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Statistical physics and dynamical systems theory are key tools to study high-impact geophysical events such as temperature extremes, cyclones, thunderstorms, geomagnetic storms and many more. Despite the intrinsic differences between these events, they all originate as temporary deviations from the typical trajectories of a geophysical system, resulting in well-organised, coherent structures at characteristic spatial and temporal scales. While statistical extreme value analysis techniques are capable to provide return times and probabilities of occurrence of certain geophysical events, they are not apt to account for their underlying physics. Their focus is to compute the probability of occurrence of events that are large or small with respect to some specific observable (e.g. temperature, precipitation, solar wind), rather than to relate rare or extreme phenomena to the underlying anomalous geophysical regimes. This paper outlines this knowledge gap, presenting some related challenges, new formalisms and briefly commenting on how stochastic approaches tailored to the study of extreme geophysical events can help to advance their understanding., Comment: This perspective paper has issued from discussions held during the UNDERPIN symposium held in Erice, Italy in 2022

Detecting recurrent weather patterns and understanding the transitions between such regimes are key to advancing our knowledge on the low-frequency variability of the atmosphere and have important implications in terms of weather and climate-related risks. We adapt an analysis pipeline inspired by Markov State Modelling and detect in an unsupervised manner the dominant winter mid-latitude Northern Hemisphere weather patterns in the Atlantic and Pacific sectors. The daily 500 hPa geopotential height fields are first classified in $\sim 200$ microstates. The weather dynamics is then represented in the basis of these microstates and the slowest decaying modes are identified from the spectral properties of the transition probability matrix. These modes are defined on the basis of the nonlinear dynamical processes of the system and not as tentative metastable states as often done in Markov state analysis. In the Atlantic and Pacific sectors slow relaxation processes are mainly related to transitions between blocked regimes and zonal flow. We also find strong evidence of a dynamical regime associated with the simultaneous Atlantic-Pacific blocking. When the analysis is performed in a broader geographical region of the Atlantic sector, we discover that the slowest relaxation modes of the system are associated with transitions between dynamical regimes that resemble teleconnection patterns like the North Atlantic Oscillation and weather regimes like the Scandinavian and Greenland blocking, yet have a much stronger dynamical foundation than classical methods based e.g. on EOF analysis. Our method clarifies that, as a result of the lack of a time-scale separation in the atmospheric variability of the mid-latitudes, there is no clear-cut way to represent the atmospheric dynamics in terms of few, well-defined modes of variability., Comment: 32 pages, 4 figures, plus supplementary material. Final accepted version

Elucidating the statistical properties of extreme meteo-climatic events and capturing the physical processes responsible for their occurrence are key steps for improving our understanding of climate variability and climate change and for better evaluating the associated hazards. It has recently become apparent that large deviation theory is very useful for investigating persistent extreme events, and specifically, for flexibly estimating long return periods and for introducing a notion of dynamical typicality. Using a methodological framework based on large deviation theory and taking advantage of long simulations by a state-of-the-art Earth System Model, we investigate the 2021 North America Heatwave. Indeed, our analysis shows that the 2021 event can be seen as an unlikely but possible manifestation of climate variability, whilst its probability of occurrence is greatly amplified by the ongoing climate change. We also clarify the properties of spatial coherence of the 2021 heatwave and elucidate the role played by the Rocky Mountains in modulating hot, dry, and persistent extreme events in the Western Pacific region of North America., Comment: 11 pages, 4 figures plus supplementary material

The extratropical meridional energy transport in the atmosphere is fundamentally intermittent in nature, having extremes large enough to affect the net seasonal transport. Here, we investigate how these extreme transports are associated with the dynamics of the atmosphere at multiple spatial scales, from planetary to synoptic. We use the ERA5 reanalysis data to perform a wavenumber decomposition of meridional energy transport in the Northern Hemisphere mid-latitudes during winter and summer. We then relate extreme transport events to atmospheric circulation anomalies and dominant weather regimes, identified by clustering 500hPa geopotential height fields. In general, planetary-scale waves determine the strength and meridional position of the synoptic-scale baroclinic activity with their phase and amplitude, but important differences emerge between seasons. During winter, large wavenumbers ($k=2-3$) are key drivers of the meridional energy transport extremes, and planetary and synoptic-scale transport extremes virtually never co-occur. In summer, extremes are associated with higher wavenumbers ($k=4-6$), identified as synoptic-scale motions. We link these waves and the transport extremes to recent results on exceptionally strong and persistent co-occurring summertime heat waves across the Northern Hemisphere mid-latitudes. We show that the weather regime structures associated with these heat wave events are typical for extremely large poleward energy transport events., Comment: 40 pages, 17 figures

