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1. Neutrinoless Double Beta Decay Sensitivity of the XLZD Rare Event Observatory

Author: XLZD Collaboration, Aalbers, J., Abe, K., Adrover, M., Maouloud, S. Ahmed, Akerib, D. S., Musalhi, A. K. Al, Alder, F., Althueser, L., Amaral, D. W. P., Amarasinghe, C. S., Ames, A., Andrieu, B., Angelides, N., Angelino, E., Antunovic, B., Aprile, E., Araújo, H. M., Armstrong, J. E., Arthurs, M., Babicz, M., Bajpai, D., Baker, A., Balzer, M., Bang, J., Barberio, E., Bargemann, J. W., Barillier, E., Basharina-Freshville, A., Baudis, L., Bauer, D., Bazyk, M., Beattie, K., Beaupere, N., Bell, N. F., Bellagamba, L., Benson, T., Bhatti, A., Biesiadzinski, T. P., Biondi, R., Biondi, Y., Birch, H. J., Bishop, E., Bismark, A., Boehm, C., Boese, K., Bolotnikov, A., Brás, P., Braun, R., Breskin, A., Brew, C. A. J., Brommer, S., Brown, A., Bruni, G., Budnik, R., Burdin, S., Cai, C., Capelli, C., Carini, G., Carmona-Benitez, M. C., Carter, M., Chauvin, A., Chawla, A., Chen, H., Cherwinka, J. J., Chin, Y. T., Chott, N. I., Chavez, A. P. Cimental, Clark, K., Colijn, A. P., Colling, D. J., Conrad, J., Converse, M. V., Coronel, R., Costanzo, D., Cottle, A., Cox, G., Cuenca-García, J. J., Curran, D., Cussans, D., D'Andrea, V., Garcia, L. C. Daniel, Darlington, I., Dave, S., David, A., Davies, G. J., Decowski, M. P., Deisting, A., Delgaudio, J., Dey, S., Di Donato, C., Di Felice, L., Di Gangi, P., Diglio, S., Ding, C., Dobson, J. E. Y., Doerenkamp, M., Drexlin, G., Druszkiewicz, E., Dunbar, C. L., Eitel, K., Elykov, A., Engel, R., Eriksen, S. R., Fayer, S., Fearon, N. M., Ferella, A. D., Ferrari, C., Fieldhouse, N., Fischer, H., Flaecher, H., Flehmke, T., Flierman, M., Fraser, E. D., Fruth, T. M. A., Fujikawa, K., Fulgione, W., Fuselli, C., Gaemers, P., Gaior, R., Gaitskell, R. J., Gallice, N., Galloway, M., Gao, F., Garroum, N., Geffre, A., Genovesi, J., Ghag, C., Ghosh, S., Giacomobono, R., Gibbons, R., Girard, F., Glade-Beucke, R., Glück, F., Gokhale, S., Grandi, L., Green, J., Grigat, J., van der Grinten, M. G. D., Größle, R., Guan, H., Guida, M., Gyorgy, P., Haiston, J. J., Hall, C. R., Hall, T., Hammann, R., Hannen, V., Hansmann-Menzemer, S., Hargittai, N., Hartigan-O'Connor, E., Haselschwardt, S. J., Hernandez, M., Hertel, S. A., Higuera, A., Hils, C., Hiraoka, K., Hoetzsch, L., Hoferichter, M., Homenides, G. J., Hood, N. F., Horn, M., Huang, D. Q., Hughes, S., Hunt, D., Iacovacci, M., Itow, Y., Jacquet, E., Jakob, J., James, R. S., Joerg, F., Jones, S., Kaboth, A. C., Kahlert, F., Kamaha, A. C., Kaminaga, Y., Kara, M., Kavrigin, P., Kazama, S., Keller, M., Kemp-Russell, P., Khaitan, D., Kharbanda, P., Kilminster, B., Kim, J., Kirk, R., Kleifges, M., Klute, M., Kobayashi, M., Kodroff, D., Koke, D., Kopec, A., Korolkova, E. V., Kraus, H., Kravitz, S., Kreczko, L., von Krosigk, B., Kudryavtsev, V. A., Kuger, F., Kurita, N., Landsman, H., Lang, R. F., Lawes, C., Lee, J., Lehnert, B., Leonard, D. S., Lesko, K. T., Levinson, L., Li, A., Li, I., Li, S., Liang, S., Liang, Z., Lin, J., Lin, Y. -T., Lindemann, S., Linden, S., Lindner, M., Lindote, A., Lippincott, W. H., Liu, K., Loizeau, J., Lombardi, F., Lopes, J. A. M., Lopes, M. I., Lorenzon, W., Loutit, M., Lu, C., Lucchetti, G. M., Luce, T., Luitz, S., Ma, Y., Macolino, C., Mahlstedt, J., Maier, B., Majewski, P. A., Manalaysay, A., Mancuso, A., Manenti, L., Mannino, R. L., Marignetti, F., Marley, T., Undagoitia, T. Marrodán, Martens, K., Masbou, J., Masson, E., Mastroianni, S., Maupin, C., McCabe, C., McCarthy, M. E., McKinsey, D. N., McLaughlin, J. B., Melchiorre, A., Menéndez, J., Messina, M., Miller, E. H., Milosovic, B., Milutinovic, S., Miuchi, K., Miyata, R., Mizrachi, E., Molinario, A., Monteiro, C. M. B., Monzani, M. E., Morå, K., Moriyama, S., Morrison, E., Morteau, E., Mosbacher, Y., Mount, B. J., Müller, J., Murdy, M., Murphy, A. St. J., Murra, M., Naylor, A., Nelson, H. N., Neves, F., Newstead, J. L., Nguyen, A., Ni, K., O'Hare, C., Oberlack, U., Obradovic, M., Olcina, I., Oliver-Mallory, K. C., Gann, G. D. Orebi, Orpwood, J., Ostrowskiy, I., Ouahada, S., Oyulmaz, K., Paetsch, B., Palladino, K. J., Palmer, J., Pan, Y., Pandurovic, M., Pannifer, N. J., Paramesvaran, S., Patton, S. J., Pellegrini, Q., Penning, B., Pereira, G., Peres, R., Perry, E., Pershing, T., Piastra, F., Pienaar, J., Piepke, A., Pierre, M., Plante, G., Pollmann, T. R., Principe, L., Qi, J., Qiao, K., Qie, Y., Qin, J., Radeka, S., Radeka, V., Rajado, M., García, D. Ramírez, Ravindran, A., Razeto, A., Reichenbacher, J., Rhyne, C. A., Richards, A., Rischbieter, G. R. C., Riyat, H. S., Rosero, R., Roy, A., Rushton, T., Rynders, D., Saakyan, R., Sanchez, L., Sanchez-Lucas, P., Santone, D., Santos, J. M. F. dos, Sartorelli, G., Sazzad, A. B. M. R., Scaffidi, A., Schnee, R. W., Schreiner, J., Schulte, P., Schulze, H., Eißing, Schumann, M., Schwenck, A., Schwenk, A., Lavina, L. Scotto, Selvi, M., Semeria, F., Shagin, P., Sharma, S., Shaw, S., Shen, W., Sherman, L., Shi, S., Shi, S. Y., Shimada, T., Shutt, T., Silk, J. J., Silva, C., Simgen, H., Sinev, G., Singh, R., Siniscalco, J., Solmaz, M., Solovov, V. N., Song, Z., Sorensen, P., Soria, J., Stanley, O., Steidl, M., Stenhouse, T., Stevens, A., Stifter, K., Sumner, T. J., Takeda, A., Tan, P. -L., Taylor, D. J., Taylor, W. C., Thers, D., Thümmler, T., Tiedt, D. R., Tönnies, F., Tong, Z., Toschi, F., Tovey, D. R., Tranter, J., Trask, M., Trinchero, G., Tripathi, M., Tronstad, D. R., Trotta, R., Tunnell, C. D., Urquijo, P., Usón, A., Utoyama, M., Vaitkus, A. C., Valentino, O., Valerius, K., Vecchi, S., Velan, V., Vetter, S., de Viveiros, L., Volta, G., Vorkapic, D., Wang, A., Wang, J. J., Wang, W., Wang, Y., Waters, D., Weerman, K. M., Weinheimer, C., Weiss, M., Wenz, D., Whitis, T. J., Wild, K., Williams, M., Wilson, M., Wilson, S. T., Wittweg, C., Wolf, J., Wolfs, F. L. H., Woodford, S., Woodward, D., Worcester, M., Wright, C. J., Wu, V. H. S., üstling, S. W, Wurm, M., Xia, Q., Xing, Y., Xu, D., Xu, J., Xu, Y., Xu, Z., Yamashita, M., Yang, L., Ye, J., Yeh, M., Yu, B., Zavattini, G., Zha, W., Zhong, M., and Zuber, K.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment, Nuclear Experiment
Abstract: The XLZD collaboration is developing a two-phase xenon time projection chamber with an active mass of 60 to 80 t capable of probing the remaining WIMP-nucleon interaction parameter space down to the so-called neutrino fog. In this work we show that, based on the performance of currently operating detectors using the same technology and a realistic reduction of radioactivity in detector materials, such an experiment will also be able to competitively search for neutrinoless double beta decay in $^{136}$Xe using a natural-abundance xenon target. XLZD can reach a 3$\sigma$ discovery potential half-life of 5.7$\times$10$^{27}$ yr (and a 90% CL exclusion of 1.3$\times$10$^{28}$ yr) with 10 years of data taking, corresponding to a Majorana mass range of 7.3-31.3 meV (4.8-20.5 meV). XLZD will thus exclude the inverted neutrino mass ordering parameter space and will start to probe the normal ordering region for most of the nuclear matrix elements commonly considered by the community., Comment: 29 pages, 7 figures
Published: 2024

2. The XLZD Design Book: Towards the Next-Generation Liquid Xenon Observatory for Dark Matter and Neutrino Physics

Author: XLZD Collaboration, Aalbers, J., Abe, K., Adrover, M., Maouloud, S. Ahmed, Akerib, D. S., Musalhi, A. K. Al, Alder, F., Althueser, L., Amaral, D. W. P., Amarasinghe, C. S., Ames, A., Andrieu, B., Angelides, N., Angelino, E., Antunovic, B., Aprile, E., Araújo, H. M., Armstrong, J. E., Arthurs, M., Babicz, M., Bajpai, D., Baker, A., Balzer, M., Bang, J., Barberio, E., Bargemann, J. W., Barillier, E., Basharina-Freshville, A., Baudis, L., Bauer, D., Bazyk, M., Beattie, K., Beaupere, N., Bell, N. F., Bellagamba, L., Benson, T., Bhatti, A., Biesiadzinski, T. P., Biondi, R., Biondi, Y., Birch, H. J., Bishop, E., Bismark, A., Boehm, C., Boese, K., Bolotnikov, A., Brás, P., Braun, R., Breskin, A., Brew, C. A. J., Brommer, S., Brown, A., Bruni, G., Budnik, R., Burdin, S., Cai, C., Capelli, C., Carini, G., Carmona-Benitez, M. C., Carter, M., Chauvin, A., Chawla, A., Chen, H., Cherwinka, J. J., Chin, Y. T., Chott, N. I., Chavez, A. P. Cimental, Clark, K., Colijn, A. P., Colling, D. J., Conrad, J., Converse, M. V., Coronel, R., Costanzo, D., Cottle, A., Cox, G., Cuenca-García, J. J., Curran, D., Cussans, D., D'Andrea, V., Garcia, L. C. Daniel, Darlington, I., Dave, S., David, A., Davies, G. J., Decowski, M. P., Deisting, A., Delgaudio, J., Dey, S., Di Donato, C., Di Felice, L., Di Gangi, P., Diglio, S., Ding, C., Dobson, J. E. Y., Doerenkamp, M., Drexlin, G., Druszkiewicz, E., Dunbar, C. L., Eitel, K., Elykov, A., Engel, R., Eriksen, S. R., Fayer, S., Fearon, N. M., Ferella, A. D., Ferrari, C., Fieldhouse, N., Fischer, H., Flaecher, H., Flehmke, T., Flierman, M., Fraser, E. D., Fruth, T. M. A., Fujikawa, K., Fulgione, W., Fuselli, C., Gaemers, P., Gaior, R., Gaitskell, R. J., Gallice, N., Galloway, M., Gao, F., Garroum, N., Geffre, A., Genovesi, J., Ghag, C., Ghosh, S., Giacomobono, R., Gibbons, R., Girard, F., Glade-Beucke, R., Glück, F., Gokhale, S., Grandi, L., Green, J., Grigat, J., van der Grinten, M. G. D., Größle, R., Guan, H., Guida, M., Gyorgy, P., Haiston, J. J., Hall, C. R., Hall, T., Hammann, R., Hannen, V., Hansmann-Menzemer, S., Hargittai, N., Hartigan-O'Connor, E., Haselschwardt, S. J., Hernandez, M., Hertel, S. A., Higuera, A., Hils, C., Hiraoka, K., Hoetzsch, L., Hoferichter, M., Homenides, G. J., Hood, N. F., Horn, M., Huang, D. Q., Hughes, S., Hunt, D., Iacovacci, M., Itow, Y., Jacquet, E., Jakob, J., James, R. S., Joerg, F., Jones, S., Kaboth, A. C., Kahlert, F., Kamaha, A. C., Kaminaga, Y., Kara, M., Kavrigin, P., Kazama, S., Keller, M., Kemp-Russell, P., Khaitan, D., Kharbanda, P., Kilminster, B., Kim, J., Kirk, R., Kleifges, M., Klute, M., Kobayashi, M., Kodroff, D., Koke, D., Kopec, A., Korolkova, E. V., Kraus, H., Kravitz, S., Kreczko, L., von Krosigk, B., Kudryavtsev, V. A., Kuger, F., Kurita, N., Landsman, H., Lang, R. F., Lawes, C., Lee, J., Lehnert, B., Leonard, D. S., Lesko, K. T., Levinson, L., Li, A., Li, I., Li, S., Liang, S., Liang, Z., Lin, J., Lin, Y. -T., Lindemann, S., Linden, S., Lindner, M., Lindote, A., Lippincott, W. H., Liu, K., Loizeau, J., Lombardi, F., Lopes, J. A. M., Lopes, M. I., Lorenzon, W., Loutit, M., Lu, C., Lucchetti, G. M., Luce, T., Luitz, S., Ma, Y., Macolino, C., Mahlstedt, J., Maier, B., Majewski, P. A., Manalaysay, A., Mancuso, A., Manenti, L., Mannino, R. L., Marignetti, F., Marley, T., Undagoitia, T. Marrodán, Martens, K., Masbou, J., Masson, E., Mastroianni, S., Maupin, C., McCabe, C., McCarthy, M. E., McKinsey, D. N., McLaughlin, J. B., Melchiorre, A., Menéndez, J., Messina, M., Miller, E. H., Milosovic, B., Milutinovic, S., Miuchi, K., Miyata, R., Mizrachi, E., Molinario, A., Monteiro, C. M. B., Monzani, M. E., Morå, K., Moriyama, S., Morrison, E., Morteau, E., Mosbacher, Y., Mount, B. J., Müller, J., Murdy, M., Murphy, A. St. J., Murra, M., Naylor, A., Nelson, H. N., Neves, F., Newstead, J. L., Nguyen, A., Ni, K., O'Hare, C., Oberlack, U., Obradovic, M., Olcina, I., Oliver-Mallory, K. C., Gann, G. D. Orebi, Orpwood, J., Ostrowskiy, I., Ouahada, S., Oyulmaz, K., Paetsch, B., Palladino, K. J., Palmer, J., Pan, Y., Pandurovic, M., Pannifer, N. J., Paramesvaran, S., Patton, S. J., Pellegrini, Q., Penning, B., Pereira, G., Peres, R., Perry, E., Pershing, T., Piastra, F., Pienaar, J., Piepke, A., Pierre, M., Plante, G., Pollmann, T. R., Principe, L., Qi, J., Qiao, K., Qie, Y., Qin, J., Radeka, S., Radeka, V., Rajado, M., García, D. Ramírez, Ravindran, A., Razeto, A., Reichenbacher, J., Rhyne, C. A., Richards, A., Rischbieter, G. R. C., Riyat, H. S., Rosero, R., Roy, A., Rushton, T., Rynders, D., Saakyan, R., Sanchez, L., Sanchez-Lucas, P., Santone, D., Santos, J. M. F. dos, Sartorelli, G., Sazzad, A. B. M. R., Scaffidi, A., Schnee, R. W., Schreiner, J., Schulte, P., Schulze, H., Eißing, Schumann, M., Schwenck, A., Schwenk, A., Lavina, L. Scotto, Selvi, M., Semeria, F., Shagin, P., Sharma, S., Shaw, S., Shen, W., Sherman, L., Shi, S., Shi, S. Y., Shimada, T., Shutt, T., Silk, J. J., Silva, C., Simgen, H., Sinev, G., Singh, R., Siniscalco, J., Solmaz, M., Solovov, V. N., Song, Z., Sorensen, P., Soria, J., Stanley, O., Steidl, M., Stenhouse, T., Stevens, A., Stifter, K., Sumner, T. J., Takeda, A., Tan, P. -L., Taylor, D. J., Taylor, W. C., Thers, D., Thümmler, T., Tiedt, D. R., Tönnies, F., Tong, Z., Toschi, F., Tovey, D. R., Tranter, J., Trask, M., Trinchero, G., Tripathi, M., Tronstad, D. R., Trotta, R., Tunnell, C. D., Urquijo, P., Usón, A., Utoyama, M., Vaitkus, A. C., Valentino, O., Valerius, K., Vecchi, S., Velan, V., Vetter, S., de Viveiros, L., Volta, G., Vorkapic, D., Wang, A., Wang, J. J., Wang, W., Wang, Y., Waters, D., Weerman, K. M., Weinheimer, C., Weiss, M., Wenz, D., Whitis, T. J., Wild, K., Williams, M., Wilson, M., Wilson, S. T., Wittweg, C., Wolf, J., Wolfs, F. L. H., Woodford, S., Woodward, D., Worcester, M., Wright, C. J., Wu, V. H. S., üstling, S. W, Wurm, M., Xia, Q., Xing, Y., Xu, D., Xu, J., Xu, Y., Xu, Z., Yamashita, M., Yang, L., Ye, J., Yeh, M., Yu, B., Zavattini, G., Zha, W., Zhong, M., and Zuber, K.
Subjects: High Energy Physics - Experiment, High Energy Physics - Phenomenology, Physics - Instrumentation and Detectors
Abstract: This report describes the experimental strategy and technologies for a next-generation xenon observatory sensitive to dark matter and neutrino physics. The detector will have an active liquid xenon target mass of 60-80 tonnes and is proposed by the XENON-LUX-ZEPLIN-DARWIN (XLZD) collaboration. The design is based on the mature liquid xenon time projection chamber technology of the current-generation experiments, LZ and XENONnT. A baseline design and opportunities for further optimization of the individual detector components are discussed. The experiment envisaged here has the capability to explore parameter space for Weakly Interacting Massive Particle (WIMP) dark matter down to the neutrino fog, with a 3$\sigma$ evidence potential for the spin-independent WIMP-nucleon cross sections as low as $3\times10^{-49}\rm cm^2$ (at 40 GeV/c$^2$ WIMP mass). The observatory is also projected to have a 3$\sigma$ observation potential of neutrinoless double-beta decay of $^{136}$Xe at a half-life of up to $5.7\times 10^{27}$ years. Additionally, it is sensitive to astrophysical neutrinos from the atmosphere, sun, and galactic supernovae., Comment: 32 pages, 14 figures
Published: 2024

