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In this paper we model the high-energy tail of observed solar energetic proton energy distributions with a kappa distribution function. We employ a technique for deriving the thermodynamic parameters of solar energetic proton populations measured by the Parker Solar Probe (PSP) Integrated Science Investigation of the Sun (IS$\odot$IS) EPI-Hi high energy telescope (HET), over energies from 10 - 60 MeV. With this technique we explore, for the first time, the characteristic thermodynamic properties of the solar energetic protons associated with an interplanetary coronal mass ejection (ICME) and its driven shock. We find that (1) the spectral index, or equivalently, the thermodynamic parameter kappa of solar energetic protons ($\kappa_{\rm EP}$) gradually increases starting from the pre-ICME region (upstream of the CME-driven shock), reaching a maximum in the CME ejecta ($\kappa_{\rm EP} \approx 3.5$), followed by a gradual decrease throughout the trailing portion of the CME; (2) solar energetic proton temperature and density ($T_{\rm EP}$ and $n_{\rm EP}$) appear anti-correlated, a behavior consistent to sub-isothermal polytropic processes; and (3) values of $T_{\rm EP}$ and $\kappa_{\rm EP}$ appear are positively correlated, indicating an increasing entropy with time. Therefore, these proton populations are characterized by a complex and evolving thermodynamic behavior, consisting of multiple sub-isothermal polytropic processes, and a large-scale trend of increasing temperature, kappa, and entropy. This study and its companion study by Livadiotis et al. (2024) open a new set of procedures for investigating the thermodynamic behavior of energetic particles and their shared thermal properties., Comment: 16 pages, 6 figures, 1 table

Solar energetic particle (SEP) events have been observed by the Parker Solar Probe (PSP) spacecraft since its launch in 2018. These events include sources from solar flares and coronal mass ejections (CMEs). Onboard PSP is the IS\(\odot\)IS instrument suite measuring ions over energies from ~ 20 keV/nucleon to 200 MeV/nucleon and electrons from ~ 20 keV to 6 MeV. Previous studies sought to group CME characteristics based on their plasma conditions and arrived at general descriptions with large statistical errors, leaving open questions on how to properly group CMEs based solely on their plasma conditions. To help resolve these open questions, plasma properties of CMEs have been examined in relation to SEPs. Here we reexamine one plasma property, the solar wind proton temperature, and compare it to the proton SEP intensity in a region immediately downstream of a CME-driven shock for seven CMEs observed at radial distances within 1 au. We find a statistically strong correlation between proton SEP intensity and bulk proton temperature, indicating a clear relationship between SEPs and the conditions in the solar wind. Furthermore, we propose that an indirect coupling of SEP intensity to the level of turbulence and the amount of energy dissipation that results is mainly responsible for the observed correlation between SEP intensity and proton temperature. These results are key to understanding the interaction of SEPs with the bulk solar wind in CME-driven shocks and will improve our ability to model the interplay of shock evolution and particle acceleration., Comment: 12 pages, 4 figures, and 2 tables

A central problem of space plasma physics is how protons and electrons are heated in a turbulent, magnetized plasma. The differential heating of charged species due to dissipation of turbulent fluctuations plays a key role in solar wind evolution. Measurements from previous heliophysics missions have provided estimates of proton and electron heating rates beyond 0.27 au. Using Parker Solar Probe (PSP) data accumulated during the first ten encounters, we extend the evaluation of the individual rates of heat deposition for protons and electrons in to a distance of 0.063 au (13.5 solar radii), in the newly formed solar wind. The PSP data in the near-Sun environment show different behavior of the electron heat conduction flux from what was predicted from previous fits to Helios and Ulysses data. Consequently, the empirically derived proton and electron heating rates exhibit significantly different behavior than previous reports, with the proton heating becoming increasingly dominant over electron heating at decreasing heliocentric distances. We find that the protons receive about 80% of the total plasma heating at ~ 13 solar radii, slightly higher than the near-Earth values. This empirically derived heating partition between protons and electrons will help to constrain theoretical models of solar wind heating., Comment: Accepted for publication in Astrophysical Journal Letters

A variety of energy sources, ranging from dynamic processes like magnetic reconnection and waves to quasi-steady terms like the plasma pressure, may contribute to the acceleration of the solar wind. We utilize a combination of charged particle and magnetic field observations from the Parker Solar Probe (PSP) to attempt to quantify the steady-state contribution of the proton pressure, the electric potential, and the wave energy to the solar wind proton acceleration observed by PSP between 13.3 and ~100 solar radii (RS). The proton pressure provides a natural kinematic driver of the outflow. The ambipolar electric potential acts to couple the electron pressure to the protons, providing another definite proton acceleration term. Fluctuations and waves, while inherently dynamic, can act as an additional effective steady-state pressure term. To analyze the contributions of these terms, we utilize radial binning of single-point PSP measurements, as well as repeated crossings of the same stream at different distances on individual PSP orbits (i.e. "fast radial scans"). In agreement with previous work, we find that the electric potential contains sufficient energy to fully explain the acceleration of the slower wind streams. On the other hand, we find that the wave pressure plays an increasingly important role in the faster wind streams. The combination of these terms can explain the continuing acceleration of both slow and fast wind streams beyond 13.3 RS.

The Quasi-thermal noise (QTN) technique is a reliable tool to yield accurate measurements of the electron parameters in the solar wind. We apply this method on Parker Solar Probe (PSP) observations to derive the total electron temperature ($T_e$) from the linear fit of the high-frequency part of the QTN spectra acquired by the RFS/FIELDS instrument, and present a combination of 12-day period of observations around each perihelion from Encounter One (E01) to Ten (E10) (with E08 not included) with the heliocentric distance varying from about 13 to 60 solar radii ($R_\odot{}$). We find that the total electron temperature decreases with the distance as $\sim$$R^{-0.66}$, which is much slower than adiabatic. The extrapolated $T_e$ based on PSP observations is consistent with the exospheric solar wind model prediction at $\sim$10 $R_\odot{}$, Helios observations at $\sim$0.3 AU and Wind observations at 1 AU. Also, $T_e$, extrapolated back to 10 $R_\odot{}$, is almost the same as the strahl electron temperature $T_s$ (measured by SPAN-E) which is considered to be closely related to or even almost equal to the coronal electron temperature. Furthermore, the radial $T_e$ profiles in the slower solar wind (or flux tube with larger mass flux) are steeper than those in the faster solar wind (or flux tube with smaller mass flux). More pronounced anticorrelated $V_p$-$T_e$ is observed when the solar wind is slower and closer to the Sun., Comment: 10 pages, 7 figures, and Astronomy & Astrophysics Accepted

