Search

Multimodal foundation models (MFMs) have revolutionized sequential recommender systems through advanced representation learning. While Parameter-efficient Fine-tuning (PEFT) is commonly used to adapt these models, studies often prioritize parameter efficiency, neglecting GPU memory and training speed. To address this, we introduced the IISAN framework, significantly enhancing efficiency. However, IISAN was limited to symmetrical MFMs and identical text and image encoders, preventing the use of state-of-the-art Large Language Models. To overcome this, we developed IISAN-Versa, a versatile plug-and-play architecture compatible with both symmetrical and asymmetrical MFMs. IISAN-Versa employs a Decoupled PEFT structure and utilizes both intra- and inter-modal adaptation. It effectively handles asymmetry through a simple yet effective combination of group layer-dropping and dimension transformation alignment. Our research demonstrates that IISAN-Versa effectively adapts large text encoders, and we further identify a scaling effect where larger encoders generally perform better. IISAN-Versa also demonstrates strong versatility in our defined multimodal scenarios, which include raw titles and captions generated from images and videos. Additionally, IISAN-Versa achieved state-of-the-art performance on the Microlens public benchmark. We will release our code and datasets to support future research., Comment: The extension of IISAN in SIGIR2024

Retrieval-augmented generation (RAG) has gained wide attention as the key component to improve generative models with external knowledge augmentation from information retrieval. It has shown great prominence in enhancing the functionality and performance of large language model (LLM)-based applications. However, with the comprehensive application of RAG, more and more problems and limitations have been identified, thus urgently requiring further fundamental exploration to improve current RAG frameworks. This workshop aims to explore in depth how to conduct refined and reliable RAG for downstream AI tasks. To this end, we propose to organize the first R3AG workshop at SIGIR-AP 2024 to call for participants to re-examine and formulate the basic principles and practical implementation of refined and reliable RAG. The workshop serves as a platform for both academia and industry researchers to conduct discussions, share insights, and foster research to build the next generation of RAG systems. Participants will engage in discussions and presentations focusing on fundamental challenges, cutting-edge research, and potential pathways to improve RAG. At the end of the workshop, we aim to have a clearer understanding of how to improve the reliability and applicability of RAG with more robust information retrieval and language generation., Comment: R^3AG workshop overview at SIGIR-AP 2024

Facial action units (AUs), as defined in the Facial Action Coding System (FACS), have received significant research interest owing to their diverse range of applications in facial state analysis. Current mainstream FAU recognition models have a notable limitation, i.e., focusing only on the accuracy of AU recognition and overlooking explanations of corresponding AU states. In this paper, we propose an end-to-end Vision-Language joint learning network for explainable FAU recognition (termed VL-FAU), which aims to reinforce AU representation capability and language interpretability through the integration of joint multimodal tasks. Specifically, VL-FAU brings together language models to generate fine-grained local muscle descriptions and distinguishable global face description when optimising FAU recognition. Through this, the global facial representation and its local AU representations will achieve higher distinguishability among different AUs and different subjects. In addition, multi-level AU representation learning is utilised to improve AU individual attention-aware representation capabilities based on multi-scale combined facial stem feature. Extensive experiments on DISFA and BP4D AU datasets show that the proposed approach achieves superior performance over the state-of-the-art methods on most of the metrics. In addition, compared with mainstream FAU recognition methods, VL-FAU can provide local- and global-level interpretability language descriptions with the AUs' predictions., Comment: 10 pages, 5 figures, 4 tables

