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Face Image Quality Assessment (FIQA) estimates the utility of face images for automated face recognition (FR) systems. We propose in this work a novel approach to assess the quality of face images based on inspecting the required changes in the pre-trained FR model weights to minimize differences between testing samples and the distribution of the FR training dataset. To achieve that, we propose quantifying the discrepancy in Batch Normalization statistics (BNS), including mean and variance, between those recorded during FR training and those obtained by processing testing samples through the pretrained FR model. We then generate gradient magnitudes of pretrained FR weights by backpropagating the BNS through the pretrained model. The cumulative absolute sum of these gradient magnitudes serves as the FIQ for our approach. Through comprehensive experimentation, we demonstrate the effectiveness of our training-free and quality labeling-free approach, achieving competitive performance to recent state-of-theart FIQA approaches without relying on quality labeling, the need to train regression networks, specialized architectures, or designing and optimizing specific loss functions., Comment: Accepted at CVPR Workshop 2024

Synthetic data is gaining increasing relevance for training machine learning models. This is mainly motivated due to several factors such as the lack of real data and intra-class variability, time and errors produced in manual labeling, and in some cases privacy concerns, among others. This paper presents an overview of the 2nd edition of the Face Recognition Challenge in the Era of Synthetic Data (FRCSyn) organized at CVPR 2024. FRCSyn aims to investigate the use of synthetic data in face recognition to address current technological limitations, including data privacy concerns, demographic biases, generalization to novel scenarios, and performance constraints in challenging situations such as aging, pose variations, and occlusions. Unlike the 1st edition, in which synthetic data from DCFace and GANDiffFace methods was only allowed to train face recognition systems, in this 2nd edition we propose new sub-tasks that allow participants to explore novel face generative methods. The outcomes of the 2nd FRCSyn Challenge, along with the proposed experimental protocol and benchmarking contribute significantly to the application of synthetic data to face recognition., Comment: arXiv admin note: text overlap with arXiv:2311.10476

Liveness Detection (LivDet) is an international competition series open to academia and industry with the objec-tive to assess and report state-of-the-art in Presentation Attack Detection (PAD). LivDet-2023 Noncontact Fingerprint is the first edition of the noncontact fingerprint-based PAD competition for algorithms and systems. The competition serves as an important benchmark in noncontact-based fingerprint PAD, offering (a) independent assessment of the state-of-the-art in noncontact-based fingerprint PAD for algorithms and systems, and (b) common evaluation protocol, which includes finger photos of a variety of Presentation Attack Instruments (PAIs) and live fingers to the biometric research community (c) provides standard algorithm and system evaluation protocols, along with the comparative analysis of state-of-the-art algorithms from academia and industry with both old and new android smartphones. The winning algorithm achieved an APCER of 11.35% averaged overall PAIs and a BPCER of 0.62%. The winning system achieved an APCER of 13.0.4%, averaged over all PAIs tested over all the smartphones, and a BPCER of 1.68% over all smartphones tested. Four-finger systems that make individual finger-based PAD decisions were also tested. The dataset used for competition will be available 1 to all researchers as per data share protocol

This paper presents the summary of the Efficient Face Recognition Competition (EFaR) held at the 2023 International Joint Conference on Biometrics (IJCB 2023). The competition received 17 submissions from 6 different teams. To drive further development of efficient face recognition models, the submitted solutions are ranked based on a weighted score of the achieved verification accuracies on a diverse set of benchmarks, as well as the deployability given by the number of floating-point operations and model size. The evaluation of submissions is extended to bias, cross-quality, and large-scale recognition benchmarks. Overall, the paper gives an overview of the achieved performance values of the submitted solutions as well as a diverse set of baselines. The submitted solutions use small, efficient network architectures to reduce the computational cost, some solutions apply model quantization. An outlook on possible techniques that are underrepresented in current solutions is given as well., Comment: Accepted at IJCB 2023