3. First constraints on general neutrino interactions based on KATRIN data

Author: Aker, M., Batzler, D., Beglarian, A., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gagliardi, G., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gutknecht, N., Hannen, V., Hasselmann, L., Helbing, K., Henke, H., Heyns, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Khosonthongkee, K., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., La Cascio, L., Lasserre, T., Lauer, J., Le, T. L., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., McMichael, K., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Onillon, A., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schürmann, J., Schütz, A. K., Schwemmer, A., Schwenck, A., Seeyangnok, J., Šefčík, M., Siegmann, D., Simon, F., Songwadhana, J., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.
Subjects: Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract: The precision measurement of the tritium $\beta$-decay spectrum performed by the KATRIN experiment provides a unique way to search for general neutrino interactions (GNI). All theoretical allowed GNI terms involving neutrinos are incorporated into a low-energy effective field theory, and can be identified by specific signatures in the measured tritium $\beta$-spectrum. In this paper an effective description of the impact of GNI on the $\beta$-spectrum is formulated and the first constraints on the effective GNI parameters are derived based on the 4 million electrons collected in the second measurement campaign of KATRIN in 2019. In addition, constraints on selected types of interactions are investigated, thereby exploring the potential of KATRIN to search for more specific new physics cases, including a right-handed W boson, a charged Higgs or leptoquarks.
Published: 2024

4. Model-independent searches of new physics in DARWIN with a semi-supervised deep learning pipeline

Author: Aalbers, J., Abe, K., Adrover, M., Maouloud, S. Ahmed, Althueser, L., Amaral, D. W. P., Andrieu, B., Angelino, E., Martin, D. Antón, Antunovic, B., Aprile, E., Babicz, M., Bajpai, D., Balzer, M., Barberio, E., Baudis, L., Bazyk, M., Bell, N. F., Bellagamba, L., Biondi, R., Biondi, Y., Bismark, A., Boehm, C., Boese, K., Braun, R., Breskin, A., Brommer, S., Brown, A., Bruni, G., Budnik, R., Cai, C., Capelli, C., Chauvin, A., Chavez, A. P. Cimental, Colijn, A. P., Conrad, J., Cuenca-García, J. J., D'Andrea, V., Garcia, L. C. Daniel, Decowski, M. P., Deisting, A., Di Donato, C., Di Gangi, P., Diglio, S., Doerenkamp, M., Drexlin, G., Eitel, K., Elykov, A., Engel, R., Ferella, A. D., Ferrari, C., Fischer, H., Flehmke, T., Flierman, M., Fujikawa, K., Fulgione, W., Fuselli, C., Gaemers, P., Gaior, R., Galloway, M., Gao, F., Garroum, N., Giacomobono, R., Girard, F., Glade-Beucke, R., Glück, F., Grandi, L., Grigat, J., Größle, R., Guan, H., Guida, M., Gyorgy, P., Hammann, R., Hannen, V., Hansmann-Menzemer, S., Hargittai, N., Higuera, A., Hils, C., Hiraoka, K., Hoetzsch, L., Hoferichter, M., Hood, N. F., Iacovacci, M., Itow, Y., Jakob, J., James, R. S., Joerg, F., Kahlert, F., Kaminaga, Y., Kara, M., Kavrigin, P., Kazama, S., Keller, M., Kharbanda, P., Kilminster, B., Kleifges, M., Klute, M., Kobayashi, M., Koke, D., Kopec, A., von Krosigk, B., Kuger, F., LaCascio, L., Landsman, H., Lang, R. F., Levinson, L., Li, I., Li, A., Li, S., Liang, S., Liang, Z., Lin, Y. -T., Lindemann, S., Lindner, M., Liu, K., Loizeau, J., Lombardi, F., Long, J., Lopes, J. A. M., Lucchetti, G. M., Luce, T., Ma, Y., Macolino, C., Mahlstedt, J., Maier, B., Mancuso, A., Manenti, L., Marignetti, F., Undagoitia, T. Marrodán, Martens, K., Masbou, J., Masson, E., Mastroianni, S., Melchiorre, A., Menéndez, J., Messina, M., Milosovic, B., Milutinovic, S., Miuchi, K., Miyata, R., Molinario, A., Monteiro, C. M. B., Morå, K., Moriyama, S., Morteau, E., Mosbacher, Y., Müller, J., Murra, M., Newstead, J. L., Ni, K., O'Hare, C., Oberlack, U., Obradovic, M., Ostrowskiy, I., Ouahada, S., Paetsch, B., Pan, Y., Pandurovic, M., Pellegrini, Q., Peres, R., Piastra, F., Pienaar, J., Pierre, M., Plante, G., Pollmann, T. R., Principe, L., Qi, J., Qiao, K., Qin, J., Rajado, M., García, D. Ramírez, Ravindran, A., Razeto, A., Sanchez, L., Sanchez-Lucas, P., Sartorelli, G., Scaffidi, A., Schreiner, J., Schulte, P., Eißing, H. Schulze, Schumann, M., Schwenck, A., Schwenk, A., Lavina, L. Scotto, Selvi, M., Semeria, F., Shagin, P., Sharma, S., Shen, W., Shi, S. Y., Shimada, T., Simgen, H., Singh, R., Solmaz, M., Stanley, O., Steidl, M., Stevens, A., Takeda, A., Tan, P. -L., Thers, D., Thümmler, T., Tönnies, F., Toschi, F., Trinchero, G., Trotta, R., Tunnell, C. D., Urquijo, P., Utoyama, M., Valerius, K., Vecchi, S., Vetter, S., Volta, G., Vorkapic, D., Wang, W., Weerman, K. M., Weinheimer, C., Weiss, M., Wenz, D., Wilson, M., Wittweg, C., Wolf, J., Wu, V. H. S., Wüstling, S., Wurm, M., Xing, Y., Xu, D., Xu, Z., Yamashita, M., Yang, L., Ye, J., Yuan, L., Zavattini, G., Zhong, M., and Zuber, K.
Subjects: Physics - Instrumentation and Detectors
Abstract: We present a novel deep learning pipeline to perform a model-independent, likelihood-free search for anomalous (i.e., non-background) events in the proposed next generation multi-ton scale liquid Xenon-based direct detection experiment, DARWIN. We train an anomaly detector comprising a variational autoencoder and a classifier on extensive, high-dimensional simulated detector response data and construct a one-dimensional anomaly score optimised to reject the background only hypothesis in the presence of an excess of non-background-like events. We benchmark the procedure with a sensitivity study that determines its power to reject the background-only hypothesis in the presence of an injected WIMP dark matter signal, outperforming the classical, likelihood-based background rejection test. We show that our neural networks learn relevant energy features of the events from low-level, high-dimensional detector outputs, without the need to compress this data into lower-dimensional observables, thus reducing computational effort and information loss. For the future, our approach lays the foundation for an efficient end-to-end pipeline that eliminates the need for many of the corrections and cuts that are traditionally part of the analysis chain, with the potential of achieving higher accuracy and significant reduction of analysis time., Comment: 10 Figures, 3 Tables, 23 Pages (incl. references)
Published: 2024

5. Measurement of the electric potential and the magnetic field in the shifted analysing plane of the KATRIN experiment

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bobien, S., Böttcher, M., Bornschein, B., Bornschein, L., Caldwell, T. S., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Hasselmann, L., Haußmann, N., Helbing, K., Heyns, S., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Khosonthongkee, K., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., Krause, H., La Cascio, L., Lasserre, T., Lauer, J., Le, T. L., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., Martin, E. L., McMichael, K., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. L., Pozzi, S., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schürmann, J., Schütz, A. K., Schwemmer, A., Schwenck, A., Šefčík, M., Siegmann, D., Simon, F., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors
Abstract: The projected sensitivity of the effective electron neutrino-mass measurement with the KATRIN experiment is below 0.3 eV (90 % CL) after five years of data acquisition. The sensitivity is affected by the increased rate of the background electrons from KATRIN's main spectrometer. A special shifted-analysing-plane (SAP) configuration was developed to reduce this background by a factor of two. The complex layout of electromagnetic fields in the SAP configuration requires a robust method of estimating these fields. We present in this paper a dedicated calibration measurement of the fields using conversion electrons of gaseous $^\mathrm{83m}$Kr, which enables the neutrino-mass measurements in the SAP configuration., Comment: 19 pages, 11 figures
Published: 2024

6. Direct neutrino-mass measurement based on 259 days of KATRIN data

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Beisenkötter, J., Biassoni, M., Bieringer, B., Biondi, Y., Block, F., Bobien, S., Böttcher, M., Bornschein, B., Bornschein, L., Caldwell, T. S., Carminati, M., Chatrabhuti, A., Chilingaryan, S., Daniel, B. A., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fengler, C., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Gutknecht, N., Hannen, V., Hasselmann, L., Haußmann, N., Helbing, K., Henke, H., Heyns, S., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Khosonthongkee, K., Kleifges, M., Klein, M., Kohpeiß, J., Köhler, C., Köllenberger, L., Kopmann, A., Kovač, N., Kovalík, A., Krause, H., La Cascio, L., Lasserre, T., Lauer, J., Le, T., Lebeda, O., Lehnert, B., Li, G., Lokhov, A., Machatschek, M., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mohanty, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Onillon, A., Parno, D. S., Pavan, M., Pinsook, U., Poon, A. W. P., Poyato, J. M. Lopez, Pozzi, S., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schnurr, U., Schrank, M., Schürmann, J., Schütz, A., Schwemmer, A., Schwenck, A., Šefčík, M., Siegmann, D., Simon, F., Spanier, F., Spreng, D., Sreethawong, W., Steidl, M., Štorek, J., Stribl, X., Sturm, M., Suwonjandee, N., Jerome, N. Tan, Telle, H. H., Thorne, L. A., Thümmler, T., Tirolf, S., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Weinheimer, C., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadorozhny, S., and Zeller, G.
Subjects: Nuclear Experiment, High Energy Physics - Experiment
Abstract: The fact that neutrinos carry a non-vanishing rest mass is evidence of physics beyond the Standard Model of elementary particles. Their absolute mass bears important relevance from particle physics to cosmology. In this work, we report on the search for the effective electron antineutrino mass with the KATRIN experiment. KATRIN performs precision spectroscopy of the tritium $\beta$-decay close to the kinematic endpoint. Based on the first five neutrino-mass measurement campaigns, we derive a best-fit value of $m_\nu^{2} = {-0.14^{+0.13}_{-0.15}}~\mathrm{eV^2}$, resulting in an upper limit of $m_\nu < {0.45}~\mathrm{eV}$ at 90 % confidence level. With six times the statistics of previous data sets, amounting to 36 million electrons collected in 259 measurement days, a substantial reduction of the background level and improved systematic uncertainties, this result tightens KATRIN's previous bound by a factor of almost two., Comment: 61 pages, 20 figures, 2 tables
Published: 2024

7. Direct neutrino-mass measurement based on 259 days of KATRIN data

Author: Aker, M, Batzler, D, Beglarian, A, Behrens, J, Beisenkötter, J, Biassoni, M, Bieringer, B, Biondi, Y, Block, F, Bobien, S, Böttcher, M, Bornschein, B, Bornschein, L, Caldwell, TS, Carminati, M, Chatrabhuti, A, Chilingaryan, S, Daniel, BA, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Fengler, C, Fiorini, C, Formaggio, JA, Forstner, C, Fränkle, FM, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grohmann, S, Grössle, R, Gumbsheimer, R, Gutknecht, N, Hannen, V, Hasselmann, L, Haußmann, N, Helbing, K, Henke, H, Heyns, S, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Khosonthongkee, K, Kleifges, M, Klein, M, Kohpeiß, J, Köhler, C, Köllenberger, L, Kopmann, A, Kovač, N, Kovalík, A, Krause, H, Cascio, L La, Lasserre, T, Lauer, J, Le, T, Lebeda, O, Lehnert, B, Li, G, Lokhov, A, Machatschek, M, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mohanty, S, Mostafa, J, Müller, K, Nava, A, Neumann, H, Niemes, S, Onillon, A, Parno, DS, Pavan, M, Pinsook, U, Poon, AWP, Poyato, JM Lopez, Pozzi, S, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, and Rodenbeck, C
Subjects: nucl-ex, hep-ex
Abstract: The fact that neutrinos carry a non-vanishing rest mass is evidence ofphysics beyond the Standard Model of elementary particles. Their absolute massbears important relevance from particle physics to cosmology. In this work, wereport on the search for the effective electron antineutrino mass with theKATRIN experiment. KATRIN performs precision spectroscopy of the tritium$\beta$-decay close to the kinematic endpoint. Based on the first fiveneutrino-mass measurement campaigns, we derive a best-fit value of $m_u^{2} ={-0.14^{+0.13}_{-0.15}}~\mathrm{eV^2}$, resulting in an upper limit of $m_u <{0.45}~\mathrm{eV}$ at 90 % confidence level. With six times the statistics ofprevious data sets, amounting to 36 million electrons collected in 259measurement days, a substantial reduction of the background level and improvedsystematic uncertainties, this result tightens KATRIN's previous bound by afactor of almost two.
Published: 2024

