and multiple-access channel (MAC) to derive an alternating optimization (AO) algorithm which optimizes the users' covariance matrices and the RIS phase shifts in the dual MAC. The optimal users' covariance matrices are obtained by a dual decomposition method in which each iteration is solved in closed-form. The optimal RIS phase shifts are also computed using a derived closed-form expression. Furthermore, we present a computational complexity analysis for the proposed AO algorithm. Simulation results show that the proposed AO algorithm can provide significant achievable sum-rate gains in a BC., Comment: Invited paper to Special session: Reconfigurable Intelligent Surfaces for Wireless Communications in 22nd International Workshop on Signal Processing Advances in Wireless Communications (SPAWC), Lucca, Italy

This paper presents two different low-complexity methods for obtaining the secrecy capacity of multiple-input multiple-output (MIMO) wiretap channel subject to a sum power constraint (SPC). The challenges in deriving computationally efficient solutions to the secrecy capacity problem are due to the fact that the secrecy rate is a difference of convex functions (DC) of the transmit covariance matrix, for which its convexity is only known for \emph{the degraded case}. In the first method, we capitalize on the accelerated DC algorithm, which requires solving a sequence of convex subproblems. In particular, we show that each subproblem indeed admits a water-filling solution. In the second method, based on the equivalent convex-concave reformulation of the secrecy capacity problem, we develop a so-called partial best response algorithm (PBRA). Each iteration of the PBRA is also done in closed form. Simulation results are provided to demonstrate the superior performance of the proposed methods., Comment: arXiv admin note: substantial text overlap with arXiv:2012.05667

Federated learning (FL) can empower Internet-of-Vehicles (IoV) networks by leveraging smart vehicles (SVs) to participate in the learning process with minimum data exchanges and privacy disclosure. The collected data and learned knowledge can help the vehicular service provider (VSP) improve the global model accuracy, e.g., for road safety as well as better profits for both VSP and participating SVs. Nonetheless, there exist major challenges when implementing the FL in IoV networks, such as dynamic activities and diverse quality-of-information (QoI) from a large number of SVs, VSP's limited payment budget, and profit competition among SVs. In this paper, we propose a novel dynamic FL-based economic framework for an IoV network to address these challenges. Specifically, the VSP first implements an SV selection method to determine a set of the best SVs for the FL process according to the significance of their current locations and information history at each learning round. Then, each selected SV can collect on-road information and offer a payment contract to the VSP based on its collected QoI. For that, we develop a multi-principal one-agent contract-based policy to maximize the profits of the VSP and learning SVs under the VSP's limited payment budget and asymmetric information between the VSP and SVs. Through experimental results using real-world on-road datasets, we show that our framework can converge 57% faster (even with only 10% of active SVs in the network) and obtain much higher social welfare of the network (up to 27.2 times) compared with those of other baseline FL methods., Comment: 18 pages, 12 figures, submitted to an IEEE journal

This paper presents novel numerical approaches to finding the secrecy capacity of the multiple-input multiple-output (MIMO) wiretap channel subject to multiple linear transmit covariance constraints, including sum power constraint, per antenna power constraints and interference power constraint. An analytical solution to this problem is not known and existing numerical solutions suffer from slow convergence rate and/or high per-iteration complexity. Deriving computationally efficient solutions to the secrecy capacity problem is challenging since the secrecy rate is expressed as a difference of convex functions (DC) of the transmit covariance matrix, for which its convexity is only known for some special cases. In this paper we propose two low-complexity methods to compute the secrecy capacity along with a convex reformulation for degraded channels. In the first method we capitalize on the accelerated DC algorithm which requires solving a sequence of convex subproblems, for which we propose an efficient iterative algorithm where each iteration admits a closed-form solution. In the second method, we rely on the concave-convex equivalent reformulation of the secrecy capacity problem which allows us to derive the so-called partial best response algorithm to obtain an optimal solution. Notably, each iteration of the second method can also be done in closed form. The simulation results demonstrate a faster convergence rate of our methods compared to other known solutions. We carry out extensive numerical experiments to evaluate the impact of various parameters on the achieved secrecy capacity.

The main difficulty concerning optimizing the mutual information (MI) in reconfigurable intelligent surface (RIS)-aided communication systems with discrete signaling is the inability to formulate this optimization problem in an analytically tractable manner. Therefore, we propose to use the cutoff rate (CR) as a more tractable metric for optimizing the MI and introduce two optimization methods to maximize the CR, assuming perfect knowledge of the channel state information (CSI). The first method is based on the projected gradient method (PGM), while the second method is derived from the principles of successive convex approximation (SCA). Simulation results show that the proposed optimization methods significantly enhance the CR and the corresponding MI.