The trace magnetic power spectrum in the solar wind is known to be characterized by a double power law at scales much larger than the proton gyro-radius, with flatter spectral exponents close to -1 found at the lower frequencies below an inertial range with indices closer to $[-1.5,-1.6]$. The origin of the $1/f$ range is still under debate. In this study, we selected 109 magnetically incompressible solar wind intervals ($\delta |\boldsymbol B|/|\boldsymbol B| \ll 1$) from Parker Solar Probe encounters 1 to 13 which display such double power laws, with the aim of understanding the statistics and radial evolution of the low frequency power spectral exponents from Alfv\'en point up to 0.3 AU. New observations from closer to the sun show that in the low frequency range solar wind turbulence can display spectra much shallower than $1/f$, evolving asymptotically to $1/f$ as advection time increases, indicating a dynamic origin for the $1/f$ range formation. We discuss the implications of this result on the Matteini et al. (2018) conjecture for the $1/f$ origin as well as example spectra displaying a triple power law consistent with the model proposed by Chandran et al. (2018), supporting the dynamic role of parametric decay in the young solar wind. Our results provide new constraints on the origin of the $1/f$ spectrum and further show the possibility of the coexistence of multiple formation mechanisms., Comment: Accepted by ApJL

In general, slow solar wind from the streamer belt forms a high plasma beta equatorial plasma sheet around the heliospheric current sheet (HCS) crossing, namely the heliospheric plasma sheet (HPS). Current Parker Solar Probe (PSP) observations show that the HCS crossings near the Sun could be full or partial current sheet crossing (PCS), and they share some common features but also have different properties. In this work, using the PSP observations from encounters 4 to 10, we identify streamer belt solar wind from enhancements in plasma beta, and we further use electron pitch angle distributions to separate it into HPS solar wind that around the full HCS crossings and PCS solar wind that in the vicinity of PCS crossings. Based on our analysis, we find that the PCS solar wind has different characteristics as compared with HPS solar wind: a) PCS solar wind could be non-pressure-balanced structures rather than magnetic holes, and the total pressure enhancement mainly results from the less reduced magnetic pressure; b) some of the PCS solar wind are mirror unstable; c) PCS solar wind is dominated by very low helium abundance but varied alpha-proton differential speed. We suggest the PCS solar wind could originate from coronal loops deep inside the streamer belt, and it is pristine solar wind that still actively interacts with ambient solar wind, thus it is valuable for further investigations on the heating and acceleration of slow solar wind.

Switchbacks are rapid magnetic field reversals that last from seconds to hours. Current Parker Solar Probe (PSP) observations pose many open questions in regard to the nature of switchbacks. For example, are they stable as they propagate through the inner heliosphere, and how are they formed? In this work, we aim to investigate the structure and origin of switchbacks. In order to study the stability of switchbacks, we suppose the small-scale current sheets therein are generated by magnetic braiding, and they should work to stabilize the switchbacks. With more than one thousand switchbacks identified with PSP observations in seven encounters, we find many more current sheets inside than outside switchbacks, indicating that these microstructures should work to stabilize the S-shaped structures of switchbacks. Additionally, we study the helium variations to trace the switchbacks to their origins. We find both helium-rich and helium-poor populations in switchbacks, implying that the switchbacks could originate from both closed and open magnetic field regions in the Sun. Moreover, we observe that the alpha-proton differential speeds also show complex variations as compared to the local Alfv\'en speed. The joint distributions of both parameters show that low helium abundance together with low differential speed is the dominant state in switchbacks. The presence of small-scale current sheets in switchbacks along with the helium features are in line with the hypothesis that switchbacks could originate from the Sun via interchange reconnection process. However, other formation mechanisms are not excluded., Comment: accepted by ApJ

We utilize observations from the Parker Solar Probe (PSP) to study the radial evolution of the solar wind in the inner heliosphere. We analyze electron velocity distribution functions observed by the Solar Wind Electrons, Alphas, and Protons suite to estimate the coronal electron temperature and the local electric potential in the solar wind. From the latter value and the local flow speed, we compute the asymptotic solar wind speed. We group the PSP observations by asymptotic speed, and characterize the radial evolution of the wind speed, electron temperature, and electric potential within each group. In agreement with previous work, we find that the electron temperature (both local and coronal) and the electric potential are anti-correlated with wind speed. This implies that the electron thermal pressure and the associated electric field can provide more net acceleration in the slow wind than in the fast wind. We then utilize the inferred coronal temperature and the extrapolated electric + gravitational potential to show that both electric field driven exospheric models and the equivalent thermally driven hydrodynamic models can explain the entire observed speed of the slowest solar wind streams. On the other hand, neither class of model can explain the observed speed of the faster solar wind streams, which thus require additional acceleration mechanisms., Comment: Submitted to the Astrophysical Journal

Parker Solar Probe (PSP) entered a region of the sub-Alfvenic solar wind during encounter 8 and we present the first detailed analysis of low-frequency turbulence properties in this novel region. The magnetic field and flow velocity vectors were highly aligned during this interval. By constructing spectrograms of the normalized magnetic helicity, cross helicity, and residual energy, we find that PSP observed primarily Alfvenic fluctuations, a consequence of the highly field-aligned flow that renders quasi-2D fluctuations unobservable to PSP. We extend Taylor hypothesis to sub and super Alfvenic flows. Spectra for the fluctuating forward and backward Elsasser variables are presented. The observed spectra are well fitted using a spectral theory for nearly incompressible magnetohydrodynamics assuming a wave number anisotropy. The density spectrum is a power law that resembles neither the Elsasser spectra nor the compressible magnetic field spectrum, suggesting that these are advected entropic rather than magnetosonic modes and not due to the parametric decay instability. Spectra in the neighboring modestly super Alfvenic intervals are similar., Comment: Accepted in ApJL

