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Retrieval-augmented generation (RAG) can supplement large language models (LLMs) by integrating external knowledge. However, as the number of retrieved documents increases, the input length to LLMs grows linearly, causing a dramatic increase in latency and a degradation in long-context understanding. This is particularly serious for multi-hop questions that require a chain of reasoning across documents. To accelerate inference, reduce costs, and minimize distractions, this paper presents BRIEF (Bridging Retrieval and Inference through Evidence Fusion), a lightweight approach that performs query-aware multi-hop reasoning by compressing retrieved documents into highly dense textual summaries to integrate into in-context learning. To enable learning compression for multi-hop reasoning, we curate synthetic data by extracting atomic proposition expressions that encapsulate distinct factoids from the source documents to compose synthetic summaries. Based on our synthetic data built entirely by open-source models, BRIEF generates more concise summaries and enables a range of LLMs to achieve exceptional open-domain question answering (QA) performance. For example, on HotpotQA, BRIEF improves the compression rate by 2 times compared to the state-of-the-art baseline, while outperforming it by 3.00% EM and 4.16% F1 with Flan-UL2 as the reader LM. It also generates more concise summaries than proprietary GPT-3.5, while demonstrating nearly identical QA performance., Comment: Project page: https://jasonforjoy.github.io/BRIEF/

Existing multimodal retrieval benchmarks primarily focus on evaluating whether models can retrieve and utilize external textual knowledge for question answering. However, there are scenarios where retrieving visual information is either more beneficial or easier to access than textual data. In this paper, we introduce a multimodal retrieval-augmented generation benchmark, MRAG-Bench, in which we systematically identify and categorize scenarios where visually augmented knowledge is better than textual knowledge, for instance, more images from varying viewpoints. MRAG-Bench consists of 16,130 images and 1,353 human-annotated multiple-choice questions across 9 distinct scenarios. With MRAG-Bench, we conduct an evaluation of 10 open-source and 4 proprietary large vision-language models (LVLMs). Our results show that all LVLMs exhibit greater improvements when augmented with images compared to textual knowledge, confirming that MRAG-Bench is vision-centric. Additionally, we conduct extensive analysis with MRAG-Bench, which offers valuable insights into retrieval-augmented LVLMs. Notably, the top-performing model, GPT-4o, faces challenges in effectively leveraging retrieved knowledge, achieving only a 5.82% improvement with ground-truth information, in contrast to a 33.16% improvement observed in human participants. These findings highlight the importance of MRAG-Bench in encouraging the community to enhance LVLMs' ability to utilize retrieved visual knowledge more effectively., Comment: https://mragbench.github.io

Neutron star-white dwarf (NS-WD) binaries evolve into either ultra-compact X-ray binaries undergoing stable mass transfer or direct mergers by unstable mass transfer. While much attention has been on gravitational wave (GW) emissions from NS-WD binaries with the former evolutionary pathway, this work explores GW emissions related to {\em r}-mode instability of the accreting NSs in NS-WD mergers particularly with WD's mass $\gtrsim 1M_{\odot}$. Due to considerably high accretion rates, the GW emissions associated with both {\em r}-modes and magnetic deformation intrinsically induced by {\em r}-modes presented in this work are much stronger than those in NS-WD binaries categorized as intermediate-mass or low-mass X-ray binaries, rendering them interesting sources for the advanced Laser Interferometer Gravitational Wave Observatory and upcoming Einstein Telescope. Moreover, these strong GW emissions might accompany some intriguing electromagnetic emissions such as peculiar long gamma-ray bursts (LGRBs), fast blue optical transients including kilonova-like emissions associated with peculiar LGRBs, and/or fast radio bursts., Comment: Published in PRD

