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Reconfigurable holographic surfaces (RHSs) constitute a promising technique of supporting energy-efficient communications. In this paper, we formulate the energy efficiency maximization problem of the switch-controlled RHS-aided beamforming architecture by alternately optimizing the holographic beamformer at the RHS, the digital beamformer, the total transmit power and the power sharing ratio of each user. Specifically, to deal with this challenging non-convex optimization problem, we decouple it into three sub-problems. Firstly, the coefficients of RHS elements responsible for the holographic beamformer are optimized to maximize the sum of the eigen-channel gains of all users by our proposed low-complexity eigen-decomposition (ED) method. Then, the digital beamformer is designed by the singular value decomposition (SVD) method to support multi-user information transfer. Finally, the total transmit power and the power sharing ratio are alternately optimized, while considering the effect of transceiver hardware impairments (HWI). We theoretically derive the spectral efficiency and energy efficiency performance upper bound for the RHS-based beamforming architectures in the presence of HWIs. Our simulation results show that the switch-controlled RHS-aided beamforming architecture achieves higher energy efficiency than the conventional fully digital beamformer and the hybrid beamformer based on phase shift arrays (PSA). Moreover, considering the effect of HWI in the beamforming design can bring about further energy efficiency enhancements., Comment: IEEE Transactions on Communications, 2024

An intelligent omni-surface (IOS) assisted holographic multiple-input and multiple-output architecture is conceived for $360^\circ$ full-space coverage at a low energy consumption. The theoretical ergodic rate lower bound of our non-orthogonal multiple access (NOMA) scheme is derived based on the moment matching approximation method, while considering the signal distortion at transceivers imposed by hardware impairments (HWIs). Furthermore, the asymptotically ergodic rate lower bound is derived both for an infinite number of IOS elements and for continuous aperture surfaces. Both the theoretical analysis and the simulation results show that the achievable rate of the NOMA scheme is higher than that of its orthogonal multiple access counterpart. Furthermore, owing to the HWIs at the transceivers, the achievable rate saturates at high signal-to-noise ratio region, instead of reaching its theoretical maximum., Comment: 6 pages, 3 figures. IEEE Transactions on Vehicular Technology, 2024

Over the past few decades, wireless communication has witnessed remarkable growth, experiencing several transformative changes. This article aims to provide a comprehensive overview of wireless communication technologies, from the foundations to the recent wireless advances. Specifically, we take a neutral look at the state-of-the-art technologies for 5G and the ongoing evolutions towards 6G, reviewing the recommendations of the International Mobile Communication vision for 2030 (IMT-2030). We first highlight specific features of IMT 2030, including three IMT-2020 extensions (URLLC+, eMBB+, and mMTC+) and three new innovations (Ubiquitous connectivity and integrating the new capabilities of sensing & AI with communication functionality). Then, we delve into three major challenges in implementing 6G, along with global standardization efforts. Besides, a proof of concept is provided by demonstrating terahertz (THz) signal transmission using Orbital Angular Momentum (OAM) multiplexing, which is one of the potential candidates for 6G and beyond. To inspire further potential research, we conclude by identifying research opportunities and future visions on IMT-2030 recommendations., Comment: 8 pages, 4 figures, 1 table

The main objective of 5G and beyond networks is to provide an optimal user experience in terms of throughput and reliability, irrespective of location and time. To achieve this, traditional fixed macro base station deployments are being replaced by more innovative and flexible solutions, such as wireless backhaul and relays. This article focuses on the evolution and standardization of these advancements, which are shaping the electromagnetic landscape. Specifically, we explore Integrated Access and Backhaul (IAB) nodes, which offer a cost-efficient and agile alternative to fiber backhaul. We also discuss Network-Controlled Repeaters (NCRs) and the emergence of Reconfigurable Intelligent Surfaces (RIS) actively adapting the wireless environment. The article provides an overview of the 5G features and ongoing developments in 3GPP Release 18 related to these intelligent EM entities, highlighting the expected evolution of future wireless networks in terms of architecture, operations, and control signals., Comment: 8 pages, 5 figures, 1 table. This work has been accepted to publish in IEEE Communications Standards Magazine