In the lower solar coronal regions where the magnetic field is dominant, the Alfven speed is much higher than the wind speed. In contrast, the near-Earth solar wind is strongly super-Alfvenic, i.e., the wind speed greatly exceeds the Alfven speed. The transition between these regimes is classically described as the "Alfven point" but may in fact occur in a distributed Alfven critical region. NASA's Parker Solar Probe (PSP) mission has entered this region, as it follows a series of orbits that gradually approach more closely to the sun. During its 8th and 9th solar encounters, at a distance of 16 solar radii from the Sun, PSP sampled four extended periods in which the solar wind speed was measured to be smaller than the local Alfven speed. These are the first in-situ detections of sub-Alfvenic solar wind in the inner heliosphere by PSP. Here we explore properties of these samples of sub-Alfvenic solar wind, which may provide important previews of the physical processes operating at lower altitude. Specifically, we characterize the turbulence, anisotropy, intermittency, and directional switchback properties of these sub-Alfvenic winds and contrast these with the neighboring super-Alfvenic periods., Comment: Accepted for publication in the Astrophysical Journal Letter

Using the Parker Solar Probe FIELDS bandpass filter data and SWEAP electron data from Encounters 1 through 9, we show statistical properties of narrowband whistlers from ~16 Rs to ~130 Rs, and compare wave occurrence to electron properties including beta, temperature anisotropy and heat flux. Whistlers are very rarely observed inside ~28 Rs (~0.13 au). Outside 28 Rs, they occur within a narrow range of parallel electron beta from ~1 to 10, and with a beta-heat flux occurrence consistent with the whistler heat flux fan instability. Because electron distributions inside ~30 Rs display signatures of the ambipolar electric field, the lack of whistlers suggests that the modification of the electron distribution function associated with the ambipolar electric field or changes in other plasma properties must result in lower instability limits for the other modes (including solitary waves, ion acoustic waves) that are observed close to the Sun. The lack of narrowband whistler-mode waves close to the Sun and in regions of either low (<.1) or high (>10) beta is also significant for the understanding and modeling of the evolution of flare-accelerated electrons, and the regulation of heat flux in astrophysical settings including other stellar winds, the interstellar medium, accretion disks, and the intra-galaxy cluster medium

The hot and diffuse nature of the Sun's extended atmosphere allows it to persist in non-equilibrium states for long enough that wave-particle instabilities can arise and modify the evolution of the expanding solar wind. Determining which instabilities arise, and how significant a role they play in governing the dynamics of the solar wind, has been a decades-long process involving in situ observations at a variety of radial distances. With new measurements from Parker Solar Probe (PSP), we can study what wave modes are driven near the Sun, and calculate what instabilities are predicted for different models of the underlying particle populations. We model two hours-long intervals of PSP/SPAN-i measurements of the proton phase-space density during PSP's fourth perihelion with the Sun using two commonly used descriptions for the underlying velocity distribution. The linear stability and growth rates associated with the two models are calculated and compared. We find that both selected intervals are susceptible to resonant instabilities, though the growth rates and kind of modes driven unstable vary depending on if the protons are modeled using one or two components. In some cases, the predicted growth rates are large enough to compete with other dynamic processes, such as the nonlinear turbulent transfer of energy, in contrast with relatively slower instabilities at larger radial distances from the Sun., Comment: 10 pages, 9 figures, accepted in ApJ

We studied the properties and occurrence of narrow band whistler waves and their interaction with strahl electrons observed between 0.17 and 0.26 au during the first encounter of Parker Solar Probe. We observe that occurrence of whistler waves is low, nearly 1.5% and less than 0.5% in the analyzed peak and average BPF data respectively. Whistlers occur highly intermittently and 80% of the whistlers appear continuously for less than 3 s. Occurrence rate of whistler waves was found to be anti-correlated with the solar wind bulk velocity. The study of the duration of the whistler intervals revealed an anti-correlation between the duration and the solar wind velocity, as well as between the duration and the normalized amplitude of magnetic field variations. The pitch-angle widths (PAWs) of the field-aligned electron population referred to as the strahl are broader by at least 12 degrees during the presence of large amplitude narrow band whistler waves. This observation points towards a EM wave electron interaction, resulting in pitch-angle scattering. PAW of strahl electrons corresponding to the short duration whistlers are higher compared to the long duration whistlers. Parallel cuts through the strahl electron velocity distribution function (VDF) observed during the whistler intervals appear to depart from the Maxwellian shape typically found in the near-Sun strahl VDFs (Bercic et al. 2020). The relative decrease of parallel electron temperature and the increase of PAW for the electrons in strahl energy range suggests that the interaction with whistler waves results in a transfer of electron momentum from the parallel to the perpendicular direction., Comment: Accepted for publication in Astronomy & Astrophysics PSP special issue on January 12, 2021

Parker Solar Probe's first encounters with the Sun revealed the presence of ubiquitous localised magnetic deflections in the inner heliosphere; these structures, often called switchbacks, are particularly striking in solar wind streams originating from coronal holes. We report the direct evidence for magnetic reconnection occuring at the boundaries of three switchbacks crossed by Parker Solar Probe (PSP) at a distance of 45 to 48 solar radii of the Sun during its first encounter. We analyse the magnetic field and plasma parameters from the FIELDS and SWEAP instruments. The three structures analysed all show typical signatures of magnetic reconnection. The ion velocity and magnetic field are first correlated and then anti-correlated at the inbound and outbound edges of the bifurcated current sheets with a central ion flow jet. Most of the reconnection events have a strong guide field and moderate magnetic shear but one current sheet shows indications of quasi anti-parallel reconnection in conjunction with a magnetic field magnitude decrease by $90\%$. Given the wealth of intense current sheets observed by PSP, reconnection at switchbacks boundaries appears to be rare. However, as the switchback boundaries accomodate currents one can conjecture that the geometry of these boundaries offers favourable conditions for magnetic reconnection to occur. Such a mechanism would thus contribute in reconfiguring the magnetic field of the switchbacks, affecting the dynamics of the solar wind and eventually contributing to the blending of the structures with the regular wind as they propagate away from the Sun., Comment: 11 pages, 7 figures, 2 tables, accepted for publication in A&A, PSP special issue (v2: typos correction)

