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Recent advances in large language models (LLMs) have demonstrated remarkable potential in the field of natural language processing. Unfortunately, LLMs face significant security and ethical risks. Although techniques such as safety alignment are developed for defense, prior researches reveal the possibility of bypassing such defenses through well-designed jailbreak attacks. In this paper, we propose QueryAttack, a novel framework to examine the generalizability of safety alignment. By treating LLMs as knowledge databases, we translate malicious queries in natural language into structured non-natural query language to bypass the safety alignment mechanisms of LLMs. We conduct extensive experiments on mainstream LLMs, and the results show that QueryAttack not only can achieve high attack success rates (ASRs), but also can jailbreak various defense methods. Furthermore, we tailor a defense method against QueryAttack, which can reduce ASR by up to 64% on GPT-4-1106. Our code is available at https://github.com/horizonsinzqs/QueryAttack., Comment: 15 pages, 11 figures

Large Audio-Language Models (LALMs) have unclocked audio dialogue capabilities, where audio dialogues are a direct exchange of spoken language between LALMs and humans. Recent advances, such as GPT-4o, have enabled LALMs in back-and-forth audio dialogues with humans. This progression not only underscores the potential of LALMs but also broadens their applicability across a wide range of practical scenarios supported by audio dialogues. However, given these advancements, a comprehensive benchmark to evaluate the performance of LALMs in the open-ended audio dialogue understanding remains absent currently. To address this gap, we propose an Audio Dialogue Understanding Benchmark (ADU-Bench), which consists of 4 benchmark datasets. They assess the open-ended audio dialogue ability for LALMs in 3 general scenarios, 12 skills, 9 multilingual languages, and 4 categories of ambiguity handling. Notably, we firstly propose the evaluation of ambiguity handling in audio dialogues that expresses different intentions beyond the same literal meaning of sentences, e.g., "Really!?" with different intonations. In summary, ADU-Bench includes over 20,000 open-ended audio dialogues for the assessment of LALMs. Through extensive experiments conducted on 13 LALMs, our analysis reveals that there is still considerable room for improvement in the audio dialogue understanding abilities of existing LALMs. In particular, they struggle with mathematical symbols and formulas, understanding human behavior such as roleplay, comprehending multiple languages, and handling audio dialogue ambiguities from different phonetic elements, such as intonations, pause positions, and homophones.

Recent studies have shown that LLMs are vulnerable to denial-of-service (DoS) attacks, where adversarial inputs like spelling errors or non-semantic prompts trigger endless outputs without generating an [EOS] token. These attacks can potentially cause high latency and make LLM services inaccessible to other users or tasks. However, when there are speech-to-text interfaces (e.g., voice commands to a robot), executing such DoS attacks becomes challenging, as it is difficult to introduce spelling errors or non-semantic prompts through speech. A simple DoS attack in these scenarios would be to instruct the model to "Keep repeating Hello", but we observe that relying solely on natural instructions limits output length, which is bounded by the maximum length of the LLM's supervised finetuning (SFT) data. To overcome this limitation, we propose poisoning-based DoS (P-DoS) attacks for LLMs, demonstrating that injecting a single poisoned sample designed for DoS purposes can break the output length limit. For example, a poisoned sample can successfully attack GPT-4o and GPT-4o mini (via OpenAI's finetuning API) using less than $1, causing repeated outputs up to the maximum inference length (16K tokens, compared to 0.5K before poisoning). Additionally, we perform comprehensive ablation studies on open-source LLMs and extend our method to LLM agents, where attackers can control both the finetuning dataset and algorithm. Our findings underscore the urgent need for defenses against P-DoS attacks to secure LLMs. Our code is available at https://github.com/sail-sg/P-DoS.

Accurate mathematical reasoning with Large Language Models (LLMs) is crucial in revolutionizing domains that heavily rely on such reasoning. However, LLMs often encounter difficulties in certain aspects of mathematical reasoning, leading to flawed reasoning and erroneous results. To mitigate these issues, we introduce a novel mechanism, the Chain of Self-Correction (CoSC), specifically designed to embed self-correction as an inherent ability in LLMs, enabling them to validate and rectify their own results. The CoSC mechanism operates through a sequence of self-correction stages. In each stage, the LLMs generate a program to address a given problem, execute this program using program-based tools to obtain an output, subsequently verify this output. Based on the verification, the LLMs either proceed to the next correction stage or finalize the answer. This iterative self-correction process allows the LLMs to refine its reasoning steps and improve the accuracy of its mathematical reasoning. We implement CoSC using a two-phase fine-tuning approach. First, LLMs are trained with a relatively small volume of seeding data generated from GPT-4. Then, we enhance CoSC by training with a larger volume of self-generated data, without relying on GPT-4. Experiments show that CoSC significantly boosts performance on standard mathematical datasets compared to existing open-source LLMs. Notably, our CoSC-Code-34B model achieved a 53.5% score on the challenging MATH dataset, outperforming models like ChatGPT, GPT-4, and multi-modal LLMs such as GPT-4V and Gemini-1.0. Importantly, CoSC operates in a zero-shot manner without requiring demonstrations.