Reconfigurable intelligent surfaces (RIS) are capable of beneficially ameliorating the propagation environment by appropriately controlling the passive reflecting elements. To extend the coverage area, the concept of simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RIS) has been proposed, yielding supporting 360^circ coverage user equipment (UE) located on both sides of the RIS. In this paper, we theoretically formulate the ergodic sum-rate of the STAR-RIS assisted non-orthogonal multiple access (NOMA) uplink in the face of channel estimation errors and hardware impairments (HWI). Specifically, the STAR-RIS phase shift is configured based on the statistical channel state information (CSI), followed by linear minimum mean square error (LMMSE) channel estimation of the equivalent channel spanning from the UEs to the access point (AP). Afterwards, successive interference cancellation (SIC) is employed at the AP using the estimated instantaneous CSI, and we derive the theoretical ergodic sum-rate upper bound for both perfect and imperfect SIC decoding algorithm. The theoretical analysis and the simulation results show that both the channel estimation and the ergodic sum-rate have performance floor at high transmit power region caused by transceiver hardware impairments., Comment: 15 pages, 10 figures

New reconfigurable intelligent surface (RIS) based amplitude and phase modulation schemes are proposed as an evolution how the phase-only modulation schemes available in the literature. Explicitly, both the amplitude-phase shift keying (A-PSK) and quadrature amplitude-phase shift keying (QA-PSK) are conceived, where the RIS is assumed to be part of a transmitter to deliver information to the multi-antenna aided downlink receiver. In the proposed design, the RIS is partitioned into multiple blocks, and the information bits are conveyed by controlling both the ON-OFF state and the phase shift of the RIS elements in each block. Since the propagation paths spanning from each RIS block to the receiver can be coherently combined as a benefit of appropriately configuring the phase of the RIS elements, the received signal constellations can be designed by controlling both the ON-OFF pattern of the RIS blocks as well as the phase shift of the RIS elements. Both the theoretical analysis and the simulation results show that our proposed RIS-aided modulation schemes outperform the state-of-the-art RIS-based PSK modulation both in terms of its discrete-input-continuous-output memoryless channel (DCMC) capacity and its symbol error probability, especially in the high signal-to-noise-ratio (SNR) region, when considering realistic finite resolution RIS phase shifts.

The linear minimal mean square error (LMMSE) estimator for active reconfigurable intelligent surface (RIS)-aided wireless systems is formulated. Furthermore, based on the moment-matching method, we employ the Gamma distribution to approximate the distribution of the instantaneous received signal-to-interference-plus-noise ratio (SINR), and then derive the closed-form outage probability and ergodic channel capacity in the presence of realistic channel estimation errors, the thermal noise of RIS amplifiers and the RIS phase shift noise. Our theoretical analysis and simulation results show that the introduction of RIS amplifiers is equivalent to increasing of the transmit power, and also present the performance degradation resulting from the channel estimation error and the RIS phase noise.

The paper presents a joint beamforming algorithm using statistical channel state information (S-CSI) for reconfigurable intelligent surfaces (RIS) for multiuser MISO wireless communications. We used S-CSI, which is a long-term average of the cascaded channel as opposed to instantaneous CSI utilized in most existing works. Through this method, the overhead of channel estimation is dramatically reduced. We propose a proximal policy optimization (PPO) algorithm which is a well-known actor-critic based reinforcement learning (RL) algorithm to solve the optimization problem. To test the efficacy of this algorithm, simulation results are presented along with evaluations of key system parameters, including the Rician factor and RIS location, on the achievable sum rate of the users.

The next generation of networks will actively embrace artificial intelligence (AI) and machine learning (ML) technologies for automation networks and optimal network operation strategies. The emerging network structure represented by Open RAN (O-RAN) conforms to this trend, and the radio intelligent controller (RIC) at the centre of its specification serves as an ML applications host. Various ML models, especially Reinforcement Learning (RL) models, are regarded as the key to solving RAN-related multi-objective optimization problems. However, it should be recognized that most of the current RL successes are confined to abstract and simplified simulation environments, which may not directly translate to high performance in complex real environments. One of the main reasons is the modelling gap between the simulation and the real environment, which could make the RL agent trained by simulation ill-equipped for the real environment. This issue is termed as the sim2real gap. This article brings to the fore the sim2real challenge within the context of O-RAN. Specifically, it emphasizes the characteristics, and benefits that the digital twins (DT) could have as a place for model development and verification. Several use cases are presented to exemplify and demonstrate failure modes of the simulations trained RL model in real environments. The effectiveness of DT in assisting the development of RL algorithms is discussed. Then the current state of the art learning-based methods commonly used to overcome the sim2real challenge are presented. Finally, the development and deployment concerns for the RL applications realisation in O-RAN are discussed from the view of the potential issues like data interaction, environment bottlenecks, and algorithm design., Comment: 7 pages, 4 figures