We investigate the solar wind energy flux in the inner heliosphere using 12-day observations around each perihelion of Encounter One (E01), Two (E02), Four (E04), and Five (E05) of Parker Solar Probe (PSP), respectively, with a minimum heliocentric distance of 27.8 solar radii ($R_\odot{}$). Energy flux was calculated based on electron parameters (density $n_e$, core electron temperature $T_{c}$, and suprathermal electron temperature $T_{h}$) obtained from the simplified analysis of the plasma quasi-thermal noise (QTN) spectrum measured by RFS/FIELDS and the bulk proton parameters (bulk speed $V_p$ and temperature $T_p$) measured by the Faraday Cup onboard PSP, SPC/SWEAP. Combining observations from E01, E02, E04, and E05, the averaged energy flux value normalized to 1 $R_\odot{}$ plus the energy necessary to overcome the solar gravitation ($W_{R_\odot{}}$) is about 70$\pm$14 $W m^{-2}$, which is similar to the average value (79$\pm$18 $W m^{-2}$) derived by Le Chat et al from 24-year observations by Helios, Ulysses, and Wind at various distances and heliolatitudes. It is remarkable that the distributions of $W_{R_\odot{}}$ are nearly symmetrical and well fitted by Gaussians, much more so than at 1 AU, which may imply that the small heliocentric distance limits the interactions with transient plasma structures., Comment: 8 pages, 6 figures and Astronomy & Astrophysics Accepted

{Parker Solar Probe's first solar encounter has revealed the presence of sudden magnetic field deflections that are called switchbacks and are associated with proton velocity enhancements in the slow alfv\'{e}nic solar wind.} {We study their statistical properties with a special focus on their boundaries.} {Using data from SWEAP and FIELDS we investigate particle and wavefield properties. The magnetic boundaries are analyzed with the minimum variance technique.} {Switchbacks are found to be alfv\'{e}nic in 73\% of the cases and compressible in 27\%. The correlations between magnetic field magnitude and density fluctuations reveal the existence of both positive and negative correlations, and the absence of perturbations of the magnetic field magnitude. Switchbacks do not lead to a magnetic shear in the ambient field. Their boundaries can be interpreted in terms of rotational or tangential discontinuities. The former are more frequent.} {Our findings provide constraints on the possible generation mechanisms of switchbacks, which has to be able to account also for structures that are not purely alfv\'{e}nic. One of the possible candidates, among others, manifesting the described characteristics is the firehose instability.}

We survey the electron heat flux observed by the Parker Solar Probe (PSP) in the near-Sun environment at heliocentric distances of 0.125-0.25 AU. We utilized measurements from the Solar Wind Electrons Alphas and Protons and FIELDS experiments to compute the solar wind electron heat flux and its components and to place these in context. The PSP observations reveal a number of trends in the electron heat flux signatures near the Sun. The magnitude of the heat flux is anticorrelated with solar wind speed, likely as a result of the lower saturation heat flux in the higher-speed wind. When divided by the saturation heat flux, the resulting normalized net heat flux is anticorrelated with plasma beta on all PSP orbits, which is consistent with the operation of collisionless heat flux regulation mechanisms. The net heat flux also decreases in very high beta regions in the vicinity of the heliospheric current sheet, but in most cases of this type the omnidirectional suprathermal electron flux remains at a comparable level or even increases, seemingly inconsistent with disconnection from the Sun. The measured heat flux values appear inconsistent with regulation primarily by collisional mechanisms near the Sun. Instead, the observed heat flux dependence on plasma beta and the distribution of suprathermal electron parameters are both consistent with theoretical instability thresholds associated with oblique whistler and magnetosonic modes.

We systematically search for magnetic flux rope structures in the solar wind to within the closest distance to the Sun of 0.13 AU, using data from the third and fourth orbits of the Parker Solar Probe. We extend our previous magnetic helicity based technique of identifying magnetic flux rope structures. The method is improved upon to incorporate the azimuthal flow, which becomes larger as the spacecraft approaches the Sun. A total of 21 and 34 magnetic flux ropes are identified during the third (21 days period) and fourth (17 days period) orbits of the Parker Solar Probe, respectively. We provide a statistical analysis of the identified structures, including their relation to the streamer belt and heliospheric current sheet crossing.

When a fast dust particle hits a spacecraft, it generates a cloud of plasma some of which escapes into space and the momentary charge imbalance perturbs the spacecraft voltage with respect to the plasma. Electrons race ahead of ions, however both respond to the DC electric field of the spacecraft. If the spacecraft potential is positive with respect to the plasma, it should attract the dust cloud electrons and repel the ions, and vice versa. Here we use measurements of impulsive voltage signals from dust impacts on the Parker Solar Probe (PSP) spacecraft to show that the peak voltage amplitude is clearly related to the spacecraft floating potential, consistent with theoretical models and laboratory measurements. In addition, we examine some timescales associated with the voltage waveforms and compare to the timescales of spacecraft charging physics., Comment: 12 pages, 4 figures, 1 table, submitted to Geophysical Research Letters

The slow solar wind is typically characterized as having low Alfv\'enicity. However, Parker Solar Probe (PSP) observed predominately Alfv\'enic slow solar wind during several of its initial encounters. From its first encounter observations, about 55.3\% of the slow solar wind inside 0.25 au is highly Alfv\'enic ($|\sigma_C| > 0.7$) at current solar minimum, which is much higher than the fraction of quiet-Sun-associated highly Alfv\'enic slow wind observed at solar maximum at 1 au. Intervals of slow solar wind with different Alfv\'enicities seem to show similar plasma characteristics and temperature anisotropy distributions. Some low Alfv\'enicity slow wind intervals even show high temperature anisotropies, because the slow wind may experience perpendicular heating as fast wind does when close to the Sun. This signature is confirmed by Wind spacecraft measurements as we track PSP observations to 1 au. Further, with nearly 15 years of Wind measurements, we find that the distributions of plasma characteristics, temperature anisotropy and helium abundance ratio ($N_\alpha/N_p$) are similar in slow winds with different Alfv\'enicities, but the distributions are different from those in the fast solar wind. Highly Alfv\'enic slow solar wind contains both helium-rich ($N_\alpha/N_p\sim0.045$) and helium-poor ($N_\alpha/N_p\sim0.015$) populations, implying it may originate from multiple source regions. These results suggest that highly Alfv\'enic slow solar wind shares similar temperature anisotropy and helium abundance properties with regular slow solar winds, and they thus should have multiple origins., Comment: submitted to ApJS, welcome comments

