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The internal language model (ILM) of the neural transducer has been widely studied. In most prior work, it is mainly used for estimating the ILM score and is subsequently subtracted during inference to facilitate improved integration with external language models. Recently, various of factorized transducer models have been proposed, which explicitly embrace a standalone internal language model for non-blank token prediction. However, even with the adoption of factorized transducer models, limited improvement has been observed compared to shallow fusion. In this paper, we propose a novel ILM training and decoding strategy for factorized transducer models, which effectively combines the blank, acoustic and ILM scores. Our experiments show a 17% relative improvement over the standard decoding method when utilizing a well-trained ILM and the proposed decoding strategy on LibriSpeech datasets. Furthermore, when compared to a strong RNN-T baseline enhanced with external LM fusion, the proposed model yields a 5.5% relative improvement on general-sets and an 8.9% WER reduction for rare words. The proposed model can achieve superior performance without relying on external language models, rendering it highly efficient for production use-cases. To further improve the performance, we propose a novel and memory-efficient ILM-fusion-aware minimum word error rate (MWER) training method which improves ILM integration significantly., Comment: Accepted to ICASSP 2024

Wearable devices like smart glasses are approaching the compute capability to seamlessly generate real-time closed captions for live conversations. We build on our recently introduced directional Automatic Speech Recognition (ASR) for smart glasses that have microphone arrays, which fuses multi-channel ASR with serialized output training, for wearer/conversation-partner disambiguation as well as suppression of cross-talk speech from non-target directions and noise. When ASR work is part of a broader system-development process, one may be faced with changes to microphone geometries as system development progresses. This paper aims to make multi-channel ASR insensitive to limited variations of microphone-array geometry. We show that a model trained on multiple similar geometries is largely agnostic and generalizes well to new geometries, as long as they are not too different. Furthermore, training the model this way improves accuracy for seen geometries by 15 to 28\% relative. Lastly, we refine the beamforming by a novel Non-Linearly Constrained Minimum Variance criterion., Comment: Accepted to ICASSP 2024

Modern smart glasses leverage advanced audio sensing and machine learning technologies to offer real-time transcribing and captioning services, considerably enriching human experiences in daily communications. However, such systems frequently encounter challenges related to environmental noises, resulting in degradation to speech recognition and speaker change detection. To improve voice quality, this work investigates directional source separation using the multi-microphone array. We first explore multiple beamformers to assist source separation modeling by strengthening the directional properties of speech signals. In addition to relying on predetermined beamformers, we investigate neural beamforming in multi-channel source separation, demonstrating that automatic learning directional characteristics effectively improves separation quality. We further compare the ASR performance leveraging separated outputs to noisy inputs. Our results show that directional source separation benefits ASR for the wearer but not for the conversation partner. Lastly, we perform the joint training of the directional source separation and ASR model, achieving the best overall ASR performance., Comment: Submitted to ICASSP 2024

Recently reported state-of-the-art results in visual speech recognition (VSR) often rely on increasingly large amounts of video data, while the publicly available transcribed video datasets are limited in size. In this paper, for the first time, we study the potential of leveraging synthetic visual data for VSR. Our method, termed SynthVSR, substantially improves the performance of VSR systems with synthetic lip movements. The key idea behind SynthVSR is to leverage a speech-driven lip animation model that generates lip movements conditioned on the input speech. The speech-driven lip animation model is trained on an unlabeled audio-visual dataset and could be further optimized towards a pre-trained VSR model when labeled videos are available. As plenty of transcribed acoustic data and face images are available, we are able to generate large-scale synthetic data using the proposed lip animation model for semi-supervised VSR training. We evaluate the performance of our approach on the largest public VSR benchmark - Lip Reading Sentences 3 (LRS3). SynthVSR achieves a WER of 43.3% with only 30 hours of real labeled data, outperforming off-the-shelf approaches using thousands of hours of video. The WER is further reduced to 27.9% when using all 438 hours of labeled data from LRS3, which is on par with the state-of-the-art self-supervised AV-HuBERT method. Furthermore, when combined with large-scale pseudo-labeled audio-visual data SynthVSR yields a new state-of-the-art VSR WER of 16.9% using publicly available data only, surpassing the recent state-of-the-art approaches trained with 29 times more non-public machine-transcribed video data (90,000 hours). Finally, we perform extensive ablation studies to understand the effect of each component in our proposed method., Comment: IEEE/CVF CVPR 2023