Interference continues to be a key limiting factor in cellular radio access network (RAN) deployments. Effective, data-driven, self-adapting radio resource management (RRM) solutions are essential for tackling interference, and thus achieving the desired performance levels particularly at the cell-edge. In future network architecture, RAN intelligent controller (RIC) running with near-real-time applications, called xApps, is considered as a potential component to enable RRM. In this paper, based on deep reinforcement learning (RL) xApp, a joint sub-band masking and power management is proposed for smart interference management. The sub-band resource masking problem is formulated as a Markov Decision Process (MDP) that can be solved employing deep RL to approximate the policy functions as well as to avoid extremely high computational and storage costs of conventional tabular-based approaches. The developed xApp is scalable in both storage and computation. Simulation results demonstrate advantages of the proposed approach over decentralized baselines in terms of the trade-off between cell-centre and cell-edge user rates, energy efficiency and computational efficiency.

Reconfigurable intelligent surfaces (RIS) have been actively researched as a potential technique for future wireless communications, which intelligently ameliorate the signal propagation environment. In the conventional design, each RIS element configures and reflects its received signal independently of all other RIS elements, which results in a diagonal phase shift matrix. By contrast, we propose a novel RIS architecture, where the incident signal impinging on one element can be reflected from another element after an appropriate phase shift adjustment, which increases the flexibility in the design of RIS phase shifts, hence, potentially improving the system performance. The resultant RIS phase shift matrix also has off-diagonal elements, as opposed to the pure diagonal structure of the conventional design. Compared to the state-of-art fully-connected/group-connected RIS structures, our proposed RIS architecture has lower complexity, while attaining a higher channel gain than the group-connected RIS structure, and approaching that of the fully-connected RIS structure. We formulate and solve the problem of maximizing the achievable rate of our proposed RIS architecture by jointly optimizing the transmit beamforming and the non-diagonal phase shift matrix based on alternating optimization and semi-define relaxation (SDR) methods. Moreover, the closed-form expressions of the channel gain, the outage probability and bit error ratio (BER) are derived. Simulation results demonstrate that our proposed RIS architecture results in an improved performance in terms of the achievable rate compared to the conventional architecture, both in single-user as well as in multi-user scenarios.

Radio access network (RAN) technologies continue to evolve, with Open RAN gaining the most recent momentum. In the O-RAN specifications, the RAN intelligent controllers (RICs) are software-defined orchestration and automation functions for the intelligent management of RAN. This article introduces principles for machine learning (ML), in particular, reinforcement learning (RL) applications in the O-RAN stack. Furthermore, we review the state-of-the-art research in wireless networks and cast it onto the RAN framework and the hierarchy of the O-RAN architecture. We provide a taxonomy for the challenges faced by ML/RL models throughout the development life-cycle: from the system specification to production deployment (data acquisition, model design, testing and management, etc.). To address the challenges, we integrate a set of existing MLOps principles with unique characteristics when RL agents are considered. This paper discusses a systematic model development, testing and validation life-cycle, termed: RLOps. We discuss fundamental parts of RLOps, which include: model specification, development, production environment serving, operations monitoring and safety/security. Based on these principles, we propose the best practices for RLOps to achieve an automated and reproducible model development process. At last, a holistic data analytics platform rooted in the O-RAN deployment is designed and implemented, aiming to embrace and fulfil the aforementioned principles and best practices of RLOps., Comment: 17 pages, 6 figrues

Fluid antenna represents a concept where a mechanically flexible antenna can switch its location freely within a given space. Recently, it has been reported that even with a tiny space, a single-antenna fluid antenna system (FAS) can outperform an L-antenna maximum ratio combining (MRC) system in terms of outage probability if the number of locations (or ports) the fluid antenna can be switched to, is large enough. This letter aims to study if extraordinary capacity can also be achieved by FAS with a small space. We do this by deriving the ergodic capacity, and a capacity lower bound. This letter also derives the level crossing rate (LCR) and average fade duration (AFD) for the FAS., Comment: 4 pages, 5 figures