Parker Solar Probe (PSP), NASA's latest and closest mission to the Sun, is on a journey to investigate fundamental enigmas of the inner heliosphere. This paper reports initial observations made by the Solar Probe Analyzer for Ions (SPAN-I), one of the instruments in the Solar Wind Electrons Alphas and Protons (SWEAP) instrument suite. We address the presence of secondary proton beams in concert with ion-scale waves observed by FIELDS, the electromagnetic fields instrument suite. We show two events from PSP's 2nd orbit that demonstrate signatures consistent with wave-particle interactions. We showcase 3D velocity distribution functions (VDFs) measured by SPAN-I during times of strong wave power at ion-scales. From an initial instability analysis, we infer that the VDFs departed far enough away from local thermodynamic equilibrium (LTE) to provide sufficient free energy to locally generate waves. These events exemplify the types of instabilities that may be present and, as such, may guide future data analysis characterizing and distinguishing between different wave-particle interactions., Comment: 24 pages, 9 figures, 2 tables

One of the discoveries made by Parker Solar Probe during first encounters with the Sun is the ubiquitous presence of relatively small-scale structures standing out as sudden deflections of the magnetic field. They were called switchbacks as some of them show up the full reversal of the radial component of the magnetic field and then return to regular conditions. Analyzing the magnetic field and plasma perturbations associated with switchbacks we identify three types of structures with slightly different characteristics: 1. Alfvenic structures, where the variations of the magnetic field components take place while the magnitude of the field remains constant; 2. Compressional, the field magnitude varies together with changes of the components; 3. Structures manifesting full reversal of the magnetic field (extremal class of Alfvenic structures). Processing of structures boundaries and plasma bulk velocity perturbations lead to the conclusion that they represent localized magnetic field tubes with enhanced parallel plasma velocity and ion beta moving together with respect to surrounding plasma. The magnetic field deflections before and after the switchbacks reveal the existence of total axial current. The electric currents are concentrated on the relatively narrow boundary layers on the surface of the tubes and determine the magnetic field perturbations inside the tube. These currents are closed on the structure surface, and typically have comparable azimuthal and the axial components. The surface of the structure may also accommodate an electromagnetic wave, that assists to particles in carrying currents. We suggest that the two types of structures we analyzed here may represent the local manifestations of the tube deformations corresponding to a saturated stage of the Firehose instability development., Comment: 27 pages, 18 Figures, submitted to ApJ Supplement

Observations by the Parker Solar Probe mission of the solar wind at about 35.7 solar radii reveal the existence of whistler wave packets with frequencies below 0.1 f/fce (20-80 Hz in the spacecraft frame). These waves often coincide with local minima of the magnetic field magnitude or with sudden deflections of the magnetic field that are called switchbacks. Their sunward propagation leads to a significant Doppler frequency downshift from 200-300 Hz to 20-80 Hz (from 0.2 f/fce to 0.5 f/fce). The polarization of these waves varies from quasi-parallel to significantly oblique with wave normal angles that are close to the resonance cone. Their peak amplitude can be as large as 2 to 4 nT. Such values represent approximately 10% of the background magnetic field, which is considerably more than what is observed at 1 a.u. Recent numerical studies show that such waves may potentially play a key role in breaking the heat flux and scattering the Strahl population of suprathermal electrons into a halo population.

Electrostatic analyzers of different designs have been used since the earliest days of the space age, beginning with the very earliest solar wind measurements made by Mariner 2 en route to Venus in 1962. The Parker Solar Probe (PSP) mission, NASA's first dedicated mission to study the innermost reaches of the heliosphere, makes its thermal plasma measurements using a suite of instruments called the Solar Wind Electrons, Alphas, and Protons (SWEAP) investigation. SWEAP's electron Parker Solar Probe Analyzer (SPAN-E) instruments are a pair of top-hat electrostatic analyzers on PSP that are capable of measuring the electron distribution function in the solar wind from 2 eV to 30 keV. For the first time, in-situ measurements of thermal electrons provided by SPAN-E will help reveal the heating and acceleration mechanisms driving the evolution of the solar wind at the points of acceleration and heating, closer than ever before to the Sun. This paper details the design of the SPAN-E sensors and their operation, data formats, and measurement caveats from Parker Solar Probe's first two close encounters with the Sun., Comment: This draft has been Accepted in the Astrophysical Journal Special issue for Parker Solar Probe

Magnetic reconnection in current sheets converts magnetic energy into particle energy. The process may play an important role in the acceleration and heating of the solar wind close to the Sun. Observations from Parker Solar Probe provide a new opportunity to study this problem, as it measures the solar wind at unprecedented close distances to the Sun. During the 1st orbit, PSP encountered a large number of current sheets in the solar wind through perihelion at 35.7 solar radii. We performed a comprehensive survey of these current sheets and found evidence for 21 reconnection exhausts. These exhausts were observed in heliospheric current sheets, coronal mass ejections, and regular solar wind. However, we find that the majority of current sheets encountered around perihelion, where the magnetic field was strongest and plasma beta was lowest, were Alfv\'enic structures associated with bursty radial jets and these current sheets did not appear to be undergoing local reconnection. We examined conditions around current sheets to address why some current sheets reconnected, while others did not. A key difference appears to be the degree of plasma velocity shear across the current sheets: The median velocity shear for the 21 reconnection exhausts was 24% of the Alfv\'en velocity shear, whereas the median shear across 43 Alfv\'enic current sheets examined was 71% of the Alfv\'en velocity shear. This finding could suggest that large, albeit sub-Alfv\'enic, velocity shears suppress reconnection. An alternative interpretation is that the Alfv\'enic current sheets are isolated rotational discontinuities which do not undergo local reconnection., Comment: In Press (accepted by ApJS on 2019-11-08) This paper is part of the Parker Solar Probe ApJS Special Issue Current citation: Phan, T. D., S. D. Bale, J. P. Eastwood, et al. (2019), Parker Solar Probe In-Situ Observations of Magnetic Reconnection Exhausts During Encounter 1, ApJS., in press, doi: 10.3847/1538-4365/ab55ee