Knowledge editing has been increasingly adopted to correct the false or outdated knowledge in Large Language Models (LLMs). Meanwhile, one critical but under-explored question is: can knowledge editing be used to inject harm into LLMs? In this paper, we propose to reformulate knowledge editing as a new type of safety threat for LLMs, namely Editing Attack, and conduct a systematic investigation with a newly constructed dataset EditAttack. Specifically, we focus on two typical safety risks of Editing Attack including Misinformation Injection and Bias Injection. For the risk of misinformation injection, we first categorize it into commonsense misinformation injection and long-tail misinformation injection. Then, we find that editing attacks can inject both types of misinformation into LLMs, and the effectiveness is particularly high for commonsense misinformation injection. For the risk of bias injection, we discover that not only can biased sentences be injected into LLMs with high effectiveness, but also one single biased sentence injection can cause a bias increase in general outputs of LLMs, which are even highly irrelevant to the injected sentence, indicating a catastrophic impact on the overall fairness of LLMs. Then, we further illustrate the high stealthiness of editing attacks, measured by their impact on the general knowledge and reasoning capacities of LLMs, and show the hardness of defending editing attacks with empirical evidence. Our discoveries demonstrate the emerging misuse risks of knowledge editing techniques on compromising the safety alignment of LLMs and the feasibility of disseminating misinformation or bias with LLMs as new channels., Comment: The first two authors contributed equally. 9 pages for main paper, 36 pages including appendix. The code, results, dataset for this paper and more resources are on the project website: https://llm-editing.github.io

Understanding knowledge mechanisms in Large Language Models (LLMs) is crucial for advancing towards trustworthy AGI. This paper reviews knowledge mechanism analysis from a novel taxonomy including knowledge utilization and evolution. Knowledge utilization delves into the mechanism of memorization, comprehension and application, and creation. Knowledge evolution focuses on the dynamic progression of knowledge within individual and group LLMs. Moreover, we discuss what knowledge LLMs have learned, the reasons for the fragility of parametric knowledge, and the potential dark knowledge (hypothesis) that will be challenging to address. We hope this work can help understand knowledge in LLMs and provide insights for future research., Comment: EMNLP 2024 Findings; 39 pages (v3)

Retrieval-augmented language models (RALMs) have shown strong performance and wide applicability in knowledge-intensive tasks. However, there are significant trustworthiness concerns as RALMs are prone to generating unfaithful outputs, including baseless information or contradictions with the retrieved context. This paper proposes SynCheck, a lightweight monitor that leverages fine-grained decoding dynamics including sequence likelihood, uncertainty quantification, context influence, and semantic alignment to synchronously detect unfaithful sentences. By integrating efficiently measurable and complementary signals, SynCheck enables accurate and immediate feedback and intervention, achieving 0.85 AUROC in detecting faithfulness errors across six long-form retrieval-augmented generation tasks, improving prior best method by 4%. Leveraging SynCheck, we further introduce FOD, a faithfulness-oriented decoding algorithm guided by beam search for long-form retrieval-augmented generation. Empirical results demonstrate that FOD outperforms traditional strategies such as abstention, reranking, or contrastive decoding significantly in terms of faithfulness, achieving over 10% improvement across six datasets., Comment: EMNLP 2024

Model editing is an emerging field that focuses on updating the knowledge embedded within large language models (LLMs) without extensive retraining. However, current model editing methods significantly compromise the general abilities of LLMs as the number of edits increases, and this trade-off poses a substantial challenge to the continual learning of LLMs. In this paper, we first theoretically analyze that the factor affecting the general abilities in sequential model editing lies in the condition number of the edited matrix. The condition number of a matrix represents its numerical sensitivity, and therefore can be used to indicate the extent to which the original knowledge associations stored in LLMs are perturbed after editing. Subsequently, statistical findings demonstrate that the value of this factor becomes larger as the number of edits increases, thereby exacerbating the deterioration of general abilities. To this end, a framework termed Perturbation Restraint on Upper bouNd for Editing (PRUNE) is proposed, which applies the condition number restraints in sequential editing. These restraints can lower the upper bound on perturbation to edited models, thus preserving the general abilities. Systematically, we conduct experiments employing three popular editing methods on three LLMs across four representative downstream tasks. Evaluation results show that PRUNE can preserve considerable general abilities while maintaining the editing performance effectively in sequential model editing. The code and data are available at https://github.com/mjy1111/PRUNE.

