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Abstract Approximately, one-quarter of India’s land area comprises common-pool resources, e.g., pasture land, forests, and water bodies, upon which the livelihoods of over 300 million rural people depend. Despite their importance, these resources are subjected to encroachment and degradation, raising important questions about what can be done to promote their protection and restoration. Since 2001, the Foundation for Ecological Security (FES) has worked with over 7000 villages to secure their rights to the commons, while facilitating collective action and access to finance to promote their restoration. To evaluate the impact of FES’s intervention model, we compare prioritized common land areas in 24 intervention and 24 control villages located in two districts in the state of Rajasthan—Bhilwara and Pratapgarh. We employ Propensity Score Matching (PSM) to control for program placement bias while contrasting changes in key ecological indicators over time derived through remote sensing. Based on data collected through village surveys (n = 48), household surveys (n = 911), systematic biophysical data collection (n = 480), and remote sensing, we find evidence that the rollout of FES’s intervention model (a) was relatively greater in the intervention villages but below expectation; and (b) facilitated significant increases in tree cover and tree and shrub diversity, while significantly reducing encroachment, particularly in the intervention villages intervened before 2011. We further find that the institutional strengthening dimension of FES’s work is a plausible mechanism that gave rise to these effects.

Over-extraction of groundwater is a prominent challenge in India, with profound implication for food security, livelihoods, and economic development. As groundwater is an ‘invisible’ and mobile common pool resource, sustainable governance of groundwater is complex, multifaceted, requiring coordination among various stakeholders at different scales. It remains an open question as to what can be done to strengthen the governance of groundwater, particularly on the scale necessary to address widespread depletion of resources. The growing competition over groundwater resources calls for systemic changes towards sustainable water management. These require understanding the behaviours of actors in the system network, as well as the institutions that shape the direction in which the system moves. In this paper, we offer a behavioural perspective to system transformation and apply it to the example of an Indian NGO working on sustainable natural resource governance. The organisation, Foundation for Ecological Security (FES), has been co-designing and using various institutional tools for groundwater governance with the collaboration of other NGOs and government partners, academic and research organisations towards strengthening governance of water. At the local level, these include groundwater monitoring and crop water budgeting, combined with experiential learning tools such as games for demand management, and supply side interventions to support water harvesting and recharge. These tools are combined with efforts to strengthen multi-actor platforms, building coalitions and capacity of government, civil society and private sector actors to support groundwater governance at scale. By combining local and systemic approaches, the aim is to influence water governance on a larger scale and contribute to the sustainable management of water resources in India. Our reflections illustrate how conceptual thinking can inform multi-methods approaches which consider that sustainably improving groundwater management at large scale requires inter-linked behavioural changes of diverse actors. Our approach constitutes critical reflection and conceptualization, based on situated knowledge which contributes to designing better adapted and more powerful intervention strategies through informed argument.

Understanding and quantifying above-ground carbon stock is critical for assessing the impact of land use choices on carbon emissions which can inform conservation and management strategies to protect and increase carbon stocks. This study introduces a novel methodology for evaluating above-ground carbon storage and sequestration in the Thoria watershed, India, using time-series open-access remotely sensed datasets and the InVEST (Integrated Valuation of Environmental Services and Tradeoffs) carbon model. Our spatially explicit analysis examines land cover and land use changes over the past 20 years. Using high-resolution NDVI (Normalized Difference Vegetation Index) data from Sentinel satellites, we disaggregate land cover types into high and low NDVI classes, which allows enhanced assessment of carbon stocks by capturing the spatial variation within the same land cover types. To assess the potential impacts of land cover changes on carbon stock, we generated two future scenarios suggested by local experts: a 20% expansion of cropland and a 20% expansion of wooded land. Using a proximity-based approach, we create these future land use maps and estimate the corresponding carbon stock with the InVEST carbon model. We demonstrate the utility of the methodology in informing land use decisions through spatially explicitly assessing how carbon stock changes in response to cropland expansion and wooded land growth. Our findings indicate that while urban development contributes to carbon losses, increasing wooded land and tree cover helps mitigate these losses, highlighting the importance of afforestation in maintaining ecological balance and reducing environmental impact.