8. Reanalysis of the $\beta - \bar{\nu_e}$ Angular Correlation Measurement from the aSPECT Experiment with New Constraints on Fierz Interference

Author: Beck, M., Heil, W., Schmidt, C., Baeßler, S., Glück, F., Konrad, G., and Schmidt, U.
Subjects: Nuclear Experiment
Abstract: On the basis of revisions of some of the systematic errors, we reanalyzed the electron-antineutrino angular correlation ($a$ coefficient) in free neutron decay inferred from the recoil energy spectrum of the protons which are detected in 4$\pi$ by the aSPECT spectrometer. With $a = -0.10402(82)$ the new value differs only marginally from the one published in 2020. The experiment also has sensitivity to $b$, the Fierz interference term. From a correlated $(b,a)$ fit to the proton recoil spectrum, we derive a limit of $b = -0.0098(193)$ which translates into a somewhat improved 90 \% CL region of $-0.041 \leq b \leq 0.022$ on this hypothetical term. Tighter constraints on $b$ can be set from a combined$^{(c)}$ analysis of the PERKEO~III ($\beta$ asymmetry) and aSPECT measurement which suggests a finite value of $b$ with $b^{(c)}$ = -0.0181 $\pm$ 0.0065 deviating by 2.82$\sigma$ from the standard model., Comment: 8 pages, 5 figures. arXiv admin note: text overlap with arXiv:1908.04785
Published: 2023

9. Cosmogenic background simulations for the DARWIN observatory at different underground locations

Author: Adrover, M., Althueser, L., Andrieu, B., Angelino, E., Angevaare, J. R., Antunovic, B., Aprile, E., Babicz, M., Bajpai, D., Barberio, E., Baudis, L., Bazyk, M., Bell, N., Bellagamba, L., Biondi, R., Biondi, Y., Bismark, A., Boehm, C., Breskin, A., Brookes, E. J., Brown, A., Bruno, G., Budnik, R., Capelli, C., Cardoso, J. M. R., Chauvin, A., Chavez, A. P. Cimental, Colijn, A. P., Conrad, J., Cuenca-García, J. J., D'Andrea, V., Decowski, M. P., Deisting, A., Di Gangi, P., Diglio, S., Doerenkamp, M., Drexlin, G., Eitel, K., Elykov, A., Engel, R., Farrell, S., Ferella, A. D., Ferrari, C., Fischer, H., Flierman, M., Fulgione, W., Gaemers, P., Gaior, R., Galloway, M., Garroum, N., Ghosh, S., Girard, F., Glade-Beucke, R., Glück, F., Grandi, L., Grigat, J., Größle, R., Guan, H., Guida, M., Hammann, R., Hannen, V., Hansmann-Menzemer, S., Hargittai, N., Hasegawa, T., Hils, C., Higuera, A., Hiraoka, K., Hoetzsch, L., Iacovacci, M., Itow, Y., Jakob, J., Jörg, F., Kara, M., Kavrigin, P., Kazama, S., Keller, M., Kilminster, B., Kleifges, M., Kobayashi, M., Kopec, A., von Krosigk, B., Kuger, F., Landsman, H., Lang, R. F., Li, I., Li, S., Liang, S., Lindemann, S., Lindner, M., Lombardi, F., Loizeau, J., Luce, T., Ma, Y., Macolino, C., Mahlstedt, J., Mancuso, A., Undagoitia, T. Marrodán, Lopes, J. A. M., Marignetti, F., Martens, K., Masbou, J., Mastroianni, S., Milutinovic, S., Miuchi, K., Miyata, R., Molinario, A., Monteiro, C. M. B., Morå, K., Morteau, E., Mosbacher, Y., Müller, J., Murra, M., Newstead, J. L., Ni, K., Oberlack, U. G., Ostrovskiy, I., Paetsch, B., Pandurovic, M., Pellegrini, Q., Peres, R., Pienaar, J., Pierre, M., Piotter, M., Plante, G., Pollmann, T. R., Principe, L., Qi, J., Qin, J., Silva, M. Rajado, García, D. Ramírez, Razeto, A., Sakamoto, S., Sanchez, L., Sanchez-Lucas, P., Santos, J. M. F. dos, Sartorelli, G., Scaffidi, A., Schulte, P., Schultz-Coulon, H. -C., Eißing, H. Schulze, Schumann, M., Lavina, L. Scotto, Selvi, M., Semeria, F., Shagin, P., Sharma, S., Shen, W., Silva, M., Simgen, H., Singh, R., Solmaz, M., Stanley, O., Steidl, M., Tan, P. L., Terliuk, A., Thers, D., Thümmler, T., Tönnies, F., Toschi, F., Trinchero, G., Trotta, R., Tunnell, C., Urquijo, P., Valerius, K., Vecchi, S., Vetter, S., Volta, G., Vorkapic, D., Wang, W., Weerman, K. M., Weinheimer, C., Weiss, M., Wenz, D., Wittweg, C., Wolf, J., Wolf, T., Wu, V. H. S., Wurm, M., Xing, Y., Yamashita, M., Ye, J., Zavattini, G., and Zuber, K.
Subjects: Physics - Instrumentation and Detectors
Abstract: Xenon dual-phase time projections chambers (TPCs) have proven to be a successful technology in studying physical phenomena that require low-background conditions. With 40t of liquid xenon (LXe) in the TPC baseline design, DARWIN will have a high sensitivity for the detection of particle dark matter, neutrinoless double beta decay ($0\nu\beta\beta$), and axion-like particles (ALPs). Although cosmic muons are a source of background that cannot be entirely eliminated, they may be greatly diminished by placing the detector deep underground. In this study, we used Monte Carlo simulations to model the cosmogenic background expected for the DARWIN observatory at four underground laboratories: Laboratori Nazionali del Gran Sasso (LNGS), Sanford Underground Research Facility (SURF), Laboratoire Souterrain de Modane (LSM) and SNOLAB. We determine the production rates of unstable xenon isotopes and tritium due to muon-included neutron fluxes and muon-induced spallation. These are expected to represent the dominant contributions to cosmogenic backgrounds and thus the most relevant for site selection.
Published: 2023
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10. Search for Lorentz-invariance violation with the first KATRIN data

Author: Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, and Schlüter, L
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences
Abstract: Some extensions of the Standard Model of particle physics allow for Lorentz invariance and charge-parity-time invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters (aof(3))00, (aof(3))10, and (aof(3))11 which would manifest themselves in a nonisotropic β-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first 90% confidence-level limit on |(aof(3))11| of
Published: 2023

11. Search for keV-scale Sterile Neutrinos with first KATRIN Data

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment
Abstract: In this work we present a keV-scale sterile-neutrino search with the first tritium data of the KATRIN experiment, acquired in the commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium $\beta$-decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the search for sterile neutrinos with a mass of up to $1.6\, \mathrm{keV}$. We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of down to $\sin^2\theta < 5\cdot10^{-4}$ ($95\,\%$ C.L.), improving current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and $1.0\, \mathrm{keV}$.
Published: 2022

12. Search for Lorentz-Invariance Violation with the first KATRIN data

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wickles, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract: Some extensions of the Standard Model of Particle Physics allow for Lorentz invariance and Charge-Parity-Time (CPT)-invariance violations. In the neutrino sector strong constraints have been set by neutrino-oscillation and time-of-flight experiments. However, some Lorentz-invariance-violating parameters are not accessible via these probes. In this work, we focus on the parameters $(a_{\text{of}}^{(3)})_{00}$, $(a_{\text{of}}^{(3)})_{10}$ and $(a_{\text{of}}^{(3)})_{11}$ which would manifest themselves in a non-isotropic beta-decaying source as a sidereal oscillation and an overall shift of the spectral endpoint. Based on the data of the first scientific run of the KATRIN experiment, we set the first limit on $\left|(a_{\text{of}}^{(3)})_{11}\right|$ of $< 3.7\cdot10^{-6}$ GeV at 90\% confidence level. Moreover, we derive new constraints on $(a_{\text{of}}^{(3)})_{00}$ and $(a_{\text{of}}^{(3)})_{10}$.
Published: 2022
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13. Search for keV-scale sterile neutrinos with the first KATRIN data

Author: Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, Schlüter, L, and Schneidewind, S
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics, Nuclear & Particles Physics, Astronomical sciences, Atomic, molecular and optical physics, Particle and high energy physics
Abstract: In this work we present a keV-scale sterile-neutrino search with a low-tritium-activity data set of the KATRIN experiment, acquired in a commissioning run in 2018. KATRIN performs a spectroscopic measurement of the tritium β -decay spectrum with the main goal of directly determining the effective electron anti-neutrino mass. During this commissioning phase a lower tritium activity facilitated the measurement of a wider part of the tritium spectrum and thus the search for sterile neutrinos with a mass of up to 1.6keV . We do not find a signal and set an exclusion limit on the sterile-to-active mixing amplitude of sin 2θ< 5 × 10 - 4 (95 % C.L.) at a mass of 0.3 keV. This result improves current laboratory-based bounds in the sterile-neutrino mass range between 0.1 and 1.0 keV.
Published: 2023

14. Influence of the recoil-order and radiative correction on the beta decay correlation coefficients in mirror decays

Author: Vanlangendonck, S., Severijns, N., Hayen, L., and Glück, F.
Subjects: Nuclear Experiment
Abstract: Measurements of the beta decay correlation coefficients in nuclear decay aim for a precision below $1\%$ and theoretical predictions should follow this trend. In this work, the influence of the two dominant Standard Model correction terms, i.e. the recoil-order and the radiative correction, are studied for the most commonly measured beta correlations, i.e. the $\beta$-asymmetry parameter ($A_{\beta}$) and the $\beta-\nu$ angular correlation ($a_{\beta \nu}$). The recoil-order correction is calculated with the well-known Holstein formalism using the impulse approximation to evaluate experimentally inaccessible form factors. For the $\beta-\nu$ angular correlation previously unpublished, semi-analytical radiative correction values are tabulated. Results are presented for the mirror beta decays up to $A=45$. We examine the effect of both corrections and provide a comparison between different isotopes. This comparison will help planning, analysing, and comparing future experimental efforts., Comment: 16 pages, 10 figures
Published: 2022
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15. KATRIN: Status and Prospects for the Neutrino Mass and Beyond

Author: Aker, M., Balzer, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Biassoni, M., Bieringer, B., Block, F., Bobien, S., Bombelli, L., Bormann, D., Bornschein, B., Bornschein, L., Böttcher, M., Brofferio, C., Bruch, C., Brunst, T., Caldwell, T. S., Carminati, M., Carney, R. M. D., Chilingaryan, S., Choi, W., Cremonesi, O., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Fink, D., Fiorini, C., Formaggio, J. A., Forstner, C., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grande, A., Grössle, R., Gugiatti, M., Gumbsheimer, R., Hannen, V., Hartmann, J., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., King, P., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., La Cascio, L., Lebeda, O., Lechner, P., Lehnert, B., Le, T. L., Lokhov, A., Machatschek, M., Malcherek, E., Manfrin, D., Mark, M., Marsteller, A., Martin, E. L., Mazzola, E., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Nava, A., Neumann, H., Niemes, S., Oelpmann, P., Onillon, A., Parno, D. S., Pavan, M., Pigliafreddo, A., Poon, A. W. P., Poyato, J. M. L., Pozzi, S., Priester, F., Puritscher, M., Radford, D. C., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R. W. J., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schütz, A. K., Schwemmer, A., Sedlak, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Spreng, D., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trigilio, P., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Voigt, P., Weinheimer, C., Weiss, E., Welte, S., Wendel, J., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wunderl, L., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Physics - Instrumentation and Detectors
Abstract: The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 beta decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN's design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity., Comment: Contribution to Snowmass 2021. 70 pages excluding references; 35 figures. Author list updated June 2023
Published: 2022
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16. A Next-Generation Liquid Xenon Observatory for Dark Matter and Neutrino Physics

