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Single-arm trials (SATs) may be used to support regulatory submissions in settings where there is a high unmet medical need and highly promising early efficacy data undermine the equipoise needed for randomization. In this context, patient-level real-world data (RWD) may be used to create an external control arm (ECA) to contextualize the SAT results. However, naive comparisons of the SAT with its ECA will yield biased estimates of causal effects if groups are imbalanced with regards to (un)measured prognostic factors. Several methods are available to adjust for measured confounding, but the interpretation of such analyses is challenging unless the causal question of interest is clearly defined, and the estimator is aligned with the estimand. Additional complications arise when patients in the ECA are eligible for the SAT at multiple timepoints. In this paper, we use a case-study of a pivotal SAT of a novel CAR-T therapy for heavily pre-treated patients with follicular lymphoma to illustrate how a combination of the target trial and the ICH E9(R1) estimand frameworks can be used to define the target estimand and avoid common methodological pitfalls related to the design of the ECA and comparisons with the SAT. We also propose an approach to address the challenge of how to define an appropriate time zero for external controls who meet the SAT inclusion/exclusion criteria at several timepoints. Use of the target trial and estimand frameworks facilitates discussions amongst internal and external stakeholders, as well as an early assessment of the adequacy of the available RWD.

Metal nanoantennas supporting localized surface plasmon resonances have become an indispensable tool in bio(chemical) sensing and nanoscale imaging applications. The high plasmon-enhanced electric field intensity in the visible or near-IR range that enables the above applications may also cause local heating of nanoantennas. We present a design of hybrid optical-thermal antennas that simultaneously enable intensity enhancement at the operating wavelength in the visible and nanoscale local temperature control. We demonstrate a possibility to reduce the hybrid antenna operating temperature via enhanced infrared thermal emission. We predict via rigorous numerical modeling that hybrid optical-thermal antennas that support high-quality-factor photonic-plasmonic modes enable up to two orders of magnitude enhancement of localized electric fields and of the optical power absorbed in the nanoscale metal volume. At the same time, the hybrid antenna temperature can be lowered by several hundred degrees with respect to its all-metal counterpart under continuous irradiance of 104-105 W/m2. The temperature reduction effect is attributed to the enhanced radiative cooling, which is mediated by the thermally-excited localized surface phonon polariton modes. We further show that temperature reduction under even higher irradiances can be achieved by a combination of enhanced radiative and convective cooling in hybrid antennas. Finally, we demonstrate how hybrid optical-thermal antennas can be used to achieve strong localized heating of nanoparticles while keeping the rest of the optical chip at low temperature., Comment: 24 pages, 11 figures

A p-n junction maintained at above ambient temperature can work as a heat engine, converting some of the supplied heat into electricity and rejecting entropy by interband emission. Such thermoradiative cells have potential to harvest low-grade heat into electricity. By analyzing the entropy content of different spectral components of thermal radiation, we identify an approach to increase the efficiency of thermoradiative cells via spectrally selecting long-wavelength photons for radiative exchange. Furthermore, we predict that the near-field photon extraction by coupling photons generated from interband electronic transition to phonon polariton modes on the surface of a heat sink can increase the conversion efficiency as well as the power generation density, providing more opportunities to efficiently utilize terrestrial emission for clean energy. An ideal InSb thermoradiative cell can achieve a maximum efficiency and power density up to 20.4 % and 327 Wm-2, respectively, between a hot source at 500K and a cold sink at 300K. However, sub-bandgap and non-radiative losses will significantly degrade the cell performance.

We discuss the state-of-the-art and remaining challenges in the fundamental understanding and technology development for controlling light-matter interactions in nanophotonic environments in and away from thermal equilibrium. The topics covered range from the basics of the thermodynamics of light emission and absorption, to applications in solar-thermal energy generation, thermophotovoltaics, optical refrigeration, personalized cooling technologies, development of coherent incandescent light sources, and spinoptics., Comment: 46 pages, 11 figures; to appear in the special issue of Nanophotonics on 'Smart nanophotonics for renewable energy and sustainability' 2016

We report on optical design and applications of hybrid meso-scale devices and materials that combine optical and thermal management functionalities owing to their tailored resonant interaction with light in visible and infrared frequency bands. We outline a general approach to designing such materials, and discuss two specific applications in detail. One example is a hybrid optical-thermal antenna with sub-wavelength light focusing, which simultaneously enables intensity enhancement at the operating wavelength in the visible and reduction of the operating temperature. The enhancement is achieved via light recycling in the form of whispering-gallery modes trapped in an optical microcavity, while cooling functionality is realized via a combination of reduced optical absorption and radiative cooling. The other example is a fabric that is opaque in the visible range yet highly transparent in the infrared, which allows the human body to efficiently shed energy in the form of thermal emission. Such fabrics can find numerous applications for personal thermal management and for buildings energy efficiency improvement., Comment: Proc. SPIE 9546, Active Photonic Materials VII, 95461U (September 1, 2015) 7 pages, 4 figures

We evaluate the limiting efficiency of full and partial solar spectrum harvesting via the process of internal photoemission in Au-semiconductor Schottky junctions. Our results based on the ab initio calculations of the electron density of states (e-DOS) reveal that the limiting efficiency of the full-spectrum Au converter based on hot electron injection is below 4%. This value is even lower than previously established limit based on the parabolic approximation of the Au electron energy bands. However, we predict limiting efficiency exceeding 10% for the hot holes collection through the Schottky junction between Au and p-type semiconductor. Furthermore, we demonstrate that such converters have more potential if used as a part of the hybrid system for harvesting high- and low-energy photons of the solar spectrum., Comment: Proc. SPIE 9608, Infrared Remote Sensing and Instrumentation XXIII, 960816 (September 1, 2015) 7 pages, 4 figures

A new approach is introduced to significantly improve the performance of thermophotovoltaic (TPV) systems by using low-dimensional thermal emitters and photovoltaic (PV) cells. By reducing the thickness of both the emitter and the PV cell, strong spectral selectivity in both thermal emission and absorption can be achieved by confining photons in trapped waveguide modes inside the thin-films that act as thermal analogs to quantum wells. Simultaneously, photo-excited carriers travel shorter distances across the thin-films reducing bulk recombination losses resulting in a lower saturation current in the PV cell. We predict a TPV efficiency enhancement with near-field coupling between the thermal emitter and the PV cell of up to 38.7% using a germanium (Ge) emitter at 1000 K and a gallium antimonide (GaSb) cell with optimized thicknesses separated by 100 nm. Even in the far-field limit, the efficiency is predicted to reach 31.5%, which is an order of magnitude higher than the Shockley Queisser limit of 1.6% for a bulk GaSb cell and a blackbody emitter at 1000 K. The proposed design approach does not require nanoscale patterning of the emitter and PV cell surfaces, but instead offers a simple low-cost solution to improve the performance of a thermophotovoltaic system., Comment: Manuscript and supplementary information