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1. First constraints on general neutrino interactions based on KATRIN data

Author: Aker, M., Batzler, D., Beglarian, A., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gagliardi, G., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gutknecht, N., Hannen, V., Hasselmann, L., Helbing, K., Henke, H., Heyns, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Khosonthongkee, K., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., La Cascio, L., Lasserre, T., Lauer, J., Le, T. L., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., McMichael, K., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Onillon, A., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schürmann, J., Schütz, A. K., Schwemmer, A., Schwenck, A., Seeyangnok, J., Šefčík, M., Siegmann, D., Simon, F., Songwadhana, J., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.
Subjects: Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract: The precision measurement of the tritium $\beta$-decay spectrum performed by the KATRIN experiment provides a unique way to search for general neutrino interactions (GNI). All theoretical allowed GNI terms involving neutrinos are incorporated into a low-energy effective field theory, and can be identified by specific signatures in the measured tritium $\beta$-spectrum. In this paper an effective description of the impact of GNI on the $\beta$-spectrum is formulated and the first constraints on the effective GNI parameters are derived based on the 4 million electrons collected in the second measurement campaign of KATRIN in 2019. In addition, constraints on selected types of interactions are investigated, thereby exploring the potential of KATRIN to search for more specific new physics cases, including a right-handed W boson, a charged Higgs or leptoquarks.
Published: 2024

2. Measurement of the electric potential and the magnetic field in the shifted analysing plane of the KATRIN experiment

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bobien, S., Böttcher, M., Bornschein, B., Bornschein, L., Caldwell, T. S., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Hasselmann, L., Haußmann, N., Helbing, K., Heyns, S., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Khosonthongkee, K., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., Krause, H., La Cascio, L., Lasserre, T., Lauer, J., Le, T. L., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., Martin, E. L., McMichael, K., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. L., Pozzi, S., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schürmann, J., Schütz, A. K., Schwemmer, A., Schwenck, A., Šefčík, M., Siegmann, D., Simon, F., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors
Abstract: The projected sensitivity of the effective electron neutrino-mass measurement with the KATRIN experiment is below 0.3 eV (90 % CL) after five years of data acquisition. The sensitivity is affected by the increased rate of the background electrons from KATRIN's main spectrometer. A special shifted-analysing-plane (SAP) configuration was developed to reduce this background by a factor of two. The complex layout of electromagnetic fields in the SAP configuration requires a robust method of estimating these fields. We present in this paper a dedicated calibration measurement of the fields using conversion electrons of gaseous $^\mathrm{83m}$Kr, which enables the neutrino-mass measurements in the SAP configuration., Comment: 19 pages, 11 figures
Published: 2024

3. Direct neutrino-mass measurement based on 259 days of KATRIN data

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bobien, S., Böttcher, M., Bornschein, B., Bornschein, L., Caldwell, T. S., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Gutknecht, N., Hannen, V., Hasselmann, L., Haußmann, N., Helbing, K., Henke, H., Heyns, S., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Khosonthongkee, K., Kleifges, M., Klein, M., Kohpeiß, J., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., Kovalík, A., Krause, H., La Cascio, L., Lasserre, T., Lauer, J., Le, T., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Onillon, A., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. Lopez, Pozzi, S., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schnurr, U., Schrank, M., Schürmann, J., Schütz, A., Schwemmer, A., Schwenck, A., Šefčík, M., Siegmann, D., Simon, F., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Tirolf, S., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.
Subjects: Nuclear Experiment, High Energy Physics - Experiment
Abstract: The fact that neutrinos carry a non-vanishing rest mass is evidence of physics beyond the Standard Model of elementary particles. Their absolute mass bears important relevance from particle physics to cosmology. In this work, we report on the search for the effective electron antineutrino mass with the KATRIN experiment. KATRIN performs precision spectroscopy of the tritium $\beta$-decay close to the kinematic endpoint. Based on the first five neutrino-mass measurement campaigns, we derive a best-fit value of $m_\nu^{2} = {-0.14^{+0.13}_{-0.15}}~\mathrm{eV^2}$, resulting in an upper limit of $m_\nu < {0.45}~\mathrm{eV}$ at 90 % confidence level. With six times the statistics of previous data sets, amounting to 36 million electrons collected in 259 measurement days, a substantial reduction of the background level and improved systematic uncertainties, this result tightens KATRIN's previous bound by a factor of almost two., Comment: 61 pages, 20 figures, 2 tables
Published: 2024

4. Search for keV-scale Sterile Neutrinos with first KATRIN Data

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment
Abstract: In this work we present a keV-scale sterile-neutrino search with the first tritium data of the KATRIN experiment, acquired in the commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium $\beta$-decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the search for sterile neutrinos with a mass of up to $1.6\, \mathrm{keV}$. We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of down to $\sin^2\theta < 5\cdot10^{-4}$ ($95\,\%$ C.L.), improving current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and $1.0\, \mathrm{keV}$.
Published: 2022

5. Search for Lorentz-Invariance Violation with the first KATRIN data

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wickles, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract: Some extensions of the Standard Model of Particle Physics allow for Lorentz invariance and Charge-Parity-Time (CPT)-invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters $(a_{\text{of}}^{(3)})_{00}$, $(a_{\text{of}}^{(3)})_{10}$ and $(a_{\text{of}}^{(3)})_{11}$ which would manifest themselves in a non-isotropic beta-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first limit on $\left|(a_{\text{of}}^{(3)})_{11}\right|$ of $< 3.7\cdot10^{-6}$ GeV at 90\% confidence level. Moreover, we derive new constraints on $(a_{\text{of}}^{(3)})_{00}$ and $(a_{\text{of}}^{(3)})_{10}$.
Published: 2022
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6. KATRIN: Status and Prospects for the Neutrino Mass and Beyond