Image-text matching (ITM) is a fundamental problem in computer vision. The key issue lies in jointly learning the visual and textual representation to estimate their similarity accurately. Most existing methods focus on feature enhancement within modality or feature interaction across modalities, which, however, neglects the contextual information of the object representation based on the inter-object relationships that match the corresponding sentences with rich contextual semantics. In this paper, we propose a Hybrid-modal Interaction with multiple Relational Enhancements (termed \textit{Hire}) for image-text matching, which correlates the intra- and inter-modal semantics between objects and words with implicit and explicit relationship modelling. In particular, the explicit intra-modal spatial-semantic graph-based reasoning network is designed to improve the contextual representation of visual objects with salient spatial and semantic relational connectivities, guided by the explicit relationships of the objects' spatial positions and their scene graph. We use implicit relationship modelling for potential relationship interactions before explicit modelling to improve the fault tolerance of explicit relationship detection. Then the visual and textual semantic representations are refined jointly via inter-modal interactive attention and cross-modal alignment. To correlate the context of objects with the textual context, we further refine the visual semantic representation via cross-level object-sentence and word-image-based interactive attention. Extensive experiments validate that the proposed hybrid-modal interaction with implicit and explicit modelling is more beneficial for image-text matching. And the proposed \textit{Hire} obtains new state-of-the-art results on MS-COCO and Flickr30K benchmarks., Comment: 22pages, 5 Figures, 6 tables, the extension of CMSEI in WACV23, and submitted to ACM TIST. arXiv admin note: text overlap with arXiv:2210.08908

Capturing complex temporal relationships between video and audio modalities is vital for Audio-Visual Emotion Recognition (AVER). However, existing methods lack attention to local details, such as facial state changes between video frames, which can reduce the discriminability of features and thus lower recognition accuracy. In this paper, we propose a Detail-Enhanced Intra- and Inter-modal Interaction network(DE-III) for AVER, incorporating several novel aspects. We introduce optical flow information to enrich video representations with texture details that better capture facial state changes. A fusion module integrates the optical flow estimation with the corresponding video frames to enhance the representation of facial texture variations. We also design attentive intra- and inter-modal feature enhancement modules to further improve the richness and discriminability of video and audio representations. A detailed quantitative evaluation shows that our proposed model outperforms all existing methods on three benchmark datasets for both concrete and continuous emotion recognition. To encourage further research and ensure replicability, we will release our full code upon acceptance., Comment: Submitted to 27th International Conference of Pattern Recognition (ICPR 2024)

In this paper, we propose a novel visual Semantic-Spatial Self-Highlighting Network (termed 3SHNet) for high-precision, high-efficiency and high-generalization image-sentence retrieval. 3SHNet highlights the salient identification of prominent objects and their spatial locations within the visual modality, thus allowing the integration of visual semantics-spatial interactions and maintaining independence between two modalities. This integration effectively combines object regions with the corresponding semantic and position layouts derived from segmentation to enhance the visual representation. And the modality-independence guarantees efficiency and generalization. Additionally, 3SHNet utilizes the structured contextual visual scene information from segmentation to conduct the local (region-based) or global (grid-based) guidance and achieve accurate hybrid-level retrieval. Extensive experiments conducted on MS-COCO and Flickr30K benchmarks substantiate the superior performances, inference efficiency and generalization of the proposed 3SHNet when juxtaposed with contemporary state-of-the-art methodologies. Specifically, on the larger MS-COCO 5K test set, we achieve 16.3%, 24.8%, and 18.3% improvements in terms of rSum score, respectively, compared with the state-of-the-art methods using different image representations, while maintaining optimal retrieval efficiency. Moreover, our performance on cross-dataset generalization improves by 18.6%. Data and code are available at https://github.com/XuriGe1995/3SHNet., Comment: Accepted Information Processing and Management (IP&M), 10 pages, 9 figures and 8 tables