Large language models (LLMs) augmented with retrieval exhibit robust performance and extensive versatility by incorporating external contexts. However, the input length grows linearly in the number of retrieved documents, causing a dramatic increase in latency. In this paper, we propose a novel paradigm named Sparse RAG, which seeks to cut computation costs through sparsity. Specifically, Sparse RAG encodes retrieved documents in parallel, which eliminates latency introduced by long-range attention of retrieved documents. Then, LLMs selectively decode the output by only attending to highly relevant caches auto-regressively, which are chosen via prompting LLMs with special control tokens. It is notable that Sparse RAG combines the assessment of each individual document and the generation of the response into a single process. The designed sparse mechanism in a RAG system can facilitate the reduction of the number of documents loaded during decoding for accelerating the inference of the RAG system. Additionally, filtering out undesirable contexts enhances the model's focus on relevant context, inherently improving its generation quality. Evaluation results of two datasets show that Sparse RAG can strike an optimal balance between generation quality and computational efficiency, demonstrating its generalizability across both short- and long-form generation tasks.

With the rapid advancement of large language models (LLMs) for handling complex language tasks, an increasing number of studies are employing LLMs as agents to emulate the sequential decision-making processes of humans often represented as Markov decision-making processes (MDPs). The actions in MDPs adhere to specific probability distributions and require iterative sampling. This arouses curiosity regarding the capacity of LLM agents to comprehend probability distributions, thereby guiding the agent's behavioral decision-making through probabilistic sampling and generating behavioral sequences. To answer the above question, we divide the problem into two main aspects: sequence simulation with known probability distribution and sequence simulation with unknown probability distribution. Our analysis indicates that LLM agents can understand probabilities, but they struggle with probability sampling. Their ability to perform probabilistic sampling can be improved to some extent by integrating coding tools, but this level of sampling precision still makes it difficult to simulate human behavior as agents.

Constructing personalized and anthropomorphic agents holds significant importance in the simulation of social networks. However, there are still two key problems in existing works: the agent possesses world knowledge that does not belong to its personas, and it cannot eliminate the interference of diverse persona information on current actions, which reduces the personalization and anthropomorphism of the agent. To solve the above problems, we construct the social media agent based on personalized knowledge and dynamic persona information. For personalized knowledge, we add external knowledge sources and match them with the persona information of agents, thereby giving the agent personalized world knowledge. For dynamic persona information, we use current action information to internally retrieve the persona information of the agent, thereby reducing the interference of diverse persona information on the current action. To make the agent suitable for social media, we design five basic modules for it: persona, planning, action, memory and reflection. To provide an interaction and verification environment for the agent, we build a social media simulation sandbox. In the experimental verification, automatic and human evaluations demonstrated the effectiveness of the agent we constructed.

Audio-text retrieval (ATR), which retrieves a relevant caption given an audio clip (A2T) and vice versa (T2A), has recently attracted much research attention. Existing methods typically aggregate information from each modality into a single vector for matching, but this sacrifices local details and can hardly capture intricate relationships within and between modalities. Furthermore, current ATR datasets lack comprehensive alignment information, and simple binary contrastive learning labels overlook the measurement of fine-grained semantic differences between samples. To counter these challenges, we present a novel ATR framework that comprehensively captures the matching relationships of multimodal information from different perspectives and finer granularities. Specifically, a fine-grained alignment method is introduced, achieving a more detail-oriented matching through a multiscale process from local to global levels to capture meticulous cross-modal relationships. In addition, we pioneer the application of cross-modal similarity consistency, leveraging intra-modal similarity relationships as soft supervision to boost more intricate alignment. Extensive experiments validate the effectiveness of our approach, outperforming previous methods by significant margins of at least 3.9% (T2A) / 6.9% (A2T) R@1 on the AudioCaps dataset and 2.9% (T2A) / 5.4% (A2T) R@1 on the Clotho dataset., Comment: 5 pages, accepted to ICASSP2024