Author: Aker, M., Balzer, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Biassoni, M., Bieringer, B., Block, F., Bobien, S., Bombelli, L., Bormann, D., Bornschein, B., Bornschein, L., Böttcher, M., Brofferio, C., Bruch, C., Brunst, T., Caldwell, T. S., Carminati, M., Carney, R. M. D., Chilingaryan, S., Choi, W., Cremonesi, O., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fink, D., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grande, A., Grössle, R., Gugiatti, M., Gumbsheimer, R., Hannen, V., Hartmann, J., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., King, P., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., La Cascio, L., Lebeda, O., Lechner, P., Lehnert, B., Le, T. L., Lokhov, A., Machatschek, M., Malcherek, E., Manfrin, D., Mark, M., Marsteller, A., Martin, E. L., Mazzola, E., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Oelpmann, P., Onillon, A., Parno, D. S., Pavan, M., Pigliafreddo, A., Poon, A. W. P., Poyato, J. M. L., Pozzi, S., Priester, F., Puritscher, M., Radford, D. C., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R. W. J., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schütz, A. K., Schwemmer, A., Sedlak, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Spreng, D., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trigilio, P., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Voigt, P., Weinheimer, C., Weiss, E., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wunderl, L., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Physics - Instrumentation and Detectors
Abstract: The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 beta decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN's design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity., Comment: Contribution to Snowmass 2021. 70 pages excluding references; 35 figures. Author list updated June 2023
Published: 2022
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7. New Constraint on the Local Relic Neutrino Background Overdensity with the First KATRIN Data Runs

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment
Abstract: We report on the direct cosmic relic neutrino background search from the first two science runs of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the kinematic endpoint at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity of 9.7e10 (1.1e11) at a 90% (95%) confidence level. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint accounting for relic neutrino captures in the Tritium source reveals no significant overdensity. This work improves the results obtained by the previous kinematic neutrino mass experiments at Los Alamos and Troitsk. We furthermore update the projected final sensitivity of the KATRIN experiment to <1e10 at 90% confidence level, by relying on updated operational conditions., Comment: 7 pages, 7 figures
Published: 2022
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8. Improved eV-scale Sterile-Neutrino Constraints from the Second KATRIN Measurement Campaign

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment
Abstract: We present the results of the light sterile neutrino search from the second KATRIN measurement campaign in 2019. Approaching nominal activity, $3.76 \times 10^6$ tritium $\beta$-electrons are analyzed in an energy window extending down to $40\,$eV below the tritium endpoint at $E_0 = 18.57\,$keV. We consider the $3\nu+1$ framework with three active and one sterile neutrino flavor. The analysis is sensitive to a fourth mass eigenstate $m_4^2\lesssim1600\,$eV$^2$ and active-to-sterile mixing $|U_{e4}|^2 \gtrsim 6 \times 10^{-3}$. As no sterile-neutrino signal was observed, we provide improved exclusion contours on $m_4^2$ and $|U_{e4}|^2$ at $95\,$% C.L. Our results supersede the limits from the Mainz and Troitsk experiments. Furthermore, we are able to exclude the large $\Delta m_{41}^2$ solutions of the reactor antineutrino and gallium anomalies to a great extent. The latter has recently been reaffirmed by the BEST collaboration and could be explained by a sterile neutrino with large mixing. While the remaining solutions at small $\Delta m_{41}^2$ are mostly excluded by short-baseline reactor experiments, KATRIN is the only ongoing laboratory experiment to be sensitive to relevant solutions at large $\Delta m_{41}^2$ through a robust spectral shape analysis., Comment: 14 pages, 8 figures, 2 tables
Published: 2022
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9. Direct neutrino-mass measurement with sub-electronvolt sensitivity

Author: Aker, M, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Boettcher, M, Bornschein, B, Bornschein, L, Brunst, T, Caldwell, TS, Carney, RMD, La Cascio, L, Chilingaryan, S, Choi, W, Debowski, K, Deffert, M, Descher, M, Barrero, D Diaz, Doe, PJ, Dragoun, O, Drexlin, G, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fraenkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glueck, F, Groessle, R, Gumbsheimer, R, Gupta, V, Hoehn, T, Hannen, V, Haussmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, F, Kellerer, J, Kleifges, M, Klein, M, Koehler, C, Koellenberger, L, Kopmann, A, Korzeczek, M, Kovalik, A, Krasch, B, Krause, H, Kunka, N, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Menshikov, A, Mertens, S, Mostafa, J, Mueller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ramachandran, S, Robertson, RGH, Rodejohann, W, Roellig, M, Roettele, C, Rodenbeck, C, Rysavy, M, Sack, R, Saenz, A, Schaefer, P, Pollithy, A Schaller Nee, Schimpf, L, Schloesser, K, and Schloesser, M
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Mathematical Sciences, Fluids & Plasmas, Mathematical sciences, Physical sciences
Abstract: Since the discovery of neutrino oscillations, we know that neutrinos have non-zero mass. However, the absolute neutrino-mass scale remains unknown. Here we report the upper limits on effective electron anti-neutrino mass, mν, from the second physics run of the Karlsruhe Tritium Neutrino experiment. In this experiment, mν is probed via a high-precision measurement of the tritium β-decay spectrum close to its endpoint. This method is independent of any cosmological model and does not rely on assumptions whether the neutrino is a Dirac or Majorana particle. By increasing the source activity and reducing the background with respect to the first physics campaign, we reached a sensitivity on mν of 0.7 eV c–2 at a 90% confidence level (CL). The best fit to the spectral data yields mν2 = (0.26 ± 0.34) eV2 c–4, resulting in an upper limit of mν < 0.9 eV c–2 at 90% CL. By combining this result with the first neutrino-mass campaign, we find an upper limit of mν < 0.8 eV c–2 at 90% CL.
Published: 2022