Author: Aalbers, J., Abe, K., Aerne, V., Agostini, F., Maouloud, S. Ahmed, Akerib, D. S., Akimov, D. Yu., Akshat, J., Musalhi, A. K. Al, Alder, F., Alsum, S. K., Althueser, L., Amarasinghe, C. S., Amaro, F. D., Ames, A., Anderson, T. J., Andrieu, B., Angelides, N., Angelino, E., Angevaare, J., Antochi, V. C., Martin, D. Antón, Antunovic, B., Aprile, E., Araújo, H. M., Armstrong, J. E., Arneodo, F., Arthurs, M., Asadi, P., Baek, S., Bai, X., Bajpai, D., Baker, A., Balajthy, J., Balashov, S., Balzer, M., Bandyopadhyay, A., Bang, J., Barberio, E., Bargemann, J. W., Baudis, L., Bauer, D., Baur, D., Baxter, A., Baxter, A. L., Bazyk, M., Beattie, K., Behrens, J., Bell, N. F., Bellagamba, L., Beltrame, P., Benabderrahmane, M., Bernard, E. P., Bertone, G. F., Bhattacharjee, P., Bhatti, A., Biekert, A., Biesiadzinski, T. P., Binau, A. R., Biondi, R., Biondi, Y., Birch, H. J., Bishara, F., Bismark, A., Blanco, C., Blockinger, G. M., Bodnia, E., Boehm, C., Bolozdynya, A. I., Bolton, P. D., Bottaro, S., Bourgeois, C., Boxer, B., Brás, P., Breskin, A., Breur, P. A., Brew, C. A. J., Brod, J., Brookes, E., Brown, A., Brown, E., Bruenner, S., Bruno, G., Budnik, R., Bui, T. K., Burdin, S., Buse, S., Busenitz, J. K., Buttazzo, D., Buuck, M., Buzulutskov, A., Cabrita, R., Cai, C., Cai, D., Capelli, C., Cardoso, J. M. R., Carmona-Benitez, M. C., Cascella, M., Catena, R., Chakraborty, S., Chan, C., Chang, S., Chauvin, A., Chawla, A., Chen, H., Chepel, V., Chott, N. I., Cichon, D., Chavez, A. Cimental, Cimmino, B., Clark, M., Co, R. T., Colijn, A. P., Conrad, J., Converse, M. V., Costa, M., Cottle, A., Cox, G., Creaner, O., Garcia, J. J. Cuenca, Cussonneau, J. P., Cutter, J. E., Dahl, C. E., D'Andrea, V., David, A., Decowski, M. P., Dent, J. B., Deppisch, F. F., de Viveiros, L., Di Gangi, P., Di Giovanni, A., Di Pede, S., Dierle, J., Diglio, S., Dobson, J. E. Y., Doerenkamp, M., Douillet, D., Drexlin, G., Druszkiewicz, E., Dunsky, D., Eitel, K., Elykov, A., Emken, T., Engel, R., Eriksen, S. R., Fairbairn, M., Fan, A., Fan, J. J., Farrell, S. J., Fayer, S., Fearon, N. M., Ferella, A., Ferrari, C., Fieguth, A., Fiorucci, S., Fischer, H., Flaecher, H., Flierman, M., Florek, T., Foot, R., Fox, P. J., Franceschini, R., Fraser, E. D., Frenk, C. S., Frohlich, S., Fruth, T., Fulgione, W., Fuselli, C., Gaemers, P., Gaior, R., Gaitskell, R. J., Galloway, M., Gao, F., Garcia, I. Garcia, Genovesi, J., Ghag, C., Ghosh, S., Gibson, E., Gil, W., Giovagnoli, D., Girard, F., Glade-Beucke, R., Glück, F., Gokhale, S., de Gouvêa, A., Gráf, L., Grandi, L., Grigat, J., Grinstein, B., van der Grinten, M. G. D., Grössle, R., Guan, H., Guida, M., Gumbsheimer, R., Gwilliam, C. B., Hall, C. R., Hall, L. J., Hammann, R., Han, K., Hannen, V., Hansmann-Menzemer, S., Harata, R., Hardin, S. P., Hardy, E., Hardy, C. A., Harigaya, K., Harnik, R., Haselschwardt, S. J., Hernandez, M., Hertel, S. A., Higuera, A., Hils, C., Hochrein, S., Hoetzsch, L., Hoferichter, M., Hood, N., Hooper, D., Horn, M., Howlett, J., Huang, D. Q., Huang, Y., Hunt, D., Iacovacci, M., Iaquaniello, G., Ide, R., Ignarra, C. M., Iloglu, G., Itow, Y., Jacquet, E., Jahangir, O., Jakob, J., James, R. S., Jansen, A., Ji, W., Ji, X., Joerg, F., Johnson, J., Joy, A., Kaboth, A. C., Kamaha, A. C., Kanezaki, K., Kar, K., Kara, M., Kato, N., Kavrigin, P., Kazama, S., Keaveney, A. W., Kellerer, J., Khaitan, D., Khazov, A., Khundzakishvili, G., Khurana, I., Kilminster, B., Kleifges, M., Ko, P., Kobayashi, M., Kodroff, D., Koltmann, G., Kopec, A., Kopmann, A., Kopp, J., Korley, L., Kornoukhov, V. N., Korolkova, E. V., Kraus, H., Krauss, L. M., Kravitz, S., Kreczko, L., Kudryavtsev, V. A., Kuger, F., Kumar, J., Paredes, B. López, LaCascio, L., Laine, Q., Landsman, H., Lang, R. F., Leason, E. A., Lee, J., Leonard, D. S., Lesko, K. T., Levinson, L., Levy, C., Li, I., Li, S. C., Li, T., Liang, S., Liebenthal, C. S., Lin, J., Lin, Q., Lindemann, S., Lindner, M., Lindote, A., Linehan, R., Lippincott, W. H., Liu, X., Liu, K., Liu, J., Loizeau, J., Lombardi, F., Long, J., Lopes, M. I., Asamar, E. Lopez, Lorenzon, W., Lu, C., Luitz, S., Ma, Y., Machado, P. A. N., Macolino, C., Maeda, T., Mahlstedt, J., Majewski, P. A., Manalaysay, A., Mancuso, A., Manenti, L., Manfredini, A., Mannino, R. L., Marangou, N., March-Russell, J., Marignetti, F., Undagoitia, T. Marrodán, Martens, K., Martin, R., Martinez-Soler, I., Masbou, J., Masson, D., Masson, E., Mastroianni, S., Mastronardi, M., Matias-Lopes, J. A., McCarthy, M. E., McFadden, N., McGinness, E., McKinsey, D. N., McLaughlin, J., McMichael, K., Meinhardt, P., Menéndez, J., Meng, Y., Messina, M., Midha, R., Milisavljevic, D., Miller, E. H., Milosevic, B., Milutinovic, S., Mitra, S. A., Miuchi, K., Mizrachi, E., Mizukoshi, K., Molinario, A., Monte, A., Monteiro, C. M. B., Monzani, M. E., Moore, J. S., Morå, K., Morad, J. A., Mendoza, J. D. Morales, Moriyama, S., Morrison, E., Morteau, E., Mosbacher, Y., Mount, B. J., Mueller, J., Murphy, A. St. J., Murra, M., Naim, D., Nakamura, S., Nash, E., Navaieelavasani, N., Naylor, A., Nedlik, C., Nelson, H. N., Neves, F., Newstead, J. L., Ni, K., Nikoleyczik, J. A., Niro, V., Oberlack, U. G., Obradovic, M., Odgers, K., O'Hare, C. A. J., Oikonomou, P., Olcina, I., Oliver-Mallory, K., Oranday, A., Orpwood, J., Ostrovskiy, I., Ozaki, K., Paetsch, B., Pal, S., Palacio, J., Palladino, K. J., Palmer, J., Panci, P., Pandurovic, M., Parlati, A., Parveen, N., Patton, S. J., Pěč, V., Pellegrini, Q., Penning, B., Pereira, G., Peres, R., Perez-Gonzalez, Y., Perry, E., Pershing, T., Petrossian-Byrne, R., Pienaar, J., Piepke, A., Pieramico, G., Pierre, M., Piotter, M., Pizella, V., Plante, G., Pollmann, T., Porzio, D., Qi, J., Qie, Y., Qin, J., Raj, N., Silva, M. Rajado, Ramanathan, K., García, D. Ramírez, Ravanis, J., Redard-Jacot, L., Redigolo, D., Reichard, S., Reichenbacher, J., Rhyne, C. A., Richards, A., Riffard, Q., Rischbieter, G. R. C., Rocchetti, A., Rosenfeld, S. L., Rosero, R., Rupp, N., Rushton, T., Saha, S., Sanchez, L., Sanchez-Lucas, P., Santone, D., Santos, J. M. F. dos, Sarnoff, I., Sartorelli, G., Sazzad, A. B. M. R., Scheibelhut, M., Schnee, R. W., Schrank, M., Schreiner, J., Schulte, P., Schulte, D., Eissing, H. Schulze, Schumann, M., Schwemberger, T., Schwenk, A., Schwetz, T., Lavina, L. Scotto, Scovell, P. R., Sekiya, H., Selvi, M., Semenov, E., Semeria, F., Shagin, P., Shaw, S., Shi, S., Shockley, E., Shutt, T. A., Si-Ahmed, R., Silk, J. J., Silva, C., Silva, M. C., Simgen, H., Šimkovic, F., Sinev, G., Singh, R., Skulski, W., Smirnov, J., Smith, R., Solmaz, M., Solovov, V. N., Sorensen, P., Soria, J., Sparmann, T. J., Stancu, I., Steidl, M., Stevens, A., Stifter, K., Strigari, L. E., Subotic, D., Suerfu, B., Suliga, A. M., Sumner, T. J., Szabo, P., Szydagis, M., Takeda, A., Takeuchi, Y., Tan, P. -L., Taricco, C., Taylor, W. C., Temples, D. J., Terliuk, A., Terman, P. A., Thers, D., Thieme, K., Thümmler, Th., Tiedt, D. R., Timalsina, M., To, W. H., Toennies, F., Tong, Z., Toschi, F., Tovey, D. R., Tranter, J., Trask, M., Trinchero, G. C., Tripathi, M., Tronstad, D. R., Trotta, R., Tsai, Y. D., Tunnell, C. D., Turner, W. G., Ueno, R., Urquijo, P., Utku, U., Vaitkus, A., Valerius, K., Vassilev, E., Vecchi, S., Velan, V., Vetter, S., Vincent, A. C., Vittorio, L., Volta, G., von Krosigk, B., von Piechowski, M., Vorkapic, D., Wagner, C. E. M., Wang, A. M., Wang, B., Wang, Y., Wang, W., Wang, J. J., Wang, L. -T., Wang, M., Watson, J. R., Wei, Y., Weinheimer, C., Weisman, E., Weiss, M., Wenz, D., West, S. M., Whitis, T. J., Williams, M., Wilson, M. J., Winkler, D., Wittweg, C., Wolf, J., Wolf, T., Wolfs, F. L. H., Woodford, S., Woodward, D., Wright, C. J., Wu, V. H. S., Wu, P., Wüstling, S., Wurm, M., Xia, Q., Xiang, X., Xing, Y., Xu, J., Xu, Z., Xu, D., Yamashita, M., Yamazaki, R., Yan, H., Yang, L., Yang, Y., Ye, J., Yeh, M., Young, I., Yu, H. B., Yu, T. T., Yuan, L., Zavattini, G., Zerbo, S., Zhang, Y., Zhong, M., Zhou, N., Zhou, X., Zhu, T., Zhu, Y., Zhuang, Y., Zopounidis, J. P., Zuber, K., and Zupan, J.
Subjects: Physics - Instrumentation and Detectors, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Nuclear Experiment
Abstract: The nature of dark matter and properties of neutrinos are among the most pressing issues in contemporary particle physics. The dual-phase xenon time-projection chamber is the leading technology to cover the available parameter space for Weakly Interacting Massive Particles (WIMPs), while featuring extensive sensitivity to many alternative dark matter candidates. These detectors can also study neutrinos through neutrinoless double-beta decay and through a variety of astrophysical sources. A next-generation xenon-based detector will therefore be a true multi-purpose observatory to significantly advance particle physics, nuclear physics, astrophysics, solar physics, and cosmology. This review article presents the science cases for such a detector., Comment: 77 pages, 40 figures, 1262 references
Published: 2022
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17. KATRIN: status and prospects for the neutrino mass and beyond

Author: Aker, M, Balzer, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Biassoni, M, Bieringer, B, Block, F, Bobien, S, Bombelli, L, Bormann, D, Bornschein, B, Bornschein, L, Böttcher, M, Brofferio, C, Bruch, C, Brunst, T, Caldwell, TS, Carminati, M, Carney, RMD, Chilingaryan, S, Choi, W, Cremonesi, O, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Fink, D, Fiorini, C, Formaggio, JA, Forstner, C, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grande, A, Grössle, R, Gugiatti, M, Gumbsheimer, R, Hannen, V, Hartmann, J, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, King, P, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Lasserre, T, La Cascio, L, Lebeda, O, Lechner, P, Lehnert, B, Le, TL, Lokhov, A, Machatschek, M, Malcherek, E, Manfrin, D, Mark, M, Marsteller, A, Martin, EL, Mazzola, E, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Nava, A, Neumann, H, Niemes, S, Oelpmann, P, and Onillon, A
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, neutrino, neutrino mass, sterile neutrino, tritium beta decay, krypton, beyond standard model, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Nuclear & Particles Physics, Nuclear and plasma physics, Particle and high energy physics
Abstract: The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to measure a high-precision integral spectrum of the endpoint region of T2 β decay, with the primary goal of probing the absolute mass scale of the neutrino. After a first tritium commissioning campaign in 2018, the experiment has been regularly running since 2019, and in its first two measurement campaigns has already achieved a sub-eV sensitivity. After 1000 days of data-taking, KATRIN’s design sensitivity is 0.2 eV at the 90% confidence level. In this white paper we describe the current status of KATRIN; explore prospects for measuring the neutrino mass and other physics observables, including sterile neutrinos and other beyond-Standard-Model hypotheses; and discuss research-and-development projects that may further improve the KATRIN sensitivity.
Published: 2022

18. New Constraint on the Local Relic Neutrino Background Overdensity with the First KATRIN Data Runs

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: Nuclear Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment
Abstract: We report on the direct cosmic relic neutrino background search from the first two science runs of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the kinematic endpoint at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity of 9.7e10 (1.1e11) at a 90% (95%) confidence level. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint accounting for relic neutrino captures in the Tritium source reveals no significant overdensity. This work improves the results obtained by the previous kinematic neutrino mass experiments at Los Alamos and Troitsk. We furthermore update the projected final sensitivity of the KATRIN experiment to <1e10 at 90% confidence level, by relying on updated operational conditions., Comment: 7 pages, 7 figures
Published: 2022
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19. Improved eV-scale Sterile-Neutrino Constraints from the Second KATRIN Measurement Campaign

Author: Aker, M., Batzler, D., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gavin, A. S., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleifges, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., La Cascio, L., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Mostafa, J., Müller, K., Neumann, H., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ráliš, J., Ramachandran, S., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Salomon, R., Schäfer, P., Schimpf, L., Schlösser, M., Schlösser, K., Schlüter, L., Schneidewind, S., Schrank, M., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wetter, M., Wiesinger, C., Wilkerson, J. F., Wolf, J., Wüstling, S., Wydra, J., Xu, W., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment
Abstract: We present the results of the light sterile neutrino search from the second KATRIN measurement campaign in 2019. Approaching nominal activity, $3.76 \times 10^6$ tritium $\beta$-electrons are analyzed in an energy window extending down to $40\,$eV below the tritium endpoint at $E_0 = 18.57\,$keV. We consider the $3\nu+1$ framework with three active and one sterile neutrino flavor. The analysis is sensitive to a fourth mass eigenstate $m_4^2\lesssim1600\,$eV$^2$ and active-to-sterile mixing $|U_{e4}|^2 \gtrsim 6 \times 10^{-3}$. As no sterile-neutrino signal was observed, we provide improved exclusion contours on $m_4^2$ and $|U_{e4}|^2$ at $95\,$% C.L. Our results supersede the limits from the Mainz and Troitsk experiments. Furthermore, we are able to exclude the large $\Delta m_{41}^2$ solutions of the reactor antineutrino and gallium anomalies to a great extent. The latter has recently been reaffirmed by the BEST collaboration and could be explained by a sterile neutrino with large mixing. While the remaining solutions at small $\Delta m_{41}^2$ are mostly excluded by short-baseline reactor experiments, KATRIN is the only ongoing laboratory experiment to be sensitive to relevant solutions at large $\Delta m_{41}^2$ through a robust spectral shape analysis., Comment: 14 pages, 8 figures, 2 tables
Published: 2022
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20. New Constraint on the Local Relic Neutrino Background Overdensity with the First KATRIN Data Runs

Author: Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, F, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, and Schlösser, K
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, KATRIN Collaboration, Mathematical Sciences, Engineering, General Physics, Mathematical sciences, Physical sciences
Abstract: We report on the direct search for cosmic relic neutrinos using data acquired during the first two science campaigns of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity molecular tritium gas source are analyzed by a high-resolution MAC-E filter around the end point at 18.57 keV. The analysis is sensitive to a local relic neutrino overdensity ratio of η
Published: 2022

21. Cosmogenic background simulations for neutrinoless double beta decay with the DARWIN observatory at various underground sites

