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14 results on '"Strong Financial Corp. -- Officials and employees"'

1. Mercurial man: Dick Strong's story is the stuff of legend; some of its chapters don't look pretty

Author

Laing, Jonathan R.

Subjects
Strong Financial Corp. -- Officials and employees, Strong Financial Corp. -- Investigations, Mutual fund industry -- Officials and employees, Mutual fund industry -- Investigations, Company legal issue, Banking, finance and accounting industries, Business
Abstract

An overview is presented on Dick Strong of Strong Financial Corp., currently under investigation in the industry-wide mutual fund timing scandal. While Strong's credentials and capabilities are lauded, his drive and ambition may have produced the conditions on which the allegations are based.

Published
2004

2. One-time powerhouse Strong Financial down to a staff of 1

Subjects
United States. Securities and Exchange Commission -- Officials and employees, Strong Financial Corp. -- Officials and employees, Wells Fargo & Co. -- Officials and employees, Banking industry -- Officials and employees, Defined contribution plans, Chairpersons, Scandals, Mutual fund industry -- Officials and employees, Banking industry, Banking, finance and accounting industries, Business
Abstract

Byline: Randy Diamond The financial empire run by Richard Strong, a Midwestern money management powerhouse with more than 1,000 employees before a market-timing scandal erupted in 2003, is down to [...]

Published
2012

3. In Brief: Richard Strong Agrees to Fine

Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules, Strong Financial Corp. -- Officials and employees, Financial services industry -- Officials and employees, Government regulation, Financial services industry, Banking, finance and accounting industries, Business, Economics
Abstract

Strong Financial Corp.'s founder and former chief executive officer, Richard Strong, has agreed to a $60 million fine and a lifetime ban from the financial industry to settle a regulatory [...]

Published
2004

4. People

Subjects
Strong Financial Corp. -- Officials and employees, Pension funds -- Officials and employees, Financial services industry -- Officials and employees, Financial services industry, Banking, finance and accounting industries, Business
Abstract

Richard Rubinstein was named senior vice president-equities, a new position, at the YMCA Retirement Fund Inc., New York. He will manage an internal $900 million large-cap core domestic equity portfolio. [...]

Published
2003

5. Strong resurfaces in Calm Waters: New firm Baraboo Growth manages his private investments

Author

Muckian, Michael

Subjects
Strong Financial Corp. -- Officials and employees, Mutual fund industry -- Officials and employees, Mutual fund industry -- Organization formation, Company business management, Business, Business, regional
Abstract

Richard Strong, the founder and former chairman of Strong Financial Corporation would manage personal assets and investments in his private account, Calm Waters. He would be starting Baraboo Growth L.L.C. in leased office space in the Honey Creek Corporate Center along the west side of Milwaukee along Interstate 94.

Published
2004

6. Anxiety into action

Author

Muckian, Michael

Subjects
Strong Financial Corp. -- Officials and employees, Strong Financial Corp. -- Investigations, Mutual fund industry -- Officials and employees, Mutual fund industry -- Investigations, Company legal issue, Business, Business, regional
Abstract

Allegations of personal trading activities by chairman Richard Strong has hurt the reputation of Strong Financial Corp. to such an extent that at least three other Milwaukee-based funds have profited from these accusations. The New York Attorney General had named Strong along with four other mutual funds for having indulged in time trading activities that seriously harmed the interest of their investors.

Published
2003

7. A fund mogul's costly apology; Strong agrees to pay $60 million and to a lifetime industry ban as part of rapid-trading deal

Author

Oster, Christopher

Subjects
Strong Financial Corp. -- Officials and employees, Strong Financial Corp. -- Ethical aspects, Strong Financial Corp. -- Cases, Securities fraud -- Cases, Financial services industry -- Officials and employees, Financial services industry -- Ethical aspects, Financial services industry -- Cases, Company legal issue, Financial services industry, News, opinion and commentary
Published
2004

8. Invesco, CEO Charged in Fund Scandal; Strong Financial Corp. Says Founder Resigned

Author

Masters, Brooke A.

Subjects
Company legal issue, Securities industry, Strong Financial Corp. -- Cases, Strong Financial Corp. -- Officials and employees, INVESCO Funds Group Inc. -- Officials and employees, INVESCO Funds Group Inc. -- Cases, After-hours trading (Securities) -- Cases, Securities industry -- Cases, Mutual fund industry -- Officials and employees, Mutual fund industry -- Investigations, Mutual fund industry -- Cases
Published
2003

9. At Deadline

Author

Barney, Lee

Subjects
United States. Securities and Exchange Commission -- Investigations, Strong Financial Corp. -- Officials and employees, Strong Financial Corp. -- Investigations, Mutual fund industry -- Investigations, Financial services industry -- Investigations, Financial services industry -- Officials and employees, Company legal issue, Financial services industry, Banking, finance and accounting industries, Business
Abstract

Strong Financial Chairman To Face SEC, State Charges: Wisconsin Also Joins Fray New York Attorney General Eliot Spitzer announced last week he plans to formally charge Richard Strong, chairman and [...]

Published
2003

10. Strong Names Interim Chief Of Fixed Income Investing

Subjects
Strong Financial Corp. -- Officials and employees, Financial services industry -- Officials and employees, Banking, finance and accounting industries, Business
Abstract

Strong Financial Corp., parent company of investment management firm Strong Capital Management, has named Jay Mueller as interim director of fixed income, the company announced last week. Mueller joined Strong [...]

Published
2002

11. Strong Financial

Subjects
Strong Financial Corp. -- Officials and employees, Mutual fund industry -- Officials and employees, Banking, finance and accounting industries, Business
Abstract

Strong Financial founder and CEO Richard Strong agreed to pay a $60 million fine, apologize and accept a lifetime ban by the financial industry to settle an investigation into improper [...]

Published
2004

12. Richard Strong resigned as chairman and chief executive of Strong Financial Corp

Subjects
Strong Financial Corp. -- Officials and employees, Chief executive officers -- Appointments, resignations and dismissals, Financial services industry -- Officials and employees, Financial services industry, Banking, finance and accounting industries, Business
Abstract

* Richard Strong resigned as chairman and chief executive of Strong Financial Corp. The firm has retained Goldman Sachs to help it find a [...]

Published
2003

13. Richard Strong resigned as chairman and chief executive of Strong Financial Corp

Subjects
Strong Financial Corp. -- Officials and employees, Financial services industry -- Officials and employees, Financial services industry, Banking, finance and accounting industries, Business
Abstract

Richard Strong resigned as chairman and chief executive of Strong Financial Corp. The firm has retained Goldman Sachs to help it find a [...]

Published
2003

14. Goldman pro joins Strong Financial. (Fund Managers)

Subjects
Strong Financial Corp. -- Officials and employees, Financial services industry -- Officials and employees, Financial services industry, Banking, finance and accounting industries, Business
Abstract

Mary Hoppa, a former v.p. and manager of Goldman Sachs' global transfer agent group, has joined Strong Financial Corp. where she will serve as manager of Strong Capital Management's advisory [...]

Published
2003

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