10. First direct neutrino-mass measurement with sub-eV sensitivity

Author: Aker, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., La Cascio, L., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Gupta, V., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Mostafa, J., Müller, K., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Röllig, M., Röttele, C., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schulz, B., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment, Nuclear Experiment
Abstract: We report the results of the second measurement campaign of the Karlsruhe Tritium Neutrino (KATRIN) experiment. KATRIN probes the effective electron anti-neutrino mass, $m_{\nu}$, via a high-precision measurement of the tritium $\beta$-decay spectrum close to its endpoint at $18.6\,\mathrm{keV}$. In the second physics run presented here, the source activity was increased by a factor of 3.8 and the background was reduced by $25\,\%$ with respect to the first campaign. A sensitivity on $m_{\nu}$ of $0.7\,\mathrm{eV/c^2}$ at $90\,\%$ confidence level (CL) was reached. This is the first sub-eV sensitivity from a direct neutrino-mass experiment. The best fit to the spectral data yields $m_{\nu}^2 = (0.26\pm0.34)\,\mathrm{eV^4/c^4}$, resulting in an upper limit of $m_{\nu}<0.9\,\mathrm{eV/c^2}$ ($90\,\%$ CL). By combining this result with the first neutrino mass campaign, we find an upper limit of $m_{\nu}<0.8\,\mathrm{eV/c^2}$ ($90\,\%$ CL)., Comment: 19 pages, 10 figures, 5 tables
Published: 2021

11. Precision measurement of the electron energy-loss function in tritium and deuterium gas for the KATRIN experiment

Author: Aker, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Miniawy, A. El, Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Groh, S., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lehnert, B., Le, T. L., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Meier, M., Melzer, C., Menshikov, A., Mertens, S., Mostafa, J., Müller, K., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schulz, B., Schwachtgen, C., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract: The KATRIN experiment is designed for a direct and model-independent determination of the effective electron anti-neutrino mass via a high-precision measurement of the tritium $\beta$-decay endpoint region with a sensitivity on $m_\nu$ of 0.2$\,$eV/c$^2$ (90% CL). For this purpose, the $\beta$-electrons from a high-luminosity windowless gaseous tritium source traversing an electrostatic retarding spectrometer are counted to obtain an integral spectrum around the endpoint energy of 18.6$\,$keV. A dominant systematic effect of the response of the experimental setup is the energy loss of $\beta$-electrons from elastic and inelastic scattering off tritium molecules within the source. We determined the \linebreak energy-loss function in-situ with a pulsed angular-selective and monoenergetic photoelectron source at various tritium-source densities. The data was recorded in integral and differential modes; the latter was achieved by using a novel time-of-flight technique. We developed a semi-empirical parametrization for the energy-loss function for the scattering of 18.6-keV electrons from hydrogen isotopologs. This model was fit to measurement data with a 95% T$_2$ gas mixture at 30$\,$K, as used in the first KATRIN neutrino mass analyses, as well as a D$_2$ gas mixture of 96% purity used in KATRIN commissioning runs. The achieved precision on the energy-loss function has abated the corresponding uncertainty of $\sigma(m_\nu^2)<10^{-2}\,\mathrm{eV}^2$ [arXiv:2101.05253] in the KATRIN neutrino-mass measurement to a subdominant level., Comment: 12 figures, 18 pages; to be submitted to EPJ C
Published: 2021
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12. The Design, Construction, and Commissioning of the KATRIN Experiment

Author: Aker, M., Altenmüller, K., Amsbaugh, J. F., Arenz, M., Babutzka, M., Bast, J., Bauer, S., Bechtler, H., Beck, M., Beglarian, A., Behrens, J., Bender, B., Berendes, R., Berlev, A., Besserer, U., Bettin, C., Bieringer, B., Blaum, K., Block, F., Bobien, S., Bohn, J., Bokeloh, K., Bolz, H., Bornschein, B., Bornschein, L., Böttcher, M., Bouquet, H., Boyd, N. M., Brunst, T., Burritt, T. H., Caldwell, T. S., Chaoui, Z., Chilingaryan, S., Choi, W., Corona, T. J., Cox, G. A., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eichelhardt, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frenzel, H., Friedel, F., Fulst, A., Gauda, K., Gehring, R., Gil, W., Glück, F., Görhardt, S., Grimm, J., Grohmann, S., Groh, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Häßler, D., Hannen, V., Harms, F., Harper, G. C., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Held, M., Hickford, S., Hilk, D., Hillen, B., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Holzmann, S., Horn, S., Hötzel, M., Houdy, T., Howe, M. A., Huber, A., James, T., Jansen, A., Kaiser, M., Karl, C., Kazachenko, O., Kellerer, J., Kippenbrock, L., Kleesiek, M., Kleifges, M., Kleinfeller, J., Klein, M., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Krause, H., Kraus, M., Kuckert, L., Kumb, A., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Leber, M. L., Lehnert, B., Leiber, B., Letnev, J., Lewis, R. J., Le, T. L., Lichter, S., Lokhov, A., Poyato, J. M. Lopez, Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Mehret, K., Meloni, M., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Monreal, B., Mostafa, J., Müller, K., Myers, A. W., Naumann, U., Neumann, H., Niemes, S., Oelpmann, P., Off, A., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Parno, D. S., Peterson, D. A., Plischke, P., Poon, A. W. P., Prall, M., Priester, F., Ranitzsch, P. C. -O., Reich, J., Renschler, P., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Sagawe, M., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Šefčík, M., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., VanDevender, B. A., Van Wechel, T. D., Vénos, D., Verbeek, A., Vianden, R., Hernández, A. P. Vizcaya, Vogt, K., Wall, B. L., Wandkowsky, N., Weber, M., Weingardt, H., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zacher, M., Zadoroghny, S., Zboril, M., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract: The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [https://publikationen.bibliothek.kit.edu/270060419] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [arXiv:1909.06048]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns., Comment: Added missing acknowledgement, corrected performance statement in chapter 4.2.5, updated author list and references
Published: 2021
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13. Analysis methods for the first KATRIN neutrino-mass measurement

Author: Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Díaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Köllenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Müller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Röllig, M., Röttele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schaller, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Vénos, D., Valerius, K., Hernández, A. P. Vizcaya, Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract: We report on the data set, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the $\beta$-decay kinematics of molecular tritium. The source is highly pure, cryogenic T$_2$ gas. The $\beta$ electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts $\beta$ electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90\% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology., Comment: 36 pages with 26 figures. Accepted to Phys. Rev. D
Published: 2021
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14. KATRIN background due to surface radioimpurities

