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70 results on '"State Street Corp. -- Cases"'

1. NEWS ROUNDUP

Subjects
United States. Securities and Exchange Commission -- Cases, Sun Life Financial Inc. -- Mergers, acquisitions and divestments, State Street Corp. -- Cases, Bentall Kennedy L.P. -- Cases, Employee benefits management services -- Officials and employees, Real estate investment trusts -- Mergers, acquisitions and divestments, Banking industry -- Cases, Financial services -- Mergers, acquisitions and divestments, Retirement income -- Cases, Company legal issue, Company acquisition/merger, Financial services industry, Banking industry, Banking, finance and accounting industries, Business
Abstract

S. Carolina OKs new asset mix, boosts opportunistic South Carolina Retirement System Investment Commission, Columbia, adopted a new asset allocation for the $29.3 billion state pension fund. The new allocation, [...]

Published
2015

2. Group Behind the 'Fearless Girl' Statue Will Pay $5 Million Over Salary Inequity

Author

Stevens, Matt

Subjects
State Street Corp. -- Cases, Wage gap -- Cases, Sex discrimination against women -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, General interest, News, opinion and commentary
Abstract

The firm that commissioned the popular ''Fearless Girl'' statue in New York's financial district has agreed to pay $5 million, mostly to settle claims that it discriminated against 305 top [...]

Published
2017

3. Former State Street Executive Sentenced for Scheme to Defraud Clients through Secret Trading Commissions

Subjects
State Street Corp. -- Cases, Attorneys general -- Cases, Vice presidents (Organizations) -- Cases, Banking industry -- Cases, Fraud -- Cases, Securities trading -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

A former executive vice president of State Street Corporation was sentenced today in federal court in Boston, Massachusetts, in connection with engaging in a scheme to defraud at least six [...]

Published
2018

4. U.S. Department Of Justice: Former State Street Executive Sentenced For Scheme To Defraud Clients Through Secret Trading Commissions

Subjects
United States. Department of Justice -- Cases, State Street Corp. -- Cases, Attorneys general -- Cases, Vice presidents (Organizations) -- Cases, Banking industry -- Cases, Fraud -- Cases, Securities trading -- Cases, Company legal issue, Banking industry, General interest, News, opinion and commentary
Abstract

LONDON: Mondo Visione has issued the following news release: A former executive vice president of State Street Corporation was sentenced today in federal court in Boston, Massachusetts, in connection with [...]

Published
2018

5. Former State Street Executive Sentenced for Scheme to Defraud Clients through Secret Trading Commissions

Subjects
State Street Corp. -- Cases, Attorneys general -- Cases, Vice presidents (Organizations) -- Cases, Banking industry -- Cases, Fraud -- Cases, Securities trading -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

A former executive vice president of State Street Corporation was sentenced today in federal court in Boston, Massachusetts, in connection with engaging in a scheme to defraud at least six [...]

Published
2018

6. OCTOBER 16, 2018: FORMER STATE STREET EXECUTIVE SENTENCED FOR SCHEME TO DEFRAUD CLIENTS THROUGH SECRET TRADING COMMISSIONS

Subjects
State Street Corp. -- Cases, Vice presidents (Organizations) -- Cases, Banking industry -- Cases, Fraud -- Cases, Securities trading -- Cases, Company legal issue, Banking industry, News, opinion and commentary
Abstract

BOSTON, MA -- The following information was released by the United States Attorney's Office for the District of Massachusetts: A former executive vice president of State Street Corporation was sentenced [...]

Published
2018

7. FORMER STATE STREET EXECUTIVE SENTENCED FOR SCHEME TO DEFRAUD CLIENTS THROUGH SECRET TRADING COMMISSIONS

Subjects
United States. Federal Bureau of Investigation -- Cases, State Street Corp. -- Cases, Vice presidents (Organizations) -- Cases, Banking industry -- Cases, Fraud -- Cases, Securities trading -- Cases, Company legal issue, Banking industry, News, opinion and commentary
Abstract

BOSTON -- The following information was released by the Boston Division of the Federal Bureau of Investigation: A former executive vice president of State Street Corporation was sentenced today in [...]