Multimodal foundation models are transformative in sequential recommender systems, leveraging powerful representation learning capabilities. While Parameter-efficient Fine-tuning (PEFT) is commonly used to adapt foundation models for recommendation tasks, most research prioritizes parameter efficiency, often overlooking critical factors like GPU memory efficiency and training speed. Addressing this gap, our paper introduces IISAN (Intra- and Inter-modal Side Adapted Network for Multimodal Representation), a simple plug-and-play architecture using a Decoupled PEFT structure and exploiting both intra- and inter-modal adaptation. IISAN matches the performance of full fine-tuning (FFT) and state-of-the-art PEFT. More importantly, it significantly reduces GPU memory usage - from 47GB to just 3GB for multimodal sequential recommendation tasks. Additionally, it accelerates training time per epoch from 443s to 22s compared to FFT. This is also a notable improvement over the Adapter and LoRA, which require 37-39 GB GPU memory and 350-380 seconds per epoch for training. Furthermore, we propose a new composite efficiency metric, TPME (Training-time, Parameter, and GPU Memory Efficiency) to alleviate the prevalent misconception that "parameter efficiency represents overall efficiency". TPME provides more comprehensive insights into practical efficiency comparisons between different methods. Besides, we give an accessible efficiency analysis of all PEFT and FFT approaches, which demonstrate the superiority of IISAN. We release our codes and other materials at https://github.com/GAIR-Lab/IISAN., Comment: Accepted by SIGIR2024

Reinforcement Learning (RL)-based recommender systems have demonstrated promising performance in meeting user expectations by learning to make accurate next-item recommendations from historical user-item interactions. However, existing offline RL-based sequential recommendation methods face the challenge of obtaining effective user feedback from the environment. Effectively modeling the user state and shaping an appropriate reward for recommendation remains a challenge. In this paper, we leverage language understanding capabilities and adapt large language models (LLMs) as an environment (LE) to enhance RL-based recommenders. The LE is learned from a subset of user-item interaction data, thus reducing the need for large training data, and can synthesise user feedback for offline data by: (i) acting as a state model that produces high quality states that enrich the user representation, and (ii) functioning as a reward model to accurately capture nuanced user preferences on actions. Moreover, the LE allows to generate positive actions that augment the limited offline training data. We propose a LE Augmentation (LEA) method to further improve recommendation performance by optimising jointly the supervised component and the RL policy, using the augmented actions and historical user signals. We use LEA, the state and reward models in conjunction with state-of-the-art RL recommenders and report experimental results on two publicly available datasets.

Learning reinforcement learning (RL)-based recommenders from historical user-item interaction sequences is vital to generate high-reward recommendations and improve long-term cumulative benefits. However, existing RL recommendation methods encounter difficulties (i) to estimate the value functions for states which are not contained in the offline training data, and (ii) to learn effective state representations from user implicit feedback due to the lack of contrastive signals. In this work, we propose contrastive state augmentations (CSA) for the training of RL-based recommender systems. To tackle the first issue, we propose four state augmentation strategies to enlarge the state space of the offline data. The proposed method improves the generalization capability of the recommender by making the RL agent visit the local state regions and ensuring the learned value functions are similar between the original and augmented states. For the second issue, we propose introducing contrastive signals between augmented states and the state randomly sampled from other sessions to improve the state representation learning further. To verify the effectiveness of the proposed CSA, we conduct extensive experiments on two publicly accessible datasets and one dataset collected from a real-life e-commerce platform. We also conduct experiments on a simulated environment as the online evaluation setting. Experimental results demonstrate that CSA can effectively improve recommendation performance.

Image-sentence retrieval has attracted extensive research attention in multimedia and computer vision due to its promising application. The key issue lies in jointly learning the visual and textual representation to accurately estimate their similarity. To this end, the mainstream schema adopts an object-word based attention to calculate their relevance scores and refine their interactive representations with the attention features, which, however, neglects the context of the object representation on the inter-object relationship that matches the predicates in sentences. In this paper, we propose a Cross-modal Semantic Enhanced Interaction method, termed CMSEI for image-sentence retrieval, which correlates the intra- and inter-modal semantics between objects and words. In particular, we first design the intra-modal spatial and semantic graphs based reasoning to enhance the semantic representations of objects guided by the explicit relationships of the objects' spatial positions and their scene graph. Then the visual and textual semantic representations are refined jointly via the inter-modal interactive attention and the cross-modal alignment. To correlate the context of objects with the textual context, we further refine the visual semantic representation via the cross-level object-sentence and word-image based interactive attention. Experimental results on seven standard evaluation metrics show that the proposed CMSEI outperforms the state-of-the-art and the alternative approaches on MS-COCO and Flickr30K benchmarks., Comment: accepted to WACV 2023