Recently, point clouds have been widely used in computer vision, whereas their collection is time-consuming and expensive. As such, point cloud datasets are the valuable intellectual property of their owners and deserve protection. To detect and prevent unauthorized use of these datasets, especially for commercial or open-sourced ones that cannot be sold again or used commercially without permission, we intend to identify whether a suspicious third-party model is trained on our protected dataset under the black-box setting. We achieve this goal by designing a scalable clean-label backdoor-based dataset watermark for point clouds that ensures both effectiveness and stealthiness. Unlike existing clean-label watermark schemes, which are susceptible to the number of categories, our method could watermark samples from all classes instead of only from the target one. Accordingly, it can still preserve high effectiveness even on large-scale datasets with many classes. Specifically, we perturb selected point clouds with non-target categories in both shape-wise and point-wise manners before inserting trigger patterns without changing their labels. The features of perturbed samples are similar to those of benign samples from the target class. As such, models trained on the watermarked dataset will have a distinctive yet stealthy backdoor behavior, i.e., misclassifying samples from the target class whenever triggers appear, since the trained DNNs will treat the inserted trigger pattern as a signal to deny predicting the target label. We also design a hypothesis-test-guided dataset ownership verification based on the proposed watermark. Extensive experiments on benchmark datasets are conducted, verifying the effectiveness of our method and its resistance to potential removal methods., Comment: This paper was accepted by IEEE Transactions on Information Forensics and Security (TIFS), 2024. 16 pages

The advent of video-based Large Language Models (LLMs) has significantly enhanced video understanding. However, it has also raised some safety concerns regarding data protection, as videos can be more easily annotated, even without authorization. This paper introduces Video Watermarking, a novel technique to protect videos from unauthorized annotations by such video-based LLMs, especially concerning the video content and description, in response to specific queries. By imperceptibly embedding watermarks into key video frames with multi-modal flow-based losses, our method preserves the viewing experience while preventing misuse by video-based LLMs. Extensive experiments show that Video Watermarking significantly reduces the comprehensibility of videos with various video-based LLMs, demonstrating both stealth and robustness. In essence, our method provides a solution for securing video content, ensuring its integrity and confidentiality in the face of evolving video-based LLMs technologies., Comment: arXiv admin note: substantial text overlap with arXiv:2403.13507

Large Language Models (LLMs) have achieved unparalleled success across diverse language modeling tasks in recent years. However, this progress has also intensified ethical concerns, impacting the deployment of LLMs in everyday contexts. This paper provides a comprehensive survey of ethical challenges associated with LLMs, from longstanding issues such as copyright infringement, systematic bias, and data privacy, to emerging problems like truthfulness and social norms. We critically analyze existing research aimed at understanding, examining, and mitigating these ethical risks. Our survey underscores integrating ethical standards and societal values into the development of LLMs, thereby guiding the development of responsible and ethically aligned language models.

Given the power of vision transformers, a new learning paradigm, pre-training and then prompting, makes it more efficient and effective to address downstream visual recognition tasks. In this paper, we identify a novel security threat towards such a paradigm from the perspective of backdoor attacks. Specifically, an extra prompt token, called the switch token in this work, can turn the backdoor mode on, i.e., converting a benign model into a backdoored one. Once under the backdoor mode, a specific trigger can force the model to predict a target class. It poses a severe risk to the users of cloud API, since the malicious behavior can not be activated and detected under the benign mode, thus making the attack very stealthy. To attack a pre-trained model, our proposed attack, named SWARM, learns a trigger and prompt tokens including a switch token. They are optimized with the clean loss which encourages the model always behaves normally even the trigger presents, and the backdoor loss that ensures the backdoor can be activated by the trigger when the switch is on. Besides, we utilize the cross-mode feature distillation to reduce the effect of the switch token on clean samples. The experiments on diverse visual recognition tasks confirm the success of our switchable backdoor attack, i.e., achieving 95%+ attack success rate, and also being hard to be detected and removed. Our code is available at https://github.com/20000yshust/SWARM.