The Parker Solar Probe was launched on 2018 August 12 and completed its second orbit on 2019 June 19 with perihelion of 35.7 solar radii. During this time, the Energetic particle Instrument-Hi (EPI-Hi, one of the two energetic particle instruments comprising the Integrated Science Investigation of the Sun, ISOIS) measured seven proton intensity increases associated with stream interaction regions (SIRs), two of which appear to be occurring in the same region corotating with the Sun. The events are relatively weak, with observed proton spectra extending to only a few MeV and lasting for a few days. The proton spectra are best characterized by power laws with indices ranging from -4.3 to -6.5, generally softer than events associated with SIRs observed at 1 au and beyond. Helium spectra were also obtained with similar indices, allowing He/H abundance ratios to be calculated for each event. We find values of 0.016-0.031, which are consistent with ratios obtained previously for corotating interaction region events with fast solar wind < 600 km s-1. Using the observed solar wind data combined with solar wind simulations, we study the solar wind structures associated with these events and identify additional spacecraft near 1 au appropriately positioned to observe the same structures after some corotation. Examination of the energetic particle observations from these spacecraft yields two events that may correspond to the energetic particle increases seen by EPI-Hi earlier.

The solar wind shows periods of highly Alfv\'enic activity, where velocity fluctuations and magnetic fluctuations are aligned or anti-aligned with each other. It is generally agreed that solar wind plasma velocity and magnetic field fluctuations observed by Parker Solar Probe (PSP) during the first encounter are mostly highly Alfv\'enic. However, quantitative measures of Alfv\'enicity are needed to understand how the characterization of these fluctuations compares with standard measures from prior missions in the inner and outer heliosphere, in fast wind and slow wind, and at high and low latitudes. To investigate this issue, we employ several measures to quantify the extent of Alfv\'enicity -- the Alfv\'en ratio $r_A$, {normalized} cross helicity $\sigma_c$, {normalized} residual energy $\sigma_r$, and the cosine of angle between velocity and magnetic fluctuations $\cos\theta_{vb}$. We show that despite the overall impression that the Alfv\'enicity is large in the solar wind sampled by PSP during the first encounter, during some intervals the cross helicity starts decreasing at very large scales. These length-scales (often $> 1000 d_i$) are well inside inertial range, and therefore, the suppression of cross helicity at these scales cannot be attributed to kinetic physics. This drop at large scales could potentially be explained by large-scale shears present in the inner heliosphere sampled by PSP. In some cases, despite the cross helicity being constant down to the noise floor, the residual energy decreases with scale in the inertial range. These results suggest that it is important to consider all these measures to quantify Alfv\'enicity., Comment: Submitted to special issue of ApJ for Parker Solar Probe

The solar wind proton temperature at 1-au has been found to be correlated with small-scale intermittent magnetic structures, i.e., regions with enhanced temperature are associated with coherent structures such as current sheets. Using Parker Solar Probe data from the first encounter, we study this association using measurements of radial proton temperature, employing the Partial Variance of Increments (PVI) technique to identify intermittent magnetic structures. We observe that the probability density functions of high-PVI events have higher median temperatures than those with lower PVI, The regions in space where PVI peaks were also locations that had enhanced temperatures when compared with similar regions suggesting a heating mechanism in the young solar wind that is associated with intermittency developed by a nonlinear turbulent cascade.n the immediate vicinity., Comment: 6 pages, 3 figures, part of ApJ special issue for PSP

During the Parker Solar Probe's (PSP) first perihelion pass, the spacecraft reached within a heliocentric distance of \(\sim 37~R_\odot\) and observed numerous magnetic and flow structures characterized by sharp gradients. To better understand these intermittent structures in the young solar wind, an important property to examine is their degree of correlation in time and space. To this end, we use the well-tested Partial Variance of Increments (PVI) technique to identify intermittent events in FIELDS and SWEAP observations of magnetic and proton-velocity fields (respectively) during PSP's first solar encounter, when the spacecraft was within 0.25 au from the Sun. We then examine distributions of waiting times between events with varying separation and PVI thresholds. We find power-law distributions for waiting times shorter than a characteristic scale comparable to the correlation time, suggesting a high degree of correlation that may originate in a clustering process. Waiting times longer than this characteristic time are better described by an exponential, suggesting a random memory-less Poisson process at play. These findings are consistent with near-Earth observations of solar wind turbulence. The present study complements the one by Dudok de Wit et al. (2020, present volume), which focuses on waiting times between observed "switchbacks" in the radial magnetic field.

Observations at 1 au have confirmed that enhancements in measured energetic particle fluxes are statistically associated with "rough" magnetic fields, i.e., fields having atypically large spatial derivatives or increments, as measured by the Partial Variance of Increments (PVI) method. One way to interpret this observation is as an association of the energetic particles with trapping or channeling within magnetic flux tubes, possibly near their boundaries. However, it remains unclear whether this association is a transport or local effect; i.e., the particles might have been energized at a distant location, perhaps by shocks or reconnection, or they might experience local energization or re-acceleration. The Parker Solar Probe (PSP), even in its first two orbits, offers a unique opportunity to study this statistical correlation closer to the corona. As a first step, we analyze the separate correlation properties of the energetic particles measured by the \isois instruments during the first solar encounter. The distribution of time intervals between a specific type of event, i.e., the waiting time, can indicate the nature of the underlying process. We find that the \isois observations show a power-law distribution of waiting times, indicating a correlated (non-Poisson) distribution. Analysis of low-energy \isois data suggests that the results are consistent with the 1 au studies, although we find hints of some unexpected behavior. A more complete understanding of these statistical distributions will provide valuable insights into the origin and propagation of solar energetic particles, a picture that should become clear with future PSP orbits., Comment: Accepted for publication in The Astrophysical Journal Supplement, PSP special issue

A solar energetic particle event was detected by the Integrated Science Investigation of the Sun (ISOIS) instrument suite on Parker Solar Probe (PSP) on 2019 April 4 when the spacecraft was inside of 0.17 au and less than 1 day before its second perihelion, providing an opportunity to study solar particle acceleration and transport unprecedentedly close to the source. The event was very small, with peak 1 MeV proton intensities of ~0.3 particles (cm^2 sr s MeV)^-1, and was undetectable above background levels at energies above 10 MeV or in particle detectors at 1 au. It was strongly anisotropic, with intensities flowing outward from the Sun up to 30 times greater than those flowing inward persisting throughout the event. Temporal association between particle increases and small brightness surges in the extreme-ultraviolet observed by the Solar TErrestrial RElations Observatory, which were also accompanied by type III radio emission seen by the Electromagnetic Fields Investigation on PSP, indicates that the source of this event was an active region nearly 80 degrees east of the nominal PSP magnetic footpoint. This suggests that the field lines expanded over a wide longitudinal range between the active region in the photosphere and the corona.