Author: Fränkle, F. M., Schaller, A., Weinheimer, C., Drexlin, G., Mertens, S., Blaum, K., Otten, E., Hannen, V., Bornschein, L., Wolf, J., Schlösser, K., Müller, F., Thümmler, T., Glück, F., Osipowicz, A., Hinz, D., Harms, F., Ranitzsch, P., Trost, N., Karthein, J., Köster, U., Johnston, K., and Lokhov, A.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract: The goal of the KArlsruhe TRItrium Neutrino (KATRIN) experiment is the determination of the effective electron antineutrino mass with a sensitivity of 0.2 eV/c$^2$ at 90% C.L. This goal can only be achieved with a very low background level in the order of 0.01 counts per second. A possible background source is $\alpha$-decays on the inner surface of the KATRIN Main Spectrometer. Two $\alpha$-sources, $^{223}$Ra and $^{228}$Th, were installed at the KATRIN Main Spectrometer with the purpose of temporarily increasing the background in order to study $\alpha$-decay induced background processes. In this paper, we present a possible background generation mechanism and measurements performed with these two radioactive sources. Our results show a clear correlation between $\alpha$-activity on the inner spectrometer surface and background from the volume of the spectrometer. Two key characteristics of the Main Spectrometer background -the dependency on the inner electrode offset potential, and the radial distribution - could be reproduced with this artificially induced background. These findings indicate a high contribution of $\alpha$-decay induced events to the residual KATRIN background.
Published: 2020

15. Bound on 3+1 active-sterile neutrino mixing from the first four-week science run of KATRIN

Author: Aker, M., Altenmueller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Boettcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Diaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, M. Fedkevych A., Formaggio, J. A., Fraenkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glueck, F., Groessle, R., Gumbsheimer, R., Hoehn, T., Hannen, V., Haussmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Koellenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalik, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Guennic, N. Le, Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Mueller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Roellig, M., Roettele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Rysavy, M., Sack, R., Saenz, A., Schaller, A., Schaefer, P., Schimpf, L., Schloesser, M., Schloesser, K., Schlueter, L., Schrank, M., Schulz, B., Sefcik, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezak, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thuemmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Venos, D., Valerius, K., Hernandez, A. P. Vizcaya, Wuestling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment, Nuclear Experiment
Abstract: We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in~2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino of mass $m_{4}$. The analysis is sensitive to a fourth mass state $m^2_{4} \lesssim$ 1000 eV$^2$ and to active-to-sterile neutrino mixing down to $|U_{e4}|^2 \gtrsim 2\cdot10^{-2}$. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results and improve the Troitsk bound for $m^2_{4} <$ 30 eV$^2$. The reactor and gallium anomalies are constrained for $ 100 < \Delta{m}^2_{41} < 1000$ eV$^2$., Comment: 8 pages, 4 figures
Published: 2020
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16. Suppression of Penning discharges between the KATRIN spectrometers

Author: Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F., Franklin, G. B., Frankrone, H., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Hartmann, J., Haußmann, N., Heizmann, F., Heizmann, J., Helbing, K., Hickford, S., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kuffner, B., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lehnert, B., Letnev, J., Leven, F., Le, T. L., Lichter, S., Lokhov, A., Machatschek, M., Malcherek, E., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Monreal, B., Müller, K., Naumann, U., Neumann, H., Niemes, S., Noe, M., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Steven, M., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KArlsruhe TRItium Neutrino experiment (KATRIN) aims to determine the effective electron (anti)neutrino mass with a sensitivity of $0.2\textrm{ eV/c}^2$ (90$\%$ C.L.) by precisely measuring the endpoint region of the tritium $\beta$-decay spectrum. It uses a tandem of electrostatic spectrometers working as MAC-E (magnetic adiabatic collimation combined with an electrostatic) filters. In the space between the pre-spectrometer and the main spectrometer, an unavoidable Penning trap is created when the superconducting magnet between the two spectrometers, biased at their respective nominal potentials, is energized. The electrons accumulated in this trap can lead to discharges, which create additional background electrons and endanger the spectrometer and detector section downstream. To counteract this problem, "electron catchers" were installed in the beamline inside the magnet bore between the two spectrometers. These catchers can be moved across the magnetic-flux tube and intercept on a sub-ms time scale the stored electrons along their magnetron motion paths. In this paper, we report on the design and the successful commissioning of the electron catchers and present results on their efficiency in reducing the experimental background., Comment: - 12 pages, 14 figures, LaTeX; typos corrected, references added; precised a few arguments, added additional discussions, results unchanged
Published: 2019
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17. An improved upper limit on the neutrino mass from a direct kinematic method by KATRIN

Author: Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Minh, M. Ha, Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalí, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Guzman, P. I. Morales, Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips II, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Rysavy, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezak, M., Spalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Venos, D., Valerius, K., VanDevender, B. A., Vianden, R., Hernandez, A. P. Vizcaya, Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zacher, M., Zadorozhny, S., Zboril, M., and Zeller, G.
Subjects: High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract: We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint at 18.57 keV gives an effective neutrino mass square value of $(-1.0^{+0.9}_{-1.1})$ eV$^2$. From this we derive an upper limit of 1.1 eV (90$\%$ confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of two and provides model-independent input to cosmological studies of structure formation.
Published: 2019
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18. First operation of the KATRIN experiment with tritium

