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In dense neutrino environments, such as provided by core-collapse supernovae or neutron-star mergers, neutrino angular distributions may be unstable to collective flavor conversions, whose outcome remains to be fully understood. These conversions are much faster than hydrodynamical scales, suggesting that self-consistent configurations may never be strongly unstable. With this motivation in mind, we study weakly unstable modes, i.e., those with small growth rates. We show that our newly developed dispersion relation (Paper~I of this series) allows for an expansion in powers of the small growth rate. For weakly unstable distributions, we show that the unstable modes must either move with subluminal phase velocity, or very close to the speed of light. The instability is fed from neutrinos moving resonantly with the waves, allowing us to derive explicit expressions for the growth rate. For axisymmetric distributions, often assumed in the literature, numerical examples show the accuracy of these expressions. We also note that for the often-studied one-dimensional systems one should not forget the axial-symmetry-breaking modes, and we provide explicit expressions for the range of wavenumbers that exhibit instabilities., Comment: Title changed to match Part I format

Neutrino-neutrino refraction leads to collective flavor evolution that can include fast flavor conversion, an ingredient still missing in numerical simulations of core-collapse supernovae. We provide a theoretical framework for the linear regime of this phenomenon using the language of response theory. In analogy to electromagnetic waves, we introduce a flavor susceptibility as the linear response to an external flavor field. By requiring self-consistency, this approach leads to the usual dispersion relation for growing modes, but differs from the traditional treatment in that it predicts Landau damping of subluminal collective modes. The new dispersion relation has definite analyticity properties and can be expanded for small growth rates. This approach simplifies and intuitively explains Morinaga's proof of sufficiency for the occurrence of growing modes. We show that weakly growing modes arise as soon as an angular crossing is formed, due to their resonant interaction with individual neutrino modes. For longitudinal plasma waves, a similar resonance causes Landau damping or conversely, the two-stream instability., Comment: Title matched to published version

Flavor-dependent neutrino transport is described by a well-known kinetic equation for occupation-number matrices in flavor space. However, as an overlooked theoretical problem, we show that in the inhomogeneous case, neutrino-neutrino refractive energy is not conserved. We derive the missing gradient terms in the fast flavor limit (vanishing neutrino masses), and prove that the missing refractive energy is traded with the huge reservoir of neutrino kinetic energy through gradients of the weak interaction potential. Even small changes of the kinetic energy accommodate the refractive energy gained or lost. Flavor evolution alone is negligibly affected by the new terms., Comment: Small changes to the text, version published on Physical Review Letters; 5 pages, 1 figures, plus Supplemental Material

The paradigm-changing possibility of collective neutrino-antineutrino oscillations was recently advanced in analogy to collective flavor oscillations. However, the amplitude for the backward scattering process $\nu_{\mathbf{p}_1}\overline\nu_{\mathbf{p}_2}\to\nu_{\mathbf{p}_2}\overline\nu_{\mathbf{p}_1}$ is helicity-suppressed and vanishes for massless neutrinos, implying that there is no off-diagonal refractive index between $\nu$ and $\overline\nu$ of a single flavor of massless neutrinos. For a nonvanishing mass, collective helicity oscillations are possible, representing de-facto $\nu$--$\overline\nu$ oscillations in the Majorana case. However, such phenomena are suppressed by the smallness of neutrino masses as discussed in the previous literature., Comment: 3 pages, 2 figures, with appendices

In dense astrophysical environments, notably core-collapse supernovae and neutron star mergers, neutrino-neutrino forward scattering can spawn flavor conversion on very short scales. Scattering with the background medium can impact collective flavor conversion in various ways, either damping oscillations or possibly setting off novel collisional flavor instabilities (CFIs). A key feature in this process is the slowness of collisions compared to the much faster dynamics of neutrino-neutrino refraction. Assuming spatial homogeneity, we leverage this hierarchy of scales to simplify the description accounting only for the slow dynamics driven by collisions. We illustrate our new approach both in the case of CFIs and in the case of fast instabilities damped by collisions. In both cases, our strategy provides new equations, the slow-dynamics equations, that simplify the description of flavor conversion and allow us to qualitatively understand the final state of the system after the instability, either collisional or fast, has saturated., Comment: Added footnote 2 to correct an algebraic error; version corresponding to Erratum in PRD