Author: Adrover, M., Althueser, L., Andrieu, B., Angelino, E., Angevaare, J. R., Antunovic, B., Aprile, E., Babicz, M., Bajpai, D., Barberio, E., Baudis, L., Bazyk, M., Bell, N., Bellagamba, L., Biondi, R., Biondi, Y., Bismark, A., Boehm, C., Breskin, A., Brookes, E. J., Brown, A., Bruno, G., Budnik, R., Capelli, C., Cardoso, J. M. R., Chauvin, A., Cimental Chavez, A. P., Colijn, A. P., Conrad, J., Cuenca-García, J. J., D’Andrea, V., Decowski, M. P., Deisting, A., Di Gangi, P., Diglio, S., Doerenkamp, M., Drexlin, G., Eitel, K., Elykov, A., Engel, R., Farrell, S., Ferella, A. D., Ferrari, C., Fischer, H., Flierman, M., Fulgione, W., Gaemers, P., Gaior, R., Galloway, M., Garroum, N., Ghosh, S., Girard, F., Glade-Beucke, R., Glück, F., Grandi, L., Grigat, J., Größle, R., Guan, H., Guida, M., Hammann, R., Hannen, V., Hansmann-Menzemer, S., Hargittai, N., Hasegawa, T., Hils, C., Higuera, A., Hiraoka, K., Hoetzsch, L., Iacovacci, M., Itow, Y., Jakob, J., Jörg, F., Kara, M., Kavrigin, P., Kazama, S., Keller, M., Kilminster, B., Kleifges, M., Kobayashi, M., Kopec, A., von Krosigk, B., Kuger, F., Landsman, H., Lang, R. F., Li, I., Li, S., Liang, S., Lindemann, S., Lindner, M., Lombardi, F., Loizeau, J., Luce, T., Ma, Y., Macolino, C., Mahlstedt, J., Mancuso, A., Marrodán Undagoitia, T., Lopes, J. A. M., Marignetti, F., Martens, K., Masbou, J., Mastroianni, S., Milutinovic, S., Miuchi, K., Miyata, R., Molinario, A., Monteiro, C. M. B., Morå, K., Morteau, E., Mosbacher, Y., Müller, J., Murra, M., Newstead, J. L., Ni, K., Oberlack, U. G., Ostrovskiy, I., Paetsch, B., Pandurovic, M., Pellegrini, Q., Peres, R., Pienaar, J., Pierre, M., Piotter, M., Plante, G., Pollmann, T. R., Principe, L., Qi, J., Qin, J., Rajado Silva, M., Ramírez García, D., Razeto, A., Sakamoto, S., Sanchez, L., Sanchez-Lucas, P., dos Santos, J. M. F., Sartorelli, G., Scaffidi, A., Schulte, P., Schultz-Coulon, H.-C., Schulze Eißing, H., Schumann, M., Scotto Lavina, L., Selvi, M., Semeria, F., Shagin, P., Sharma, S., Shen, W., Silva, M., Simgen, H., Singh, R., Solmaz, M., Stanley, O., Steidl, M., Tan, P.-L., Terliuk, A., Thers, D., Thümmler, T., Tönnies, F., Toschi, F., Trinchero, G., Trotta, R., Tunnell, C., Urquijo, P., Valerius, K., Vecchi, S., Vetter, S., Volta, G., Vorkapic, D., Wang, W., Weerman, K. M., Weinheimer, C., Weiss, M., Wenz, D., Wittweg, C., Wolf, J., Wolf, T., Wu, V. H. S., Wurm, M., Xing, Y., Yamashita, M., Ye, J., Zavattini, G., and Zuber, K.
Published: 2024
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22. Improved eV-scale sterile-neutrino constraints from the second KATRIN measurement campaign

Author: Aker, M, Batzler, D, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gavin, AS, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleifges, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, La Cascio, L, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Mostafa, J, Müller, K, Neumann, H, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ráliš, J, Ramachandran, S, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Salomon, R, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, and Schlüter, L
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Astronomical and Space Sciences, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics, Nuclear & Particles Physics, Mathematical physics, Astronomical sciences, Particle and high energy physics
Abstract: We present the results of the light sterile neutrino search from the second Karlsruhe Tritium Neutrino (KATRIN) measurement campaign in 2019. Approaching nominal activity, 3.76×106 tritium β-electrons are analyzed in an energy window extending down to 40 eV below the tritium end point at E0=18.57 keV. We consider the 3ν+1 framework with three active and one sterile neutrino flavors. The analysis is sensitive to a fourth mass eigenstate m42≲1600 eV2 and active-to-sterile mixing |Ue4|2≳6×10-3. As no sterile-neutrino signal was observed, we provide improved exclusion contours on m42 and |Ue4|2 at 95% C.L. Our results supersede the limits from the Mainz and Troitsk experiments. Furthermore, we are able to exclude the large Δm412 solutions of the reactor antineutrino and gallium anomalies to a great extent. The latter has recently been reaffirmed by the BEST Collaboration and could be explained by a sterile neutrino with large mixing. While the remaining solutions at small Δm412 are mostly excluded by short-baseline reactor experiments, KATRIN is the only ongoing laboratory experiment to be sensitive to relevant solutions at large Δm412 through a robust spectral shape analysis.
Published: 2022

23. First direct neutrino-mass measurement with sub-eV sensitivity

Author: Aker, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., La Cascio, L., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Gupta, V., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, F., Kellerer, J., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Mostafa, J., Müller, K., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Röllig, M., Röttele, C., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schulz, B., Schwemmer, A., Šefčík, M., Sibille, V., Siegmann, D., Slezák, M., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment, Nuclear Experiment
Abstract: We report the results of the second measurement campaign of the Karlsruhe Tritium Neutrino (KATRIN) experiment. KATRIN probes the effective electron anti-neutrino mass, $m_{\nu}$, via a high-precision measurement of the tritium $\beta$-decay spectrum close to its endpoint at $18.6\,\mathrm{keV}$. In the second physics run presented here, the source activity was increased by a factor of 3.8 and the background was reduced by $25\,\%$ with respect to the first campaign. A sensitivity on $m_{\nu}$ of $0.7\,\mathrm{eV/c^2}$ at $90\,\%$ confidence level (CL) was reached. This is the first sub-eV sensitivity from a direct neutrino-mass experiment. The best fit to the spectral data yields $m_{\nu}^2 = (0.26\pm0.34)\,\mathrm{eV^4/c^4}$, resulting in an upper limit of $m_{\nu}<0.9\,\mathrm{eV/c^2}$ ($90\,\%$ CL). By combining this result with the first neutrino mass campaign, we find an upper limit of $m_{\nu}<0.8\,\mathrm{eV/c^2}$ ($90\,\%$ CL)., Comment: 19 pages, 10 figures, 5 tables
Published: 2021

24. Precision measurement of the electron energy-loss function in tritium and deuterium gas for the KATRIN experiment

Author: Aker, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., Carney, R. M. D., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Edzards, F., Eitel, K., Ellinger, E., Miniawy, A. El, Engel, R., Enomoto, S., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Groh, S., Grössle, R., Gumbsheimer, R., Hannen, V., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Houdy, T., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lehnert, B., Le, T. L., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Meier, M., Melzer, C., Menshikov, A., Mertens, S., Mostafa, J., Müller, K., Niemes, S., Oelpmann, P., Parno, D. S., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schrank, M., Schulz, B., Schwachtgen, C., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Urban, K., Valerius, K., Vénos, D., Hernández, A. P. Vizcaya, Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract: The KATRIN experiment is designed for a direct and model-independent determination of the effective electron anti-neutrino mass via a high-precision measurement of the tritium $\beta$-decay endpoint region with a sensitivity on $m_\nu$ of 0.2$\,$eV/c$^2$ (90% CL). For this purpose, the $\beta$-electrons from a high-luminosity windowless gaseous tritium source traversing an electrostatic retarding spectrometer are counted to obtain an integral spectrum around the endpoint energy of 18.6$\,$keV. A dominant systematic effect of the response of the experimental setup is the energy loss of $\beta$-electrons from elastic and inelastic scattering off tritium molecules within the source. We determined the \linebreak energy-loss function in-situ with a pulsed angular-selective and monoenergetic photoelectron source at various tritium-source densities. The data was recorded in integral and differential modes; the latter was achieved by using a novel time-of-flight technique. We developed a semi-empirical parametrization for the energy-loss function for the scattering of 18.6-keV electrons from hydrogen isotopologs. This model was fit to measurement data with a 95% T$_2$ gas mixture at 30$\,$K, as used in the first KATRIN neutrino mass analyses, as well as a D$_2$ gas mixture of 96% purity used in KATRIN commissioning runs. The achieved precision on the energy-loss function has abated the corresponding uncertainty of $\sigma(m_\nu^2)<10^{-2}\,\mathrm{eV}^2$ [arXiv:2101.05253] in the KATRIN neutrino-mass measurement to a subdominant level., Comment: 12 figures, 18 pages; to be submitted to EPJ C
Published: 2021
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25. The Design, Construction, and Commissioning of the KATRIN Experiment

Author: Aker, M., Altenmüller, K., Amsbaugh, J. F., Arenz, M., Babutzka, M., Bast, J., Bauer, S., Bechtler, H., Beck, M., Beglarian, A., Behrens, J., Bender, B., Berendes, R., Berlev, A., Besserer, U., Bettin, C., Bieringer, B., Blaum, K., Block, F., Bobien, S., Bohn, J., Bokeloh, K., Bolz, H., Bornschein, B., Bornschein, L., Böttcher, M., Bouquet, H., Boyd, N. M., Brunst, T., Burritt, T. H., Caldwell, T. S., Chaoui, Z., Chilingaryan, S., Choi, W., Corona, T. J., Cox, G. A., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eichelhardt, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frenzel, H., Friedel, F., Fulst, A., Gauda, K., Gehring, R., Gil, W., Glück, F., Görhardt, S., Grimm, J., Grohmann, S., Groh, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Häßler, D., Hannen, V., Harms, F., Harper, G. C., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Held, M., Hickford, S., Hilk, D., Hillen, B., Hiller, R., Hillesheimer, D., Hinz, D., Höhn, T., Holzmann, S., Horn, S., Hötzel, M., Houdy, T., Howe, M. A., Huber, A., James, T., Jansen, A., Kaiser, M., Karl, C., Kazachenko, O., Kellerer, J., Kippenbrock, L., Kleesiek, M., Kleifges, M., Kleinfeller, J., Klein, M., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalík, A., Krasch, B., Krause, H., Kraus, M., Kuckert, L., Kumb, A., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Leber, M. L., Lehnert, B., Leiber, B., Letnev, J., Lewis, R. J., Le, T. L., Lichter, S., Lokhov, A., Poyato, J. M. Lopez, Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Mehret, K., Meloni, M., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Monreal, B., Mostafa, J., Müller, K., Myers, A. W., Naumann, U., Neumann, H., Niemes, S., Oelpmann, P., Off, A., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Parno, D. S., Peterson, D. A., Plischke, P., Poon, A. W. P., Prall, M., Priester, F., Ranitzsch, P. C. -O., Reich, J., Renschler, P., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodejohann, W., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Rupp, S., Ryšavý, M., Sack, R., Saenz, A., Sagawe, M., Schäfer, P., Schaller, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schneidewind, S., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Šefčík, M., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., VanDevender, B. A., Van Wechel, T. D., Vénos, D., Verbeek, A., Vianden, R., Hernández, A. P. Vizcaya, Vogt, K., Wall, B. L., Wandkowsky, N., Weber, M., Weingardt, H., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zacher, M., Zadoroghny, S., Zboril, M., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract: The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [https://publikationen.bibliothek.kit.edu/270060419] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [arXiv:1909.06048]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns., Comment: Added missing acknowledgement, corrected performance statement in chapter 4.2.5, updated author list and references
Published: 2021
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26. Analysis methods for the first KATRIN neutrino-mass measurement

Author: Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Böttcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Díaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grössle, R., Gumbsheimer, R., Höhn, T., Hannen, V., Haußmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Köllenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Müller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Röllig, M., Röttele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Ryšavý, M., Sack, R., Saenz, A., Schaller, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Šefčík, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Vénos, D., Valerius, K., Hernández, A. P. Vizcaya, Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract: We report on the data set, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the $\beta$-decay kinematics of molecular tritium. The source is highly pure, cryogenic T$_2$ gas. The $\beta$ electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts $\beta$ electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90\% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology., Comment: 36 pages with 26 figures. Accepted to Phys. Rev. D
Published: 2021
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27. KATRIN background due to surface radioimpurities

Author: Fränkle, F. M., Schaller, A., Weinheimer, C., Drexlin, G., Mertens, S., Blaum, K., Otten, E., Hannen, V., Bornschein, L., Wolf, J., Schlösser, K., Müller, F., Thümmler, T., Glück, F., Osipowicz, A., Hinz, D., Harms, F., Ranitzsch, P., Trost, N., Karthein, J., Köster, U., Johnston, K., and Lokhov, A.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment
Abstract: The goal of the KArlsruhe TRItrium Neutrino (KATRIN) experiment is the determination of the effective electron antineutrino mass with a sensitivity of 0.2 eV/c$^2$ at 90% C.L. This goal can only be achieved with a very low background level in the order of 0.01 counts per second. A possible background source is $\alpha$-decays on the inner surface of the KATRIN Main Spectrometer. Two $\alpha$-sources, $^{223}$Ra and $^{228}$Th, were installed at the KATRIN Main Spectrometer with the purpose of temporarily increasing the background in order to study $\alpha$-decay induced background processes. In this paper, we present a possible background generation mechanism and measurements performed with these two radioactive sources. Our results show a clear correlation between $\alpha$-activity on the inner spectrometer surface and background from the volume of the spectrometer. Two key characteristics of the Main Spectrometer background -the dependency on the inner electrode offset potential, and the radial distribution - could be reproduced with this artificially induced background. These findings indicate a high contribution of $\alpha$-decay induced events to the residual KATRIN background.
Published: 2020

28. Bound on 3+1 active-sterile neutrino mixing from the first four-week science run of KATRIN

Author: Aker, M., Altenmueller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Bieringer, B., Blaum, K., Block, F., Bornschein, B., Bornschein, L., Boettcher, M., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Barrero, D. Diaz, Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Felden, M. Fedkevych A., Formaggio, J. A., Fraenkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glueck, F., Groessle, R., Gumbsheimer, R., Hoehn, T., Hannen, V., Haussmann, N., Helbing, K., Hickford, S., Hiller, R., Hillesheimer, D., Hinz, D., Houdy, T., Huber, A., Jansen, A., Koellenberger, L., Karl, C., Kellerer, J., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalik, A., Krasch, B., Krause, H., Lasserre, T., Le, T. L., Lebeda, O., Guennic, N. Le, Lehnert, B., Lokhov, A., Poyato, J. M. Lopez, Mueller, K., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Mertens, S., Niemes, S., Oelpmann, P., Osipowicz, A., Parno, D. S., Poon, A. W. P., Priester, F., Roellig, M., Roettele, C., Rest, O., Robertson, R. G. H., Rodenbeck, C., Rysavy, M., Sack, R., Saenz, A., Schaller, A., Schaefer, P., Schimpf, L., Schloesser, M., Schloesser, K., Schlueter, L., Schrank, M., Schulz, B., Sefcik, M., Seitz-Moskaliuk, H., Sibille, V., Siegmann, D., Slezak, M., Spanier, F., Steidl, M., Sturm, M., Sun, M., Telle, H. H., Thuemmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Venos, D., Valerius, K., Hernandez, A. P. Vizcaya, Wuestling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: High Energy Physics - Experiment, Nuclear Experiment
Abstract: We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in~2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino of mass $m_{4}$. The analysis is sensitive to a fourth mass state $m^2_{4} \lesssim$ 1000 eV$^2$ and to active-to-sterile neutrino mixing down to $|U_{e4}|^2 \gtrsim 2\cdot10^{-2}$. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results and improve the Troitsk bound for $m^2_{4} <$ 30 eV$^2$. The reactor and gallium anomalies are constrained for $ 100 < \Delta{m}^2_{41} < 1000$ eV$^2$., Comment: 8 pages, 4 figures
Published: 2020
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29. Solar Neutrino Detection Sensitivity in DARWIN via Electron Scattering