In this work, we propose a streaming AV-ASR system based on a hybrid connectionist temporal classification (CTC)/attention neural network architecture. The audio and the visual encoder neural networks are both based on the conformer architecture, which is made streamable using chunk-wise self-attention (CSA) and causal convolution. Streaming recognition with a decoder neural network is realized by using the triggered attention technique, which performs time-synchronous decoding with joint CTC/attention scoring. Additionally, we propose a novel alignment regularization technique that promotes synchronization of the audio and visual encoder, which in turn results in better word error rates (WERs) at all SNR levels for streaming and offline AV-ASR models. The proposed AV-ASR model achieves WERs of 2.0% and 2.6% on the Lip Reading Sentences 3 (LRS3) dataset in an offline and online setup, respectively, which both present state-of-the-art results when no external training data are used., Comment: Accepted to Interspeech 2023

Neural transducers have achieved human level performance on standard speech recognition benchmarks. However, their performance significantly degrades in the presence of cross-talk, especially when the primary speaker has a low signal-to-noise ratio. Anchored speech recognition refers to a class of methods that use information from an anchor segment (e.g., wake-words) to recognize device-directed speech while ignoring interfering background speech. In this paper, we investigate anchored speech recognition to make neural transducers robust to background speech. We extract context information from the anchor segment with a tiny auxiliary network, and use encoder biasing and joiner gating to guide the transducer towards the target speech. Moreover, to improve the robustness of context embedding extraction, we propose auxiliary training objectives to disentangle lexical content from speaking style. We evaluate our methods on synthetic LibriSpeech-based mixtures comprising several SNR and overlap conditions; they improve relative word error rates by 19.6% over a strong baseline, when averaged over all conditions., Comment: To appear at IEEE ICASSP 2023

The two most popular loss functions for streaming end-to-end automatic speech recognition (ASR) are RNN-Transducer (RNN-T) and connectionist temporal classification (CTC). Between these two loss types we can classify the monotonic RNN-T (MonoRNN-T) and the recently proposed CTC-like Transducer (CTC-T). Monotonic transducers have a few advantages. First, RNN-T can suffer from runaway hallucination, where a model keeps emitting non-blank symbols without advancing in time. Secondly, monotonic transducers consume exactly one model score per time step and are therefore more compatible with traditional FST-based ASR decoders. However, the MonoRNN-T so far has been found to have worse accuracy than RNN-T. It does not have to be that way: By regularizing the training via joint LAS training or parameter initialization from RNN-T, both MonoRNN-T and CTC-T perform as well or better than RNN-T. This is demonstrated for LibriSpeech and for a large-scale in-house data set., Comment: Accepted to SLT 2022

Graph-based temporal classification (GTC), a generalized form of the connectionist temporal classification loss, was recently proposed to improve automatic speech recognition (ASR) systems using graph-based supervision. For example, GTC was first used to encode an N-best list of pseudo-label sequences into a graph for semi-supervised learning. In this paper, we propose an extension of GTC to model the posteriors of both labels and label transitions by a neural network, which can be applied to a wider range of tasks. As an example application, we use the extended GTC (GTC-e) for the multi-speaker speech recognition task. The transcriptions and speaker information of multi-speaker speech are represented by a graph, where the speaker information is associated with the transitions and ASR outputs with the nodes. Using GTC-e, multi-speaker ASR modelling becomes very similar to single-speaker ASR modeling, in that tokens by multiple speakers are recognized as a single merged sequence in chronological order. For evaluation, we perform experiments on a simulated multi-speaker speech dataset derived from LibriSpeech, obtaining promising results with performance close to classical benchmarks for the task., Comment: To appear in ICASSP2022

The recurrent neural network transducer (RNN-T) objective plays a major role in building today's best automatic speech recognition (ASR) systems for production. Similarly to the connectionist temporal classification (CTC) objective, the RNN-T loss uses specific rules that define how a set of alignments is generated to form a lattice for the full-sum training. However, it is yet largely unknown if these rules are optimal and do lead to the best possible ASR results. In this work, we present a new transducer objective function that generalizes the RNN-T loss to accept a graph representation of the labels, thus providing a flexible and efficient framework to manipulate training lattices, e.g., for studying different transition rules, implementing different transducer losses, or restricting alignments. We demonstrate that transducer-based ASR with CTC-like lattice achieves better results compared to standard RNN-T, while also ensuring a strictly monotonic alignment, which will allow better optimization of the decoding procedure. For example, the proposed CTC-like transducer achieves an improvement of 4.8% on the test-other condition of LibriSpeech relative to an equivalent RNN-T based system., Comment: Accepted for publication at IEEE ICASSP 2022