Author: Aker, M., Altenmüller, K., Arenz, M., Baek, W. -J., Barrett, J., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Gauda, K., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Hartmann, J., Haußmann, N., Minh, M. Ha, Heizmann, F., Heizmann, J., Helbing, K., Hickford, S., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kuffner, B., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lebert, M., Lehnert, B., Letnev, J., Leven, F., Le, T. L., Lichter, S., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Megas, F., Melzer, C., Menshikov, A., Mertens, S., Meier, M., Mirz, S., Monreal, B., Guzmán, P. I. Morales, Müller, K., Naumann, U., Neumann, H., Niemes, S., Noe, M., Off, A., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Steven, M., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Urban, K., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadorozhny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Nuclear Experiment
Abstract: The determination of the neutrino mass is one of the major challenges in astroparticle physics today. Direct neutrino mass experiments, based solely on the kinematics of beta-decay, provide a largely model-independent probe to the neutrino mass scale. The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to directly measure the effective electron antineutrino mass with a sensitivity of 0.2 eV 90% CL. In this work we report on the first operation of KATRIN with tritium which took place in 2018. During this commissioning phase of the tritium circulation system, excellent agreement of the theoretical prediction with the recorded spectra was found and stable conditions over a time period of 13 days could be established. These results are an essential prerequisite for the subsequent neutrino mass measurements with KATRIN in 2019.
Published: 2019
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19. High-resolution spectroscopy of gaseous $^\mathrm{83m}$Kr conversion electrons with the KATRIN experiment

Author: Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillesheimer, D., Hinz, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Plischke, P., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: In this work, we present the first spectroscopic measurements of conversion electrons originating from the decay of metastable gaseous $^\mathrm{83m}$Kr with the Karlsruhe Tritium Neutrino (KATRIN) experiment. The results obtained in this calibration measurement represent a major commissioning milestone for the upcoming direct neutrino mass measurement with KATRIN. The successful campaign demonstrates the functionalities of the full KATRIN beamline. The KATRIN main spectrometer's excellent energy resolution of ~ 1 eV made it possible to determine the narrow K-32 and L$_3$-32 conversion electron line widths with an unprecedented precision of ~ 1 %., Comment: Fixed affiliation of the corresponding author
Published: 2019
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20. Gamma-induced background in the KATRIN main spectrometer

Author: Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, A., Kraus, M., Lasserre, T., Lebeda, O., Lehnert, B., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Seitz-Moskaliuk, H., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims to measure the effective electron antineutrino mass $m_{\overline{\nu}_e}$ with a sensitivity of 0.2 eV/c$^2$ using a gaseous tritium source combined with the MAC-E filter technique. A low background rate is crucial to achieving the proposed sensitivity, and dedicated measurements have been performed to study possible sources of background electrons. In this work, we test the hypothesis that gamma radiation from external radioactive sources significantly increases the rate of background events created in the main spectrometer (MS) and observed in the focal-plane detector. Using detailed simulations of the gamma flux in the experimental hall, combined with a series of experimental tests that artificially increased or decreased the local gamma flux to the MS, we set an upper limit of 0.006 count/s (90% C.L.) from this mechanism. Our results indicate the effectiveness of the electrostatic and magnetic shielding used to block secondary electrons emitted from the inner surface of the MS.
Published: 2019
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21. The KATRIN Superconducting Magnets: Overview and First Performance Results

Author: Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, n W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, uE., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims for the determination of the effective electron anti-neutrino mass from the tritium beta-decay with an unprecedented sub-eV sensitivity. The strong magnetic fields, designed for up to 6~T, adiabatically guide $\beta$-electrons from the source to the detector within a magnetic flux of 191~Tcm$^2$. A chain of ten single solenoid magnets and two larger superconducting magnet systems have been designed, constructed, and installed in the 70-m-long KATRIN beam line. The beam diameter for the magnetic flux varies from 0.064~m to 9~m, depending on the magnetic flux density along the beam line. Two transport and tritium pumping sections are assembled with chicane beam tubes to avoid direct "line-of-sight" molecular beaming effect of gaseous tritium molecules into the next beam sections. The sophisticated beam alignment has been successfully cross-checked by electron sources. In addition, magnet safety systems were developed to protect the complex magnet systems against coil quenches or other system failures. The main functionality of the magnet safety systems has been successfully tested with the two large magnet systems. The complete chain of the magnets was operated for several weeks at 70$\%$ of the design fields for the first test measurements with radioactive krypton gas. The stability of the magnetic fields of the source magnets has been shown to be better than 0.01$\%$ per month at 70$\%$ of the design fields. This paper gives an overview of the KATRIN superconducting magnets and reports on the first performance results of the magnets.
Published: 2018
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22. Muon-induced background in the KATRIN main spectrometer

Author: Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Leiber, B., Letnev, J., Linek, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rink, R., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Rovedo, P., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: The KArlsruhe TRItium Neutrino (KATRIN) experiment aims to make a model-independent determination of the effective electron antineutrino mass with a sensitivity of 0.2 eV/c$^{2}$. It investigates the kinematics of $\beta$-particles from tritium $\beta$-decay close to the endpoint of the energy spectrum. Because the KATRIN main spectrometer (MS) is located above ground, muon-induced backgrounds are of particular concern. Coincidence measurements with the MS and a scintillator-based muon detector system confirmed the model of secondary electron production by cosmic-ray muons inside the MS. Correlation measurements with the same setup showed that about $12\%$ of secondary electrons emitted from the inner surface are induced by cosmic-ray muons, with approximately one secondary electron produced for every 17 muon crossings. However, the magnetic and electrostatic shielding of the MS is able to efficiently suppress these electrons, and we find that muons are responsible for less than $17\%$ ($90\%$ confidence level) of the overall MS background.
Published: 2018
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23. Reduction of stored-particle background by a magnetic pulse method at the KATRIN experiment

Author: KATRIN Collaboration, Arenz, M., Baek, W. -J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Berendes, R., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buglak, W., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Furse, D., Gil, W., Glück, F., Urena, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims to determine the effective electron neutrino mass with a sensitivity of $0.2\,{\text{eV}/c^2}$ (90\% C.L.) by precision measurement of the shape of the tritium \textbeta-spectrum in the endpoint region. The energy analysis of the decay electrons is achieved by a MAC-E filter spectrometer. A common background source in this setup is the decay of short-lived isotopes, such as $\textsuperscript{219}$Rn and $\textsuperscript{220}$Rn, in the spectrometer volume. Active and passive countermeasures have been implemented and tested at the KATRIN main spectrometer. One of these is the magnetic pulse method, which employs the existing air coil system to reduce the magnetic guiding field in the spectrometer on a short timescale in order to remove low- and high-energy stored electrons. Here we describe the working principle of this method and present results from commissioning measurements at the main spectrometer. Simulations with the particle-tracking software Kassiopeia were carried out to gain a detailed understanding of the electron storage conditions and removal processes., Comment: 16 pages, 9 figures, 4 tables
Published: 2018
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24. Calibration of high voltages at the ppm level by the difference of $^{83\mathrm{m}}$Kr conversion electron lines at the KATRIN experiment