Multi-modal Large Language Models (MLLMs) have recently achieved enhanced performance across various vision-language tasks including visual grounding capabilities. However, the adversarial robustness of visual grounding remains unexplored in MLLMs. To fill this gap, we use referring expression comprehension (REC) as an example task in visual grounding and propose three adversarial attack paradigms as follows. Firstly, untargeted adversarial attacks induce MLLMs to generate incorrect bounding boxes for each object. Besides, exclusive targeted adversarial attacks cause all generated outputs to the same target bounding box. In addition, permuted targeted adversarial attacks aim to permute all bounding boxes among different objects within a single image. Extensive experiments demonstrate that the proposed methods can successfully attack visual grounding capabilities of MLLMs. Our methods not only provide a new perspective for designing novel attacks but also serve as a strong baseline for improving the adversarial robustness for visual grounding of MLLMs., Comment: ICLR 2024 Workshop on Reliable and Responsible Foundation Models

Despite the exceptional performance of multi-modal large language models (MLLMs), their deployment requires substantial computational resources. Once malicious users induce high energy consumption and latency time (energy-latency cost), it will exhaust computational resources and harm availability of service. In this paper, we investigate this vulnerability for MLLMs, particularly image-based and video-based ones, and aim to induce high energy-latency cost during inference by crafting an imperceptible perturbation. We find that high energy-latency cost can be manipulated by maximizing the length of generated sequences, which motivates us to propose verbose samples, including verbose images and videos. Concretely, two modality non-specific losses are proposed, including a loss to delay end-of-sequence (EOS) token and an uncertainty loss to increase the uncertainty over each generated token. In addition, improving diversity is important to encourage longer responses by increasing the complexity, which inspires the following modality specific loss. For verbose images, a token diversity loss is proposed to promote diverse hidden states. For verbose videos, a frame feature diversity loss is proposed to increase the feature diversity among frames. To balance these losses, we propose a temporal weight adjustment algorithm. Experiments demonstrate that our verbose samples can largely extend the length of generated sequences., Comment: arXiv admin note: substantial text overlap with arXiv:2401.11170

Despite the remarkable performance of video-based large language models (LLMs), their adversarial threat remains unexplored. To fill this gap, we propose the first adversarial attack tailored for video-based LLMs by crafting flow-based multi-modal adversarial perturbations on a small fraction of frames within a video, dubbed FMM-Attack. Extensive experiments show that our attack can effectively induce video-based LLMs to generate incorrect answers when videos are added with imperceptible adversarial perturbations. Intriguingly, our FMM-Attack can also induce garbling in the model output, prompting video-based LLMs to hallucinate. Overall, our observations inspire a further understanding of multi-modal robustness and safety-related feature alignment across different modalities, which is of great importance for various large multi-modal models. Our code is available at https://github.com/THU-Kingmin/FMM-Attack.

Large vision-language models (VLMs) such as GPT-4 have achieved exceptional performance across various multi-modal tasks. However, the deployment of VLMs necessitates substantial energy consumption and computational resources. Once attackers maliciously induce high energy consumption and latency time (energy-latency cost) during inference of VLMs, it will exhaust computational resources. In this paper, we explore this attack surface about availability of VLMs and aim to induce high energy-latency cost during inference of VLMs. We find that high energy-latency cost during inference of VLMs can be manipulated by maximizing the length of generated sequences. To this end, we propose verbose images, with the goal of crafting an imperceptible perturbation to induce VLMs to generate long sentences during inference. Concretely, we design three loss objectives. First, a loss is proposed to delay the occurrence of end-of-sequence (EOS) token, where EOS token is a signal for VLMs to stop generating further tokens. Moreover, an uncertainty loss and a token diversity loss are proposed to increase the uncertainty over each generated token and the diversity among all tokens of the whole generated sequence, respectively, which can break output dependency at token-level and sequence-level. Furthermore, a temporal weight adjustment algorithm is proposed, which can effectively balance these losses. Extensive experiments demonstrate that our verbose images can increase the length of generated sequences by 7.87 times and 8.56 times compared to original images on MS-COCO and ImageNet datasets, which presents potential challenges for various applications. Our code is available at https://github.com/KuofengGao/Verbose_Images., Comment: Accepted by ICLR 2024

Contrastive Vision-Language Pre-training, known as CLIP, has shown promising effectiveness in addressing downstream image recognition tasks. However, recent works revealed that the CLIP model can be implanted with a downstream-oriented backdoor. On downstream tasks, one victim model performs well on clean samples but predicts a specific target class whenever a specific trigger is present. For injecting a backdoor, existing attacks depend on a large amount of additional data to maliciously fine-tune the entire pre-trained CLIP model, which makes them inapplicable to data-limited scenarios. In this work, motivated by the recent success of learnable prompts, we address this problem by injecting a backdoor into the CLIP model in the prompt learning stage. Our method named BadCLIP is built on a novel and effective mechanism in backdoor attacks on CLIP, i.e., influencing both the image and text encoders with the trigger. It consists of a learnable trigger applied to images and a trigger-aware context generator, such that the trigger can change text features via trigger-aware prompts, resulting in a powerful and generalizable attack. Extensive experiments conducted on 11 datasets verify that the clean accuracy of BadCLIP is similar to those of advanced prompt learning methods and the attack success rate is higher than 99% in most cases. BadCLIP is also generalizable to unseen classes, and shows a strong generalization capability under cross-dataset and cross-domain settings., Comment: 14 pages, 6 figures