Author: Aalbers, J., Agostini, F., Maouloud, S. E. M. Ahmed, Alfonsi, M., Althueser, L., Amaro, F., Angevaare, J., Antochi, V. C., Antunovic, B., Aprile, E., Arazi, L., Arneodo, F., Balzer, M., Baudis, L., Baur, D., Benabderrahmane, M. L., Biondi, Y., Bismark, A., Bourgeois, C., Breskin, A., Breur, P. A., Brown, A., Brown, E., Brünner, S., Bruno, G., Budnik, R., Capelli, C., Cardoso, J., Cichon, D., Clark, M., Colijn, A. P., Conrad, J., Cuenca-García, J. J., Cussonneau, J. P., Decowski, M. P., Depoian, A., Dierle, J., Di Gangi, P., Di Giovanni, A., Diglio, S., Douillet, D., Drexlin, G., Eitel, K., Engel, R., Erdal, E., Ferella, A. D., Fischer, H., Fischer, P., Fulgione, W., Gaemers, P., Galloway, M., Gao, F., Giovagnoli, D., Girard, F., Glade-Beucke, R., Glück, F., Grandi, L., Grohmann, S., Größle, R., Gumbsheimer, R., Hannen, V., Hansmann-Menzemer, S., Hils, C., Holzapfel, B., Howlett, J., Iaquaniello, G., Jörg, F., Keller, M., Kellerer, J., Khundzakishvili, G., Kilminster, B., Kleifges, M., Kleiner, T. K., Koltmann, G., Kopec, A., Kopmann, A., Krauss, L. M., Kuger, F., LaCascio, L., Landsman, H., Lang, R. F., Lindemann, S., Lindner, M., Lombardi, F., Lopes, J. A. M., Villalpando, A. Loya, Ma, Y., Macolino, C., Mahlstedt, J., Manfredini, A., Undagoitia, T. Marrodán, Masbou, J., Masson, D., Masson, E., McFadden, N., Meinhardt, P., Meyer, R., Milosevic, B., Milutinovic, S., Molinario, A., Monteiro, C. M. B., Morå, K., Morteau, E., Mosbacher, Y., Murra, M., Newstead, J. L., Ni, K., Oberlack, U. G., Obradovic, M., Odgers, K., Ostrovskiy, I., Palacio, J., Pandurovic, M., Pelssers, B., Peres, R., Pienaar, J., Pierre, M., Pizzella, V., Plante, G., Qi, J., Qin, J., García, D. Ramírez, Reichard, S. E., Rupp, N., Sanchez-Lucas, P., Santos, J., Sartorelli, G., Schulte, D., Schultz-Coulon, H. -C., Eißing, H. Schulze, Schumann, M., Lavina, L. Scotto, Selvi, M., Shagin, P., Sharma, S., Shen, W., Silva, M., Simgen, H., Steidl, M., Stern, S., Subotic, D., Szabo, P., Terliuk, A., Therreau, C., Thers, D., Thieme, K., Toennies, F., Trotta, R., Tunnell, C. D., Valerius, K., Volta, G., Vorkapic, D., Weber, M., Wei, Y., Weinheimer, C., Weiss, M., Wenz, D., Wittweg, C., Wolf, J., Wuestling, S., Wurm, M., Xing, Y., Zhu, T., Zhu, Y., Zopounidis, J. P., and Zuber, K.
Subjects: Physics - Instrumentation and Detectors, Astrophysics - Solar and Stellar Astrophysics, High Energy Physics - Experiment, High Energy Physics - Phenomenology
Abstract: We detail the sensitivity of the liquid xenon (LXe) DARWIN observatory to solar neutrinos via elastic electron scattering. We find that DARWIN will have the potential to measure the fluxes of five solar neutrino components: $pp$, $^7$Be, $^{13}$N, $^{15}$O and $pep$. The precision of the $^{13}$N, $^{15}$O and $pep$ components is hindered by the double-beta decay of $^{136}$Xe and, thus, would benefit from a depleted target. A high-statistics observation of $pp$ neutrinos would allow us to infer the values of the weak mixing angle, $\sin^2\theta_w$, and the electron-type neutrino survival probability, $P_e$, in the electron recoil energy region from a few keV up to 200 keV for the first time, with relative precision of 5% and 4%, respectively, at an exposure of 300 ty. An observation of $pp$ and $^7$Be neutrinos would constrain the neutrino-inferred solar luminosity down to 0.2%. A combination of all flux measurements would distinguish between the high (GS98) and low metallicity (AGS09) solar models with 2.1-2.5$\sigma$ significance, independent of external measurements from other experiments or a measurement of $^8$B neutrinos through coherent elastic neutrino-nucleus scattering in DARWIN. Finally, we demonstrate that with a depleted target DARWIN may be sensitive to the neutrino capture process of $^{131}$Xe., Comment: 9 pages, 4 figures; for associated data files, see https://github.com/Physik-Institut-UZH/DARWIN-Sensitivity-Studies/tree/master/solar_neutrinos_electron_scattering
Published: 2020

30. Sensitivity of the DARWIN observatory to the neutrinoless double beta decay of $^{136}$Xe

Author: Agostini, F., Maouloud, S. E. M. Ahmed, Althueser, L., Amaro, F., Antunovic, B., Aprile, E., Baudis, L., Baur, D., Biondi, Y., Bismark, A., Breur, P. A., Brown, A., Bruno, G., Budnik, R., Capelli, C., Cardoso, J., Cichon, D., Clark, M., Colijn, A. P., Cuenca-García, J. J., Cussonneau, J. P., Decowski, M. P., Depoian, A., Dierle, J., Di Gangi, P., Di Giovanni, A., Diglio, S., Santos, J. M. F. dos, Drexlin, G., Eitel, K., Engel, R., Ferella, A. D., Fischer, H., Galloway, M., Gao, F., Girard, F., Glück, F., Grandi, L., Größle, R., Gumbsheimer, R., Hansmann-Menzemer, S., Jörg, F., Khundzakishvili, G., Kopec, A., Kuger, F., Krauss, L. M., Landsman, H., Lang, R. F., Lindemann, S., Lindner, M., Lopes, J. A. M., Villalpando, A. Loya, Macolino, C., Manfredini, A., Undagoitia, T. Marrodán, Masbou, J., Masson, E., Meinhardt, P., Milutinovic, S., Molinario, A., Monteiro, C. M. B., Murra, M., Oberlack, U. G., Pandurovic, M., Peres, R., Pienaar, J., Pierre, M., Pizzella, V., Qin, J., García, D. Ramírez, Reichard, S., Rupp, N., Sanchez-Lucas, P., Sartorelli, G., Schulte, D., Schumann, M., Lavina, L. Scotto, Selvi, M., Silva, M., Simgen, H., Steidl, M., Terliuk, A., Therreau, C., Thers, D., Thieme, K., Trotta, R., Tunnell, C. D., Valerius, K., Volta, G., Vorkapic, D., Weinheimer, C., Wittweg, C., Wolf, J., Zopounidis, J. P., and Zuber, K.
Subjects: Physics - Instrumentation and Detectors, High Energy Physics - Experiment, Nuclear Experiment
Abstract: The DARWIN observatory is a proposed next-generation experiment to search for particle dark matter and for the neutrinoless double beta decay of $^{136}$Xe. Out of its 50$\,$t total natural xenon inventory, 40$\,$t will be the active target of a time projection chamber which thus contains about 3.6 t of $^{136}$Xe. Here, we show that its projected half-life sensitivity is $2.4\times10^{27}\,$yr, using a fiducial volume of 5t of natural xenon and 10$\,$yr of operation with a background rate of less than 0.2$~$events/(t$\cdot$yr) in the energy region of interest. This sensitivity is based on a detailed Monte Carlo simulation study of the background and event topologies in the large, homogeneous target. DARWIN will be comparable in its science reach to dedicated double beta decay experiments using xenon enriched in $^{136}$Xe., Comment: 12 pages, 9 figures
Published: 2020

31. Erratum to: Sensitivity of the DARWIN observatory to the neutrinoless double beta decay of 136Xe

Author: Agostini, F., Maouloud, S. E. M. Ahmed, Althueser, L., Amaro, F., Antunovic, B., Aprile, E., Baudis, L., Baur, D., Biondi, Y., Bismark, A., Breur, P. A., Brown, A., Bruno, G., Budnik, R., Capelli, C., Cardoso, J., Cichon, D., Clark, M., Colijn, A. P., Cuenca-García, J. J., Cussonneau, J. P., Decowski, M. P., Depoian, A., Dierle, J., Gangi, P. Di, Giovanni, A. Di, Diglio, S., Santos, J. M. F. dos, Drexlin, G., Eitel, K., Engel, R., Ferella, A. D., Fischer, H., Galloway, M., Gao, F., Girard, F., Glück, F., Grandi, L., Größle, R., Gumbsheimer, R., Hansmann-Menzemer, S., Jörg, F., Khundzakishvili, G., Kopec, A., Kuger, F., Krauss, L. M., Landsman, H., Lang, R. F., Lindemann, S., Lindner, M., Lopes, J. A. M., Villalpando, A. Loya, Macolino, C., Manfredini, A., Undagoitia, T. Marrodán, Masbou, J., Masson, E., Meinhardt, P., Milutinovic, S., Molinario, A., Monteiro, C. M. B., Murra, M., Oberlack, U. G., Pandurovic, M., Peres, R., Pienaar, J., Pierre, M., Pizzella, V., Qin, J., García, D. Ramírez, Reichard, S., Rupp, N., Sanchez-Lucas, P., Sartorelli, G., Schulte, D., Schumann, M., Lavina, L. Scotto, Selvi, M., Silva, M., Simgen, H., Steidl, M., Terliuk, A., Therreau, C., Thers, D., Thieme, K., Trotta, R., Tunnell, C. D., Valerius, K., Volta, G., Vorkapic, D., Weinheimer, C., Wittweg, C., Wolf, J., Zopounidis, J. P., and Zuber, K.
Published: 2023
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32. The design, construction, and commissioning of the KATRIN experiment

Author: Aker, M, Altenmüller, K, Amsbaugh, JF, Arenz, M, Babutzka, M, Bast, J, Bauer, S, Bechtler, H, Beck, M, Beglarian, A, Behrens, J, Bender, B, Berendes, R, Berlev, A, Besserer, U, Bettin, C, Bieringer, B, Blaum, K, Block, F, Bobien, S, Böttcher, M, Bohn, J, Bokeloh, K, Bolz, H, Bornschein, B, Bornschein, L, Bouquet, H, Boyd, NM, Brunst, T, Burritt, TH, Caldwell, TS, Chaoui, Z, Chilingaryan, S, Choi, W, Corona, TJ, Cox, GA, Debowski, K, Deffert, M, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Dunmore, JA, Dyba, S, Edzards, F, Eichelhardt, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Erhard, M, Eversheim, D, Fedkevych, M, Felden, A, Fischer, S, Formaggio, JA, Fränkle, FM, Franklin, GB, Frenzel, H, Friedel, F, Fulst, A, Gauda, K, Gehring, R, Gil, W, Glück, F, Görhardt, S, Grimm, J, Grössle, R, Groh, S, Grohmann, S, Gumbsheimer, R, Hackenjos, M, Häßler, D, Hannen, V, Harms, F, Harper, GC, Hartmann, J, Haußmann, N, Heizmann, F, Helbing, K, Held, M, Hickford, S, Hilk, D, Hillen, B, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Hötzel, M, Holzmann, S, Horn, S, Houdy, T, Howe, MA, Huber, A, James, T, Jansen, A, Kaiser, M, Karl, C, and Kazachenko, O
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, Beam-line instrumentation, Spectrometers, Gas systems and purification, Neutrino detectors, Engineering, Nuclear & Particles Physics, Physical sciences
Abstract: The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [1] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [2]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns.
Published: 2021

33. Analysis methods for the first KATRIN neutrino-mass measurement

Author: Aker, M, Altenmüller, K, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Blaum, K, Block, F, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, La Cascio, L, Chilingaryan, S, Choi, W, Díaz Barrero, D, Debowski, K, Deffert, M, Descher, M, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Fedkevych, M, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Höhn, T, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Houdy, T, Huber, A, Jansen, A, Köllenberger, L, Karl, C, Kellerer, J, Kippenbrock, L, Klein, M, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Lasserre, T, Le, TL, Lebeda, O, Lehnert, B, Lokhov, A, Lopez Poyato, JM, Müller, K, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Niemes, S, Oelpmann, P, Osipowicz, A, Parno, DS, Poon, AWP, Priester, F, Röllig, M, Röttele, C, Rest, O, Robertson, RGH, Rodenbeck, C, Ryšavý, M, Sack, R, Saenz, A, Schaller, A, Schäfer, P, Schimpf, L, Schlösser, K, Schlösser, M, Schlüter, L, Schrank, M, Schulz, B, and Šefčík, M
Abstract: We report on the dataset, data handling, and detailed analysis techniques of the first neutrino-mass measurement by the Karlsruhe Tritium Neutrino (KATRIN) experiment, which probes the absolute neutrino-mass scale via the β-decay kinematics of molecular tritium. The source is highly pure, cryogenic T2 gas. The β electrons are guided along magnetic field lines toward a high-resolution, integrating spectrometer for energy analysis. A silicon detector counts β electrons above the energy threshold of the spectrometer, so that a scan of the thresholds produces a precise measurement of the high-energy spectral tail. After detailed theoretical studies, simulations, and commissioning measurements, extending from the molecular final-state distribution to inelastic scattering in the source to subtleties of the electromagnetic fields, our independent, blind analyses allow us to set an upper limit of 1.1 eV on the neutrino-mass scale at a 90% confidence level. This first result, based on a few weeks of running at a reduced source intensity and dominated by statistical uncertainty, improves on prior limits by nearly a factor of two. This result establishes an analysis framework for future KATRIN measurements, and provides important input to both particle theory and cosmology.
Published: 2021

34. Precision measurement of the electron energy-loss function in tritium and deuterium gas for the KATRIN experiment

Author: Aker, M, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Block, F, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, Carney, RMD, Chilingaryan, S, Choi, W, Debowski, K, Deffert, M, Descher, M, Barrero, D Díaz, Doe, PJ, Dragoun, O, Drexlin, G, Edzards, F, Eitel, K, Ellinger, E, Miniawy, A El, Engel, R, Enomoto, S, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Groh, S, Grössle, R, Gumbsheimer, R, Hannen, V, Haußmann, N, Heizmann, F, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Höhn, T, Houdy, T, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kleesiek, M, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Kunka, N, Lasserre, T, La Cascio, L, Lebeda, O, Lehnert, B, Le, TL, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Meier, M, Melzer, C, Menshikov, A, Mertens, S, Mostafa, J, Müller, K, Niemes, S, Oelpmann, P, Parno, DS, Poon, AWP, Poyato, JML, Priester, F, Ranitzsch, PC-O, Robertson, RGH, Rodejohann, W, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Schäfer, P, Schaller, A, Schimpf, L, and Schlösser, K
Subjects: Nuclear & Particles Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics
Abstract: AbstractThe KATRIN experiment is designed for a direct and model-independent determination of the effective electron anti-neutrino mass via a high-precision measurement of the tritium $$\upbeta $$ β -decay endpoint region with a sensitivity on $$m_\nu $$ m ν of 0.2 $$\hbox {eV}/\hbox {c}^2$$ eV / c 2 (90% CL). For this purpose, the $$\upbeta $$ β -electrons from a high-luminosity windowless gaseous tritium source traversing an electrostatic retarding spectrometer are counted to obtain an integral spectrum around the endpoint energy of 18.6 keV. A dominant systematic effect of the response of the experimental setup is the energy loss of $$\upbeta $$ β -electrons from elastic and inelastic scattering off tritium molecules within the source. We determined the energy-loss function in-situ with a pulsed angular-selective and monoenergetic photoelectron source at various tritium-source densities. The data was recorded in integral and differential modes; the latter was achieved by using a novel time-of-flight technique. We developed a semi-empirical parametrization for the energy-loss function for the scattering of 18.6-keV electrons from hydrogen isotopologs. This model was fit to measurement data with a 95% $$\hbox {T}_2$$ T 2 gas mixture at 30 K, as used in the first KATRIN neutrino-mass analyses, as well as a $$\hbox {D}_2$$ D 2 gas mixture of 96% purity used in KATRIN commissioning runs. The achieved precision on the energy-loss function has abated the corresponding uncertainty of $$\sigma (m_\nu ^2)< {{10}^{-2}}{\hbox {eV}^{2}}$$ σ ( m ν 2 ) < 10 - 2 eV 2 [1] in the KATRIN neutrino-mass measurement to a subdominant level.
Published: 2021