Learning large-scale pre-trained models on broad-ranging data and then transfer to a wide range of target tasks has become the de facto paradigm in many machine learning (ML) communities. Such big models are not only strong performers in practice but also offer a promising way to break out of the task-specific modeling restrictions, thereby enabling task-agnostic and unified ML systems. However, such a popular paradigm is mainly unexplored by the recommender systems (RS) community. A critical issue is that standard recommendation models are primarily built on categorical identity features. That is, the users and the interacted items are represented by their unique IDs, which are generally not shareable across different systems or platforms. To pursue the transferable recommendations, we propose studying pre-trained RS models in a novel scenario where a user's interaction feedback involves a mixture-of-modality (MoM) items, e.g., text and images. We then present TransRec, a very simple modification made on the popular ID-based RS framework. TransRec learns directly from the raw features of the MoM items in an end-to-end training manner and thus enables effective transfer learning under various scenarios without relying on overlapped users or items. We empirically study the transferring ability of TransRec across four different real-world recommendation settings. Besides, we look at its effects by scaling source and target data size. Our results suggest that learning neural recommendation models from MoM feedback provides a promising way to realize universal RS.

The Facial Action Coding System (FACS) encodes the action units (AUs) in facial images, which has attracted extensive research attention due to its wide use in facial expression analysis. Many methods that perform well on automatic facial action unit (AU) detection primarily focus on modeling various types of AU relations between corresponding local muscle areas, or simply mining global attention-aware facial features, however, neglect the dynamic interactions among local-global features. We argue that encoding AU features just from one perspective may not capture the rich contextual information between regional and global face features, as well as the detailed variability across AUs, because of the diversity in expression and individual characteristics. In this paper, we propose a novel Multi-level Graph Relational Reasoning Network (termed MGRR-Net) for facial AU detection. Each layer of MGRR-Net performs a multi-level (i.e., region-level, pixel-wise and channel-wise level) feature learning. While the region-level feature learning from local face patches features via graph neural network can encode the correlation across different AUs, the pixel-wise and channel-wise feature learning via graph attention network can enhance the discrimination ability of AU features from global face features. The fused features from the three levels lead to improved AU discriminative ability. Extensive experiments on DISFA and BP4D AU datasets show that the proposed approach achieves superior performance than the state-of-the-art methods., Comment: 20 pages, 5 figures, 8 tables

Facial palsy is unilateral facial nerve weakness or paralysis of rapid onset with unknown causes. Automatically estimating facial palsy severeness can be helpful for the diagnosis and treatment of people suffering from it across the world. In this work, we develop and experiment with a novel model for estimating facial palsy severity. For this, an effective Facial Action Units (AU) detection technique is incorporated into our model, where AUs refer to a unique set of facial muscle movements used to describe almost every anatomically possible facial expression. In this paper, we propose a novel Adaptive Local-Global Relational Network (ALGRNet) for facial AU detection and use it to classify facial paralysis severity. ALGRNet mainly consists of three main novel structures: (i) an adaptive region learning module that learns the adaptive muscle regions based on the detected landmarks; (ii) a skip-BiLSTM that models the latent relationships among local AUs; and (iii) a feature fusion&refining module that investigates the complementary between the local and global face. Quantitative results on two AU benchmarks, i.e., BP4D and DISFA, demonstrate our ALGRNet can achieve promising AU detection accuracy. We further demonstrate the effectiveness of its application to facial paralysis estimation by migrating ALGRNet to a facial paralysis dataset collected and annotated by medical professionals., Comment: 12 pages, 5 figures, resubmitted to IEEE Transactions on Affective Computing