Pseudo-labeling (PL), a semi-supervised learning (SSL) method where a seed model performs self-training using pseudo-labels generated from untranscribed speech, has been shown to enhance the performance of end-to-end automatic speech recognition (ASR). Our prior work proposed momentum pseudo-labeling (MPL), which performs PL-based SSL via an interaction between online and offline models, inspired by the mean teacher framework. MPL achieves remarkable results on various semi-supervised settings, showing robustness to variations in the amount of data and domain mismatch severity. However, there is further room for improving the seed model used to initialize the MPL training, as it is in general critical for a PL-based method to start training from high-quality pseudo-labels. To this end, we propose to enhance MPL by (1) introducing the Conformer architecture to boost the overall recognition accuracy and (2) exploiting iterative pseudo-labeling with a language model to improve the seed model before applying MPL. The experimental results demonstrate that the proposed approaches effectively improve MPL performance, outperforming other PL-based methods. We also present in-depth investigations to make our improvements effective, e.g., with regard to batch normalization typically used in Conformer and LM quality., Comment: Submitted to ICASSP2022

Attention-based end-to-end automatic speech recognition (ASR) systems have recently demonstrated state-of-the-art results for numerous tasks. However, the application of self-attention and attention-based encoder-decoder models remains challenging for streaming ASR, where each word must be recognized shortly after it was spoken. In this work, we present the dual causal/non-causal self-attention (DCN) architecture, which in contrast to restricted self-attention prevents the overall context to grow beyond the look-ahead of a single layer when used in a deep architecture. DCN is compared to chunk-based and restricted self-attention using streaming transformer and conformer architectures, showing improved ASR performance over restricted self-attention and competitive ASR results compared to chunk-based self-attention, while providing the advantage of frame-synchronous processing. Combined with triggered attention, the proposed streaming end-to-end ASR systems obtained state-of-the-art results on the LibriSpeech, HKUST, and Switchboard ASR tasks., Comment: Accepted to Interspeech 2021

Pseudo-labeling (PL) has been shown to be effective in semi-supervised automatic speech recognition (ASR), where a base model is self-trained with pseudo-labels generated from unlabeled data. While PL can be further improved by iteratively updating pseudo-labels as the model evolves, most of the previous approaches involve inefficient retraining of the model or intricate control of the label update. We present momentum pseudo-labeling (MPL), a simple yet effective strategy for semi-supervised ASR. MPL consists of a pair of online and offline models that interact and learn from each other, inspired by the mean teacher method. The online model is trained to predict pseudo-labels generated on the fly by the offline model. The offline model maintains a momentum-based moving average of the online model. MPL is performed in a single training process and the interaction between the two models effectively helps them reinforce each other to improve the ASR performance. We apply MPL to an end-to-end ASR model based on the connectionist temporal classification. The experimental results demonstrate that MPL effectively improves over the base model and is scalable to different semi-supervised scenarios with varying amounts of data or domain mismatch., Comment: Accepted to Interspeech 2021

This paper addresses end-to-end automatic speech recognition (ASR) for long audio recordings such as lecture and conversational speeches. Most end-to-end ASR models are designed to recognize independent utterances, but contextual information (e.g., speaker or topic) over multiple utterances is known to be useful for ASR. In our prior work, we proposed a context-expanded Transformer that accepts multiple consecutive utterances at the same time and predicts an output sequence for the last utterance, achieving 5-15% relative error reduction from utterance-based baselines in lecture and conversational ASR benchmarks. Although the results have shown remarkable performance gain, there is still potential to further improve the model architecture and the decoding process. In this paper, we extend our prior work by (1) introducing the Conformer architecture to further improve the accuracy, (2) accelerating the decoding process with a novel activation recycling technique, and (3) enabling streaming decoding with triggered attention. We demonstrate that the extended Transformer provides state-of-the-art end-to-end ASR performance, obtaining a 17.3% character error rate for the HKUST dataset and 12.0%/6.3% word error rates for the Switchboard-300 Eval2000 CallHome/Switchboard test sets. The new decoding method reduces decoding time by more than 50% and further enables streaming ASR with limited accuracy degradation., Comment: Submitted to INTERSPEECH 2021