Author: Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.
Subjects: Physics - Instrumentation and Detectors
Abstract: The neutrino mass experiment KATRIN requires a stability of 3 ppm for the retarding potential at -18.6 kV of the main spectrometer. To monitor the stability, two custom-made ultra-precise high-voltage dividers were developed and built in cooperation with the German national metrology institute Physikalisch-Technische Bundesanstalt (PTB). Until now, regular absolute calibration of the voltage dividers required bringing the equipment to the specialised metrology laboratory. Here we present a new method based on measuring the energy difference of two $^{83\mathrm{m}}$Kr conversion electron lines with the KATRIN setup, which was demonstrated during KATRIN's commissioning measurements in July 2017. The measured scale factor $M=1972.449(10)$ of the high-voltage divider K35 is in agreement with the last PTB calibration four years ago. This result demonstrates the utility of the calibration method, as well as the long-term stability of the voltage divider., Comment: 7 pages, 5 figures
Published: 2018
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25. First transmission of electrons and ions through the KATRIN beamline

Author: Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Naumann, U., Neumann, H., Niemes, S., Off, A., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: The Karlsruhe Tritium Neutrino (KATRIN) experiment is a large-scale effort to probe the absolute neutrino mass scale with a sensitivity of 0.2 eV (90% confidence level), via a precise measurement of the endpoint spectrum of tritium beta decay. This work documents several KATRIN commissioning milestones: the complete assembly of the experimental beamline, the successful transmission of electrons from three sources through the beamline to the primary detector, and tests of ion transport and retention. In the First Light commissioning campaign of Autumn 2016, photoelectrons were generated at the rear wall and ions were created by a dedicated ion source attached to the rear section; in July 2017, gaseous Kr-83m was injected into the KATRIN source section, and a condensed Kr-83m source was deployed in the transport section. In this paper we describe the technical details of the apparatus and the configuration for each measurement, and give first results on source and system performance. We have successfully achieved transmission from all four sources, established system stability, and characterized many aspects of the apparatus., Comment: Minor updates; as published in JINST
Published: 2018
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26. National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., Gülay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghanß, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Published: 2022
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27. KATRIN background due to surface radioimpurities

Author: Fränkle, F.M., Schaller, A., Blaum, K., Bornschein, L., Drexlin, G., Glück, F., Hannen, V., Harms, F., Hinz, D., Johnston, K., Karthein, J., Köster, U., Lokhov, A., Mertens, S., Müller, F., Osipowicz, A., Ranitzsch, P.C.-O., Schlösser, K., Thümmler, T., Trost, N., Weinheimer, C., and Wolf, J.
Published: 2022
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28. A pulsed, mono-energetic and angular-selective UV photo-electron source for the commissioning of the KATRIN experiment

Author: Behrens, J., Ranitzsch, P. C. -O., Beck, M., Beglarian, A., Erhard, M., Groh, S., Hannen, V., Kraus, M., Ortjohann, H. -W., Rest, O., Schlösser, K., Thümmler, T., Valerius, K., Wierman, K., Wilkerson, J. F., Winzen, D., Zacher, M., and Weinheimer, C.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: The KATRIN experiment aims to determine the neutrino mass scale with a sensitivity of 200 meV/c^2 (90% C.L.) by a precision measurement of the shape of the tritium $\beta$-spectrum in the endpoint region. The energy analysis of the decay electrons is achieved by a MAC-E filter spectrometer. To determine the transmission properties of the KATRIN main spectrometer, a mono-energetic and angular-selective electron source has been developed. In preparation for the second commissioning phase of the main spectrometer, a measurement phase was carried out at the KATRIN monitor spectrometer where the device was operated in a MAC-E filter setup for testing. The results of these measurements are compared with simulations using the particle-tracking software "Kassiopeia", which was developed in the KATRIN collaboration over recent years., Comment: 19 pages, 16 figures, submitted to European Physical Journal C
Published: 2017
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29. Commissioning of the vacuum system of the KATRIN Main Spectrometer

Author: Arenz, M., Babutzka, M., Bahr, M., Barrett, J. P., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blümer, J., Bodine, L. I., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Büsch, S., Burritt, T. H., Chilingaryan, S., Corona, T. J., De Viveiros, L., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Ebenhöch, S., Eitel, K., Ellinger, E., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Formaggio, J. A., Fränkle, F., Furse, D., Ghilea, M., Gil, W., Glück, F., Urena, A. Gonzalez, Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Hauÿmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillen, B., Höhn, T., Holzapfel, B., Hötzel, M., Howe, M. A., Huber, A., Jansen, A., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Kosmider, A., Kovalík, A., Krasch, B., Kraus, M., Krause, H., Krause, M., Kuckert, L., Kuffner, B., La Cascio, L., Lebeda, O., Leiber, B., Letnev, J., Lobashev, V. M., Lokhov, A., Malcherek, E., Mark, M., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Müller, K., Neuberger, M., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Off, A., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Plischke, P., Poon, A. W. P., Prall, M., Priester, F., Ranitzsch, P. C. -O., Reich, J., Rest, O., Robertson, R. G. H., Röllig, M., Rosendahl, S., Rupp, S., Rysavy, M., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Schwarz, J., Seiler, W., Seitz-Moskaliuk, H., Sentkerestiova, J., Skasyrskaya, A., Slezak, M., Spalek, A., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Telle, H. H., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Unru, A., Valerius, K., Venos, D., Vianden, R., Vöcking, S., Wall, B. L., Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. L., Wilkerson, J. F., Winzen, D., Wolf, J., Wüstling, S., Zacher, M., Zadoroghny, S., and Zboril, M.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment will probe the neutrino mass by measuring the beta-electron energy spectrum near the endpoint of tritium beta-decay. An integral energy analysis will be performed by an electro-static spectrometer (Main Spectrometer), an ultra-high vacuum vessel with a length of 23.2 m, a volume of 1240 m^3, and a complex inner electrode system with about 120000 individual parts. The strong magnetic field that guides the beta-electrons is provided by super-conducting solenoids at both ends of the spectrometer. Its influence on turbo-molecular pumps and vacuum gauges had to be considered. A system consisting of 6 turbo-molecular pumps and 3 km of non-evaporable getter strips has been deployed and was tested during the commissioning of the spectrometer. In this paper the configuration, the commissioning with bake-out at 300{\deg}C, and the performance of this system are presented in detail. The vacuum system has to maintain a pressure in the 10^{-11} mbar range. It is demonstrated that the performance of the system is already close to these stringent functional requirements for the KATRIN experiment, which will start at the end of 2016., Comment: submitted for publication in JINST, 39 pages, 15 figures
Published: 2016
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30. Ultra-stable implanted 83Rb/83mKr electron sources for the energy scale monitoring in the KATRIN experiment

