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The Learning-to-Defer approach has been explored for classification and, more recently, regression tasks separately. Many contemporary learning tasks, however, involves both classification and regression components. In this paper, we introduce a Learning-to-Defer approach for multi-task learning that encompasses both classification and regression tasks. Our two-stage approach utilizes a rejector that defers decisions to the most accurate agent among a pre-trained joint classifier-regressor models and one or more external experts. We show that our surrogate loss is $(\mathcal{H}, \mathcal{F}, \mathcal{R})$ and Bayes--consistent, ensuring an effective approximation of the optimal solution. Additionally, we derive learning bounds that demonstrate the benefits of employing multiple confident experts along a rich model in a two-stage learning framework. Empirical experiments conducted on electronic health record analysis tasks underscore the performance enhancements achieved through our method., Comment: 32 pages, 17 main paper

In the 1+1D ultra-local lattice Hamiltonian for staggered fermions with a finite-dimensional Hilbert space, there are two conserved, integer-valued charges that flow in the continuum limit to the vector and axial charges of a massless Dirac fermion with a perturbative anomaly. Each of the two lattice charges generates an ordinary U(1) global symmetry that acts locally on operators and can be gauged individually. Interestingly, they do not commute on a finite lattice and generate the Onsager algebra, but their commutator goes to zero in the continuum limit. The chiral anomaly is matched by this non-abelian algebra, which is consistent with the Nielsen-Ninomiya theorem. We further prove that the presence of these two conserved lattice charges forces the low-energy phase to be gapless, reminiscent of the consequence from perturbative anomalies of continuous global symmetries in continuum field theory. Upon bosonization, these two charges lead to two exact U(1) symmetries in the XX model that flow to the momentum and winding symmetries in the free boson conformal field theory., Comment: 8 pages plus appendices; v2: expanded discussions on the non-abelian algebra and added references

Tensor networks provide a natural language for non-invertible symmetries in general Hamiltonian lattice models. We use ZX-diagrams, which are tensor network presentations of quantum circuits, to define a non-invertible operator implementing the Wegner duality in 3+1d lattice $\mathbb{Z}_2$ gauge theory. The non-invertible algebra, which mixes with lattice translations, can be efficiently computed using ZX-calculus. We further deform the $\mathbb{Z}_2$ gauge theory while preserving the duality and find a model with nine exactly degenerate ground states on a torus, consistent with the Lieb-Schultz-Mattis-type constraint imposed by the symmetry. Finally, we provide a ZX-diagram presentation of the non-invertible duality operators (including non-invertible parity/reflection symmetries) of generalized Ising models based on graphs, encompassing the 1+1d Ising model, the three-spin Ising model, the Ashkin-Teller model, and the 2+1d plaquette Ising model. The mixing (or lack thereof) with spatial symmetries is understood from a unifying perspective based on graph theory., Comment: 72+1 pages, 11 (numbered) figures, 2 tables

We explore exact generalized symmetries in the standard 2+1d lattice $\mathbb{Z}_2$ gauge theory coupled to the Ising model, and compare them with their continuum field theory counterparts. One model has a (non-anomalous) non-invertible symmetry, and we identify two distinct non-invertible symmetry protected topological phases. The non-invertible algebra involves a lattice condensation operator, which creates a toric code ground state from a product state. Another model has a mixed anomaly between a 1-form symmetry and an ordinary symmetry. This anomaly enforces a nontrivial transition in the phase diagram, consistent with the "Higgs=SPT" proposal. Finally, we discuss how the symmetries and anomalies in these two models are related by gauging, which is a 2+1d version of the Kennedy-Tasaki transformation., Comment: 33 pages plus appendices