Over the past decades, multiple antenna technologies have appeared in many different forms, most notably as multiple-input multiple-output (MIMO), to transform wireless communications for extraordinary diversity and multiplexing gains. The variety of technologies has been based on placing a number of antennas at fixed locations which dictates the fundamental limit on the achievable performance. By contrast, this paper envisages the scenario where the physical position of an antenna can be switched freely to one of the N positions over a fixed-length line space to pick up the strongest signal in the manner of traditional selection combining. We refer to this system as a fluid antenna system (FAS) for tremendous flexibility in its possible shape and position. The aim of this paper is to study the achievable performance of a single-antenna FAS system with a fixed length and N in arbitrarily correlated Rayleigh fading channels. Our contributions include exact and approximate closed-form expressions for the outage probability of FAS. We also derive an upper bound for the outage probability, from which it is shown that a single-antenna FAS given any arbitrarily small space can outperform an L-antenna maximum ratio combining (MRC) system if N is large enough. Our analysis also reveals the minimum required size of the FAS, and how large N is considered enough for the FAS to surpass MRC., Comment: 26 pages, 5 figures

Full-duplex (FD) has emerged as a disruptive communications paradigm for enhancing the achievable spectral efficiency (SE), thanks to the recent major breakthroughs in self-interference (SI) mitigation. The FD versus half-duplex (HD) SE gain, in cellular networks, is however largely limited by the mutual-interference (MI) between the downlink (DL) and the uplink (UL). A potential remedy for tackling the MI bottleneck is through cooperative communications. This paper provides a stochastic design and analysis of FD enabled cloud radio access network (C-RAN) under the Poisson point process (PPP)-based abstraction model of multi-antenna radio units (RUs) and user equipments (UEs). We consider different disjoint and user-centric approaches towards the formation of finite clusters in the C-RAN. Contrary to most existing studies, we explicitly take into consideration non-isotropic fading channel conditions and finite-capacity fronthaul links. Accordingly, upper-bound expressions for the C-RAN DL and UL SEs, involving the statistics of all intended and interfering signals, are derived. The performance of the FD C-RAN is investigated through the proposed theoretical framework and Monte-Carlo (MC) simulations. The results indicate that significant FD versus HD C-RAN SE gains can be achieved, particularly in the presence of sufficient-capacity fronthaul links and advanced interference cancellation capabilities.

We consider a multi-user multiple-input multiple-output (MIMO) setup where full-duplex (FD) multi-antenna nodes apply linear beamformers to simultaneously transmit and receive multiple streams over Rician fading channels. The exact first and second positive moments of the residual self-interference (SI), involving the squared norm of a sum of non-identically distributed random variables, are derived in closed-form. The method of moments is hence invoked to provide a Gamma approximation for the residual SI distribution. The proposed theorem holds under arbitrary linear precoder/decoder design, number of antennas and streams, and SI cancellation capability.

In this paper, we provide a theoretical framework for the study of massive multiple-input multiple-output (MIMO)-enabled full-duplex (FD) cellular networks in which the self-interference (SI) channels follow the Rician distribution and other channels are Rayleigh distributed. To facilitate bi-directional wireless functionality, we adopt (i) a downlink (DL) linear zero-forcing with self-interference-nulling (ZF-SIN) precoding scheme at the FD base stations (BSs), and (ii) an uplink (UL) self-interference-aware (SIA) fractional power control mechanism at the FD user equipments (UEs). Linear ZF receivers are further utilized for signal detection in the UL. The results indicate that the UL rate bottleneck in the baseline FD single-antenna system can be overcome via exploiting massive MIMO. On the other hand, the findings may be viewed as a reality-check, since we show that, under state-of-the-art system parameters, the spectral efficiency (SE) gain of FD massive MIMO over its half-duplex (HD) counterpart largely depends on the SI cancellation capability of the UEs. In addition, the anticipated two-fold increase in SE is shown to be only achievable with an infinitely large number of antennas.