Author: Zbořil, M., Bauer, S., Beck, M., Bonn, J., Dragoun, O., Jakůbek, J., Johnston, K., Kovalík, A., Otten, E. W., Schlösser, K., Slezák, M., Špalek, A., Thümmler, T., Vénos, D., Žemlička, J., and Weinheimer, C.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: The KATRIN experiment aims at the direct model-independent determination of the average electron neutrino mass via the measurement of the endpoint region of the tritium beta decay spectrum. The electron spectrometer of the MAC-E filter type is used, requiring very high stability of the electric filtering potential. This work proves the feasibility of implanted 83Rb/83mKr calibration electron sources which will be utilised in the additional monitor spectrometer sharing the high voltage with the main spectrometer of KATRIN. The source employs conversion electrons of 83mKr which is continuously generated by 83Rb. The K-32 conversion line (kinetic energy of 17.8 keV, natural line width of 2.7 eV) is shown to fulfill the KATRIN requirement of the relative energy stability of +/-1.6 ppm/month. The sources will serve as a standard tool for continuous monitoring of KATRIN's energy scale stability with sub-ppm precision. They may also be used in other applications where the precise conversion lines can be separated from the low energy spectrum caused by the electron inelastic scattering in the substrate., Comment: 30 pages, 10 figures, 1 table, minor revision of the preprint, accepted by JINST on 5.2.2013
Published: 2012
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31. Muon-induced background in the KATRIN main spectrometer

Author: Altenmüller, K., Arenz, M., Baek, W.-J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W.Q., Deffert, M., Doe, P.J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J.A., Fränkle, F.M., Franklin, G.B., Friedel, F., Fulst, A., Gil, W., Glück, F., Gonzalez Ureña, A., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M.A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Leiber, B., Letnev, J., Linek, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E.L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D.S., Pollithy, A., Poon, A.W.P., Priester, F., Ranitzsch, P.C.-O., Rest, O., Rink, R., Robertson, R.G.H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Rovedo, P., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H.H., Thorne, L.A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Vizcaya Hernández, A.P., Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J.F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Published: 2019
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32. Stochastic Heating by ECR as a Novel Means of Background Reduction in the KATRIN Spectrometers

Author: Mertens, S., Beglarian, A., Bornschein, L., Drexlin, G., Fränkle, F. M., Furse, D., Glück, F., Görhardt, S., Krömer, O., Leiber, B., Schlösser, K., Thümmler, T., Wandkowsky, N., and Wüstling, S.
Subjects: Physics - Instrumentation and Detectors
Abstract: The primary objective of the KATRIN experiment is to probe the absolute neutrino mass scale with a sensitivity of 200 meV (90% C.L.) by precision spectroscopy of tritium beta-decay. To achieve this, a low background of the order of 10^(-2) cps in the region of the tritium beta-decay endpoint is required. Measurements with an electrostatic retarding spectrometer have revealed that electrons, arising from nuclear decays in the volume of the spectrometer, are stored over long time periods and thereby act as a major source of background exceeding this limit. In this paper we present a novel active background reduction method based on stochastic heating of stored electrons by the well-known process of electron cyclotron resonance (ECR). A successful proof-of-principle of the ECR technique was demonstrated in test measurements at the KATRIN pre-spectrometer, yielding a large reduction of the background rate. In addition, we have carried out extensive Monte Carlo simulations to reveal the potential of the ECR technique to remove all trapped electrons within negligible loss of measurement time in the main spectrometer. This would allow the KATRIN experiment attaining its full physics potential.
Published: 2012
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33. Measurement of the gas-flow reduction factor of the KATRIN DPS2-F differential pumping section

Author: Lukic, S., Bornschein, B., Bornschein, L., Drexlin, G., Kosmider, A., Schloesser, K., and Windberger, A.
Subjects: Physics - Instrumentation and Detectors, Physics - Fluid Dynamics
Abstract: The gas-flow reduction factor of the second forward Differential Pumping Section (DPS2-F) for the KATRIN experiment was determined using a dedicated vacuum-measurement setup and by detailed molecular-flow simulation of the DPS2-F beam tube and of the measurement apparatus. In the measurement, non-radioactive test gases deuterium, helium, neon, argon and krypton were used, the input gas flow was provided by a commercial mass-flow controller, and the output flow was measured using a residual gas analyzer, in order to distinguish it from the outgassing background. The measured reduction factor with the empty beam tube at room temperature for gases with mass 4 is 1.8(4)E4, which is in excellent agreement with the simulated value of 1.6E4. The simulated reduction factor for tritium, based on the interpolated value for the capture factor at the turbo-molecular pump inlet flange is 2.5E4. The difference with respect to the design value of 1E5 is due to the modifications in the beam tube geometry since the initial design, and can be partly recovered by reduction of the effective beam tube diameter., Comment: 10 figures, 10 pages, version accepted for publication the Vacuum journal
Published: 2011
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34. Calculations and TPMC simulations of the reduction of radioactive decays of a noble gas by cryo-panels