We show that the standard 1+1d $\mathbb{Z}_2\times \mathbb{Z}_2$ cluster model has a non-invertible global symmetry, described by the fusion category Rep(D$_8$). Therefore, the cluster state is not only a $\mathbb{Z}_2\times \mathbb{Z}_2$ symmetry protected topological (SPT) phase, but also a non-invertible SPT phase. We further find two new commuting Pauli Hamiltonians for the other two Rep(D$_8$) SPT phases on a tensor product Hilbert space of qubits, matching the classification in field theory and mathematics. We identify the edge modes and the local projective algebras at the interfaces between these non-invertible SPT phases. Finally, we show that there does not exist a symmetric entangler that maps between these distinct SPT states., Comment: 19 pages, 1 figure, 3 tables; v2: minor changes

We discuss the exact non-invertible Kramers-Wannier symmetry of 1+1d lattice models on a tensor product Hilbert space of qubits. This symmetry is associated with a topological defect and a conserved operator, and the latter can be presented as a matrix product operator. Importantly, unlike its continuum counterpart, the symmetry algebra involves lattice translations. Consequently, it is not described by a fusion category. In the presence of this defect, the symmetry algebra involving parity/time-reversal is realized projectively, which is reminiscent of an anomaly. Different Hamiltonians with the same lattice non-invertible symmetry can flow in their continuum limits to infinitely many different fusion categories (with different Frobenius-Schur indicators), including, as a special case, the Ising CFT. The non-invertible symmetry leads to a constraint similar to that of Lieb-Schultz-Mattis, implying that the system cannot have a unique gapped ground state. It is either in a gapless phase or in a gapped phase with three (or a multiple of three) ground states, associated with the spontaneous breaking of the lattice non-invertible symmetry., Comment: 115 pages, 5 figures, 6 tables; v2: minor revision

We derive model-independent quantization conditions on the axion couplings (sometimes known as the anomaly coefficients) to the Standard Model gauge group $[SU(3)\times SU(2)\times U(1)_Y]/\mathbb{Z}_q$ with $q=1,2,3,6$. Using these quantization conditions, we prove that any QCD axion model to the right of the $E/N=8/3$ line on the $|g_{a\gamma\gamma}|$-$m_a$ plot must necessarily face the axion domain wall problem in a post-inflationary scenario. We further demonstrate the higher-group and non-invertible global symmetries in the Standard Model coupled to a single axion. These generalized global symmetries lead to universal bounds on the axion string tension and the monopole mass. If the axion were discovered in the future, our quantization conditions could be used to constrain the global form of the Standard Model gauge group., Comment: 23+16 pages, 2 figures, 2 tables; v2: minor edits

We survey recent developments in a novel kind of generalized global symmetry, the non-invertible symmetry, in diverse spacetime dimensions. We start with several different but related constructions of the non-invertible Kramers-Wannier duality symmetry in the Ising model, and conclude with a new interpretation for the neutral pion decay and other applications. These notes are based on lectures given at the TASI 2023 summer school "Aspects of Symmetry.", Comment: 95 pages. Many figures, tables, Lagrangians, and Hamiltonians, with a hint of category theory. v2: minor changes

We study the symmetries of closed Majorana chains in 1+1d, including the translation, fermion parity, spatial parity, and time-reversal symmetries. The algebra of the symmetry operators is realized projectively on the Hilbert space, signaling anomalies on the lattice, and constraining the long-distance behavior. In the special case of the free Hamiltonian (and small deformations thereof), the continuum limit is the 1+1d free Majorana CFT. Its continuum chiral fermion parity $(-1)^{F_\text{L}}$ emanates from the lattice translation symmetry. We find a lattice precursor of its mod 8 't Hooft anomaly. Using a Jordan-Wigner transformation, we sum over the spin structures of the lattice model (a procedure known as the GSO projection), while carefully tracking the global symmetries. In the resulting bosonic model of Ising spins, the Majorana translation operator leads to a non-invertible lattice translation symmetry at the critical point. The non-invertible Kramers-Wannier duality operator of the continuum Ising CFT emanates from this non-invertible lattice translation of the transverse-field Ising model., Comment: 79 pages, 1 figure, 1 table. v2: added clarifications and references. v3: minor changes