Published
2018

8. Settlement Ends CDO Suit

Subjects
Barclays Capital Inc. -- Cases, Space Coast Credit Union -- Cases, State Street Corp. -- Cases, Investment banks -- Cases, Banking industry -- Cases, Credit unions -- Cases, Collateralized debt obligations -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

Byline: Ed Roberts Space Coast Credit Union is ending its lawsuit against Barclays Capital and State Street Corp. involving a collateralized debt obligation Barclays sold to Eastern Financial Florida CU. [...]

Published
2013

9. Settlement Ends CDO Suit

Subjects
Barclays Capital Inc. -- Cases, Space Coast Credit Union -- Cases, State Street Corp. -- Cases, Investment banks -- Cases, Banking industry -- Cases, Credit unions -- Cases, Collateralized debt obligations -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

Byline: Ed Roberts Space Coast Credit Union is ending its lawsuit against Barclays Capital and State Street Corp. involving a collateralized debt obligation Barclays sold to Eastern Financial Florida CU. [...]

Published
2013

10. State Street to Discuss Settlement in Arkansas Forex Suit

Author

Kline, Alan

Subjects
State Street Corp. -- Cases, Banking industry -- Cases, Price gouging -- Cases, Pension funds -- Laws, regulations and rules, Company legal issue, Government regulation, Banking industry, Banking, finance and accounting industries, Business, Economics
Abstract

Byline: Alan Kline A federal judge has ordered State Street Corporation (STT) to try to reach an out-of-court settlement with an Arkansas pension fund that has accused the Boston custody [...]

Published
2012

11. Connecticut AG Wants Review of State Street's Forex Trades

Author

Kline, Alan

Subjects
Bank of New York Mellon Corp. -- Cases, State Street Corp. -- Cases, Attorneys general -- Planning, Foreign exchange -- Cases, Banking industry -- Cases, Investment banks -- Cases, Company legal issue, Company business planning, Banking industry, Banking, finance and accounting industries, Business, Economics
Abstract

Byline: Alan Kline Connecticut's attorney general plans to hire an outside consultant to look into foreign exchange trades State Street (STT)made as the custodian of the state's $25 billion pension [...]

Published
2012

12. The firm that brought us 'Fearless Girl' was underpaying women, U.S. government says

Author

Hui, Mary

Subjects
State Street Corp. -- Cases, Settlements (Law), Sex discrimination against women -- Cases, Women executives -- Compensation and benefits, Banking industry -- Cases, Company legal issue, Banking industry, Business, Computers and office automation industries, Telecommunications industry
Abstract

Byline: Mary Hui The financial services firms that introduced the world to 'Fearless Girl' will pay $5 million to settle federal allegations that female executives were paid less than men [...]

Published
2017

13. CRITICAL INVESTOR NOTICE: Lundin Law PC Announces Securities Class Action Lawsuit Against State Street Corporation, and Encourages Investors with Losses to Contact the Firm

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

(GlobeNewswire) - Lundin Law PC, a shareholder rights firmannounces a class action lawsuit against State Street Corporation, ('State Street' or the 'Company') (NYSE:STT). Investors who purchased or otherwise acquired State [...]

Published
2017

14. CRITICAL INVESTOR NOTICE: Lundin Law PC Announces Securities Class Action Lawsuit Against State Street Corporation, and Encourages Investors with Losses to Contact the Firm

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

LOS ANGELES, March 24, Mar 24, 2017 (GLOBE NEWSWIRE via COMTEX) -- Lundin Law PC, a shareholder rights firm announces a class action lawsuit against State Street Corporation, ('State Street' [...]