The significance of renewable energy in achieving necessary reductions in emissions to limit global warming to 1.5 degrees Celsius is widely acknowledged. However, there is growing concern over the allocation of land for constructing the required new infrastructure. Nowhere is this conflict more apparent than in India, where renewable energy targets are ambitious and land use conflicts are already significant. India intends to increase renewable energy to 500 GW by 2030. This would require an additional 42 GW of renewable energy to be installed every year. Although renewable energy can provide the solution to both India’s growing need for cheap energy and climate change mitigation, the sustainable future of renewable energy deployment is far from simple due to its associated land use impacts and socio-ecological risk. While others have highlighted challenges to India’s renewable energy targets, here we focus on the land use change issues that will need to be addressed for India to meet its targets. We introduce a series of recommendations and highlight how these could contribute to mainstreaming land values and facilitate the implementation of India’s 2030 renewable energy targets. These recommendations include suggested planning approaches that would guide the development of standard siting guidelines, identification of preferential “go-to” areas for renewable energy, and the development of tools that allow access to data and information to site renewable right. Policy recommendations highlight utilizing converted lands and existing built infrastructure for renewable energy development, and adapting existing policies so they address land use impacts.

Framed field experiments (experimental games) are widely used to assess factors affecting cooperation in management of the commons. However, there is relatively little attention to how details of the games affect experimental results. This paper presents qualitative and quantitative results from a framed field experiment in which participants make decisions about extraction of a common-pool resource, a community forest. The experiment was conducted in 2017–2018 with 120 groups of resource users (split by gender) from 60 habitations in two Indian states, Andhra Pradesh and Rajasthan. We test whether within-subject treatments (non-communication, communication, and optional election of institutional arrangements (rules)), remuneration methods, and design of the game board affect harvest behavior and groups’ tendency to cooperate. We also examine how characteristics of the community and players affect players’ choices in the game, with special attention to gender differences. Results reveal participants harvested substantially less than the Nash prediction even in the absence of communication, with men extracting less than women in both states. For male groups in both states, both communication and optional rule election were associated with lower group harvest per round, as compared to the reference non-communication game. For female groups in both states communication itself did not significantly slow resource depletion; but introduction of optional rule election did reduce harvest amounts. For both men and women in Andhra Pradesh and men in Rajasthan, incentivized payments to individual participants significantly lowered group harvest, relative to community flat payment, suggesting such payments stimulated deliberation among game players. Findings have methodological and practical implications for designing behavioral intervention programs to improve common-pool resource governance.

India has been hard hit by the COVID-19 pandemic. In the context of a larger quasi-experimental impact assessment, we assess the pandemic’s effects on household coping behavior in 80 villages spread across four districts and three states (n = 772). Half of these villages were targeted by a largescale common land restoration program spearheaded by an NGO, the Foundation for Ecological Security (FES). The other half are yet to be targeted but are statistically similar vis-à-vis FES’s village targeting criteria. Analyzing the results of a phone survey administered eight to ten months into the pandemic and its associated lockdowns, we find that the livelihood activities of households in both sets of villages were adversely impacted by COVID-19. Consequently, most households had to resort to various negative coping behaviors, e.g., distressed asset sales and reduced farm input expenditure. From the same mobile survey data, we construct a Livelihoods Coping Strategies Index (LCSI) and find that households in villages targeted by FES’s common land restoration initiative score 11.3% lower on this index on average, equating to a 4.5 percentage point difference. While modest, this statistically significant effect estimate ('p' < 0.05) is consistent across the four districts and robust to alterative model and outcome specifications. We find no empirical support that our observed effect was due to improved access to common pool resources or government social programs. Instead, we speculate that this effect may be driven by institutional factors, rather than economic, a proposition we will test in future work.