What does it mean for a boundary condition to be symmetric with respect to a non-invertible global symmetry? We discuss two possible definitions in 1+1d. On the one hand, we call a boundary weakly symmetric if the symmetry defects can terminate topologically on it, leading to conserved operators for the Hamiltonian on an interval (in the open string channel). On the other hand, we call a boundary strongly symmetric if the corresponding boundary state is an eigenstate of the symmetry operators (in the closed string channel). These two notions of symmetric boundaries are equivalent for invertible symmetries, but bifurcate for non-invertible symmetries. We discuss the relation to anomalies, where we observe that it is sometimes possible to gauge a non-invertible symmetry in a generalized sense even though it is incompatible with a trivially gapped phase. The analysis of symmetric boundaries further leads to constraints on bulk and boundary renormalization group flows. In 2+1d, we study the action of non-invertible condensation defects on the boundaries of $U(1)$ gauge theory and several TQFTs. Starting from the Dirichlet boundary of free Maxwell theory, the non-invertible symmetries generate infinitely many boundary conditions that are neither Dirichlet nor Neumann., Comment: 71 pages, 31 figures, 2 tables

Using the numerical modular bootstrap, we constrain the space of 1+1d CFTs with a finite non-invertible global symmetry described by a fusion category $\mathcal{C}$. We derive universal and rigorous upper bounds on the lightest $\mathcal{C}$-preserving scalar local operator for fusion categories such as the Ising and Fibonacci categories. These numerical bounds constrain the possible robust gapless phases protected by a non-invertible global symmetry, which commonly arise from microscopic lattice models such as the anyonic chains. We also derive bounds on the lightest $\mathcal{C}$-violating local operator. Our bootstrap equations naturally arise from a "slab construction", where the CFT is coupled to the 2+1d Turaev-Viro TQFT, also known as the Symmetry TFT., Comment: 28 pages + references

In axion-Maxwell theory at the minimal axion-photon coupling, we find non-invertible 0- and 1-form global symmetries arising from the naive shift and center symmetries. Since the Gauss law is anomalous, there is no conserved, gauge-invariant, and quantized electric charge. Rather, using half higher gauging, we find a non-invertible Gauss law associated with a non-invertible 1-form global symmetry, which is related to the Page charge. These symmetries act invertibly on the axion field and Wilson line, but non-invertibly on the monopoles and axion strings, leading to selection rules related to the Witten effect. We also derive various crossing relations between the defects. The non-invertible 0- and 1-form global symmetries mix with other invertible symmetries in a way reminiscent of a higher-group symmetry. Using this non-invertible higher symmetry structure, we derive universal inequalities on the energy scales where different infrared symmetries emerge in any renormalization group flow to the axion-Maxwell theory. Finally, we discuss implications for the Weak Gravity Conjecture and the Completeness Hypothesis in quantum gravity., Comment: 57 pages; v2: sec 7.3 added; v3: minor edits

We introduce a $\mathbb{Z}_N$ stabilizer code that can be defined on any spatial lattice of the form $\Gamma\times C_{L_z}$, where $\Gamma$ is a general graph. We also present the low-energy limit of this stabilizer code as a Euclidean lattice action, which we refer to as the anisotropic $\mathbb{Z}_N$ Laplacian model. It is gapped, robust (i.e., stable under small deformations), and has lineons. Its ground state degeneracy (GSD) is expressed in terms of a "mod $N$-reduction" of the Jacobian group of the graph $\Gamma$. In the special case when space is an $L\times L\times L_z$ cubic lattice, the logarithm of the GSD depends on $L$ in an erratic way and grows no faster than $O(L)$. We also discuss another gapped model, the $\mathbb{Z}_N$ Laplacian model, which can be defined on any graph. It has fractons and a similarly strange GSD., Comment: 51+1 pages, 5 figures, 1 table. v2: minor clarifications