Published
2017

15. INVESTOR ALERT: Levi & Korsinsky, LLP Reminds Shareholders of State Street Corporation of a Class Action Lawsuit and a Lead Plaintiff Deadline of March 28, 2017 - STT

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, News, opinion and commentary
Abstract

NEW YORK, March 24, 2017 /PRNewswire/ -- The following statement is being issued by Levi & Korsinsky, LLP: To: All persons or entities who purchased or otherwise acquired securities of [...]

Published
2017

16. EQUITY ALERT: Rosen Law Firm Announces Filing of Securities Class Action Lawsuit Against State Street Corporation - STT

Subjects
The Rosen Law Firm P.A. -- Cases, State Street Corp. -- Cases, Law firms -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, News, opinion and commentary
Abstract

NEW YORK, March 22, 2017 /PRNewswire/ -- Rosen Law Firm, a global investor rights law firm, announces the filing of a class action lawsuit on behalf of purchasers of State [...]

Published
2017

17. SHAREHOLDER ALERT: Levi & Korsinsky, LLP Reminds Shareholders of State Street Corporation of a Class Action Lawsuit and a Lead Plaintiff Deadline of March 28, 2017 - STT

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

NEW YORK, March 17, Mar 17, 2017 (GLOBE NEWSWIRE via COMTEX) -- The following statement is being issued by Levi & Korsinsky, LLP: To: All persons or entities who purchased [...]

Published
2017

18. INVESTOR ALERT: Levi & Korsinsky, LLP Reminds Shareholders of State Street Corporation of a Class Action Lawsuit and a Lead Plaintiff Deadline of March 28, 2017

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

NEW YORK -- The following statement is being issued by Levi & Korsinsky, LLP: To: All persons or entities who purchased or otherwise acquired securities of State Street Corporation ('State [...]

Published
2017

19. DEADLINE ALERT: Brower Piven Alerts Shareholders Of Approaching Deadline In Class Action Lawsuit And Encourages Those With Losses In Excess Of $100,000 From Investment In State Street Corporation To Contact The Firm

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

STEVENSON, Md. -- The securities litigation law firm of Brower Piven, A Professional Corporation, announces that a class action lawsuit has been commenced in the United States District Court for [...]

Published
2017

20. SHAREHOLDER ALERT: Levi & Korsinsky, LLP Reminds Shareholders of State Street Corporation of a Class Action Lawsuit and a Lead Plaintiff Deadline of March 28, 2017

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

NEW YORK -- The following statement is being issued by Levi & Korsinsky, LLP: To: All persons or entities who purchased or otherwise acquired securities of State Street Corporation ('State [...]

Published
2017

21. SHAREHOLDER ALERT: Brower Piven Encourages Investors Who Have Losses In Excess Of $100,000 From Investment In State Street Corporation (STT) To Contact Brower Piven Before The Lead Plaintiff Deadline In Class Action Lawsuit

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

(GlobeNewswire) - The securities litigation law firm of Brower Piven, A Professional Corporation, announces that a class action lawsuit has been commenced in the United States District Court for the [...]

Published
2017

22. SHAREHOLDER ALERT: Brower Piven Encourages Investors Who Have Losses In Excess Of $100,000 From Investment In State Street Corporation (STT) To Contact Brower Piven Before The Lead Plaintiff Deadline In Class Action Lawsuit

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

STEVENSON, Md., Feb 21, 2017 (GLOBE NEWSWIRE via COMTEX) -- The securities litigation law firm of Brower Piven, A Professional Corporation, announces that a class action lawsuit has been commenced [...]

Published
2017

23. EQUITY ALERT: Rosen Law Firm Announces Filing of Securities Class Action Lawsuit Against State Street Corporation - STT

Subjects
The Rosen Law Firm P.A. -- Cases, State Street Corp. -- Cases, Law firms -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

(GlobeNewswire) - Rosen Law Firm, a global investor rights law firm, announces the filing of a class action lawsuit on behalf of purchasers of State Street Corporation securities (NYSE:STT) from [...]