Despite their exceptional capabilities, large language models (LLMs) are prone to generating unintended text due to false or outdated knowledge. Given the resource-intensive nature of retraining LLMs, there has been a notable increase in the development of knowledge editing. However, current approaches and evaluations rarely explore the perturbation of editing on neighboring knowledge. This paper studies whether updating new knowledge to LLMs perturbs the neighboring knowledge encapsulated within them. Specifically, we seek to figure out whether appending a new answer into an answer list to a factual question leads to catastrophic forgetting of original correct answers in this list, as well as unintentional inclusion of incorrect answers. A metric of additivity is introduced and a benchmark dubbed as Perturbation Evaluation of Appending Knowledge (PEAK) is constructed to evaluate the degree of perturbation to neighboring knowledge when appending new knowledge. Besides, a plug-and-play framework termed Appending via Preservation and Prevention (APP) is proposed to mitigate the neighboring perturbation by maintaining the integrity of the answer list. Experiments demonstrate the effectiveness of APP coupling with four editing methods on four LLMs. The code and data are available at https://github.com/mjy1111/PEAK., Comment: Accepted by ICML 2024

Large language models (LLMs) inevitably exhibit hallucinations since the accuracy of generated texts cannot be secured solely by the parametric knowledge they encapsulate. Although retrieval-augmented generation (RAG) is a practicable complement to LLMs, it relies heavily on the relevance of retrieved documents, raising concerns about how the model behaves if retrieval goes wrong. To this end, we propose the Corrective Retrieval Augmented Generation (CRAG) to improve the robustness of generation. Specifically, a lightweight retrieval evaluator is designed to assess the overall quality of retrieved documents for a query, returning a confidence degree based on which different knowledge retrieval actions can be triggered. Since retrieval from static and limited corpora can only return sub-optimal documents, large-scale web searches are utilized as an extension for augmenting the retrieval results. Besides, a decompose-then-recompose algorithm is designed for retrieved documents to selectively focus on key information and filter out irrelevant information in them. CRAG is plug-and-play and can be seamlessly coupled with various RAG-based approaches. Experiments on four datasets covering short- and long-form generation tasks show that CRAG can significantly improve the performance of RAG-based approaches., Comment: Update results, add more analysis, and fix typos

In the rapidly evolving domain of Natural Language Generation (NLG) evaluation, introducing Large Language Models (LLMs) has opened new avenues for assessing generated content quality, e.g., coherence, creativity, and context relevance. This paper aims to provide a thorough overview of leveraging LLMs for NLG evaluation, a burgeoning area that lacks a systematic analysis. We propose a coherent taxonomy for organizing existing LLM-based evaluation metrics, offering a structured framework to understand and compare these methods. Our detailed exploration includes critically assessing various LLM-based methodologies, as well as comparing their strengths and limitations in evaluating NLG outputs. By discussing unresolved challenges, including bias, robustness, domain-specificity, and unified evaluation, this paper seeks to offer insights to researchers and advocate for fairer and more advanced NLG evaluation techniques., Comment: 21 pages, 5 figures

Model editing is a technique that edits the large language models (LLMs) with updated knowledge to alleviate hallucinations without resource-intensive retraining. While current model editing methods can effectively modify a model's behavior within a specific area of interest, they often overlook the potential unintended side effects on the general abilities of LLMs such as reasoning, natural language inference, and question answering. In this paper, we raise concerns that model editing's improvements on factuality may come at the cost of a significant degradation of the model's general abilities. We systematically analyze the side effects by evaluating four popular editing methods on three LLMs across eight representative tasks. Our extensive empirical experiments show that it is challenging for current editing methods to simultaneously improve factuality of LLMs and maintain their general abilities. Our analysis reveals that the side effects are caused by model editing altering the original model weights excessively, leading to overfitting to the edited facts. To mitigate this, a method named RECT is proposed to regularize the edit update weights by imposing constraints on their complexity based on the RElative Change in weighT. Evaluation results show that RECT can significantly mitigate the side effects of editing while still maintaining over 94% editing performance., Comment: Accepted by EMNLP 2024