We summarize recent progress in the development, application, and understanding of effective field theories and highlight promising directions for future research. This Report is prepared as the TF02 "Effective Field Theory" topical group summary for the Theory Frontier as part of the Snowmass 2021 process., Comment: 12 pages

The 2+1d continuum Lifshitz theory of a free compact scalar field plays a prominent role in a variety of quantum systems in condensed matter physics and high energy physics. It is known that in compact space, it has an infinite ground state degeneracy. In order to understand this theory better, we consider two candidate lattice regularizations of it using the modified Villain formalism. We show that these two lattice theories have significantly different global symmetries (including a dipole global symmetry), anomalies, ground state degeneracies, and dualities. In particular, one of them is self-dual. Given these theories and their global symmetries, we can couple them to corresponding gauge theories. These are two different $U(1)$ tensor gauge theories. The resulting models have excitations with restricted mobility, i.e., fractons. Finally, we give an exact lattice realization of the fracton/lineon-elasticity dualities for the Lifshitz theory, scalar and vector charge gauge theories., Comment: 30+24 pages. v2: sec 4 added

In gauge theory, it is commonly stated that time-reversal symmetry only exists at $\theta=0$ or $\pi$ for a $2\pi$-periodic $\theta$-angle. In this paper, we point out that in both the free Maxwell theory and massive QED, there is a non-invertible time-reversal symmetry at every rational $\theta$-angle, i.e., $\theta= \pi p/N$. The non-invertible time-reversal symmetry is implemented by a conserved, anti-linear operator without an inverse. It is a composition of the naive time-reversal transformation and a fractional quantum Hall state. We also find similar non-invertible time-reversal symmetries in non-Abelian gauge theories, including the $\mathcal{N}=4$ $SU(2)$ super Yang-Mills theory along the locus $|\tau|=1$ on the conformal manifold., Comment: 30 pages

We introduce two exotic lattice models on a general spatial graph. The first one is a matter theory of a compact Lifshitz scalar field, while the second one is a certain rank-2 $U(1)$ gauge theory of fractons. Both lattice models are defined via the discrete Laplacian operator on a general graph. We unveil an intriguing correspondence between the physical observables of these lattice models and graph theory quantities. For instance, the ground state degeneracy of the matter theory equals the number of spanning trees of the spatial graph, which is a common measure of complexity in graph theory ("GSD = complexity"). The discrete global symmetry is identified as the Jacobian group of the graph. In the gauge theory, superselection sectors of fractons are in one-to-one correspondence with the divisor classes in graph theory. In particular, under mild assumptions on the spatial graph, the fracton immobility is proven using a graph-theoretic Abel-Jacobi map., Comment: 28+12+1 pages, 1 table, and 4 figures

Symmetry plays a central role in quantum field theory. Recent developments include symmetries that act on defects and other subsystems, and symmetries that are categorical rather than group-like. These generalized notions of symmetry allow for new kinds of anomalies that constrain dynamics. We review some transformative instances of these novel aspects of symmetry in quantum field theory, and give a broad-brush overview of recent applications., Comment: Contribution to 2022 Snowmass Summer Study. 10 pages + bibliography

We identify infinitely many non-invertible generalized global symmetries in QED and QCD for the real world in the massless limit. In QED, while there is no conserved Noether current for the $U(1)_\text{A}$ axial symmetry because of the ABJ anomaly, for every rational angle $2\pi p/N$, we construct a conserved and gauge-invariant topological symmetry operator. Intuitively, it is a composition of the axial rotation and a fractional quantum Hall state coupled to the electromagnetic $U(1)$ gauge field. These conserved symmetry operators do not obey a group multiplication law, but a non-invertible fusion algebra over TQFT coefficients. They act invertibly on all local operators as axial rotations, but non-invertibly on the 't Hooft lines. These non-invertible symmetries lead to selection rules, which are consistent with the scattering amplitudes in QED. We further generalize our construction to QCD, and show that the coupling $\pi^0 F\wedge F$ in the effective pion Lagrangian is necessary to match these non-invertible symmetries in the UV. Therefore, the conventional argument for the neutral pion decay using the ABJ anomaly is now rephrased as a matching condition of a generalized global symmetry., Comment: 16+15 pages, 2 figures, 1 table. v2: minor changes and references added