The flavor evolution of a neutrino gas can show ''slow'' or ''fast'' collective motion. In terms of the usual Bloch vectors to describe the mean-field density matrices of a homogeneous neutrino gas, the slow two-flavor equations of motion (EOMs) are $\dot{\mathbf{P}}_\omega=(\omega\mathbf{B}+\mu\mathbf{P})\times\mathbf{P}_\omega$, where $\omega=\Delta m^2/2E$, $\mu=\sqrt{2} G_{\mathrm{F}} (n_\nu+n_{\bar\nu})$, $\mathbf{B}$ is a unit vector in the mass direction in flavor space, and $\mathbf{P}=\int d\omega\,\mathbf{P}_\omega$. For an axisymmetric angle distribution, the fast EOMs are $\dot{\mathbf{D}}_v=\mu(\mathbf{D}_0-v\mathbf{D}_1)\times\mathbf{D}_v$, where $\mathbf{D}_v$ is the Bloch vector for lepton number, $v=\cos\theta$ is the velocity along the symmetry axis, $\mathbf{D}_0=\int dv\,\mathbf{D}_v$, and $\mathbf{D}_1=\int dv\,v\mathbf{D}_v$. We discuss similarities and differences between these generic cases. Both systems can have pendulum-like instabilities (soliton solutions), both have similar Gaudin invariants, and both are integrable in the classical and quantum case. Describing fast oscillations in a frame comoving with $\mathbf{D}_1$ (which itself may execute pendulum-like motions) leads to transformed EOMs that are equivalent to an abstract slow system. These conclusions carry over to three flavors., Comment: 16 pages; typo below Eq. (5) and in Eq. (47) corrected

Machine learning (ML) approaches to data analysis are now widely adopted in many fields including epidemiology and medicine. To apply these approaches, confounds must first be removed as is commonly done by featurewise removal of their variance by linear regression before applying ML. Here, we show this common approach to confound removal biases ML models, leading to misleading results. Specifically, this common deconfounding approach can leak information such that what are null or moderate effects become amplified to near-perfect prediction when nonlinear ML approaches are subsequently applied. We identify and evaluate possible mechanisms for such confound-leakage and provide practical guidance to mitigate its negative impact. We demonstrate the real-world importance of confound-leakage by analyzing a clinical dataset where accuracy is overestimated for predicting attention deficit hyperactivity disorder (ADHD) with depression as a confound. Our results have wide-reaching implications for implementation and deployment of ML workflows and beg caution against na\"ive use of standard confound removal approaches., Comment: Revised Introduction, added CoI, results unchanged

Majoron-like bosons would emerge from a supernova (SN) core by neutrino coalescence of the form $\nu\nu\to\phi$ and $\bar\nu\bar\nu\to\phi$ with 100 MeV-range energies. Subsequent decays to (anti)neutrinos of all flavors provide a flux component with energies much larger than the usual flux from the "neutrino sphere." The absence of 100 MeV-range events in the Kamiokande-II and Irvine-Michigan-Brookhaven signal of SN 1987A implies that less than 1% of the total energy was thus emitted and provides the strongest constraint on the Majoron-neutrino coupling of $g\lesssim 10^{-9}\,{\rm MeV}/m_\phi$ for $100~{\rm eV}\lesssim m_\phi\lesssim 100~{\rm MeV}$. It is straightforward to extend our new argument to other hypothetical feebly interacting particles., Comment: 5+8 pages, 2+6 figures. Matches published version

In compact astrophysical objects, the neutrino density can be so high that neutrino-neutrino refraction can lead to fast flavor conversion of the kind $\nu_e \bar\nu_e \leftrightarrow \nu_x \bar\nu_x$ with $x=\mu,\tau$, depending on the neutrino angle distribution. Previously, we have shown that in a homogeneous, axisymmetric two-flavor system, these collective solutions evolve in analogy to a gyroscopic pendulum. In flavor space, its deviation from the weak-interaction direction is quantified by a variable $\cos\vartheta$ that moves between $+1$ and $\cos\vartheta_{\rm min}$, the latter following from a linear mode analysis. As a next step, we include collisional damping of flavor coherence, assuming a common damping rate $\Gamma$ for all modes. Empirically we find that the damped pendular motion reaches an asymptotic level of pair conversion $f=A+(1-A)\cos\vartheta_{\rm min}$ (numerically $A\simeq 0.370$) that does not depend on details of the angular distribution (except for fixing $\cos\vartheta_{\rm min}$), the initial seed, nor $\Gamma$. On the other hand, even a small asymmetry between the neutrino and antineutrino damping rates strongly changes this picture and can even enable flavor instabilities in otherwise stable systems., Comment: 9 figures, 14 pages. Matches version published in Phys. Rev. D