We consider the problem of max-min fairness for uplink cell-free massive multiple-input multiple-output which is a potential technology for beyond 5G networks. More specifically, we aim to maximize the minimum spectral efficiency of all users subject to the per-user power constraint, assuming linear receive combining technique at access points. The considered problem can be further divided into two subproblems: the receiver filter coefficient design and the power control problem. While the receiver coefficient design turns out to be a generalized eigenvalue problem, and thus, admits a closed-form solution, the power control problem is numerically troublesome. To solve the power control problem, existing approaches rely on geometric programming (GP) which is not suitable for large-scale systems. To overcome the high-complexity issue of the GP method, we first reformulate the power control problem intro a convex program, and then apply a smoothing technique in combination with an accelerated projected gradient method to solve it. The simulation results demonstrate that the proposed solution can achieve almost the same objective but in much lesser time than the existing GP-based method., Comment: 6 pages, 3 figures

We consider the system-wide utility maximization problem in the downlink of a cell-free massive multiple-input multiple-output (MIMO) system whereby a very large number of access points (APs) simultaneously serve a group of users. Specifically, four fundamental problems with increasing order of user fairness are of interest: (i) to maximize the average spectral efficiency (SE), (ii) to maximize the proportional fairness, (iii) to maximize the harmonic-rate of all users, and lastly (iv) to maximize the minimum SE of all users, subject to a sum power constraint at each AP. As the considered problems are non-convex, existing solutions normally rely on successive convex approximation to find a sub-optimal solution. More specifically, these known methods use off-the-shelf convex solvers, which basically implement an interior-point algorithm, to solve the derived convex problems. The main issue of such methods is that their complexity does not scale favorably with the problem size, limiting previous studies to cell-free massive MIMO of moderate scales. Thus the potential of cell-free massive MIMO has not been fully understood. To address this issue, we propose a unified framework based on an accelerated projected gradient method to solve the considered problems. Particularly, the proposed solution is found in closed-form expressions and only requires the first order oracle of the objective, rather than the Hessian matrix as in known solutions, and thus is much more memory efficient. Numerical results demonstrate that our proposed solution achieves the same utility performance but with far less run-time, compared to other second-order methods. Simulation results for large-scale cell-free massive MIMO show that the four utility functions can deliver nearly uniformed services to all users. In other words, user fairness is not a great concern in large-scale cell-free massive MIMO., Comment: Submitted for publication

Reconfigurable intelligent surfaces (RISs) represent a radical new technology that can shape the radio wave propagation in wireless communication systems and offers a great variety of possible performance and implementation gains. Motivated by this, in this paper we study the achievable rate optimization for a multi-stream multiple-input multiple-output (MIMO) system equipped with an RIS, and formulate a joint optimization problem of the covariance matrix of the transmitted signal and the RIS elements. To solve this problem, we propose an iterative optimization algorithm that is based on the projected gradient method (PGM). We derive the step size that guarantees the convergence of the proposed algorithm and we define a backtracking line search to improve its convergence rate. Furthermore, we introduce the total free space path loss (FSPL) ratio of the indirect and direct links as a first-order measure of the applicability of an RIS in the considered communication system. Simulation results show that the proposed PGM achieves the same achievable rate as a state-of-the-art benchmark scheme, but with a significantly lower computational complexity. In addition, it is demonstrated that the RIS application is particularly suitable to increase the achievable rate in an indoor environment, as in this case even a small number of RIS elements is sufficient to provide a substantial achievable rate gain.

We investigate the coordinated multi-point noncoherent joint transmission (JT) in dense small cell networks. The goal is to design beamforming vectors for macro cell and small cell base stations (BSs) such that the weighted sum rate of the system is maximized, subject to a total transmit power at individual BSs. The optimization problem is inherently nonconvex and intractable, making it difficult to explore the full potential performance of the scheme. To this end, we first propose an algorithm to find a globally optimal solution based on the generic monotonic branch reduce and bound optimization framework. Then, for a more computationally efficient method, we adopt the inner approximation (InAp) technique to efficiently derive a locally optimal solution, which is numerically shown to achieve near-optimal performance. In addition, for decentralized networks such as those comprising of multi-access edge computing servers, we develop an algorithm based on the alternating direction method of multipliers, which distributively implements the InAp-based solution. Our main conclusion is that the noncoherent JT is a promising transmission scheme for dense small cell networks, since it can exploit the densitification gain, outperforms the coordinated beamforming, and is amenable to distributed implementation., Comment: 35 pages, 11 figures. Accepted for publication on IEEE Transactions on Wireless Communications