The climate system is a complex, chaotic system with many degrees of freedom and variability on a vast range of temporal and spatial scales. Attaining a deeper level of understanding of its dynamical processes is a scientific challenge of great urgency, especially given the ongoing climate change and the evolving climate crisis. In statistical physics, complex, many-particle systems are studied successfully using the mathematical framework of Large Deviation Theory (LDT). A great potential exists for applying LDT to problems relevant for geophysical fluid dynamics and climate science. In particular, LDT allows for understanding the fundamental properties of persistent deviations of climatic fields from the long-term averages and for associating them to low-frequency, large scale patterns of climatic variability. Additionally, LDT can be used in conjunction with so-called rare events algorithms to explore rarely visited regions of the phase space and thus to study special dynamical configurations of the climate. These applications are of key importance to improve our understanding of high-impact weather and climate events. Furthermore, LDT provides powerful tools for evaluating the probability of noise-induced transitions between competing metastable states of the climate system or of its components. This in turn essential for improving our understanding of the global stability properties of the climate system and of its predictability of the second kind in the sense of Lorenz. The goal of this review is manifold. First, we want to provide an introduction to the derivation of large deviation laws in the context of stochastic processes. We then relate such results to the existing literature showing the current status of applications of LDT in climate science and geophysical fluid dynamics. Finally, we propose some possible lines of future investigations., Comment: 72 pages, 17 figures, Riv. Nuovo Cim. (2021)

Extreme events provide relevant insights into the dynamics of climate and their understanding is key for mitigating the impact of climate variability and climate change. By applying large deviation theory to a state-of-the-art Earth system model, we define the climatology of persistent heatwaves and cold spells in key target geographical regions by estimating the rate functions for the surface temperature, and we assess the impact of increasing CO$_2$ concentration on such persistent anomalies. Hence, we can better quantify the increasing hazard {\color{black}due} to heatwaves in a warmer climate. We show that two 2010 high impact events - summer Russian heatwave and winter Dzud in Mongolia - are associated with atmospheric patterns that are exceptional compared to the typical ones, but typical compared to the climatology of extremes. Their dynamics is encoded in the natural variability of the climate. Finally, we propose and test an approximate formula for the return times of large and persistent temperature fluctuations from easily accessible statistical properties.

We study temporally persistent and spatially extended extreme events of temperature anomalies, i.e. heat waves and cold spells, using large deviation theory. To this end, we consider a simplified yet Earth-like general circulation model of the atmosphere and numerically estimate large deviation rate functions of near-surface temperature in the mid-latitudes. We find that, after a re-normalisation based on the integrated auto-correlation, the rate function one obtains at a given latitude by looking, locally in space, at long time averages agrees with what is obtained, instead, by looking, locally in time, at large spatial averages along the latitude. This is a result of scale symmetry in the spatial-temporal turbulence and of the fact that advection is primarily zonal. This agreement hints at the universality of large deviations of the temperature field. Furthermore, we discover that the obtained rate function is able to describe spatially extended and temporally persistent heat waves or cold spells, if we consider temporal averages of spatial averages over intermediate spatial scales. Finally, we find out that large deviations are relatively more likely to occur when looking at these spatial averages performed over intermediate scales, thus pointing to the existence of weather patterns associated to the low-frequency variability of the atmosphere. Extreme value theory is used to benchmark our results., Comment: 33 pages, 9 figures

We search for the signature of universal properties of extreme events, theoretically predicted for Axiom A flows, in a chaotic and high dimensional dynamical system by studying the convergence of GEV (Generalized Extreme Value) and GP (Generalized Pareto) shape parameter estimates to a theoretical value, expressed in terms of partial dimensions of the attractor, which are global properties. We consider a two layer quasi-geostrophic (QG) atmospheric model using two forcing levels, and analyse extremes of different types of physical observables (local, zonally-averaged energy, and the average value of energy over the mid-latitudes). Regarding the predicted universality, we find closer agreement in the shape parameter estimates only in the case of strong forcing, producing a highly chaotic behaviour, for some observables (the local energy at every latitude). Due to the limited (though very large) data size and the presence of serial correlations, it is difficult to obtain robust statistics of extremes in case of the other observables. In the case of weak forcing, inducing a less pronounced chaotic flow with regime behaviour, we find worse agreement with the theory developed for Axiom A flows, which is unsurprising considering the properties of the system., Comment: 28 pages, 8 figures; improved version following the referees' comments