35. Bound on 3+1 Active-Sterile Neutrino Mixing from the First Four-Week Science Run of KATRIN

Author: Aker, M, Altenmüller, K, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Bieringer, B, Blaum, K, Block, F, Bornschein, B, Bornschein, L, Böttcher, M, Brunst, T, Caldwell, TS, La Cascio, L, Chilingaryan, S, Choi, W, Barrero, D Díaz, Debowski, K, Deffert, M, Descher, M, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Fedkevych, M, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Grössle, R, Gumbsheimer, R, Höhn, T, Hannen, V, Haußmann, N, Helbing, K, Hickford, S, Hiller, R, Hillesheimer, D, Hinz, D, Houdy, T, Huber, A, Jansen, A, Köllenberger, L, Karl, C, Kellerer, J, Kippenbrock, L, Klein, M, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Lasserre, T, Le, TL, Lebeda, O, Le Guennic, N, Lehnert, B, Lokhov, A, Poyato, JM Lopez, Müller, K, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Melzer, C, Mertens, S, Niemes, S, Oelpmann, P, Osipowicz, A, Parno, DS, Poon, AWP, Priester, F, Röllig, M, Röttele, C, Rest, O, Robertson, RGH, Rodenbeck, C, Ryšavý, M, Sack, R, Saenz, A, Schaller, A, Schäfer, P, Schimpf, L, Schlösser, M, Schlösser, K, Schlüter, L, Schrank, M, and Schulz, B
Subjects: Nuclear and Plasma Physics, Particle and High Energy Physics, Physical Sciences, KATRIN Collaboration, Mathematical Sciences, Engineering, General Physics, Mathematical sciences, Physical sciences
Abstract: We report on the light sterile neutrino search from the first four-week science run of the KATRIN experiment in 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are analyzed by a high-resolution MAC-E filter down to 40 eV below the endpoint at 18.57 keV. We consider the framework with three active neutrinos and one sterile neutrino. The analysis is sensitive to the mass, m_{4}, of the fourth mass state for m_{4}^{2}≲1000 eV^{2} and to active-to-sterile neutrino mixing down to |U_{e4}|^{2}≳2×10^{-2}. No significant spectral distortion is observed and exclusion bounds on the sterile mass and mixing are reported. These new limits supersede the Mainz results for m_{4}^{2}≲1000 eV^{2} and improve the Troitsk bound for m_{4}^{2}
Published: 2021

36. Suppression of Penning discharges between the KATRIN spectrometers

Author: Aker, M., Altenmüller, K., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F., Franklin, G. B., Frankrone, H., Friedel, F., Fulst, A., Gauda, K., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Hartmann, J., Haußmann, N., Heizmann, F., Heizmann, J., Helbing, K., Hickford, S., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kuffner, B., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lehnert, B., Letnev, J., Leven, F., Le, T. L., Lichter, S., Lokhov, A., Machatschek, M., Malcherek, E., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Monreal, B., Müller, K., Naumann, U., Neumann, H., Niemes, S., Noe, M., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Steven, M., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KArlsruhe TRItium Neutrino experiment (KATRIN) aims to determine the effective electron (anti)neutrino mass with a sensitivity of $0.2\textrm{ eV/c}^2$ (90$\%$ C.L.) by precisely measuring the endpoint region of the tritium $\beta$-decay spectrum. It uses a tandem of electrostatic spectrometers working as MAC-E (magnetic adiabatic collimation combined with an electrostatic) filters. In the space between the pre-spectrometer and the main spectrometer, an unavoidable Penning trap is created when the superconducting magnet between the two spectrometers, biased at their respective nominal potentials, is energized. The electrons accumulated in this trap can lead to discharges, which create additional background electrons and endanger the spectrometer and detector section downstream. To counteract this problem, "electron catchers" were installed in the beamline inside the magnet bore between the two spectrometers. These catchers can be moved across the magnetic-flux tube and intercept on a sub-ms time scale the stored electrons along their magnetron motion paths. In this paper, we report on the design and the successful commissioning of the electron catchers and present results on their efficiency in reducing the experimental background., Comment: - 12 pages, 14 figures, LaTeX; typos corrected, references added; precised a few arguments, added additional discussions, results unchanged
Published: 2019
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37. An improved upper limit on the neutrino mass from a direct kinematic method by KATRIN

Author: Aker, M., Altenmüller, K., Arenz, M., Babutzka, M., Barrett, J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Besserer, U., Blaum, K., Block, F., Bobien, S., Bokeloh, K., Bonn, J., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., La Cascio, L., Chilingaryan, S., Choi, W., Corona, T. J., Debowski, K., Deffert, M., Descher, M., Doe, P. J., Dragoun, O., Drexlin, G., Dunmore, J. A., Dyba, S., Edzards, F., Eisenblätter, L., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Felden, A., Fischer, S., Flatt, B., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Furse, D., Gauda, K., Gemmeke, H., Gil, W., Glück, F., Görhardt, S., Groh, S., Grohmann, S., Grössle, R., Gumbsheimer, R., Minh, M. Ha, Hackenjos, M., Hannen, V., Harms, F., Hartmann, J., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillen, B., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Kaboth, A., Karl, C., Kazachenko, O., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kosmider, A., Kovalí, A., Krasch, B., Kraus, M., Krause, H., Kuckert, L., Kuffner, B., Kunka, N., Lasserre, T., Le, T. L., Lebeda, O., Leber, M., Lehnert, B., Letnev, J., Leven, F., Lichter, S., Lobashev, V. M., Lokhov, A., Machatschek, M., Malcherek, E., Müller, K., Mark, M., Marsteller, A., Martin, E. L., Melzer, C., Menshikov, A., Mertens, S., Minter, L. I., Mirz, S., Monreal, B., Guzman, P. I. Morales, Naumann, U., Ndeke, W., Neumann, H., Niemes, S., Noe, M., Oblath, N. S., Ortjohann, H. -W., Osipowicz, A., Ostrick, B., Otten, E., Parno, D. S., Phillips II, D. G., Plischke, P., Pollithy, A., Poon, A. W. P., Pouryamout, J., Prall, M., Priester, F., Röllig, M., Röttele, C., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Roll, Ch., Rupp, S., Rysavy, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schön, H., Schönung, K., Schrank, M., Schulz, B., Schwarz, J., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Skasyrskaya, A., Slezak, M., Spalek, A., Spanier, F., Steidl, M., Steinbrink, N., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thümmler, T., Thorne, L. A., Titov, N., Tkachev, I., Trost, N., Urban, K., Venos, D., Valerius, K., VanDevender, B. A., Vianden, R., Hernandez, A. P. Vizcaya, Wall, B. L., Wüstling, S., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wierman, K. J., Wilkerson, J. F., Wolf, J., Xu, W., Yen, Y. -R., Zacher, M., Zadorozhny, S., Zboril, M., and Zeller, G.
Subjects: High Energy Physics - Experiment, Astrophysics - Cosmology and Nongalactic Astrophysics, Nuclear Experiment, Physics - Instrumentation and Detectors
Abstract: We report on the neutrino mass measurement result from the first four-week science run of the Karlsruhe Tritium Neutrino experiment KATRIN in spring 2019. Beta-decay electrons from a high-purity gaseous molecular tritium source are energy analyzed by a high-resolution MAC-E filter. A fit of the integrated electron spectrum over a narrow interval around the kinematic endpoint at 18.57 keV gives an effective neutrino mass square value of $(-1.0^{+0.9}_{-1.1})$ eV$^2$. From this we derive an upper limit of 1.1 eV (90$\%$ confidence level) on the absolute mass scale of neutrinos. This value coincides with the KATRIN sensitivity. It improves upon previous mass limits from kinematic measurements by almost a factor of two and provides model-independent input to cosmological studies of structure formation.
Published: 2019
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38. First operation of the KATRIN experiment with tritium

Author: Aker, M., Altenmüller, K., Arenz, M., Baek, W. -J., Barrett, J., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Caldwell, T. S., Chilingaryan, S., Choi, W., Debowski, K., Deffert, M., Descher, M., Barrero, D. Díaz, Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Felden, A., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Frankrone, H., Friedel, F., Fuchs, D., Fulst, A., Gauda, K., Gil, W., Glück, F., Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Hartmann, J., Haußmann, N., Minh, M. Ha, Heizmann, F., Heizmann, J., Helbing, K., Hickford, S., Hillesheimer, D., Hinz, D., Höhn, T., Holzapfel, B., Holzmann, S., Houdy, T., Howe, M. A., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Köhler, C., Köllenberger, L., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Krause, H., Kuffner, B., Kunka, N., Lasserre, T., La Cascio, L., Lebeda, O., Lebert, M., Lehnert, B., Letnev, J., Leven, F., Le, T. L., Lichter, S., Lokhov, A., Machatschek, M., Malcherek, E., Mark, M., Marsteller, A., Martin, E. L., Megas, F., Melzer, C., Menshikov, A., Mertens, S., Meier, M., Mirz, S., Monreal, B., Guzmán, P. I. Morales, Müller, K., Naumann, U., Neumann, H., Niemes, S., Noe, M., Off, A., Ortjohann, H. -W., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Poyato, J. M. L., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rinderspacher, R., Robertson, R. G. H., Rodenbeck, C., Rohr, P., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schäfer, P., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Schulz, B., Seitz-Moskaliuk, H., Seller, W., Sibille, V., Siegmann, D., Slezák, M., Spanier, F., Steidl, M., Steven, M., Sturm, M., Suesser, M., Sun, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Urban, K., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Xu, W., Yen, Y. -R., Zadorozhny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, Astrophysics - Cosmology and Nongalactic Astrophysics, High Energy Physics - Experiment, Nuclear Experiment
Abstract: The determination of the neutrino mass is one of the major challenges in astroparticle physics today. Direct neutrino mass experiments, based solely on the kinematics of beta-decay, provide a largely model-independent probe to the neutrino mass scale. The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to directly measure the effective electron antineutrino mass with a sensitivity of 0.2 eV 90% CL. In this work we report on the first operation of KATRIN with tritium which took place in 2018. During this commissioning phase of the tritium circulation system, excellent agreement of the theoretical prediction with the recorded spectra was found and stable conditions over a time period of 13 days could be established. These results are an essential prerequisite for the subsequent neutrino mass measurements with KATRIN in 2019.
Published: 2019
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39. Improved determination of the $\beta$-$\overline{\nu}_e$ angular correlation coefficient $a$ in free neutron decay with the $a$SPECT spectrometer

Author: Beck, M., Guardia, F. Ayala, Baeßler, S., Borg, M., Glück, F., Heil, W., Kahlenberg, J., Klopf, M., Konrad, G., Maisonobe, R., Horta, R. Muñoz, Schmidt, C., Schmidt, U., Simson, M., Soldner, T., Virot, R., Wunderle, A., and Zimmer, O.
Subjects: Nuclear Experiment
Abstract: We report on a precise measurement of the electron-antineutrino angular correlation ($a$ coefficient) in free neutron beta-decay from the $a$SPECT experiment. The $a$ coefficient is inferred from the recoil energy spectrum of the protons which are detected in 4$\pi$ by the $a$SPECT spectrometer using magnetic adiabatic collimation with an electrostatic filter. Data are presented from a 100 days run at the Institut Laue Langevin in 2013. The sources of systematic errors are considered and included in the final result. We obtain $a = -0.10430(84)$ which is the most precise measurement of the neutron $a$ coefficient to date. From this, the ratio of axial-vector to vector coupling constants is derived giving $|\lambda| = 1.2677(28)$.
Published: 2019
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40. High-resolution spectroscopy of gaseous $^\mathrm{83m}$Kr conversion electrons with the KATRIN experiment

Author: Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Hickford, S., Hilk, D., Hillesheimer, D., Hinz, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Plischke, P., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: In this work, we present the first spectroscopic measurements of conversion electrons originating from the decay of metastable gaseous $^\mathrm{83m}$Kr with the Karlsruhe Tritium Neutrino (KATRIN) experiment. The results obtained in this calibration measurement represent a major commissioning milestone for the upcoming direct neutrino mass measurement with KATRIN. The successful campaign demonstrates the functionalities of the full KATRIN beamline. The KATRIN main spectrometer's excellent energy resolution of ~ 1 eV made it possible to determine the narrow K-32 and L$_3$-32 conversion electron line widths with an unprecedented precision of ~ 1 %., Comment: Fixed affiliation of the corresponding author
Published: 2019
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41. Gamma-induced background in the KATRIN main spectrometer

Author: Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Berlev, A., Besserer, U., Blaum, K., Block, F., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Bouquet, H., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Karl, C., Kellerer, J., Kernert, N., Kippenbrock, L., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, A., Kraus, M., Lasserre, T., Lebeda, O., Lehnert, B., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schlüter, L., Schrank, M., Seitz-Moskaliuk, H., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Tcherniakhovski, D., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims to measure the effective electron antineutrino mass $m_{\overline{\nu}_e}$ with a sensitivity of 0.2 eV/c$^2$ using a gaseous tritium source combined with the MAC-E filter technique. A low background rate is crucial to achieving the proposed sensitivity, and dedicated measurements have been performed to study possible sources of background electrons. In this work, we test the hypothesis that gamma radiation from external radioactive sources significantly increases the rate of background events created in the main spectrometer (MS) and observed in the focal-plane detector. Using detailed simulations of the gamma flux in the experimental hall, combined with a series of experimental tests that artificially increased or decreased the local gamma flux to the MS, we set an upper limit of 0.006 count/s (90% C.L.) from this mechanism. Our results indicate the effectiveness of the electrostatic and magnetic shielding used to block secondary electrons emitted from the inner surface of the MS.
Published: 2019
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42. Suppression of Penning discharges between the KATRIN spectrometers

Author: Aker, M, Altenmüller, K, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Blaum, K, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Bouquet, H, Brunst, T, Caldwell, TS, Chilingaryan, S, Choi, W, Debowski, K, Deffert, M, Descher, M, Díaz Barrero, D, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Eversheim, D, Fedkevych, M, Felden, A, Formaggio, JA, Fränkle, F, Franklin, GB, Frankrone, H, Friedel, F, Fulst, A, Gauda, K, Gil, W, Glück, F, Grohmann, S, Grössle, R, Gumbsheimer, R, Hackenjos, M, Hannen, V, Hartmann, J, Haußmann, N, Heizmann, F, Heizmann, J, Helbing, K, Hickford, S, Hillesheimer, D, Hinz, D, Höhn, T, Holzapfel, B, Holzmann, S, Houdy, T, Jansen, A, Karl, C, Kellerer, J, Kernert, N, Kippenbrock, L, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Kuffner, B, Kunka, N, Lasserre, T, La Cascio, L, Lebeda, O, Lehnert, B, Letnev, J, Leven, F, Le, TL, Lichter, S, Lokhov, A, Machatschek, M, Malcherek, E, Marsteller, A, Martin, EL, Melzer, C, Menshikov, A, Mertens, S, Mirz, S, Monreal, B, Müller, K, Naumann, U, Neumann, H, Niemes, S, Noe, M, Ortjohann, HW, Osipowicz, A, Otten, E, Parno, DS, and Pollithy, A
Subjects: Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics, Nuclear & Particles Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics
Abstract: The KArlsruhe TRItium Neutrino experiment (KATRIN) aims to determine the effective electron (anti)-neutrino mass with a sensitivity of 0.2eV/c2 by precisely measuring the endpoint region of the tritium β-decay spectrum. It uses a tandem of electrostatic spectrometers working as magnetic adiabatic collimation combined with an electrostatic (MAC-E) filters. In the space between the pre-spectrometer and the main spectrometer, creating a Penning trap is unavoidable when the superconducting magnet between the two spectrometers, biased at their respective nominal potentials, is energized. The electrons accumulated in this trap can lead to discharges, which create additional background electrons and endanger the spectrometer and detector section downstream. To counteract this problem, “electron catchers” were installed in the beamline inside the magnet bore between the two spectrometers. These catchers can be moved across the magnetic-flux tube and intercept on a sub-ms time scale the stored electrons along their magnetron motion paths. In this paper, we report on the design and the successful commissioning of the electron catchers and present results on their efficiency in reducing the experimental background.
Published: 2020