In core-collapse supernovae or compact binary merger remnants, neutrino-neutrino refraction can spawn fast pair conversion of the type $\nu_e \bar\nu_e \leftrightarrow \nu_x \bar\nu_x$ (with $x=\mu, \tau$), governed by the angle-dependent density matrices of flavor lepton number. In a homogeneous and axially symmetric two-flavor system, all angle modes evolve coherently, and we show that the nonlinear equations of motion are formally equivalent to those of a gyroscopic pendulum. Within this analogy, our main innovation is to identify the elusive characteristic of the lepton-number angle distribution that determines the depth of conversion with the "pendulum spin." The latter is given by the real part of the eigenfrequency resulting from the linear normal-mode analysis of the neutrino system. This simple analogy allows one to predict the depth of flavor conversion without solving the nonlinear evolution equations. Our approach provides a novel diagnostic tool to explore the physics of nonlinear systems., Comment: Typo in Eq.(S20) of Appendix B corrected

Axion-photon conversion at dielectric interfaces, immersed in a near-homogeneous magnetic field, is the basis for the dielectric haloscope method to search for axion dark matter. In analogy to transition radiation, this process is possible because the photon wave function is modified by the dielectric layers ("Garibian wave function") and is no longer an eigenstate of momentum. A conventional first-order perturbative calculation of the transition probability between a quantized axion state and these distorted photon states provides the microwave production rate. It agrees with previous results based on solving the classical Maxwell equations for the combined system of axions and electromagnetic fields. We argue that in general the average photon production rate is given by our result, independently of the detailed quantum state of the axion field. Moreover, our result provides a new perspective on axion-photon conversion in dielectric haloscopes because the rate is based on an overlap integral between unperturbed axion and photon wave functions, in analogy to the usual treatment of microwave-cavity haloscopes., Comment: 15 pages, 2 figures; v2: minor changes to match published version

We study the underlying theory of dielectric haloscopes, a new way to detect dark matter axions. When an interface between different dielectric media is inside a magnetic field, the oscillating axion field acts as a source of electromagnetic waves, which emerge in both directions perpendicular to the surface. The emission rate can be boosted by multiple layers judiciously placed to achieve constructive interference and by a large transverse area. Starting from the axion-modified Maxwell equations, we calculate the efficiency of this new dielectric haloscope approach. This technique could potentially search the unexplored high-frequency range of 10--100 GHz (axion mass 40--400 $\mu$eV), where traditional cavity resonators have difficulties reaching the required volume., Comment: 71 pages, 34 figures; v2: minor changes, typo in (4.13) corrected, matches published version

The radiative decay of sterile neutrinos with typical masses of 10 keV is investigated in the presence of a strong magnetic field and degenerate plasma. Full account is taken of the strongly modified photon dispersion relation relative to vacuum. The limiting cases of relativistic and non-relativistic plasma are analyzed. The decay rate in a strongly magnetized plasma as a function of the electron number density is compared with the un-magnetized case. We find that a strong magnetic field suppresses the catalyzing influence of the plasma on the decay rate., Comment: 9 pages, 4 figures. Presentation streamlined, results unchanged. Corresponds to version published in PRD