As resource users interact and impose externalities onto each other, institutions are needed to coordinate resource use, create trust, and provide incentives for sustainable management. Coordinated collective action can play a key role in enabling communities to manage natural resource commons more sustainably. But when such collective action is not present, what can be done to foster it? We contribute to the understanding of how experiential learning through games can affect behavioral change, potentially leading to more sustainable commons management. We present a conceptual framework describing the most important processes involved in experiential learning games. The framework highlights the importance of the game context for achieving game outcomes. We list game features that have been argued to influence learning and behavioral determinants, focusing on the game narrative and experience, game rules, and attributes of players. We briefly describe how each game feature influences the processes in the framework. Next, we apply the conceptual framework to examine design features that were particularly important for influencing behavioral drivers in commons management in three intervention cases from India relating to groundwater, surface water, and forests. Our conceptual reflections underpin the need to debate about underlying assumptions in using games as intervention tools. Making assumptions transparent can help to understand why or under what conditions experiential learning works or fails. There is a critical need for more systematic choices of the right tools for the right purpose. This includes participants of the experiential learning who must be able to relate the game to their real life. A social dilemma in the game should at least, in its basic structure, represent a real-life dilemma. We close by highlighting future research needs both from the conceptual behavioral change as well as the game design perspective.

Commons provide many ecosystem services that support the livelihoods of billions around the world. However, their contribution to people and the economy are rarely estimated in economic terms. Here, we estimate the economic contribution of the land-based commons in India, which cover 66.5 million hectares. We conducted a systematic literature review of publications between 1990 and 2020 and selected 161 peer-reviewed studies to develop an ecosystem services valuation database for India. We identified 34 ecosystem services from this database. We estimate that forest commons provide ecosystem services worth $2108 ha ^−1 yr ^−1 . Culturable wastelands and permanent pastures, and other grazing lands provide $861 ha ^−1 yr ^−1 each, and barren and unculturable lands provide $196 ha ^−1 yr ^−1 . Using the value transfer method, the average value of ecosystem services provided by land commons in India is estimated at $90.5 billion yr ^−1 (range $24–192 billion). This broad range reflects the status and condition of those commons. Based on the trends in the decline of land-based commons, we estimate the value of ecosystem services will decline to $68 billion by 2050: $750 million worth of ecosystem services can be lost each year over the next 30 years. This will have devastating implications for rural populations that depend on the commons for livelihoods and the delivery of critical ecosystem services. We highlight the need to use ecosystem services valuation in decision-making and policy to protect and sustainably manage commons in India.

Common property resources (CPR) are central for the sustenance of biodiversity and rural communities in India. Weak institutional governance and the lack of tenure rights for local communities over CPRs is resulting in degradation and over-exploitation of resources making rural communities vulnerable across India. Climatic variabilities further exacerbate existing socio-ecological imbalances multifold. Within the broader area of vulnerability and adaptation to climate change, this paper explores how restoration of CPRs through local environment stewardship initiatives contributes to the resilience of rural livelihoods in the face of climate change. A mixed-methods approach was employed to study this aspect in six villages in two districts in Rajasthan. It was found that secure property rights and collective management of CPRs enhances household resilience and improves ecological health. It concludes that processes supporting local self-governance need to be central to local adaptation to climate change, as they naturally create resilient and sustainable rural livelihoods.

Clean cooking technologies—ranging from efficient cookstoves to clean fuels—are widely deployed to reduce household air pollution and alleviate adverse health and climate consequences. Although much progress has been made on the technical aspects, sustained and proper use of clean cooking technologies by populations with the most need has been problematic. Only by understanding how clean cooking as an intervention is embedded within complex community processes can we ensure its sustained implementation. Using a community-based system dynamics approach, we engaged two rural communities in co-creating a dynamic model to explain the processes influencing the uptake and transition to sustained use of biogas (an anaerobic methane digester), a clean fuel and cooking technology. The two communities provided contrasting cases: one abandoned biogas while the other continues to use it. We present a system dynamics simulation model, associated analyses, and experiments to understand what factors drive transition and sustained use. A central insight of the model is community processes influencing the capacity to solve technical issues. Model analysis shows that families begin to abandon the technology when it takes longer to solve problems. The momentum in the community then shifts from a determination to address issues with the cooking technology toward caution in further adhering to it. We also conducted experiments using the simulation model to understand the impact of interventions aimed at renewing the use of biogas. A combination of theoretical interventions, including repair of non-functioning biogas units and provision of embedded technical support in communities, resulted in a scenario where the community can continue using the technology even after support is retracted. Our study also demonstrates the utility of a systems approach for engaging local stakeholders in delineating complex community processes to derive significant insights into the dynamic feedback mechanisms involved in the sustained use of biogas by the poor.