We discuss a variety of codimension-one, non-invertible topological defects in general 3+1d QFTs with a discrete one-form global symmetry. These include condensation defects from higher gauging of the one-form symmetries on a codimension-one manifold, each labeled by a discrete torsion class, and duality and triality defects from gauging in half of spacetime. The universal fusion rules between these non-invertible topological defects and the one-form symmetry surface defects are determined. Interestingly, the fusion coefficients are generally not numbers, but 2+1d TQFTs, such as invertible SPT phases, $\mathbb{Z}_N$ gauge theories, and $U(1)_N$ Chern-Simons theories. The associativity of these algebras over TQFT coefficients relies on nontrivial facts about 2+1d TQFTs. We further prove that some of these non-invertible symmetries are intrinsically incompatible with a trivially gapped phase, leading to nontrivial constraints on renormalization group flows. Duality and triality defects are realized in many familiar gauge theories, including free Maxwell theory, non-abelian gauge theories with orthogonal gauge groups, ${\cal N}=1,$ and ${\cal N}=4$ super Yang-Mills theories., Comment: 61 pages, 9 figures. v2: minor changes

We discuss invertible and non-invertible topological condensation defects arising from gauging a discrete higher-form symmetry on a higher codimensional manifold in spacetime, which we define as higher gauging. A $q$-form symmetry is called $p$-gaugeable if it can be gauged on a codimension-$p$ manifold in spacetime. We focus on 1-gaugeable 1-form symmetries in general 2+1d QFT, and gauge them on a surface in spacetime. The universal fusion rules of the resulting invertible and non-invertible condensation surfaces are determined. In the special case of 2+1d TQFT, every (invertible and non-invertible) 0-form global symmetry, including the $\mathbb{Z}_2$ electromagnetic symmetry of the $\mathbb{Z}_2$ gauge theory, is realized from higher gauging. We further compute the fusion rules between the surfaces, the bulk lines, and lines that only live on the surfaces, determining some of the most basic data for the underlying fusion 2-category. We emphasize that the fusion "coefficients" in these non-invertible fusion rules are generally not numbers, but rather 1+1d TQFTs. Finally, we discuss examples of non-invertible symmetries in non-topological 2+1d QFTs such as the free $U(1)$ Maxwell theory and QED., Comment: 83 pages; v2: published version; v3: minor revision

We review recent progress and a number of future directions for applications of effective field theory methods to condensed matter systems broadly defined. Our emphasis is on areas that have allowed a fertile exchange of ideas between high energy physics and many-body theory. We discuss developments in the effective field theory of spontaneous symmetry breaking, of hydrodynamics and non-equilibrium dynamics more generally, fracton phases of matter, and dualities between 2+1 dimensional field theories. We furthermore discuss the application of effective field theory to non-Fermi liquids, the dynamics of entanglement entropy and to condensed matter aspects of cosmology., Comment: Contribution to Snowmass 2021; 13 + 20 pages; 1 figure

We study field theories with global dipole symmetries and gauge dipole symmetries. The famous Lifshitz theory is an example of a theory with a global dipole symmetry. We study in detail its 1+1d version with a compact field. When this global symmetry is promoted to a $U(1)$ dipole gauge symmetry, the corresponding gauge field is a tensor gauge field. This theory is known to lead to fractons. In order to resolve various subtleties in the precise meaning of these global or gauge symmetries, we place these 1+1d theories on a lattice and then take the continuum limit. Interestingly, the continuum limit is not unique. Different limits lead to different continuum theories, whose operators, defects, global symmetries, etc. are different. We also consider a lattice gauge theory with a $\mathbb Z_N$ dipole gauge group. Surprisingly, several physical observables, such as the ground state degeneracy and the mobility of defects depend sensitively on the number of sites in the lattice. Our analysis forces us to think carefully about global symmetries that do not act on the standard Hilbert space of the theory, but only on the Hilbert space in the presence of defects. We refer to them as time-like global symmetries and discuss them in detail. These time-like global symmetries allow us to phrase the mobility restrictions of defects (including those of fractons) as a consequence of a global symmetry., Comment: 88+1 pages, 5 figures, 4 tables