Many of the commonly used datasets for face recognition development are collected from the internet without proper user consent. Due to the increasing focus on privacy in the social and legal frameworks, the use and distribution of these datasets are being restricted and strongly questioned. These databases, which have a realistically high variability of data per identity, have enabled the success of face recognition models. To build on this success and to align with privacy concerns, synthetic databases, consisting purely of synthetic persons, are increasingly being created and used in the development of face recognition solutions. In this work, we present a three-player generative adversarial network (GAN) framework, namely IDnet, that enables the integration of identity information into the generation process. The third player in our IDnet aims at forcing the generator to learn to generate identity-separable face images. We empirically proved that our IDnet synthetic images are of higher identity discrimination in comparison to the conventional two-player GAN, while maintaining a realistic intra-identity variation. We further studied the identity link between the authentic identities used to train the generator and the generated synthetic identities, showing very low similarities between these identities. We demonstrated the applicability of our IDnet data in training face recognition models by evaluating these models on a wide set of face recognition benchmarks. In comparison to the state-of-the-art works in synthetic-based face recognition, our solution achieved comparable results to a recent rendering-based approach and outperformed all existing GAN-based approaches. The training code and the synthetic face image dataset are publicly available ( https://github.com/fdbtrs/Synthetic-Face-Recognition )., Comment: Accepted at CVPR Workshops

Investigating new methods of creating face morphing attacks is essential to foresee novel attacks and help mitigate them. Creating morphing attacks is commonly either performed on the image-level or on the representation-level. The representation-level morphing has been performed so far based on generative adversarial networks (GAN) where the encoded images are interpolated in the latent space to produce a morphed image based on the interpolated vector. Such a process was constrained by the limited reconstruction fidelity of GAN architectures. Recent advances in the diffusion autoencoder models have overcome the GAN limitations, leading to high reconstruction fidelity. This theoretically makes them a perfect candidate to perform representation-level face morphing. This work investigates using diffusion autoencoders to create face morphing attacks by comparing them to a wide range of image-level and representation-level morphs. Our vulnerability analyses on four state-of-the-art face recognition models have shown that such models are highly vulnerable to the created attacks, the MorDIFF, especially when compared to existing representation-level morphs. Detailed detectability analyses are also performed on the MorDIFF, showing that they are as challenging to detect as other morphing attacks created on the image- or representation-level. Data and morphing script are made public: https://github.com/naserdamer/MorDIFF., Comment: Accepted at the 11th International Workshop on Biometrics and Forensics 2023 (IWBF 2023)

This paper presents a summary of the Masked Face Recognition Competitions (MFR) held within the 2021 International Joint Conference on Biometrics (IJCB 2021). The competition attracted a total of 10 participating teams with valid submissions. The affiliations of these teams are diverse and associated with academia and industry in nine different countries. These teams successfully submitted 18 valid solutions. The competition is designed to motivate solutions aiming at enhancing the face recognition accuracy of masked faces. Moreover, the competition considered the deployability of the proposed solutions by taking the compactness of the face recognition models into account. A private dataset representing a collaborative, multi-session, real masked, capture scenario is used to evaluate the submitted solutions. In comparison to one of the top-performing academic face recognition solutions, 10 out of the 18 submitted solutions did score higher masked face verification accuracy., Comment: Accepted at International Join Conference on Biometrics (IJCB 2021)

Face recognition (FR) systems have a growing effect on critical decision-making processes. Recent works have shown that FR solutions show strong performance differences based on the user's demographics. However, to enable a trustworthy FR technology, it is essential to know the influence of an extended range of facial attributes on FR beyond demographics. Therefore, in this work, we analyse FR bias over a wide range of attributes. We investigate the influence of 47 attributes on the verification performance of two popular FR models. The experiments were performed on the publicly available MAADFace attribute database with over 120M high-quality attribute annotations. To prevent misleading statements about biased performances, we introduced control group based validity values to decide if unbalanced test data causes the performance differences. The results demonstrate that also many non-demographic attributes strongly affect the recognition performance, such as accessories, hair-styles and colors, face shapes, or facial anomalies. The observations of this work show the strong need for further advances in making FR system more robust, explainable, and fair. Moreover, our findings might help to a better understanding of how FR networks work, to enhance the robustness of these networks, and to develop more generalized bias-mitigating face recognition solutions., Comment: Under review in IEEE Transactions on Technology and Society