Published
2017

24. EQUITY ALERT: Rosen Law Firm Announces Filing of Securities Class Action Lawsuit Against State Street Corporation - STT

Subjects
The Rosen Law Firm P.A. -- Cases, State Street Corp. -- Cases, Law firms -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

NEW YORK, Feb 20, 2017 (GLOBE NEWSWIRE via COMTEX) -- Rosen Law Firm, a global investor rights law firm, announces the filing of a class action lawsuit on behalf of [...]

Published
2017

25. INVESTOR ALERT: Brower Piven Encourages Shareholders Who Have Losses In Excess Of $100,000 From Investment In State Street Corporation To Contact Brower Piven Before The Lead Plaintiff Deadline In Class Action Lawsuit

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

STEVENSON, Md. -- The securities litigation law firm of Brower Piven, A Professional Corporation, announces that a class action lawsuit has been commenced in the United States District Court for [...]

Published
2017

26. SHAREHOLDER ALERT: Brower Piven Notifies Investors of Class Action Lawsuit And Encourages Those Who Have Losses In Excess Of $100,000 From Investment In State Street Corporation (STT) To Contact Brower Piven Before The Lead Plaintiff Deadline

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

(GlobeNewswire) - The securities litigation law firm of Brower Piven, A Professional Corporation, announces that a class action lawsuit has been commenced in the United States District Court for the [...]

Published
2017

27. Khang & Khang LLP Announces Securities Class Action Lawsuit against State Street Corporation and Encourages Investors with Losses to Contact the Firm

Subjects
Camden National Corp. -- Cases, State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, General interest, News, opinion and commentary
Abstract

Camden: Camden National Corporation has issued the following press release: Khang & Khang LLP (the 'Firm') announces the filing of a class action lawsuit against State Street Corporation, ('State Street' [...]

Published
2017

28. Gainey McKenna & Egleston Announces A Class Action Lawsuit Has Been Filed Against State Street Corp. (STT)

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, international, Law
Abstract

(GlobeNewswire) - Gainey McKenna & Egleston announces that a class action lawsuit has been filed against State Street Corp. (State Street or the Company) (NYSE:STT) in the United States District [...]

Published
2017

29. SHAREHOLDER ALERT: Brower Piven Notifies Investors of Class Action Lawsuit And Encourages Those Who Have Losses In Excess Of $100,000 From Investment In State Street Corporation (STT) To Contact Brower Piven Before The Lead Plaintiff Deadline

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

STEVENSON, Md., Jan 31, 2017 (GLOBE NEWSWIRE via COMTEX) -- The securities litigation law firm of Brower Piven, A Professional Corporation, announces that a class action lawsuit has been commenced [...]

Published
2017

30. Gainey McKenna & Egleston Announces A Class Action Lawsuit Has Been Filed Against State Street Corp. (STT)

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

NEW YORK, Jan 30, 2017 (GLOBE NEWSWIRE via COMTEX) -- Gainey McKenna & Egleston announces that a class action lawsuit has been filed against State Street Corp. ('State Street' or [...]

Published
2017

31. IMPORTANT INVESTOR ALERT: Khang & Khang LLP Announces Securities Class Action Lawsuit against State Street Corporation and Encourages Investors with Losses to Contact the Firm

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

IRVINE, Calif. -- Khang & Khang LLP (the 'Firm') announces the filing of a class action lawsuit against State Street Corporation ('State Street' or the 'Company') (NYSE: STT). Investors who [...]

Published
2017

32. CRITICAL INVESTOR NOTICE: Lundin Law PC Announces Securities Class Action Lawsuit Against State Street Corporation, and Encourages Investors with Losses to Contact the Firm

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

LOS ANGELES -- Lundin Law PC, a shareholder rights firm announces a class action lawsuit against State Street Corporation, ('State Street' or the 'Company') (NYSE: STT). Investors who purchased or [...]