Direct evidence of an inertial-range turbulent energy cascade has been provided by spacecraft observations in heliospheric plasmas. In the solar wind, the average value of the derived heating rate near 1 au is $\sim 10^{3}\, \mathrm{J\,kg^{-1}\,s^{-1}}$, an amount sufficient to account for observed departures from adiabatic expansion. Parker Solar Probe (PSP), even during its first solar encounter, offers the first opportunity to compute, in a similar fashion, a fluid-scale energy decay rate, much closer to the solar corona than any prior in-situ observations. Using the Politano-Pouquet third-order law and the von K\'arm\'an decay law, we estimate the fluid-range energy transfer rate in the inner heliosphere, at heliocentric distance $R$ ranging from $54\,R_{\odot}$ (0.25 au) to $36\,R_{\odot}$ (0.17 au). The energy transfer rate obtained near the first perihelion is about 100 times higher than the average value at 1 au. This dramatic increase in the heating rate is unprecedented in previous solar wind observations, including those from Helios, and the values are close to those obtained in the shocked plasma inside the terrestrial magnetosheath., Comment: Accepted for publication in The Astrophysical Journal Supplement, PSP special issue

A series of solar energetic particle (SEP) events were observed at Parker Solar Probe (PSP) by the Integrated Science Investigation of the Sun (\ISOIS) during the period from April 18, 2019 through April 24, 2019. The PSP spacecraft was located near 0.48 au from the Sun on Parker spiral field lines that projected out to 1 au within $\sim 25^\circ$ of near Earth spacecraft. These SEP events, though small compared to historically large SEP events, were amongst the largest observed thus far in the PSP mission and provide critical information about the space environment inside 1 au during SEP events. During this period the Sun released multiple coronal mass ejections (CMEs). One of these CMEs observed was initiated on April 20, 2019 at 01:25 UTC, and the interplanetary CME (ICME) propagated out and passed over the PSP spacecraft. Observations by the Electromagnetic Fields Investigation (FIELDS) show that the magnetic field structure was mostly radial throughout the passage of the compression region and the plasma that followed, indicating that PSP did not directly observe a flux rope internal to the ICME, consistent with the location of PSP on the ICME flank. Analysis using relativistic electrons observed near Earth by the Electron, Proton and Alpha Monitor (EPAM) on the Advanced Composition Explorer (ACE) demonstrates the presence of electron seed populations (40--300 keV) during the events observed. The energy spectrum of the \ISOIS~ observed proton seed population below 1 MeV is close to the limit of possible stationary state plasma distributions out of equilibrium. \ISOIS~ observations reveal the \revise{enhancement} of seed populations during the passage of the ICME, which \revise{likely indicates a key part} of the pre-acceleration process that occurs close to the Sun.

Since the launch on 2018/08/12, Parker Solar Probe (PSP) has completed its first and second orbits around the Sun, having reached down to 35.7 solar radii at each perihelion. In anticipation of the exciting new data at such unprecedented distances, we have simulated the global 3D heliosphere using an MHD model coupled with a semi-empirical coronal model using the best available photospheric magnetograms as input. We compare our heliospheric MHD simulation results with in situ measurements along the PSP trajectory from its launch to the completion of the second orbit, with particular emphasis on the solar wind structure around the first two solar encounters. Furthermore, we show our model prediction for the third perihelion, which occurred on 2019/09/01. Comparison of the MHD results with PSP observations provides a new insight on the solar wind acceleration. Moreover, PSP observations reveal how accurately the ADAPT-WSA predictions work throughout the inner heliosphere.

The Parker Solar Probe (PSP) observed an interplanetary coronal mass ejection (ICME) event during its first orbit around the sun, among many other events. This event is analyzed by applying a wavelet analysis technique to obtain the reduced magnetic helicity, cross helicity, and residual energy, the first two of which are magnetohydrodynamics (MHD) invariants. Our results show that the ICME, as a large scale magnetic flux rope, possesses high magnetic helicity, very low cross helicity, and highly negative residual energy, thus pointing to a magnetic fluctuation dominated structure. Using the same technique, we also search for small-scale coherent magnetic flux rope structures during the period from 2018/10/22--2018/11/21, which are intrinsic to quasi-2D MHD turbulence in the solar wind. Multiple structures with duration between 8 and 300 minutes are identified from PSP in-situ spacecraft measurements. The location and scales of these structures are characterized by wavelet spectrograms of the normalized reduced magnetic helicity, normalized cross helicity and normalized residual energy. Transport theory suggests that these small-scale magnetic flux ropes may contribute to the acceleration of charged particles through magnetic reconnection processes, and the dissipation of these structures may be important for understanding the coronal heating processes., Comment: 22 pages, 5 figures, accepted in ApJS

The Solar Wind Electrons Alphas and Protons experiment on the Parker Solar Probe (PSP) mission measures the three-dimensional electron velocity distribution function. We derive the parameters of the core, halo, and strahl populations utilizing a combination of fitting to model distributions and numerical integration for $\sim 100,000$ electron distributions measured near the Sun on the first two PSP orbits, which reached heliocentric distances as small as $\sim 0.17$ AU. As expected, the electron core density and temperature increase with decreasing heliocentric distance, while the ratio of electron thermal pressure to magnetic pressure ($\beta_e$) decreases. These quantities have radial scaling consistent with previous observations farther from the Sun, with superposed variations associated with different solar wind streams. The density in the strahl also increases; however, the density of the halo plateaus and even decreases at perihelion, leading to a large strahl/halo ratio near the Sun. As at greater heliocentric distances, the core has a sunward drift relative to the proton frame, which balances the current carried by the strahl, satisfying the zero-current condition necessary to maintain quasi-neutrality. Many characteristics of the electron distributions near perihelion have trends with solar wind flow speed, $\beta_e$, and/or collisional age. Near the Sun, some trends not clearly seen at 1 AU become apparent, including anti-correlations between wind speed and both electron temperature and heat flux. These trends help us understand the mechanisms that shape the solar wind electron distributions at an early stage of their evolution.