Self-attention has become an important and widely used neural network component that helped to establish new state-of-the-art results for various applications, such as machine translation and automatic speech recognition (ASR). However, the computational complexity of self-attention grows quadratically with the input sequence length. This can be particularly problematic for applications such as ASR, where an input sequence generated from an utterance can be relatively long. In this work, we propose a combination of restricted self-attention and a dilation mechanism, which we refer to as dilated self-attention. The restricted self-attention allows attention to neighboring frames of the query at a high resolution, and the dilation mechanism summarizes distant information to allow attending to it with a lower resolution. Different methods for summarizing distant frames are studied, such as subsampling, mean-pooling, and attention-based pooling. ASR results demonstrate substantial improvements compared to restricted self-attention alone, achieving similar results compared to full-sequence based self-attention with a fraction of the computational costs., Comment: In Proc. ICASSP 2021

The performance of automatic speech recognition (ASR) systems typically degrades significantly when the training and test data domains are mismatched. In this paper, we show that self-training (ST) combined with an uncertainty-based pseudo-label filtering approach can be effectively used for domain adaptation. We propose DUST, a dropout-based uncertainty-driven self-training technique which uses agreement between multiple predictions of an ASR system obtained for different dropout settings to measure the model's uncertainty about its prediction. DUST excludes pseudo-labeled data with high uncertainties from the training, which leads to substantially improved ASR results compared to ST without filtering, and accelerates the training time due to a reduced training data set. Domain adaptation experiments using WSJ as a source domain and TED-LIUM 3 as well as SWITCHBOARD as the target domains show that up to 80% of the performance of a system trained on ground-truth data can be recovered., Comment: ICASSP 2021

Semi-supervised learning has demonstrated promising results in automatic speech recognition (ASR) by self-training using a seed ASR model with pseudo-labels generated for unlabeled data. The effectiveness of this approach largely relies on the pseudo-label accuracy, for which typically only the 1-best ASR hypothesis is used. However, alternative ASR hypotheses of an N-best list can provide more accurate labels for an unlabeled speech utterance and also reflect uncertainties of the seed ASR model. In this paper, we propose a generalized form of the connectionist temporal classification (CTC) objective that accepts a graph representation of the training labels. The newly proposed graph-based temporal classification (GTC) objective is applied for self-training with WFST-based supervision, which is generated from an N-best list of pseudo-labels. In this setup, GTC is used to learn not only a temporal alignment, similarly to CTC, but also a label alignment to obtain the optimal pseudo-label sequence from the weighted graph. Results show that this approach can effectively exploit an N-best list of pseudo-labels with associated scores, considerably outperforming standard pseudo-labeling, with ASR results approaching an oracle experiment in which the best hypotheses of the N-best lists are selected manually., Comment: ICASSP 2021

We propose an unsupervised speaker adaptation method inspired by the neural Turing machine for end-to-end (E2E) automatic speech recognition (ASR). The proposed model contains a memory block that holds speaker i-vectors extracted from the training data and reads relevant i-vectors from the memory through an attention mechanism. The resulting memory vector (M-vector) is concatenated to the acoustic features or to the hidden layer activations of an E2E neural network model. The E2E ASR system is based on the joint connectionist temporal classification and attention-based encoder-decoder architecture. M-vector and i-vector results are compared for inserting them at different layers of the encoder neural network using the WSJ and TED-LIUM2 ASR benchmarks. We show that M-vectors, which do not require an auxiliary speaker embedding extraction system at test time, achieve similar word error rates (WERs) compared to i-vectors for single speaker utterances and significantly lower WERs for utterances in which there are speaker changes., Comment: To appear in Proc. ICASSP 2020

Encoder-decoder based sequence-to-sequence models have demonstrated state-of-the-art results in end-to-end automatic speech recognition (ASR). Recently, the transformer architecture, which uses self-attention to model temporal context information, has been shown to achieve significantly lower word error rates (WERs) compared to recurrent neural network (RNN) based system architectures. Despite its success, the practical usage is limited to offline ASR tasks, since encoder-decoder architectures typically require an entire speech utterance as input. In this work, we propose a transformer based end-to-end ASR system for streaming ASR, where an output must be generated shortly after each spoken word. To achieve this, we apply time-restricted self-attention for the encoder and triggered attention for the encoder-decoder attention mechanism. Our proposed streaming transformer architecture achieves 2.8% and 7.2% WER for the "clean" and "other" test data of LibriSpeech, which to our knowledge is the best published streaming end-to-end ASR result for this task.