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2 results on '"Portfolio management -- Ethical aspects -- Laws, regulations and rules"'

1. The Paper Chase: Fee-Splitting vs. Independent Judgment in Portfolio Litigation Financing of Commercial Litigation.

Author

Zheng, Zeqing

Subjects
Prepaid legal services -- Finance, Commercial law -- Finance, Costs (Law) -- Laws, regulations and rules -- Remedies, Legal ethics -- Economic aspects -- Laws, regulations and rules, Portfolio management -- Ethical aspects -- Laws, regulations and rules, Government regulation, Company financing, A.B.A. Model Rules of Professional Conduct (Rule 5.4)
Abstract

INTRODUCTION Lawyers serve justice and clients. The seemingly complicated legal practice is comprised of a simple relationship between lawyers--the zealous advocates-and clients--the people who seek out legal advice.' However, a [...]

Published
2021

2. Panel Discussion Regarding Ethical Artificial Intelligence And 'Roboadviser' Fiduciary Responsibilities

Author

Berman, Bradley

Subjects
United States. Securities and Exchange Commission -- Powers and duties, Artificial intelligence -- Ethical aspects -- Laws, regulations and rules, Fiduciary duties -- Laws, regulations and rules, Portfolio management -- Ethical aspects -- Laws, regulations and rules, Government regulation, Artificial intelligence, Business, international
Abstract

On March 10, 2022, the Investor Advisory Committee ('IAC') of the SEC held a morning panel that discussed the ethical issues and fiduciary responsibilities relating to the use of artificial [...]

Published
2022

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