In this paper, we study the sum rate maximization for successive zero-forcing dirty-paper coding (SZFDPC) with per-antenna power constraint (PAPC). Although SZFDPC is a low-complexity alternative to the optimal dirty paper coding (DPC), efficient algorithms to compute its sum rate are still open problems especially under practical PAPC. The existing solution to the considered problem is computationally inefficient due to employing high-complexity interior-point method. In this study, we propose two new low-complexity approaches to this important problem. More specifically, the first algorithm achieves the optimal solution by transforming the original problem in the broadcast channel into an equivalent problem in the multiple access channel, then the resulting problem is solved by alternating optimization together with successive convex approximation. We also derive a suboptimal solution based on machine learning to which simple linear regressions are applicable. The approaches are analyzed and validated extensively to demonstrate their superiors over the existing approach., Comment: 5 pages, 4 figures

We consider a multi-pair amplify-and-forward relay network where the energy-constrained relays adopting time-switching protocol harvest energy from the radio frequency signals transmitted by the users for assisting user data transmission. Both one-way and two-way relaying techniques are investigated. Aiming at energy efficiency (EE) fairness among the user pairs, we construct an energy consumption model incorporating rate-dependent signal processing power, the dependence on output power level of power amplifiers' efficiency, and nonlinear energy harvesting (EH) circuits. Then we formulate the max-min EE fairness problems in which the data rates, users' transmit power, relays' processing coefficient, and EH time are jointly optimized under the constraints on the quality of service and users' maximum transmit power. To achieve efficient suboptimal solutions to these nonconvex problems, we devise monotonic descent algorithms based on the inner approximation (IA) framework, which solve a second-order-cone program in each iteration. To further simplify the designs, we propose an approach combining IA and zero-forcing beamforming, which eliminates inter-pair interference and reduces the numbers of variables and required iterations. Finally, extensive numerical results are presented to validate the proposed approaches. More specifically, the results demonstrate that ignoring the realistic aspects of power consumption might degrade the performance remarkably, and jointly designing parameters involved could significantly enhance the energy efficiency., Comment: To appear in the IEEE Journal on Selected Areas in Communications

We study downlink of multiantenna cloud radio access networks (C-RANs) with finite-capacity fronthaul links. The aim is to propose joint designs of beamforming and remote radio head (RRH)-user association, subject to constraints on users' quality-of-service, limited capacity of fronthaul links and transmit power, to maximize the system energy efficiency. To cope with the limited-capacity fronthaul we consider the problem of RRH-user association to select a subset of users that can be served by each RRH. Moreover, different to the conventional power consumption models, we take into account the dependence of baseband signal processing power on the data rate, as well as the dynamics of the efficiency of power amplifiers. The considered problem leads to a mixed binary integer program (MBIP) which is difficult to solve. Our first contribution is to derive a globally optimal solution for the considered problem by customizing a discrete branch-reduce-and-bound (DBRB) approach. Since the global optimization method requires a high computational effort, we further propose two suboptimal solutions able to achieve the near optimal performance but with much reduced complexity. To this end, we transform the design problem into continuous (but inherently nonconvex) programs by two approaches: penalty and \ell_{0}-approximation methods. These resulting continuous nonconvex problems are then solved by the successive convex approximation framework. Numerical results are provided to evaluate the effectiveness of the proposed approaches., Comment: IEEE Transaction on Signal Processing, September 2018 (15 pages, 12 figures)

This paper studies the energy efficiency and sum rate trade-off for coordinated beamforming in multi-cell multi-user multigroup multicast multiple-input single-output systems. We first consider a conventional network energy efficiency maximization (EEmax) problem by jointly optimizing the transmit beamformers and antennas selected to be used in transmission. We also account for per-antenna maximum power constraints to avoid non-linear distortion in power amplifiers and user-specific minimum rate constraints to guarantee certain service levels and fairness. To be energy-efficient, transmit antenna selection is employed. It eventually leads to a mixed-Boolean fractional program. We then propose two different approaches to solve this difficult problem. The first solution is based on a novel modeling technique that produces a tight continuous relaxation. The second approach is based on sparsity-inducing method, which does not require the introduction of any Boolean variable. We also investigate the trade-off between the energy efficiency and sum rate by proposing two different formulations. In the first formulation, we propose a new metric that is the ratio of the sum rate and the so-called weighted power. Specifically, this metric reduces to EEmax when the weight is 1, and to sum rate maximization when the weight is 0. In the other method, we treat the trade-off problem as a multi-objective optimization for which a scalarization approach is adopted. Numerical results illustrate significant achievable energy efficiency gains over the method where the antenna selection is not employed. The effect of antenna selection on the energy efficiency and sum rate trade-off is also demonstrated., Comment: Accepted for publication in the IEEE Transactions on Signal Processing (17 pages, 14 figures)