Large Language Models (LLMs) have shown extraordinary capabilities in understanding and generating text that closely mirrors human communication. However, a primary limitation lies in the significant computational demands during training, arising from their extensive parameterization. This challenge is further intensified by the dynamic nature of the world, necessitating frequent updates to LLMs to correct outdated information or integrate new knowledge, thereby ensuring their continued relevance. Note that many applications demand continual model adjustments post-training to address deficiencies or undesirable behaviors. There is an increasing interest in efficient, lightweight methods for on-the-fly model modifications. To this end, recent years have seen a burgeoning in the techniques of knowledge editing for LLMs, which aim to efficiently modify LLMs' behaviors within specific domains while preserving overall performance across various inputs. In this paper, we first define the knowledge editing problem and then provide a comprehensive review of cutting-edge approaches. Drawing inspiration from educational and cognitive research theories, we propose a unified categorization criterion that classifies knowledge editing methods into three groups: resorting to external knowledge, merging knowledge into the model, and editing intrinsic knowledge. Furthermore, we introduce a new benchmark, KnowEdit, for a comprehensive empirical evaluation of representative knowledge editing approaches. Additionally, we provide an in-depth analysis of knowledge location, which can give a deeper understanding of the knowledge structures inherent within LLMs. Finally, we discuss several potential applications of knowledge editing, outlining its broad and impactful implications., Comment: Ongoing work; 52 pages, 282 citations; benchmark is available at https://huggingface.co/datasets/zjunlp/KnowEdit code is available at https://github.com/zjunlp/EasyEdit paper list is available at https://github.com/zjunlp/KnowledgeEditingPapers

Large Language Models (LLMs) have emerged as influential instruments within the realm of natural language processing; nevertheless, their capacity to handle multi-party conversations (MPCs) -- a scenario marked by the presence of multiple interlocutors involved in intricate information exchanges -- remains uncharted. In this paper, we delve into the potential of generative LLMs such as ChatGPT and GPT-4 within the context of MPCs. An empirical analysis is conducted to assess the zero-shot learning capabilities of ChatGPT and GPT-4 by subjecting them to evaluation across three MPC datasets that encompass five representative tasks. The findings reveal that ChatGPT's performance on a number of evaluated MPC tasks leaves much to be desired, whilst GPT-4's results portend a promising future. Additionally, we endeavor to bolster performance through the incorporation of MPC structures, encompassing both speaker and addressee architecture. This study provides an exhaustive evaluation and analysis of applying generative LLMs to MPCs, casting a light upon the conception and creation of increasingly effective and robust MPC agents. Concurrently, this work underscores the challenges implicit in the utilization of LLMs for MPCs, such as deciphering graphical information flows and generating stylistically consistent responses., Comment: Accepted by Findings of EMNLP 2023

Recent studies have demonstrated that large language models (LLMs) store massive factual knowledge within their parameters. But existing LLMs are prone to hallucinate unintended text due to false or outdated knowledge. Since retraining LLMs is resource intensive, there has been a growing interest in the concept of model editing. Despite the emergence of benchmarks and approaches, these unidirectional editing and evaluation have failed to explore the reversal curse. Intuitively, if "The capital of France is" is edited to be a counterfact "London" within a model, then it should be able to naturally reason and recall the reverse fact, i.e., "London is the capital of" followed by "France" instead of "England". In this paper, we study bidirectional language model editing, aiming to provide rigorous model editing evaluation to assess if edited LLMs can recall the editing knowledge bidirectionally. A new evaluation metric of reversibility is introduced, and a benchmark dubbed as Bidirectional Assessment for Knowledge Editing (BAKE) is constructed to evaluate the reversibility of edited models in recalling knowledge in the reverse direction of editing. We surprisingly observe that while current editing methods and LLMs can effectively recall editing facts in the direction of editing, they suffer serious deficiencies when evaluated in the reverse direction. To mitigate the reversal curse, a method named Bidirectionally Inversible Relationship moDeling (BIRD) is proposed. A set of editing objectives that incorporate bidirectional relationships between subject and object into the updated model weights are designed. Experiments show that BIRD improves the performance of four representative LLMs of different sizes via question answering and judgement.