Published
2017

33. EQUITY ALERT: Rosen Law Firm Files Securities Class Action Lawsuit Against State Street Corporation - STT

Subjects
The Rosen Law Firm P.A. -- Cases, State Street Corp. -- Cases, Law firms -- Cases, Class action lawsuits -- Cases, Shareholder lawsuits -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, Business, international
Abstract

NEW YORK -- Rosen Law Firm, a global investor rights law firm, announces it has filed a class action lawsuit on behalf of purchasers of State Street Corporation securities (NYSE: [...]

Published
2017

34. State Street Settles With SEC and Mass

Author

Ackermann, Matt

Subjects
United States. Securities and Exchange Commission -- Cases, State Street Corp. -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business, Economics
Abstract

Byline: Matt Ackermann State Street Corp. announced Thursday that it has reached settlements to resolve investigations into losses incurred by and disclosures made around active fixed-income strategies managed by State [...]

Published
2010

35. Forex fees facing scrutiny; Suit against State Street puts all custodians' currency trading in spotlight

Subjects
State Street Corp. -- Cases, Banking industry -- Cases, Foreign exchange -- Cases, Foreign exchange market -- Cases, Pension funds -- Cases, Banking industry, Company legal issue, Banking, finance and accounting industries, Business
Abstract

A lawsuit alleging State Street Corp. overcharged high-profile custody clients for currency trading services could prompt institutional investors to focus more on how much money they're leaving on the table [...]

Published
2009

37. Earlier this year, State Street Corporation, a financial-services firm, caused a sensation

Subjects
State Street Corp. -- Cases, Fearless Girl (Sculpture) -- Social aspects, Wage gap -- Cases, Settlements (Law), Banking industry -- Cases, Company legal issue, Banking industry, Political science
Abstract

Earlier this year, State Street Corporation, a financial-services firm, caused a sensation. It did so by placing a statue called 'Fearless Girl' across from the iconic charging bull on Wall [...]

Published
2017

38. State Street Faces Lawsuits

Subjects
Banking industry -- Cases, Class actions (Civil procedure) -- Cases, Banking industry, Company legal issue, Nashua Corp. -- Cases, State Street Corp. -- Cases
Abstract

A New Hampshire-based paper and imaging company, Nashua Corp. has filed suit against State Street Corp. after losing $5.6 million in pension funds assets in the firm's Bond Market Fund, […]

Published
2007

39. Partial settlement in UAL stock lawsuit

Subjects
United Airlines Inc. -- Cases, State Street Corp. -- Cases, Banking industry -- Cases, Stockholders' derivative actions -- Cases, Airlines -- Cases, Company legal issue, Banking industry, Business, Transportation industry
Abstract

AIRLINE INDUSTRY INFORMATION-(C)1997-2005 M2 COMMUNICATIONS LTD A class-action lawsuit that was brought on behalf of employees of United Airlines has been partially settled. Lawsuits were filed against the committee that [...]

Published
2005

40. In Brief: Class Action Against UAL, State Street

Author

Kulikowski, Laurie

Subjects
State Street Corp. -- Cases, United Air Lines Inc. -- Cases, Airlines -- Cases, Banking industry -- Cases, Class actions (Civil procedure), Securities, Banking industry, Company legal issue, Banking, finance and accounting industries, Business, Economics
Abstract

A federal judge has given a 2-year-old lawsuit involving State Street Corp.'s pension administration unit and United Airlines employees class-action status. The suit, filed Feb. 28, 2003, in the U.S. [...]

Published
2005

41. At Deadline; State Street sues Agway

Subjects
Agway Inc. -- Cases, State Street Corp. -- Cases, Agricultural industry -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries, Business
Abstract

State Street Bank is suing Agway's directors, members of the plan's administration and investment committees, and Boston Safe Deposit Trust for violating their fiduciary duties. State Street, independent fiduciary for [...]

