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We consider unmanned aerial vehicle (UAV)-enabled wireless systems where downlink communications between a multi-antenna UAV and multiple users are assisted by a hybrid active-passive reconfigurable intelligent surface (RIS). We aim at a fairness design of two typical UAV-enabled networks, namely the static-UAV network where the UAV is deployed at a fixed location to serve all users at the same time, and the mobile-UAV network which employs the time division multiple access protocol. In both networks, our goal is to maximize the minimum rate among users through jointly optimizing the UAV’s location/trajectory, transmit beamformer, and RIS coefficients. The resulting problems are highly nonconvex due to a strong coupling between the involved variables. We develop efficient algorithms based on block coordinate ascend and successive convex approximation to effectively solve these problems in an iterative manner. In particular, in the optimization of the mobile-UAV network, closed-form solutions to the transmit beamformer and RIS passive coefficients are derived. Numerical results show that a hybrid RIS equipped with only 4 active elements and a power budget of 0 dBm offers an improvement of 38% — 63% in minimum rate, while that achieved by a passive RIS is only about 15%, with the same total number of elements.

In conventional joint communications and sensing (JCAS) designs for multi-carrier multiple-input multiple-output (MIMO) systems, the dual-functional waveforms are often optimized for the whole frequency band, resulting in limited communications–sensing performance tradeoff. To overcome the limitation, we propose employing a subset of subcarriers for JCAS, while the communications function is performed over all the subcarriers. This offers more degrees of freedom to enhance the communications performance under a given sensing accuracy. We first formulate the rate maximization under the sensing accuracy constraint to optimize the beamformers and JCAS subcarriers. The problem is solved via Riemannian manifold optimization and closed-form solutions. Numerical results for an 8 × 4 MIMO system with 64 subcarriers show that compared to the conventional subcarrier sharing scheme, the proposed scheme employing 16 JCAS subcarriers offers 60% improvement in the achievable communications rate at the signal-to-noise ratio of 10 dB. Meanwhile, this scheme generates the sensing beampattern with the same quality as the conventional JCAS design.

We consider a novel hybrid active-passive reconfigurable intelligent surface (RIS)-assisted unmanned aerial vehicle (UAV) air-ground communications system. Unlike the conventional passive RIS, the hybrid RIS is equipped with a few active elements to not only reflect but also amplify the incident signals for significant performance improvement. Towards a fairness design, our goal is to maximize the minimum rate among users through jointly optimizing the location and power allocation of the UAV and the RIS reflecting/amplifying coefficients. The formulated optimization problem is nonconvex and challenging, which is efficiently solved via block coordinate descend and successive convex approximation. Our numerical results show that a hybrid RIS requires only 4 active elements and a power budget of 0 dBm to achieve an improvement of 52.08% in the minimum rate, while that achieved by a conventional passive RIS with the same total number of elements is only 18.06%.

We consider a multi-user multiple-input single-output (MISO) communications system which is assisted by a hybrid active-passive reconfigurable intelligent surface (RIS). Unlike conventional passive RISs, hybrid RIS is equipped with a few active elements with the ability to reflect and amplify incident signals to significantly improve the system performance. Towards a fairness-oriented design, we maximize the minimum rate among all users through jointly optimizing the transmit beamforming vectors and RIS reflecting/amplifying coefficients. Combining tools from block coordinate ascent and successive convex approximation, the challenging nonconvex problem is efficiently solved by a low-complexity iterative algorithm. The numerical results show that a hybrid RIS with 4 active elements out of a total of 50 elements with a power budget of −1 dBm offers an improvement of up to 80% to the considered system, while that achieved by a fully passive RIS is only 27%.

We consider in this work a cell-free (CF) massive multiple-input-multiple-output (mMIMO) system where multiple hybrid relay-reflecting intelligent surfaces (HR-RIS) are deployed to assist communication between access points and users. We first present the signal model and derive the minimum-mean-square-error estimate of the effective channels. We then present a comprehensive analysis for the considered HR-RIS-aided CF mMIMO system, where the closed-form expression of the downlink throughput is derived. The presented analytical results are also valid for conventional CF mMIMO systems, i.e., CF mMIMO systems with and without passive reconfigurable intelligent surfaces. Finally, the analytical derivations are verified by extensive numerical results.

A cell-free (CF) massive multiple-input-multiple-output (mMIMO) system can provide uniform spectral efficiency (SE) with simple signal processing. On the other hand, a recently introduced technology called hybrid relay-reflecting intelligent surface (HR-RIS) can customize the physical propagation environment by simultaneously reflecting and amplifying radio waves in preferred directions. Thus, it is natural that incorporating HR-RIS into CF mMIMO can be a symbiotic convergence of these two technologies for future wireless communications. This motivates us to consider an HR-RIS-aided CF mMIMO system to utilize their combined benefits. We first model the uplink/downlink channels and derive the minimum-mean-square-error estimate of the effective channels. We then present a comprehensive analysis of SE performance of the considered system. Specifically, we derive closed-form expressions for the uplink and downlink SE. The results reveal important observations on the performance gains achieved by HR-RISs compared to conventional systems. The presented analytical results are also valid for conventional CF mMIMO systems and those aided by passive reconfigurable intelligent surfaces. Such results play an important role in designing new transmission strategies and optimizing HR-RIS-aided CF mMIMO systems. Finally, we provide extensive numerical results to verify the analytical derivations and the effectiveness of the proposed system design under various settings.