Modeling multi-party conversations (MPCs) with graph neural networks has been proven effective at capturing complicated and graphical information flows. However, existing methods rely heavily on the necessary addressee labels and can only be applied to an ideal setting where each utterance must be tagged with an addressee label. To study the scarcity of addressee labels which is a common issue in MPCs, we propose MADNet that maximizes addressee deduction expectation in heterogeneous graph neural networks for MPC generation. Given an MPC with a few addressee labels missing, existing methods fail to build a consecutively connected conversation graph, but only a few separate conversation fragments instead. To ensure message passing between these conversation fragments, four additional types of latent edges are designed to complete a fully-connected graph. Besides, to optimize the edge-type-dependent message passing for those utterances without addressee labels, an Expectation-Maximization-based method that iteratively generates silver addressee labels (E step), and optimizes the quality of generated responses (M step), is designed. Experimental results on two Ubuntu IRC channel benchmarks show that MADNet outperforms various baseline models on the task of MPC generation, especially under the more common and challenging setting where part of addressee labels are missing., Comment: Accepted by EMNLP 2023. arXiv admin note: text overlap with arXiv:2203.08500

Zero-shot cross-lingual information extraction(IE) aims at constructing an IE model for some low-resource target languages, given annotations exclusively in some rich-resource languages. Recent studies based on language-universal features have shown their effectiveness and are attracting increasing attention. However, prior work has neither explored the potential of establishing interactions between language-universal features and contextual representations nor incorporated features that can effectively model constituent span attributes and relationships between multiple spans. In this study, a syntax-augmented hierarchical interactive encoder (SHINE) is proposed to transfer cross-lingual IE knowledge. The proposed encoder is capable of interactively capturing complementary information between features and contextual information, to derive language-agnostic representations for various IE tasks. Concretely, a multi-level interaction network is designed to hierarchically interact the complementary information to strengthen domain adaptability. Besides, in addition to the well-studied syntax features of part-of-speech and dependency relation, a new syntax feature of constituency structure is introduced to model the constituent span information which is crucial for IE. Experiments across seven languages on three IE tasks and four benchmarks verify the effectiveness and generalization ability of the proposed method., Comment: 15pages

Diffusion models have emerged as the new state-of-the-art family of deep generative models, and their promising potentials for text generation have recently attracted increasing attention. Existing studies mostly adopt a single encoder architecture with partially noising processes for conditional text generation, but its degree of flexibility for conditional modeling is limited. In fact, the encoder-decoder architecture is naturally more flexible for its detachable encoder and decoder modules, which is extensible to multilingual and multimodal generation tasks for conditions and target texts. However, the encoding process of conditional texts lacks the understanding of target texts. To this end, a spiral interaction architecture for encoder-decoder text diffusion (DiffuSIA) is proposed. Concretely, the conditional information from encoder is designed to be captured by the diffusion decoder, while the target information from decoder is designed to be captured by the conditional encoder. These two types of information flow run through multilayer interaction spirally for deep fusion and understanding. DiffuSIA is evaluated on four text generation tasks, including paraphrase, text simplification, question generation, and open-domain dialogue generation. Experimental results show that DiffuSIA achieves competitive performance among previous methods on all four tasks, demonstrating the effectiveness and generalization ability of the proposed method., Comment: Work in Progress

Addressing the issues of who saying what to whom in multi-party conversations (MPCs) has recently attracted a lot of research attention. However, existing methods on MPC understanding typically embed interlocutors and utterances into sequential information flows, or utilize only the superficial of inherent graph structures in MPCs. To this end, we present a plug-and-play and lightweight method named graph-induced fine-tuning (GIFT) which can adapt various Transformer-based pre-trained language models (PLMs) for universal MPC understanding. In detail, the full and equivalent connections among utterances in regular Transformer ignore the sparse but distinctive dependency of an utterance on another in MPCs. To distinguish different relationships between utterances, four types of edges are designed to integrate graph-induced signals into attention mechanisms to refine PLMs originally designed for processing sequential texts. We evaluate GIFT by implementing it into three PLMs, and test the performance on three downstream tasks including addressee recognition, speaker identification and response selection. Experimental results show that GIFT can significantly improve the performance of three PLMs on three downstream tasks and two benchmarks with only 4 additional parameters per encoding layer, achieving new state-of-the-art performance on MPC understanding., Comment: Accepted by ACL 2023. arXiv admin note: substantial text overlap with arXiv:2106.01541