Published
2003

42. Court Denies Objection To Timeliness Of Class Action Settlement Notice Where Method Of Dissemination Was Reasonable

Author

Nucci, John

Subjects
State Street Corp. -- Cases, Class action lawsuits -- Reports -- Methods -- Cases, Banking industry -- Cases, Company legal issue, Banking industry, Business, international
Abstract

A Magistrate Judge for the United States District Court for the District of Massachusetts recently issued a Report and Recommendation ('R&R') on the Lead Plaintiffs' Motion for Final Approval of [...]

Published
2015

43. New suits allege ERISA breaches resulting from investments in sub-prime mortgages

Subjects
State Street Corp. -- Cases, State Street Corp. -- Investments, Banking industry -- Cases, Bond funds -- Cases, Subprime loans -- Cases, Banking industry, Company legal issue, Company investment, Banking, finance and accounting industries, Business, Human resources and labor relations, Employee Retirement Income Security Act of 1974
Abstract

Two lawsuits have been filed against State Street Bank alleging that it breached ERISA fiduciary duties by investing retirement plan assets in sub-prime mortgage products through one or more bond [...]

Published
2007

44. State Street Agrees to Settle Forex Fee Suit for $60 Mln

Subjects
State Street Corp. -- Cases, The Bank of New York (New York, New York) -- Cases, Foreign exchange market -- Cases, Foreign exchange -- Cases, Banking industry -- Cases, Investment banks -- Cases, Pension funds -- Cases, Company legal issue, Banking industry, Banking, finance and accounting industries
Abstract

State Street Corp.agreed to pay $60 million to settle investor claims it inflated revenue by overcharging clients for foreign-exchange services, in a pact that resolves almost four years of litigation. [...]

Published
2014

45. In lawsuit, nuns have no mercy for State Street

Author

Grillo, Thomas

Subjects
Banking industry -- Cases, Banking industry, Company legal issue, State Street Corp. -- Cases
Abstract

Byline: THOMAS GRILLO Heaven help the world's largest institutional money manager. The Sisters of Charity of the Blessed Virgin Mary have filed suit against State Street Corp., alleging the Boston-based […]

Published
2009

46. Prudential sues State Street over losses

Subjects
Prudential Financial Inc. -- Cases, State Street Corp. -- Cases, Banking industry -- Cases, Insurance industry -- Cases, Company legal issue, Insurance industry, Banking industry, General interest, News, opinion and commentary
Abstract

Byline: GARY PUTKA; Rachel Zimmerman contributed to this article A unit of Prudential Financial Inc. sued State Street Corp. subsidiaries over $80-million (U.S.) in losses ascribed to 'undisclosed, highly leveraged' [...]

Published
2007

47. Boston Bank Is Fined Over Bond Trades

Author

Atlas, Riva D.

Subjects
Company legal issue, Bond trading, Banking industry, State Street Corp. -- Cases, Bond transfer -- Cases, Banking industry -- Cases
Abstract

A unit of the State Street Corporation, a Boston bank, was fined $1.4 million yesterday by NASD for its failure to report thousands of corporate and municipal bond trades over […]

Published
2005

49. Most ERISA imprudence, misrepresentation claims against State Street dismissed

Subjects
State Street Corp. -- Officials and employees, State Street Corp. -- Cases, Banking industry -- Officials and employees, Banking industry -- Cases, Fiduciary duties -- Cases, Banking industry, Company legal issue, Business, Business, general, Human resources and labor relations, Law, Employee Retirement Income Security Act of 1974
Published
2010

50. Federal District Court Rebuffs Mutual Fund's Prospectus Liability: Alleged Misrepresentations Could Not Have Affected the Fund Shares' Price

Subjects
State Street Corp. -- Cases, Mutual funds -- Cases, Securities law, Banking industry -- Cases, Financial misrepresentations -- Cases, Company legal issue, Banking industry, Business, international, Securities Act of 1933
Abstract

In a decision that could sharply curtail the potential liability of mutual funds and their advisers and directors for non-fraudulent prospectus misrepresentations, on March 31, 2011, the U.S. District Court [...]

Published
2011

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