Casting session-based or sequential recommendation as reinforcement learning (RL) through reward signals is a promising research direction towards recommender systems (RS) that maximize cumulative profits. However, the direct use of RL algorithms in the RS setting is impractical due to challenges like off-policy training, huge action spaces and lack of sufficient reward signals. Recent RL approaches for RS attempt to tackle these challenges by combining RL and (self-)supervised sequential learning, but still suffer from certain limitations. For example, the estimation of Q-values tends to be biased toward positive values due to the lack of negative reward signals. Moreover, the Q-values also depend heavily on the specific timestamp of a sequence. To address the above problems, we propose negative sampling strategy for training the RL component and combine it with supervised sequential learning. We call this method Supervised Negative Q-learning (SNQN). Based on sampled (negative) actions (items), we can calculate the "advantage" of a positive action over the average case, which can be further utilized as a normalized weight for learning the supervised sequential part. This leads to another learning framework: Supervised Advantage Actor-Critic (SA2C). We instantiate SNQN and SA2C with four state-of-the-art sequential recommendation models and conduct experiments on two real-world datasets. Experimental results show that the proposed approaches achieve significantly better performance than state-of-the-art supervised methods and existing self-supervised RL methods . Code will be open-sourced., Comment: 9 pages, 4 figures, In Proceedings of the 15th ACM International Conference on Web Search and Data Mining (WSDM '22), February 21-25, 2022, Phoenix, Arizona. arXiv admin note: text overlap with arXiv:2006.05779

The current state-of-the-art image-sentence retrieval methods implicitly align the visual-textual fragments, like regions in images and words in sentences, and adopt attention modules to highlight the relevance of cross-modal semantic correspondences. However, the retrieval performance remains unsatisfactory due to a lack of consistent representation in both semantics and structural spaces. In this work, we propose to address the above issue from two aspects: (i) constructing intrinsic structure (along with relations) among the fragments of respective modalities, e.g., "dog $\to$ play $\to$ ball" in semantic structure for an image, and (ii) seeking explicit inter-modal structural and semantic correspondence between the visual and textual modalities. In this paper, we propose a novel Structured Multi-modal Feature Embedding and Alignment (SMFEA) model for image-sentence retrieval. In order to jointly and explicitly learn the visual-textual embedding and the cross-modal alignment, SMFEA creates a novel multi-modal structured module with a shared context-aware referral tree. In particular, the relations of the visual and textual fragments are modeled by constructing Visual Context-aware Structured Tree encoder (VCS-Tree) and Textual Context-aware Structured Tree encoder (TCS-Tree) with shared labels, from which visual and textual features can be jointly learned and optimized. We utilize the multi-modal tree structure to explicitly align the heterogeneous image-sentence data by maximizing the semantic and structural similarity between corresponding inter-modal tree nodes. Extensive experiments on Microsoft COCO and Flickr30K benchmarks demonstrate the superiority of the proposed model in comparison to the state-of-the-art methods., Comment: 9 pages, 7 figures, Accepted by ACM MM 2021

Ethical AI spans a gamut of considerations. Among these, the most popular ones, fairness and interpretability, have remained largely distinct in technical pursuits. We discuss and elucidate the differences between fairness and interpretability across a variety of dimensions. Further, we develop two principles-based frameworks towards developing ethical AI for the future that embrace aspects of both fairness and interpretability. First, interpretability for fairness proposes instantiating interpretability within the realm of fairness to develop a new breed of ethical AI. Second, fairness and interpretability initiates deliberations on bringing the best aspects of both together. We hope that these two frameworks will contribute to intensifying scholarly discussions on new frontiers of ethical AI that brings together fairness and interpretability., Comment: in IJCAI 2021 Workshop on AI for Social Good, January 2021. [ Ref: https://crcs.seas.harvard.edu/publications/fairness-and-interpretability ]