This paper describes the system developed by the USTC-NELSLIP team for SemEval-2023 Task 2 Multilingual Complex Named Entity Recognition (MultiCoNER II). A method named Statistical Construction and Dual Adaptation of Gazetteer (SCDAG) is proposed for Multilingual Complex NER. The method first utilizes a statistics-based approach to construct a gazetteer. Secondly, the representations of gazetteer networks and language models are adapted by minimizing the KL divergence between them at both the sentence-level and entity-level. Finally, these two networks are then integrated for supervised named entity recognition (NER) training. The proposed method is applied to XLM-R with a gazetteer built from Wikidata, and shows great generalization ability across different tracks. Experimental results and detailed analysis verify the effectiveness of the proposed method. The official results show that our system ranked 1st on one track (Hindi) in this task., Comment: Winner system (USTC-NELSLIP) of SemEval 2023 MultiCoNER II shared task on Hindi track. arXiv admin note: substantial text overlap with arXiv:2203.03216

Intent recognition is critical for task-oriented dialogue systems. However, for emerging domains and new services, it is difficult to accurately identify the key intent of a conversation due to time-consuming data annotation and comparatively poor model transferability. Therefore, the automatic induction of dialogue intention is very important for intelligent dialogue systems. This paper presents our solution to Track 2 of Intent Induction from Conversations for Task-Oriented Dialogue at the Eleventh Dialogue System Technology Challenge (DSTC11). The essence of intention clustering lies in distinguishing the representation of different dialogue utterances. The key to automatic intention induction is that, for any given set of new data, the sentence representation obtained by the model can be well distinguished from different labels. Therefore, we propose a multi-stage coarse-to-fine contrastive learning model training scheme including unsupervised contrastive learning pre-training, supervised contrastive learning pre-training, and fine-tuning with joint contrastive learning and clustering to obtain a better dialogue utterance representation model for the clustering task. In the released DSTC11 Track 2 evaluation results, our proposed system ranked first on both of the two subtasks of this Track., Comment: Ranked 1st on Track 2 at DSTC 11, Accepted by DSTC 11 Workshop

Zero-shot cross-lingual named entity recognition (NER) aims at transferring knowledge from annotated and rich-resource data in source languages to unlabeled and lean-resource data in target languages. Existing mainstream methods based on the teacher-student distillation framework ignore the rich and complementary information lying in the intermediate layers of pre-trained language models, and domain-invariant information is easily lost during transfer. In this study, a mixture of short-channel distillers (MSD) method is proposed to fully interact the rich hierarchical information in the teacher model and to transfer knowledge to the student model sufficiently and efficiently. Concretely, a multi-channel distillation framework is designed for sufficient information transfer by aggregating multiple distillers as a mixture. Besides, an unsupervised method adopting parallel domain adaptation is proposed to shorten the channels between the teacher and student models to preserve domain-invariant features. Experiments on four datasets across nine languages demonstrate that the proposed method achieves new state-of-the-art performance on zero-shot cross-lingual NER and shows great generalization and compatibility across languages and fields., Comment: 13 pages, 4 figures, accepted by EMNLP2022

This paper considers distributed M-estimation under heterogeneous distributions among distributed data blocks. A weighted distributed estimator is proposed to improve the efficiency of the standard "Split-And-Conquer" (SaC) estimator for the common parameter shared by all the data blocks. The weighted distributed estimator is shown to be at least as efficient as the would-be full sample and the generalized method of moment estimators with the latter two estimators requiring full data access. A bias reduction is formulated to the WD estimator to accommodate much larger numbers of data blocks than the existing methods without sacrificing the estimation efficiency, and a similar debiased operation is made to the SaC estimator. The mean squared error (MSE) bounds and the asymptotic distributions of the WD and the two debiased estimators are derived, which shows advantageous performance of the debiased estimators when the number of data blocks is large., Comment: 35 pages, 1 figure