This paper focuses on energy-efficient coordinated multi-point (CoMP) downlink in multi-antenna multi-cell wireless communications systems. We provide an overview of transmit beamforming designs for various energy efficiency (EE) metrics including maximizing the overall network EE, sum weighted EE and fairness EE. Generally, an EE optimization problem is a nonconvex program for which finding the globally optimal solutions requires high computational effort. Consequently, several low-complexity suboptimal approaches have been proposed. Here we sum up the main concepts of the recently proposed algorithms based on the state-of-the-art successive convex approximation (SCA) framework. Moreover, we discuss the application to the newly posted EE problems including new EE metrics and power consumption models. Furthermore, distributed implementation developed based on alternating direction method of multipliers (ADMM) for the provided solutions is also discussed. For the sake of completeness, we provide numerical comparison of the SCA based approaches and the conventional solutions developed based on parametric transformations (PTs). We also demonstrate the differences and roles of different EE objectives and power consumption models., Comment: Accepted for publication in EURASIP's Journal on Wireless Communications and Networking

This paper studies energy-efficient joint transmit and receive beamforming in multi-cell multi-user multiple-input multiple-output systems. We consider conventional network energy efficiency metric where the users can receive unicasting streams in addition to the group-specific common multicasting streams which have certain rate constraints. The goal is to use the transmission resources more efficiently to improve the energy efficiency, when the users are equipped with multiple antennas. Numerical results show the achieved energy efficiency gains by using the additional degrees of freedom of the multicasting transmission to private message unicasting., Comment: 5 pages, 4 figures, accepted for IEEE International Workshop on Signal Processing Advances in Wireless Communications (SPAWC 2017)

This paper characterizes the capacity region of Gaussian MIMO broadcast channels (BCs) with per-antenna power constraint (PAPC). While the capacity region of MIMO BCs with a sum power constraint (SPC) was extensively studied, that under PAPC has received less attention. A reason is that efficient solutions for this problem are hard to find. The goal of this paper is to devise an efficient algorithm for determining the capacity region of Gaussian MIMO BCs subject to PAPC, which is scalable to the problem size. To this end, we first transform the weighted sum capacity maximization problem, which is inherently nonconvex with the input covariance matrices, into a convex formulation in the dual multiple access channel by minimax duality. Then we derive a computationally efficient algorithm combining the concept of alternating optimization and successive convex approximation. The proposed algorithm achieves much lower complexity compared to an existing interiorpoint method. Moreover, numerical results demonstrate that the proposed algorithm converges very fast under various scenarios., Comment: Accepted for publication in VTC2017-Spring conference (Long version)

This paper proposes two low-complexity iterative algorithms to compute the capacity of a single-user multiple-input multiple-output channel with per-antenna power constraint. The first method results from manipulating the optimality conditions of the considered problem and applying fixed-point iteration. In the second approach, we transform the considered problem into a minimax optimization program using the well-known MAC- BC duality, and then solve it by a novel alternating optimization method. In both proposed iterative methods, each iteration involves an optimization problem which can be efficiently solved by the water-filling algorithm. The proposed iterative methods are provably convergent. Complexity analysis and extensive numerical experiments are carried out to demonstrate the superior performance of the proposed algorithms over an existing approach known as the mode-dropping algorithm., Comment: Accepted for publication in VTCSpring-2017 Conference (Long version)

This paper considers a multicell downlink channel in which multiple base stations (BSs) cooperatively serve users by jointly precoding shared data transported from a central processor over limited-capacity backhaul links. We jointly design the beamformers and BS-user link selection so as to maximize the sum rate subject to user-specific signal-to-interference-noise (SINR) requirements, per-BS backhaul capacity and per-BS power constraints. As existing solutions for the considered problem are suboptimal and their optimality remains unknown due to the lack of globally optimal solutions, we characterized this gap by proposing a globally optimal algorithm for the problem of interest. Specifically, the proposed method is customized from a generic framework of a branch and bound algorithm applied to discrete monotonic optimization. We show that the proposed algorithm converges after a finite number of iterations, and can serve as a benchmark for existing suboptimal solutions and those that will be developed for similar contexts in the future. In this regard, we numerically compare the proposed optimal solution to a current state-of-the-art, which show that this suboptimal method only attains 70% to 90% of the optimal performance., Comment: 5 pages, 2 figures; Accepted for publication, ICASSP 2017