Backdoor defenses have been studied to alleviate the threat of deep neural networks (DNNs) being backdoor attacked and thus maliciously altered. Since DNNs usually adopt some external training data from an untrusted third party, a robust backdoor defense strategy during the training stage is of importance. We argue that the core of training-time defense is to select poisoned samples and to handle them properly. In this work, we summarize the training-time defenses from a unified framework as splitting the poisoned dataset into two data pools. Under our framework, we propose an adaptively splitting dataset-based defense (ASD). Concretely, we apply loss-guided split and meta-learning-inspired split to dynamically update two data pools. With the split clean data pool and polluted data pool, ASD successfully defends against backdoor attacks during training. Extensive experiments on multiple benchmark datasets and DNN models against six state-of-the-art backdoor attacks demonstrate the superiority of our ASD. Our code is available at https://github.com/KuofengGao/ASD., Comment: Accepted by CVPR 2023

With the thriving of deep learning in processing point cloud data, recent works show that backdoor attacks pose a severe security threat to 3D vision applications. The attacker injects the backdoor into the 3D model by poisoning a few training samples with trigger, such that the backdoored model performs well on clean samples but behaves maliciously when the trigger pattern appears. Existing attacks often insert some additional points into the point cloud as the trigger, or utilize a linear transformation (e.g., rotation) to construct the poisoned point cloud. However, the effects of these poisoned samples are likely to be weakened or even eliminated by some commonly used pre-processing techniques for 3D point cloud, e.g., outlier removal or rotation augmentation. In this paper, we propose a novel imperceptible and robust backdoor attack (IRBA) to tackle this challenge. We utilize a nonlinear and local transformation, called weighted local transformation (WLT), to construct poisoned samples with unique transformations. As there are several hyper-parameters and randomness in WLT, it is difficult to produce two similar transformations. Consequently, poisoned samples with unique transformations are likely to be resistant to aforementioned pre-processing techniques. Besides, as the controllability and smoothness of the distortion caused by a fixed WLT, the generated poisoned samples are also imperceptible to human inspection. Extensive experiments on three benchmark datasets and four models show that IRBA achieves 80%+ ASR in most cases even with pre-processing techniques, which is significantly higher than previous state-of-the-art attacks.

The security of deep neural networks (DNNs) has attracted increasing attention due to their widespread use in various applications. Recently, the deployed DNNs have been demonstrated to be vulnerable to Trojan attacks, which manipulate model parameters with bit flips to inject a hidden behavior and activate it by a specific trigger pattern. However, all existing Trojan attacks adopt noticeable patch-based triggers (e.g., a square pattern), making them perceptible to humans and easy to be spotted by machines. In this paper, we present a novel attack, namely hardly perceptible Trojan attack (HPT). HPT crafts hardly perceptible Trojan images by utilizing the additive noise and per pixel flow field to tweak the pixel values and positions of the original images, respectively. To achieve superior attack performance, we propose to jointly optimize bit flips, additive noise, and flow field. Since the weight bits of the DNNs are binary, this problem is very hard to be solved. We handle the binary constraint with equivalent replacement and provide an effective optimization algorithm. Extensive experiments on CIFAR-10, SVHN, and ImageNet datasets show that the proposed HPT can generate hardly perceptible Trojan images, while achieving comparable or better attack performance compared to the state-of-the-art methods. The code is available at: https://github.com/jiawangbai/HPT., Comment: Accepted to ECCV2022; Code: https://github.com/jiawangbai/HPT

A backdoored deep hashing model is expected to behave normally on original query images and return the images with the target label when a specific trigger pattern presents. To this end, we propose the confusing perturbations-induced backdoor attack (CIBA). It injects a small number of poisoned images with the correct label into the training data, which makes the attack hard to be detected. To craft the poisoned images, we first propose the confusing perturbations to disturb the hashing code learning. As such, the hashing model can learn more about the trigger. The confusing perturbations are imperceptible and generated by optimizing the intra-class dispersion and inter-class shift in the Hamming space. We then employ the targeted adversarial patch as the backdoor trigger to improve the attack performance. We have conducted extensive experiments to verify the effectiveness of our proposed CIBA. Our code is available at https://github.com/KuofengGao/CIBA., Comment: Accepted by BMVC 2023