In session-based or sequential recommendation, it is important to consider a number of factors like long-term user engagement, multiple types of user-item interactions such as clicks, purchases etc. The current state-of-the-art supervised approaches fail to model them appropriately. Casting sequential recommendation task as a reinforcement learning (RL) problem is a promising direction. A major component of RL approaches is to train the agent through interactions with the environment. However, it is often problematic to train a recommender in an on-line fashion due to the requirement to expose users to irrelevant recommendations. As a result, learning the policy from logged implicit feedback is of vital importance, which is challenging due to the pure off-policy setting and lack of negative rewards (feedback). In this paper, we propose self-supervised reinforcement learning for sequential recommendation tasks. Our approach augments standard recommendation models with two output layers: one for self-supervised learning and the other for RL. The RL part acts as a regularizer to drive the supervised layer focusing on specific rewards(e.g., recommending items which may lead to purchases rather than clicks) while the self-supervised layer with cross-entropy loss provides strong gradient signals for parameter updates. Based on such an approach, we propose two frameworks namely Self-Supervised Q-learning(SQN) and Self-Supervised Actor-Critic(SAC). We integrate the proposed frameworks with four state-of-the-art recommendation models. Experimental results on two real-world datasets demonstrate the effectiveness of our approach., Comment: SIGIR2020

Graph Convolution Networks (GCN) are widely used in learning graph representations due to their effectiveness and efficiency. However, they suffer from the notorious over-smoothing problem, in which the learned representations of densely connected nodes converge to alike vectors when many (>3) graph convolutional layers are stacked. In this paper, we argue that there-normalization trick used in GCN leads to overly homogeneous information propagation, which is the source of over-smoothing. To address this problem, we propose Graph Highway Networks(GHNet) which utilize gating units to automatically balance the trade-off between homogeneity and heterogeneity in the GCN learning process. The gating units serve as direct highways to maintain heterogeneous information from the node itself after feature propagation. This design enables GHNet to achieve much larger receptive fields per node without over-smoothing and thus access to more of the graph connectivity information. Experimental results on benchmark datasets demonstrate the superior performance of GHNet over GCN and related models.

Convolutional Neural Networks (CNNs) have been recently introduced in the domain of session-based next item recommendation. An ordered collection of past items the user has interacted with in a session (or sequence) are embedded into a 2-dimensional latent matrix, and treated as an image. The convolution and pooling operations are then applied to the mapped item embeddings. In this paper, we first examine the typical session-based CNN recommender and show that both the generative model and network architecture are suboptimal when modeling long-range dependencies in the item sequence. To address the issues, we introduce a simple, but very effective generative model that is capable of learning high-level representation from both short- and long-range item dependencies. The network architecture of the proposed model is formed of a stack of \emph{holed} convolutional layers, which can efficiently increase the receptive fields without relying on the pooling operation. Another contribution is the effective use of residual block structure in recommender systems, which can ease the optimization for much deeper networks. The proposed generative model attains state-of-the-art accuracy with less training time in the next item recommendation task. It accordingly can be used as a powerful recommendation baseline to beat in future, especially when there are long sequences of user feedback.

Although the word-popularity based negative sampler has shown superb performance in the skip-gram model, the theoretical motivation behind oversampling popular (non-observed) words as negative samples is still not well understood. In this paper, we start from an investigation of the gradient vanishing issue in the skipgram model without a proper negative sampler. By performing an insightful analysis from the stochastic gradient descent (SGD) learning perspective, we demonstrate that, both theoretically and intuitively, negative samples with larger inner product scores are more informative than those with lower scores for the SGD learner in terms of both convergence rate and accuracy. Understanding this, we propose an alternative sampling algorithm that dynamically selects informative negative samples during each SGD update. More importantly, the proposed sampler accounts for multi-dimensional self-embedded features during the sampling process, which essentially makes it more effective than the original popularity-based (one-dimensional) sampler. Empirical experiments further verify our observations, and show that our fine-grained samplers gain significant improvement over the existing ones without increasing computational complexity., Comment: Accepted in WSDM 2018