This paper considers a downlink transmission of cloud radio access network (C-RAN) in which precoded baseband signals at a common baseband unit are compressed before being forwarded to radio units (RUs) through limited fronthaul capacity links. We investigate the joint design of precoding, multivariate compression and RU-user selection which maximizes the energy efficiency of downlink C-RAN networks. The considered problem is inherently a rank-constrained mixed Boolean nonconvex program for which a globally optimal solution is difficult and computationally expensive to find. In order to derive practically appealing solutions, we invoke some useful relaxation and transformation techniques to arrive at a more tractable (but still nonconvex) continuous program. To solve the relaxation problem, we propose an iterative procedure based on DC algorithms which is provably convergent. Numerical results demonstrate the superior of the proposed solution in terms of achievable energy efficiency compared to existing schemes., Comment: 6 pages, 3 figures, accepted to IEEE ICC 2017 - Signal Processing for Communications Symposium

We consider the cell-free massive multiple-input multiple-output (MIMO) downlink, where a very large number of distributed multiple-antenna access points (APs) serve many single-antenna users in the same time-frequency resource. A simple (distributed) conjugate beamforming scheme is applied at each AP via the use of local channel state information (CSI). This CSI is acquired through time-division duplex operation and the reception of uplink training signals transmitted by the users. We derive a closed-form expression for the spectral efficiency taking into account the effects of channel estimation errors and power control. This closed-form result enables us to analyze the effects of backhaul power consumption, the number of APs, and the number of antennas per AP on the total energy efficiency, as well as, to design an optimal power allocation algorithm. The optimal power allocation algorithm aims at maximizing the total energy efficiency, subject to a per-user spectral efficiency constraint and a per-AP power constraint. Compared with the equal power control, our proposed power allocation scheme can double the total energy efficiency. Furthermore, we propose AP selections schemes, in which each user chooses a subset of APs, to reduce the power consumption caused by the backhaul links. With our proposed AP selection schemes, the total energy efficiency increases significantly, especially for large numbers of APs. Moreover, under a requirement of good quality-of-service for all users, cell-free massive MIMO outperforms the colocated counterpart in terms of energy efficiency.

This paper studies energy-efficient coordinated beamforming in multi-cell multi-user multigroup multicast multiple-input single-output systems. We aim at maximizing the network energy efficiency by taking into account the fact that some of the radio frequency chains can be switched off in order to save power. We consider the antenna specific maximum power constraints to avoid non-linear distortion in power amplifiers and user-specific quality of service (QoS) constraints to guarantee a certain QoS levels. We first introduce binary antenna selection variables and use the perspective formulation to model the relation between them and the beamformers. Subsequently, we propose a new formulation which reduces the feasible set of the continuous relaxation, resulting in better performance compared to the original perspective formulation based problem. However, the resulting optimization problem is a mixed-Boolean non-convex fractional program, which is difficult to solve. We follow the standard continuous relaxation of the binary antenna selection variables, and then reformulate the problem such that it is amendable to successive convex approximation. Thereby, solving the continuous relaxation mostly results in near-binary solution. To recover the binary variables from the continuous relaxation, we switch off all the antennas for which the continuous values are smaller than a small threshold. Numerical results illustrate the superior convergence result and significant achievable gains in terms of energy efficiency with the proposed algorithm., Comment: 6 pages, 5 figures, accepted to IEEE ICC 2017 - International Workshop on 5G RAN Design

As a wide class of resource management problems in wireless communications are nonconvex and even NP-hard in many cases, finding globally optimal solutions to these problems is of little practical interest. Towards more pragmatic approaches, there is a rich literature on iterative methods aiming at finding a solution satisfying necessary optimality conditions to these problems. These approaches have been derived under several similar mathematical frameworks such as inner approximation algorithm, concave-convex procedure, majorization-minimization algorithm, and successive convex approximation (SCA). However, a large portion of existing algorithms arrive at a relatively generic program at each iteration, which is less computationally efficient compared to a more standard convex formulation. This paper proposes \emph{numerically efficient} transformations and approximations for SCA-based methods to deal with nonconvexity in wireless communications design. More specifically, the central goal is to show that various nonconvex problems in wireless communications can be iteratively solved by conic quadratic optimization. We revisit various examples to demonstrate the advantages of the proposed approximations. Theoretical complexity analysis and numerical results show the superior efficiency in terms of computational cost of our proposed solutions compared to the existing ones., Comment: Submitted for possible publication, 14 pages, 9 figures