Author: Drexlin, G., Harms, F., Jansen, A., Krause, M., Müller, F., Schlösser, K., and Wolf, J.
Published: 2017
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35. Measurement of the gas-flow reduction factor of the KATRIN DPS2-F differential pumping section

Author: Lukić, S., Bornschein, B., Bornschein, L., Drexlin, G., Kosmider, A., Schlösser, K., and Windberger, A.
Published: 2012
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36. Additional file 3 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Subjects: Data_FILES
Abstract: Additional file 3: Supplementary file WP1. Interview Online Survey Relatives.
Published: 2022
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37. Additional file 10 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Subjects: Data_FILES
Abstract: Additional file 10: Supplementary file WP4. Online Survey PC Hospital.
Published: 2022
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38. Additional file 5 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Abstract: Additional file 5: Supplementary file WP2. Interview guide Oncologists.
Published: 2022
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39. Additional file 8 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Subjects: Data_FILES
Abstract: Additional file 8: Supplementary file WP3. Online Survey SPHC.
Published: 2022
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40. Additional file 7 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Abstract: Additional file 7: Supplementary file WP3. Interview Guide SPHC.
Published: 2022
Full Text: View/download PDF

41. Additional file 4 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Subjects: Data_FILES
Abstract: Additional file 4: Supplementary file WP2. Interview guide Mobile care services.
Published: 2022
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42. Additional file 6 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Subjects: Data_FILES
Abstract: Additional file 6: Supplementary file WP2. Online Survey Oncologists.
Published: 2022
Full Text: View/download PDF

43. Additional file 9 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Abstract: Additional file 9: Supplementary file WP4. Interview guide PC Hospital.
Published: 2022
Full Text: View/download PDF

44. Additional file 2 of National strategy for palliative care of severely ill and dying people and their relatives in pandemics (PallPan) in Germany - study protocol of a mixed-methods project

Author: Bausewein, C., Hodiamont, F., Berges, N., Ullrich, A., Gerlach, C., Oechsle, K., Pauli, B., Weber, J., Stiel, S., Schneider, N., Krumm, N., Rolke, R., Gebel, C., Jansky, M., Nauck, F., Wedding, U., van Oorschot, B., Roch, C., Werner, L., Fischer, M., Schallenburger, M., Reuters, M. C., Schwartz, J., Neukirchen, M., G��lay, A., Maus, K., Jaspers, B., Radbruch, L., Heckel, M., Klinger, I., Ostgathe, C., Kriesen, U., Junghan��, C., Lehmann, E., Gesell, D., Gauder, S., Boehlke, C., Becker, G., Pralong, A., Strupp, J., Leisse, C., Schloesser, K., Voltz, R., Jung, N., and Simon, S. T.
Subjects: Data_FILES
Abstract: Additional file 2: Supplementary file WP1. Interview Guide Relatives.
Published: 2022
Full Text: View/download PDF

45. Biodegradable radioactive implants for glaucoma filtering surgery produced by ion implantation

Author: Assmann, W., Schubert, M., Held, A., Pichler, A., Chill, A., Kiermaier, S., Schlösser, K., Busch, H., Schenk, K., Streufert, D., and Lanzl, I.
Published: 2007
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46. Radioisotope ion implantation and ion beam mixing of cardiovascular stents for treatment of coronary artery diseases

Author: Ensinger, W., Vater, P., Heise, S., Moeslang, A., and Schloesser, K.
Published: 2005
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47. Intravascular brachytherapy with radioactive stents produced by ion implantation

Author: Golombeck, M.-A., Heise, S., Schloesser, K., Schuessler, B., and Schweickert, H.
Published: 2003
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48. Shape transition in light Pt isotopes: Magnetic moments and electric quadrupole moment ratios for185,187,189Pt

Author: Eder, R., Ashworth, C. J., Berkes, I., Brown, D. E., Daemmrich, U., Grant, I. S., Griffiths, A. G., Hagn, E., Hassani, R., Herzog, P., Ohya, S., Massaq, M., Richard-Serre, C., Rikovska, J., Schloesser, K., Severijns, N., Stone, N. J., Vanderpoorten, W., Vanhaverbeke, J., Vanneste, L., Woelfle, T., Zech, E., and Isolde Collaboration
Published: 1988
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49. Collection of $^{83}$Rb at low implantation energy for KATRIN

Author: Bonn, J and Schloesser, K
Subjects: Detectors and Experimental Techniques
Published: 2009

50. Measurement of the gas-flow reduction factor of the KATRIN DPS2-F differential pumping section

Author: Lukić, Strahinja, Bornschein, B., Bornschein, L., Drexlin, G., Kosmider, A., Schloesser, K., Windberger, A., Lukić, Strahinja, Bornschein, B., Bornschein, L., Drexlin, G., Kosmider, A., Schloesser, K., and Windberger, A.
Abstract: The gas-flow reduction factor of the second forward Differential Pumping Section (DPS2-F) for the KATRIN experiment was determined using a dedicated vacuum-measurement setup and by detailed molecular-flow simulation of the DPS2-F beam tube and of the measurement apparatus. In the measurement, non-radioactive test gases deuterium, helium, neon, argon and krypton were used, the input gas flow was provided by a commercial mass-flow controller, and the output flow was measured using a residual gas analyzer, in order to distinguish it from the outgassing background. The measured reduction factor with the empty beam tube at room temperature for gases with mass 4 is 1.8(4) x 10(4), which is in excellent agreement with the simulated value of 1.6 x 10(4). The simulated reduction factor for tritium, based on the interpolated value for the capture factor at the turbo-molecular pump inlet flange is 2.5 x 10(4). The difference with respect to the design value of 1 x 10(5) is due to the modifications in the beam tube geometry since the initial design, and can be partly recovered by reduction of the effective beam tube diameter. (C) 2011 Elsevier Ltd. All rights reserved.
Published: 2012

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