During the stalled-shock phase of our 3D hydrodynamical core-collapse simulations with energy-dependent, 3-flavor neutrino transport, the lepton-number flux (nue minus antinue) emerges predominantly in one hemisphere. This novel, spherical-symmetry breaking neutrino-hydrodynamical instability is termed LESA for "Lepton-number Emission Self-sustained Asymmetry." While the individual nue and antinue fluxes show a pronounced dipole pattern, the heavy-flavor neutrino fluxes and the overall luminosity are almost spherically symmetric. Initially, LESA seems to develop stochastically from convective fluctuations, it exists for hundreds of milliseconds or more, and it persists during violent shock sloshing associated with the standing accretion shock instability. The nue minus antinue flux asymmetry originates mainly below the neutrinosphere in a region of pronounced proto-neutron star (PNS) convection, which is stronger in the hemisphere of enhanced lepton-number flux. On this side of the PNS, the mass-accretion rate of lepton-rich matter is larger, amplifying the lepton-emission asymmetry, because the spherical stellar infall deflects on a dipolar deformation of the stalled shock. The increased shock radius in the hemisphere of less mass accretion and minimal lepton-number flux (antinue flux maximum) is sustained by stronger convection on this side, which is boosted by stronger neutrino heating because the average antinue energy is higher than the average nue energy. Asymmetric heating thus supports the global deformation despite extremely nonstationary convective overturn behind the shock. While these different elements of LESA form a consistent picture, a full understanding remains elusive at present. There may be important implications for neutrino-flavor oscillations, the neutron-to-proton ratio in the neutrino-heated supernova ejecta, and neutron-star kicks, which remain to be explored., Comment: 21 pages, 15 figures; new results and new figure added; accepted by ApJ

We explore consequences of the idea that the cooling speed of white dwarfs can be interpreted in terms of axion emission. In this case the Yukawa coupling to electrons has to be g_{ae} 10^-13, corresponding to an axion mass of a few meV. Axions then provide only a small fraction of the cosmic cold dark matter, whereas core-collapse supernovae release a large fraction of their energy in the form of axions. We estimate the diffuse supernova axion background (DSAB) in the universe, consisting of 30 MeV-range axions with a radiation density comparable to the extra-galactic background light. The DSAB would be challenging to detect. However, axions with white-dwarf inspired parameters can be accessible in a next generation axion helioscope., Comment: 5 pages, 1 figure

Motivated by recent hints for sterile neutrinos from the reactor anomaly, we study active-sterile conversions in a three-flavor scenario (2 active + 1 sterile families) for three different representative times during the neutrino-cooling evolution of the proto-neutron star born in an electron-capture supernova. In our "early model" (0.5 s post bounce), the nu_e-nu_s MSW effect driven by Delta m^2=2.35 eV^2 is dominated by ordinary matter and leads to a complete nu_e-nu_s swap with little or no trace of collective flavor oscillations. In our "intermediate" (2.9 s p.b.) and "late models" (6.5 s p.b.), neutrinos themselves significantly modify the nu_e-nu_s matter effect, and, in particular in the late model, nu-nu refraction strongly reduces the matter effect, largely suppressing the overall nu_e-nu_s MSW conversion. This phenomenon has not been reported in previous studies of active-sterile supernova neutrino oscillations. We always include the feedback effect on the electron fraction Y_e due to neutrino oscillations. In all examples, Y_e is reduced and therefore the presence of sterile neutrinos can affect the conditions for heavy-element formation in the supernova ejecta, even if probably not enabling the r-process in the investigated outflows of an electron-capture supernova. The impact of neutrino-neutrino refraction is strong but complicated, leaving open the possibility that with a more complete treatment, or for other supernova models, active-sterile neutrino oscillations could generate conditions suitable for the r-process., Comment: 23 pages, including 14 figures and 2 tables (minor changes in the text). Matches published version in JCAP

Self-induced flavor conversions of supernova (SN) neutrinos can strongly modify the flavor dependent fluxes. We perform a linearized flavor stability analysis with accretion-phase matter profiles of a 15 M_sun spherically symmetric model and corresponding neutrino fluxes. We use realistic energy and angle distributions, the latter deviating strongly from quasi-isotropic emission, thus accounting for both multi-angle and multi-energy effects. For our matter and neutrino density profile we always find stable conditions: flavor conversions are limited to the usual MSW effect. In this case one may distinguish the neutrino mass hierarchy in a SN neutrino signal if the mixing angle theta_13 is as large as suggested by recent experiments., Comment: 4 pages, 5 figures; minor edits, matches the version published in PRL