Soft-biometrics play an important role in face biometrics and related fields since these might lead to biased performances, threatens the user's privacy, or are valuable for commercial aspects. Current face databases are specifically constructed for the development of face recognition applications. Consequently, these databases contain large amount of face images but lack in the number of attribute annotations and the overall annotation correctness. In this work, we propose MAADFace, a new face annotations database that is characterized by the large number of its high-quality attribute annotations. MAADFace is build on the VGGFace2 database and thus, consists of 3.3M faces of over 9k individuals. Using a novel annotation transfer-pipeline that allows an accurate label-transfer from multiple source-datasets to a target-dataset, MAAD-Face consists of 123.9M attribute annotations of 47 different binary attributes. Consequently, it provides 15 and 137 times more attribute labels than CelebA and LFW. Our investigation on the annotation quality by three human evaluators demonstrated the superiority of the MAAD-Face annotations over existing databases. Additionally, we make use of the large amount of high-quality annotations from MAAD-Face to study the viability of soft-biometrics for recognition, providing insights about which attributes support genuine and imposter decisions. The MAAD-Face annotations dataset is publicly available., Comment: Accepted in IEEE Transactions on Information Forensics and Security

Face quality assessment aims at estimating the utility of a face image for the purpose of recognition. It is a key factor to achieve high face recognition performances. Currently, the high performance of these face recognition systems come with the cost of a strong bias against demographic and non-demographic sub-groups. Recent work has shown that face quality assessment algorithms should adapt to the deployed face recognition system, in order to achieve highly accurate and robust quality estimations. However, this could lead to a bias transfer towards the face quality assessment leading to discriminatory effects e.g. during enrolment. In this work, we present an in-depth analysis of the correlation between bias in face recognition and face quality assessment. Experiments were conducted on two publicly available datasets captured under controlled and uncontrolled circumstances with two popular face embeddings. We evaluated four state-of-the-art solutions for face quality assessment towards biases to pose, ethnicity, and age. The experiments showed that the face quality assessment solutions assign significantly lower quality values towards subgroups affected by the recognition bias demonstrating that these approaches are biased as well. This raises ethical questions towards fairness and discrimination which future works have to address., Comment: Accepted at IJCB2020

Face image quality is an important factor to enable high performance face recognition systems. Face quality assessment aims at estimating the suitability of a face image for recognition. Previous work proposed supervised solutions that require artificially or human labelled quality values. However, both labelling mechanisms are error-prone as they do not rely on a clear definition of quality and may not know the best characteristics for the utilized face recognition system. Avoiding the use of inaccurate quality labels, we proposed a novel concept to measure face quality based on an arbitrary face recognition model. By determining the embedding variations generated from random subnetworks of a face model, the robustness of a sample representation and thus, its quality is estimated. The experiments are conducted in a cross-database evaluation setting on three publicly available databases. We compare our proposed solution on two face embeddings against six state-of-the-art approaches from academia and industry. The results show that our unsupervised solution outperforms all other approaches in the majority of the investigated scenarios. In contrast to previous works, the proposed solution shows a stable performance over all scenarios. Utilizing the deployed face recognition model for our face quality assessment methodology avoids the training phase completely and further outperforms all baseline approaches by a large margin. Our solution can be easily integrated into current face recognition systems and can be modified to other tasks beyond face recognition., Comment: Accepted at CVPR2020

Current face recognition systems achieve high progress on several benchmark tests. Despite this progress, recent works showed that these systems are strongly biased against demographic sub-groups. Consequently, an easily integrable solution is needed to reduce the discriminatory effect of these biased systems. Previous work mainly focused on learning less biased face representations, which comes at the cost of a strongly degraded overall recognition performance. In this work, we propose a novel unsupervised fair score normalization approach that is specifically designed to reduce the effect of bias in face recognition and subsequently lead to a significant overall performance boost. Our hypothesis is built on the notation of individual fairness by designing a normalization approach that leads to treating similar individuals similarly. Experiments were conducted on three publicly available datasets captured under controlled and in-the-wild circumstances. Results demonstrate that our solution reduces demographic biases, e.g. by up to 82.7% in the case when gender is considered. Moreover, it mitigates the bias more consistently than existing works. In contrast to previous works, our fair normalization approach enhances the overall performance by up to 53.2% at false match rate of 0.001 and up to 82.9% at a false match rate of 0.00001. Additionally, it is easily integrable into existing recognition systems and not limited to face biometrics., Comment: Accepted in Pattern Recognition Letters