43. High-resolution spectroscopy of gaseous 83mKr conversion electrons with the KATRIN experiment

Author: Altenmüller, K, Arenz, M, Baek, WJ, Beck, M, Beglarian, A, Behrens, J, Bergmann, T, Berlev, A, Besserer, U, Blaum, K, Block, F, Bobien, S, Bode, T, Bornschein, B, Bornschein, L, Brunst, T, Buzinsky, N, Chilingaryan, S, Choi, WQ, Deffert, M, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Eversheim, D, Fedkevych, M, Formaggio, JA, Fränkle, FM, Franklin, GB, Friedel, F, Fulst, A, Gil, W, Glück, F, Ureña, AG, Grohmann, S, Grössle, R, Gumbsheimer, R, Hackenjos, M, Hannen, V, Harms, F, Haußmann, N, Heizmann, F, Helbing, K, Hickford, S, Hilk, D, Hillesheimer, D, Hinz, D, Howe, MA, Huber, A, Jansen, A, Kellerer, J, Kernert, N, Kippenbrock, L, Klein, M, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Kraus, M, Lasserre, T, Lebeda, O, Letnev, J, Lokhov, A, Machatschek, M, Marsteller, A, Martin, EL, Mertens, S, Mirz, S, Monreal, B, Neumann, H, Niemes, S, Off, A, Osipowicz, A, Otten, E, Parno, DS, Plischke, P, Pollithy, A, Poon, AWP, Priester, F, C-O Ranitzsch, P, Rest, O, Robertson, RGH, Roccati, F, Rodenbeck, C, Röllig, M, Röttele, C, Ryšavý, M, Sack, R, Saenz, A, Schimpf, L, Schlösser, K, Schlösser, M, Schönung, K, Schrank, M, and Seitz-Moskaliuk, H
Subjects: Nuclear & Particles Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics
Abstract: In this work, we present the first spectroscopic measurements of conversion electrons originating from the decay of metastable gaseous 83mKr with the Karlsruhe Tritium Neutrino (KATRIN) experiment. The obtained results represent one of the major commissioning milestones for the subsequent direct neutrino mass measurement with KATRIN. The successful campaign demonstrates the functionalities of the KATRIN beamline. Precise measurement of the narrow K-32, L3-32, and N2,3-32 conversion electron lines allowed to verify the eV-scale energy resolution of the KATRIN main spectrometer necessary for competitive measurement of the absolute neutrino mass scale.
Published: 2020

44. First operation of the KATRIN experiment with tritium

Author: Aker, M, Altenmüller, K, Arenz, M, Baek, WJ, Barrett, J, Beglarian, A, Behrens, J, Berlev, A, Besserer, U, Blaum, K, Block, F, Bobien, S, Bornschein, B, Bornschein, L, Bouquet, H, Brunst, T, Caldwell, TS, Chilingaryan, S, Choi, W, Debowski, K, Deffert, M, Descher, M, Díaz Barrero, D, Doe, PJ, Dragoun, O, Drexlin, G, Dyba, S, Edzards, F, Eitel, K, Ellinger, E, Engel, R, Enomoto, S, Eversheim, D, Fedkevych, M, Felden, A, Formaggio, JA, Fränkle, FM, Franklin, GB, Frankrone, H, Friedel, F, Fuchs, D, Fulst, A, Gauda, K, Gil, W, Glück, F, Grohmann, S, Grössle, R, Gumbsheimer, R, Hackenjos, M, Hannen, V, Hartmann, J, Haußmann, N, Ha-Minh, M, Heizmann, F, Heizmann, J, Helbing, K, Hickford, S, Hillesheimer, D, Hinz, D, Höhn, T, Holzapfel, B, Holzmann, S, Houdy, T, Howe, MA, Huber, A, Jansen, A, Karl, C, Kellerer, J, Kernert, N, Kippenbrock, L, Klein, M, Köhler, C, Köllenberger, L, Kopmann, A, Korzeczek, M, Kovalík, A, Krasch, B, Krause, H, Kuffner, B, Kunka, N, Lasserre, T, La Cascio, L, Lebeda, O, Lebert, M, Lehnert, B, Letnev, J, Leven, F, Le, TL, Lichter, S, Lokhov, A, Machatschek, M, Malcherek, E, Mark, M, Marsteller, A, Martin, EL, Megas, F, Melzer, C, Menshikov, A, Mertens, S, and Meier, M
Subjects: Nuclear & Particles Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics, Quantum Physics, Atomic, Molecular, Nuclear, Particle and Plasma Physics
Abstract: The determination of the neutrino mass is one of the major challenges in astroparticle physics today. Direct neutrino mass experiments, based solely on the kinematics of β -decay, provide a largely model-independent probe to the neutrino mass scale. The Karlsruhe Tritium Neutrino (KATRIN) experiment is designed to directly measure the effective electron antineutrino mass with a sensitivity of 0.2eV (90 % CL). In this work we report on the first operation of KATRIN with tritium which took place in 2018. During this commissioning phase of the tritium circulation system, excellent agreement of the theoretical prediction with the recorded spectra was found and stable conditions over a time period of 13 days could be established. These results are an essential prerequisite for the subsequent neutrino mass measurements with KATRIN in 2019.
Published: 2020

45. The KATRIN Superconducting Magnets: Overview and First Performance Results

Author: Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, n W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, uE., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims for the determination of the effective electron anti-neutrino mass from the tritium beta-decay with an unprecedented sub-eV sensitivity. The strong magnetic fields, designed for up to 6~T, adiabatically guide $\beta$-electrons from the source to the detector within a magnetic flux of 191~Tcm$^2$. A chain of ten single solenoid magnets and two larger superconducting magnet systems have been designed, constructed, and installed in the 70-m-long KATRIN beam line. The beam diameter for the magnetic flux varies from 0.064~m to 9~m, depending on the magnetic flux density along the beam line. Two transport and tritium pumping sections are assembled with chicane beam tubes to avoid direct "line-of-sight" molecular beaming effect of gaseous tritium molecules into the next beam sections. The sophisticated beam alignment has been successfully cross-checked by electron sources. In addition, magnet safety systems were developed to protect the complex magnet systems against coil quenches or other system failures. The main functionality of the magnet safety systems has been successfully tested with the two large magnet systems. The complete chain of the magnets was operated for several weeks at 70$\%$ of the design fields for the first test measurements with radioactive krypton gas. The stability of the magnetic fields of the source magnets has been shown to be better than 0.01$\%$ per month at 70$\%$ of the design fields. This paper gives an overview of the KATRIN superconducting magnets and reports on the first performance results of the magnets.
Published: 2018
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46. $\beta$-Decay Spectrum, Response Function and Statistical Model for Neutrino Mass Measurements with the KATRIN Experiment

Author: Kleesiek, M., Behrens, J., Drexlin, G., Eitel, K., Erhard, M., Formaggio, J. A., Glück, F., Groh, S., Hötzel, M., Mertens, S., Poon, A. W. P., Weinheimer, C., and Valerius, K.
Subjects: Physics - Data Analysis, Statistics and Probability
Abstract: The objective of the Karlsruhe Tritium Neutrino (KATRIN) experiment is to determine the effective electron neutrino mass $m(\nu_\text{e})$ with an unprecedented sensitivity of $0.2\,\text{eV}$ (90\% C.L.) by precision electron spectroscopy close to the endpoint of the $\beta$ decay of tritium. We present a consistent theoretical description of the $\beta$ electron energy spectrum in the endpoint region, an accurate model of the apparatus response function, and the statistical approaches suited to interpret and analyze tritium $\beta$ decay data observed with KATRIN with the envisaged precision. In addition to providing detailed analytical expressions for all formulae used in the presented model framework with the necessary detail of derivation, we discuss and quantify the impact of theoretical and experimental corrections on the measured $m(\nu_\text{e})$. Finally, we outline the statistical methods for parameter inference and the construction of confidence intervals that are appropriate for a neutrino mass measurement with KATRIN. In this context, we briefly discuss the choice of the $\beta$ energy analysis interval and the distribution of measuring time within that range., Comment: 27 pages, 22 figures, 2 tables
Published: 2018
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47. Muon-induced background in the KATRIN main spectrometer

Author: Altenmüller, K., Arenz, M., Baek, W. -J., Beck, M., Beglarian, A., Behrens, J., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bobien, S., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Gil, W., Glück, F., Ureña, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Hillesheimer, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Leiber, B., Letnev, J., Linek, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Rink, R., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Rovedo, P., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Suesser, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., Zadoroghny, S., and Zeller, G.
Subjects: Physics - Instrumentation and Detectors, Nuclear Experiment
Abstract: The KArlsruhe TRItium Neutrino (KATRIN) experiment aims to make a model-independent determination of the effective electron antineutrino mass with a sensitivity of 0.2 eV/c$^{2}$. It investigates the kinematics of $\beta$-particles from tritium $\beta$-decay close to the endpoint of the energy spectrum. Because the KATRIN main spectrometer (MS) is located above ground, muon-induced backgrounds are of particular concern. Coincidence measurements with the MS and a scintillator-based muon detector system confirmed the model of secondary electron production by cosmic-ray muons inside the MS. Correlation measurements with the same setup showed that about $12\%$ of secondary electrons emitted from the inner surface are induced by cosmic-ray muons, with approximately one secondary electron produced for every 17 muon crossings. However, the magnetic and electrostatic shielding of the MS is able to efficiently suppress these electrons, and we find that muons are responsible for less than $17\%$ ($90\%$ confidence level) of the overall MS background.
Published: 2018
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48. Technical design and commissioning of the sensor net for fine meshed measuring of magnetic field at KATRIN Spectrometer

Author: Letnev, J., Hazenbiller, W., Osipowicz, A., Beglarian, A., Bouquet, H., Drexlin, G., Glück, F., Garbe, J., Hillmer, H., Marte, P., Thümmler, T., and Weinheimer, Ch.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KArlsruhe TRItium Neutrino experiment (KATRIN) aims to measure the absolute neutrino mass scale with an unprecedented sensitivity of 0.2 eV/c2 (90% C.L.), using beta decay electrons from tritium decay. The kinetic energy of the decay electrons is measured using an electrostatic integrating main spectrometer (MS) with magnetic adiabatic collimation and requires a certain magnetic field profile. For the control of the magnetic field in the MS area two networks of mobile magnetic field sensor units are developed and commissioned. The radial system is operated close to the outer surface of the MS whereas the vertical one is mounted along vertical planes left and right of the MS. The sensor setup can take several thousands magnetic field samples at a fine meshed grid, thus allowing to study the magnetic field inside the MS and the influence of magnetic materials in the vicinity of the main spectrometer.
Published: 2018
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49. Modelling of gas dynamical properties of the KATRIN tritium source and implications for the neutrino mass measurement

Author: Kuckert, L., Heizmann, F., Drexlin, G., Glück, F., Hötzel, M., Kleesiek, M., Sharipov, F., and Valerius, K.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims to measure the effective mass of the electron antineutrino from the analysis of electron spectra stemming from the beta-decay of molecular tritium with a sensitivity of 200 meV. Therefore, a daily throughput of about 40 g of gaseous tritium is circulated in a windowless source section. An accurate description of the gas flow through this section is of fundamental importance for the neutrino mass measurement as it significantly influences the generation and transport of beta-decay electrons through the experimental setup. In this paper we present a comprehensive model consisting of calculations of rarefied gas flow through the different components of the source section ranging from viscous to free molecular flow. By connecting these simulations with a number of experimentally determined operational parameters the gas model can be refreshed regularly according to the measured operating conditions. In this work, measurement and modelling uncertainties are quantified with regard to their implications for the neutrino mass measurement. We find that the systematic uncertainties related to the description of gas flow are represented by $\Delta m_{\nu}^2=(-3.06\pm 0.24)\cdot10^{-3}$ eV$^2$, and that the gas model is ready to be used in the analysis of upcoming KATRIN data., Comment: 28 pages, 13 figures
Published: 2018

50. Reduction of stored-particle background by a magnetic pulse method at the KATRIN experiment

Author: KATRIN Collaboration, Arenz, M., Baek, W. -J., Bauer, S., Beck, M., Beglarian, A., Behrens, J., Berendes, R., Bergmann, T., Berlev, A., Besserer, U., Blaum, K., Bode, T., Bornschein, B., Bornschein, L., Brunst, T., Buglak, W., Buzinsky, N., Chilingaryan, S., Choi, W. Q., Deffert, M., Doe, P. J., Dragoun, O., Drexlin, G., Dyba, S., Edzards, F., Eitel, K., Ellinger, E., Engel, R., Enomoto, S., Erhard, M., Eversheim, D., Fedkevych, M., Formaggio, J. A., Fränkle, F. M., Franklin, G. B., Friedel, F., Fulst, A., Furse, D., Gil, W., Glück, F., Urena, A. Gonzalez, Grohmann, S., Grössle, R., Gumbsheimer, R., Hackenjos, M., Hannen, V., Harms, F., Haußmann, N., Heizmann, F., Helbing, K., Herz, W., Hickford, S., Hilk, D., Howe, M. A., Huber, A., Jansen, A., Kellerer, J., Kernert, N., Kippenbrock, L., Kleesiek, M., Klein, M., Kopmann, A., Korzeczek, M., Kovalík, A., Krasch, B., Kraus, M., Kuckert, L., Lasserre, T., Lebeda, O., Letnev, J., Lokhov, A., Machatschek, M., Marsteller, A., Martin, E. L., Mertens, S., Mirz, S., Monreal, B., Neumann, H., Niemes, S., Off, A., Osipowicz, A., Otten, E., Parno, D. S., Pollithy, A., Poon, A. W. P., Priester, F., Ranitzsch, P. C. -O., Rest, O., Robertson, R. G. H., Roccati, F., Rodenbeck, C., Röllig, M., Röttele, C., Ryšavý, M., Sack, R., Saenz, A., Schimpf, L., Schlösser, K., Schlösser, M., Schönung, K., Schrank, M., Seitz-Moskaliuk, H., Sentkerestiová, J., Sibille, V., Slezák, M., Steidl, M., Steinbrink, N., Sturm, M., Suchopar, M., Telle, H. H., Thorne, L. A., Thümmler, T., Titov, N., Tkachev, I., Trost, N., Valerius, K., Vénos, D., Vianden, R., Hernández, A. P. Vizcaya, Wandkowsky, N., Weber, M., Weinheimer, C., Weiss, C., Welte, S., Wendel, J., Wilkerson, J. F., Wolf, J., Wüstling, S., and Zadoroghny, S.
Subjects: Physics - Instrumentation and Detectors
Abstract: The KATRIN experiment aims to determine the effective electron neutrino mass with a sensitivity of $0.2\,{\text{eV}/c^2}$ (90\% C.L.) by precision measurement of the shape of the tritium \textbeta-spectrum in the endpoint region. The energy analysis of the decay electrons is achieved by a MAC-E filter spectrometer. A common background source in this setup is the decay of short-lived isotopes, such as $\textsuperscript{219}$Rn and $\textsuperscript{220}$Rn, in the spectrometer volume. Active and passive countermeasures have been implemented and tested at the KATRIN main spectrometer. One of these is the magnetic pulse method, which employs the existing air coil system to reduce the magnetic guiding field in the spectrometer on a short timescale in order to remove low- and high-energy stored electrons. Here we describe the working principle of this method and present results from commissioning measurements at the main spectrometer. Simulations with the particle-tracking software Kassiopeia were carried out to gain a detailed understanding of the electron storage conditions and removal processes., Comment: 16 pages, 9 figures, 4 tables
Published: 2018
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