In this paper, we investigate joint antenna selection and spatial switching (SS) for quality-of-service (QoS)-constrained energy efficiency (EE) optimization in a multiple-input multiple-output (MIMO) simultaneous wireless information and power transfer (SWIPT) system. A practical linear power model taking into account the entire transmit-receive chain is accordingly utilized. The corresponding fractional-combinatorial and non-convex EE problem, involving joint optimization of eigen-channel assignment, power allocation, and active receive antenna set selection, subject to satisfying minimum sum-rate and power transfer constraints, is extremely difficult to solve directly. In order to tackle this, we separate the eigen-channel assignment and power allocation procedure with the antenna selection functionality. In particular, we first tackle the EE maximization problem under fixed receive antenna set using Dinkelbach-based convex programming, iterative joint eigen-channel assignment and power allocation, and low-complexity multi-objective optimization (MOO)-based approach. On the other hand, the number of active receive antennas induces a trade-off in the achievable sum-rate and power transfer versus the transmit-independent power consumption. We provide a fundamental study of the achievable EE with antenna selection and accordingly develop dynamic optimal exhaustive search and Frobenius-norm-based schemes. Simulation results confirm the theoretical findings and demonstrate that the proposed resource allocation algorithms can efficiently approach the optimal EE.

Simultaneous wireless information and power transfer (SWIPT) is anticipated to have great applications in fifth-generation (5G) and beyond communication systems. In this paper, we address the energy efficiency (EE) optimization problem for SWIPT multiple-input multiple-output broadcast channel (MIMO-BC) with time-switching (TS) receiver design. Our aim is to maximize the EE of the system whilst satisfying certain constraints in terms of maximum transmit power and minimum harvested energy per user. The coupling of the optimization variables, namely, transmit covariance matrices and TS ratios, leads to a EE problem which is non-convex, and hence very difficult to solve directly. Hence, we transform the original maximization problem with multiple constraints into a min-max problem with a single constraint and multiple auxiliary variables. We propose a dual inner/outer layer resource allocation framework to tackle the problem. For the inner-layer, we invoke an extended SWIPT-based BC-multiple access channel (MAC) duality approach and provide two iterative resource allocation schemes under fixed auxiliary variables for solving the dual MAC problem. A sub-gradient searching scheme is then proposed for the outer-layer in order to obtain the optimal auxiliary variables. Numerical results confirm the effectiveness of the proposed algorithms and illustrate that significant performance gain in terms of EE can be achieved by adopting the proposed extended BC-MAC duality-based algorithm., Comment: The optimality of the proposed solution cannot be guaranteed with existing techniques. As a result, this submission is withdrawn

In this paper, we provide joint subcarrier assignment and power allocation schemes for quality-of-service (QoS)-constrained energy-efficiency (EE) optimization in the downlink of an orthogonal frequency division multiple access (OFDMA)-based two-tier heterogeneous cellular network (HCN). Considering underlay transmission, where spectrum-efficiency (SE) is fully exploited, the EE solution involves tackling a complex mixed-combinatorial and non-convex optimization problem. With appropriate decomposition of the original problem and leveraging on the quasi-concavity of the EE function, we propose a dual-layer resource allocation approach and provide a complete solution using difference-of-two-concave-functions approximation, successive convex approximation, and gradient-search methods. On the other hand, the inherent inter-tier interference from spectrum underlay access may degrade EE particularly under dense small-cell deployment and large bandwidth utilization. We therefore develop a novel resource allocation approach based on the concepts of spectrum overlay access and resource efficiency (RE) (normalized EE-SE trade-off). Specifically, the optimization procedure is separated in this case such that the macro-cell optimal RE and corresponding bandwidth is first determined, then the EE of small-cells utilizing the remaining spectrum is maximized. Simulation results confirm the theoretical findings and demonstrate that the proposed resource allocation schemes can approach the optimal EE with each strategy being superior under certain system settings.

Dense cellular networks (DenseNets) are fast becoming a reality with the rapid deployment of base stations (BSs) aimed at meeting the explosive data traffic demand. In legacy systems however this comes with the penalties of higher network interference and energy consumption. In order to support network densification in a sustainable manner, the system behavior should be made 'load-proportional' thus allowing certain portions of the network to activate on-demand. In this work, we develop an analytical framework using tools from stochastic geometry theory for the performance analysis of DenseNets where load-awareness is explicitly embedded in the design. The model leverages on a flexible cellular network architecture where there is a complete separation of the data and signaling communication functionalities. Using the proposed model, we identify the most energy- efficient deployment solution for meeting certain minimum service criteria and analyze the corresponding power savings through dynamic sleep modes. Based on state-of-the-art system parameters, a homogeneous pico deployment for the data plane with a separate layer of signaling macro-cells is revealed to be the most energy-efficient solution in future dense urban environments.