For any quantum system invariant under gauging a higher-form global symmetry, we construct a non-invertible topological defect by gauging in only half of spacetime. This generalizes the Kramers-Wannier duality line in 1+1 dimensions to higher spacetime dimensions. We focus on the case of a one-form symmetry in 3+1 dimensions, and determine the fusion rule. From a direct analysis of one-form symmetry protected topological phases, we show that the existence of certain kinds of duality defects is intrinsically incompatible with a trivially gapped phase. We give an explicit realization of this duality defect in the free Maxwell theory, both in the continuum and in a modified Villain lattice model. The duality defect is realized by a Chern-Simons coupling between the gauge fields from the two sides. We further construct the duality defect in non-abelian gauge theories and the $\mathbb{Z}_N$ lattice gauge theory., Comment: 41 pages, 8 figures, 1 table. v2: clarifications to defect orientations; references added. v3: major changes in section 3

We study 't Hooft anomalies and the related anomaly inflow for subsystem global symmetries. These symmetries and anomalies arise in a number of exotic systems, including models with fracton order such as the X-cube model. As is the case for ordinary global symmetries, anomalies for subsystem symmetries can be canceled by anomaly inflow from a bulk theory in one higher dimension; the corresponding bulk is therefore a non-trivial subsystem symmetry protected topological (SSPT) phase. We demonstrate these phenomena in several examples with continuous and discrete subsystem global symmetries, as well as time-reversal symmetry. For each example we describe the boundary anomaly, and present classical continuum actions for the corresponding bulk SSPT phases, which describe the response of background gauge fields associated with the subsystem symmetries. Interestingly, we show that the anomaly does not uniquely specify the bulk SSPT phase. In general, the latter may also depend on how the symmetry and the associated foliation structure on the boundary are extended into the bulk., Comment: 41 pages, 2 figures; the authors were ordered alphabetically

We continue our exploration of exotic, gapless lattice and continuum field theories with subsystem global symmetries. In an earlier paper, we presented free lattice models enjoying all the global symmetries (except continuous translations), dualities, and anomalies of the continuum theories. Here, we study in detail the relation between the lattice models and the corresponding continuum theories. We do that by analyzing the spectrum of the theories and several correlation functions. These lead us to uncover interesting subtleties in the way the continuum limit can be taken. In particular, in some cases, the infinite volume limit and the continuum limit do not commute. This signals a surprising UV/IR mixing, i.e., long distance sensitivity to short distance details., Comment: 57+1 pages

A 2+1-dimensional topological quantum field theory (TQFT) may or may not admit topological (gapped) boundary conditions. A famous necessary, but not sufficient, condition for the existence of a topological boundary condition is that the chiral central charge $c_-$ has to vanish. In this paper, we consider conditions associated with "higher" central charges, which have been introduced recently in the math literature. In terms of these new obstructions, we identify necessary and sufficient conditions for the existence of a topological boundary in the case of bosonic, Abelian TQFTs, providing an alternative to the identification of a Lagrangian subgroup. Our proof relies on general aspects of gauging generalized global symmetries. For non-Abelian TQFTs, we give a geometric way of studying topological boundary conditions, and explain certain necessary conditions given again in terms of the higher central charges. Along the way, we find a curious duality in the partition functions of Abelian TQFTs, which begs for an explanation via the 3d-3d correspondence., Comment: 51 pages. v2: minor clarifications and references added