As the demand of astronomical observation rising, the telescope systems are becoming more and more complex. Thus, the observatory control software needs to be more intelligent, they have to control each instrument inside the observatory, finish the observation tasks autonomously, and report the information to users if needed. We developed a distributed autonomous observatory control framework named Remote Autonomous Control System 2nd, RACS2 to meet these requirements. The RACS2 framework uses decentralized distributed architecture, instrument control software and system service such as observation control service are implemented as different components. The communication between components is implemented based on a high-performance serialization library and a light-weighted messaging library.The interfaces towards python and Experimental Physics and Industrial Control System (EPICS) are implemented, so the RACS2 framework can communicate with EPICS based device control software and python-based software. Several system components including log, executor, scheduler and other modules are developed to help observation. Observation tasks can be programmed with python language, and the plans are scheduled by the scheduler component to achieve autonomous observation.A set of web service is implemented based on the FastAPI framework, with which user can control and manage the framework remotely.Based on the RACS2 framework, we have implemented the DATs telescope's observation system and the space object observation system.We performed remote autonomous observation and received many data with these systems., Comment: 22 pages, 16 figures

Generating natural and informative texts has been a long-standing problem in NLP. Much effort has been dedicated into incorporating pre-trained language models (PLMs) with various open-world knowledge, such as knowledge graphs or wiki pages. However, their ability to access and manipulate the task-specific knowledge is still limited on downstream tasks, as this type of knowledge is usually not well covered in PLMs and is hard to acquire. To address the problem, we propose augmenting TExt Generation via Task-specific and Open-world Knowledge (TegTok) in a unified framework. Our model selects knowledge entries from two types of knowledge sources through dense retrieval and then injects them into the input encoding and output decoding stages respectively on the basis of PLMs. With the help of these two types of knowledge, our model can learn what and how to generate. Experiments on two text generation tasks of dialogue generation and question generation, and on two datasets show that our method achieves better performance than various baseline models., Comment: Accepted by Findings of ACL 2022

Recently, various response generation models for two-party conversations have achieved impressive improvements, but less effort has been paid to multi-party conversations (MPCs) which are more practical and complicated. Compared with a two-party conversation where a dialogue context is a sequence of utterances, building a response generation model for MPCs is more challenging, since there exist complicated context structures and the generated responses heavily rely on both interlocutors (i.e., speaker and addressee) and history utterances. To address these challenges, we present HeterMPC, a heterogeneous graph-based neural network for response generation in MPCs which models the semantics of utterances and interlocutors simultaneously with two types of nodes in a graph. Besides, we also design six types of meta relations with node-edge-type-dependent parameters to characterize the heterogeneous interactions within the graph. Through multi-hop updating, HeterMPC can adequately utilize the structural knowledge of conversations for response generation. Experimental results on the Ubuntu Internet Relay Chat (IRC) channel benchmark show that HeterMPC outperforms various baseline models for response generation in MPCs., Comment: Accepted by ACL 2022

Personas are useful for dialogue response prediction. However, the personas used in current studies are pre-defined and hard to obtain before a conversation. To tackle this issue, we study a new task, named Speaker Persona Detection (SPD), which aims to detect speaker personas based on the plain conversational text. In this task, a best-matched persona is searched out from candidates given the conversational text. This is a many-to-many semantic matching task because both contexts and personas in SPD are composed of multiple sentences. The long-term dependency and the dynamic redundancy among these sentences increase the difficulty of this task. We build a dataset for SPD, dubbed as Persona Match on Persona-Chat (PMPC). Furthermore, we evaluate several baseline models and propose utterance-to-profile (U2P) matching networks for this task. The U2P models operate at a fine granularity which treat both contexts and personas as sets of multiple sequences. Then, each sequence pair is scored and an interpretable overall score is obtained for a context-persona pair through aggregation. Evaluation results show that the U2P models outperform their baseline counterparts significantly., Comment: Accepted by EMNLP 2021