The first two orbits of the Parker Solar Probe (PSP) spacecraft have enabled the first in situ measurements of the solar wind down to a heliocentric distance of 0.17 au (or 36 Rs). Here, we present an analysis of this data to study solar wind turbulence at 0.17 au and its evolution out to 1 au. While many features remain similar, key differences at 0.17 au include: increased turbulence energy levels by more than an order of magnitude, a magnetic field spectral index of -3/2 matching that of the velocity and both Elsasser fields, a lower magnetic compressibility consistent with a smaller slow-mode kinetic energy fraction, and a much smaller outer scale that has had time for substantial nonlinear processing. There is also an overall increase in the dominance of outward-propagating Alfv\'enic fluctuations compared to inward-propagating ones, and the radial variation of the inward component is consistent with its generation by reflection from the large-scale gradient in Alfv\'en speed. The energy flux in this turbulence at 0.17 au was found to be ~10% of that in the bulk solar wind kinetic energy, becoming ~40% when extrapolated to the Alfv\'en point, and both the fraction and rate of increase of this flux towards the Sun is consistent with turbulence-driven models in which the solar wind is powered by this flux.

A Bell test is a randomized trial that compares experimental observations against the philosophical worldview of local realism. A Bell test requires spatially distributed entanglement, fast and high-efficiency detection and unpredictable measurement settings. Although technology can satisfy the first two of these requirements, the use of physical devices to choose settings in a Bell test involves making assumptions about the physics that one aims to test. Bell himself noted this weakness in using physical setting choices and argued that human `free will' could be used rigorously to ensure unpredictability in Bell tests. Here we report a set of local-realism tests using human choices, which avoids assumptions about predictability in physics. We recruited about 100,000 human participants to play an online video game that incentivizes fast, sustained input of unpredictable selections and illustrates Bell-test methodology. The participants generated 97,347,490 binary choices, which were directed via a scalable web platform to 12 laboratories on five continents, where 13 experiments tested local realism using photons, single atoms, atomic ensembles, and superconducting devices. Over a 12-hour period on 30 November 2016, participants worldwide provided a sustained data flow of over 1,000 bits per second to the experiments, which used different human-generated data to choose each measurement setting. The observed correlations strongly contradict local realism and other realistic positions in bipartite and tripartite scenarios. Project outcomes include closing the `freedom-of-choice loophole' (the possibility that the setting choices are influenced by `hidden variables' to correlate with the particle properties), the utilization of video-game methods for rapid collection of human generated randomness, and the use of networking techniques for global participation in experimental science., Comment: This version includes minor changes resulting from reviewer and editorial input. Abstract shortened to fit within arXiv limits

Improving the temporal resolution of single photon detectors has an impact on many applications, such as increased data rates and transmission distances for both classical and quantum optical communication systems, higher spatial resolution in laser ranging and observation of shorter-lived fluorophores in biomedical imaging. In recent years, superconducting nanowire single-photon detectors (SNSPDs) have emerged as the highest efficiency time-resolving single-photon counting detectors available in the near infrared. As the detection mechanism in SNSPDs occurs on picosecond time scales, SNSPDs have been demonstrated with exquisite temporal resolution below 15 ps. We reduce this value to 2.7$\pm$0.2 ps at 400 nm and 4.6$\pm$0.2 ps at 1550 nm, using a specialized niobium nitride (NbN) SNSPD. The observed photon-energy dependence of the temporal resolution and detection latency suggests that intrinsic effects make a significant contribution., Comment: 25 pages, 9 figures

We perform a statistical assessment of solar wind stability at 1 AU against ion sources of free energy using Nyquist's instability criterion. In contrast to typically employed threshold models which consider a single free-energy source, this method includes the effects of proton and He$^{2+}$ temperature anisotropy with respect to the background magnetic field as well as relative drifts between the proton core, proton beam, and He$^{2+}$ components on stability. Of 309 randomly selected spectra from the Wind spacecraft, $53.7\%$ are unstable when the ion components are modeled as drifting bi-Maxwellians; only $4.5\%$ of the spectra are unstable to long-wavelength instabilities. A majority of the instabilities occur for spectra where a proton beam is resolved. Nearly all observed instabilities have growth rates $\gamma$ slower than instrumental and ion-kinetic-scale timescales. Unstable spectra are associated with relatively-large He$^{2+}$ drift speeds and/or a departure of the core proton temperature from isotropy; other parametric dependencies of unstable spectra are also identified., Comment: 6 pages, 3 figures, 2 tables, accepted in Physical Review Letters; fixed typos in version 2

Because of their universal nature, Fano fluctuations are expected to influence the response of superconducting nanowire single-photon detectors (SNSPDs). We predict that photon counting rate ($PCR$) as a function of bias current ($I_B$) in SNSPDs is described by an integral over a transverse coordinate-dependent complementary error function. The latter describes smearing of local responses due to Fano fluctuations of the amount of energy deposited into electronic system. The finite width, $\sigma$, of the $PCR$ vs $I_B$ arises from fluctuations in the energy partition between quasiparticles and phonons during the energy down-conversion cascade. In narrow-nanowire SNSPDs the local responses are uniform, and the effect of Fano-fluctuations on $\sigma$ is dominant. In wide-nanowire SNSPDs with strong coordinate dependence of local responses due to vortex-antivortex unbinding and vortex entry from edges, Fano-fluctuations smear singularities imprinted by vorticity on the transition part of $PCR$ curve. We demonstrate good agreement between theory and experiments for a series of bath temperatures and photon energies in narrow-wire WSi SNSPDs. The time-resolved hotspot relaxation curves predicted by Fano fluctuations match the Lorentzian shapes observed in experiments over the whole range of bias currents investigated except for their tails., Comment: 12 pages, 8 figures