We study cosmological models that contain sterile neutrinos with eV-range masses as suggested by reactor and short-baseline oscillation data. We confront these models with both precision cosmological data (probing the CMB decoupling epoch) and light-element abundances (probing the BBN epoch). In the minimal LambdaCDM model, such sterile neutrinos are strongly disfavoured by current data because they contribute too much hot dark matter. However, if the cosmological framework is extended to include also additional relativistic degrees of freedom -- beyond the three standard neutrinos and the putative sterile neutrinos, then the hot dark matter constraint on the sterile states is considerably relaxed. A further improvement is achieved by allowing a dark energy equation of state parameter w<-1. While BBN strongly disfavours extra radiation beyond the assumed eV-mass sterile neutrino, this constraint can be circumvented by a small nu_e degeneracy. Any model containing eV-mass sterile neutrinos implies also strong modifications of other cosmological parameters. Notably, the inferred cold dark matter density can shift up by 20 to 75% relative to the standard LambdaCDM value., Comment: 14 pages, 6 figures, v2: minor changes, matches version accepted for publication in JCAP

We propose the liquid-scintillator detector LENA (Low Energy Neutrino Astronomy) as a next-generation neutrino observatory on the scale of 50 kt. The outstanding successes of the Borexino and KamLAND experiments demonstrate the large potential of liquid-scintillator detectors in low-energy neutrino physics. LENA's physics objectives comprise the observation of astrophysical and terrestrial neutrino sources as well as the investigation of neutrino oscillations. In the GeV energy range, the search for proton decay and long-baseline neutrino oscillation experiments complement the low-energy program. Based on the considerable expertise present in European and international research groups, the technical design is sufficiently mature to allow for an early start of detector realization., Comment: Whitepaper for the LENA low-energy neutrino detector, 67 pages, 32 figures

We study two-flavor neutrino oscillations in a homogeneous and isotropic ensemble under the influence of neutrino-neutrino interactions. For any density there exist forms of collective oscillations that show self-maintained coherence. They can be classified by a number N of linearly independent functions that describe all neutrino modes as linear superpositions. What is more, the dynamics is equivalent to another ensemble with the same effective density, consisting of N modes with discrete energies E_i with i=1, ..., N. We use this equivalence to derive the analytic solution for two-mode (bimodal) coherence, relevant for spectral-split formation in supernova neutrinos., Comment: Typographical errors in Eqs.(B4) and (B5) corrected, otherwise identical to published version

Active-sterile neutrino mixing is strongly constrained for m_s > 100 keV to avoid excessive energy losses from supernova cores. For smaller m_s, matter effects suppress the effective mixing angle except for a resonant range of energies where it is enhanced. We study the case of \nu_tau-\nu_s-mixing where a \nu_tau-\bar\nu_tau asymmetry builds up due to the strong excess of \nu_s over \bar\nu_s emission or vice versa, reducing the overall emission rate. In the warm dark matter range m_s < 10 keV the mixing angle is essentially unconstrained., Comment: 6 pages, 4 figures; minor changes, references updated, matches the published version

Precision cosmology and big-bang nucleosynthesis mildly favor extra radiation in the universe beyond photons and ordinary neutrinos, lending support to the existence of low-mass sterile neutrinos. We use the WMAP 7-year data, small-scale CMB observations from ACBAR, BICEP and QuAD, the SDSS 7th data release, and measurement of the Hubble parameter from HST observations to derive credible regions for the assumed common mass scale m_s and effective number N_s of thermally excited sterile neutrino states. Our results are compatible with the existence of one or perhaps two sterile neutrinos, as suggested by LSND and MiniBooNE, if m_s is in the sub-eV range., Comment: 4 pages, 1 figure, matches version published in PRL

The helicity of a photon traversing a magnetized plasma can flip when the B-field along the trajectory slowly reverses. Broderick and Blandford have recently shown that this intriguing effect can profoundly change the usual Faraday effect for radio waves. We study this phenomenon in a formalism analogous to neutrino flavor oscillations: the evolution is governed by a Schroedinger equation for a two-level system consisting of the two photon helicities. Our treatment allows for a transparent physical understanding of this system and its dynamics. In particular, it allows us to investigate the nature of transitions at intermediate adiabaticities., Comment: 8 pages, 2 eps figures, and a note added. Title changed. Matches published version