Search

Your search keyword '"Financial markets -- Laws, regulations and rules -- Analysis"' showing total 34 results
Start Over Descriptor "Financial markets -- Laws, regulations and rules -- Analysis"
34 results on '"Financial markets -- Laws, regulations and rules -- Analysis"'

1. The United Kingdom's New Securitisation Rules: A Practical Overview And Comparison

Subjects
Cadwalader, Wickersham & Taft L.L.P. -- Laws, regulations and rules, Law firms -- Analysis, Financial markets -- Laws, regulations and rules -- Analysis, Banking law -- Analysis -- Laws, regulations and rules, Government regulation, Business, international
Abstract

Cadwalader's London Capital Markets and Financial Regulation teams contributed an article, 'The United Kingdom's New Securitisation Rules: A Practical Overview and Comparison,' which appeared in the September-October 2024 edition of [...]

Published
2024

5. CHINA'S STATE COUNCIL MULLS MEASURES TO ADVANCE RURAL REVITALIZATION

Subjects
China. State Council -- Laws, regulations and rules -- Analysis, Nuclear energy -- Analysis -- Laws, regulations and rules, Financial markets -- Laws, regulations and rules -- Analysis, Government regulation, News, opinion and commentary
Abstract

BEIJING, China -- The following information was released by the State Council of the People's Republic of China: China's State Council on Monday held an executive meeting to mull measures [...]

Published
2024

6. China's State Council mulls measures to advance rural revitalization

Subjects
Nuclear energy -- Analysis -- Laws, regulations and rules, Financial markets -- Laws, regulations and rules -- Analysis, Money laundering -- Laws, regulations and rules -- Analysis, Government regulation, Business, general, General interest, News, opinion and commentary
Abstract

BEIJING, January 22, 2024 (Xinhua via COMTEX) -- China's State Council on Monday held an executive meeting to mull measures to advance rural revitalization on all fronts. The meeting, chaired [...]

Published
2024

8. STATEMENT ON ORDER APPROVING CAT REVISED FUNDING MODEL

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Government regulation, News, opinion and commentary
Abstract

WASHINGTON -- The following information was released by the U.S. Securities and Exchange Commission: Over ten years ago, the Commission adopted Rule 613 requiring the creation of a consolidated audit [...]

Published
2023

9. The Power and Independence of the Federal Reserve Peter Conti-Brown

Author

Leahey, M. Cary

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Central banks -- Economic policy, Economic policy -- Laws, regulations and rules -- Analysis, Government regulation, Business, Economics
Abstract

To help clients understand the Federal Reserve (hereafter, Fed), I have often said that if you had a chance encounter with a 'typical' Fed employee on the street in DC [...]

Published
2018
Full Text
View/download PDF

10. SEAN McKessy: Sean McKessy spent several years at the SEC building its whistleblower protection program, putting in place an incentive program for paying whistleblowers, and creating a new way for the SEC to break cases

Author

Whitehouse, Tammy

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Whistleblowing -- Laws, regulations and rules -- Analysis, Law firms -- Officials and employees, Government regulation, Government, Law
Abstract

Partner Phillips & Cohen The whistleblower king The popular view may hold that companies and regulators are on opposing sides of most issues, but their interests really are not all [...]

Published
2017

11. How should financial markets be regulated?

Author

Dowd, Kevin and Hutchinson, Martin

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Government regulation, Political science
Abstract

It is hard to imagine a more stupid or dangerous way of making decisions than by putting those decisions in the hands of people who pay no price for being [...]

Published
2014

12. Cyclicity in the French property-liability insurance industry: new findings over the recent period

Author

Bruneau, Catherine and Sghaier, Nadia

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Property and casualty insurance industry -- Laws, regulations and rules -- Analysis, Solvency (Finance) -- Laws, regulations and rules -- Analysis, Government regulation, Business, Insurance
Abstract

ABSTRACT This article reinvestigates the presence and the causes of the underwriting cycle in the French property-liability insurance industry as displayed by the combined ratio for the 1963-2008 period. The [...]

Published
2015
Full Text
View/download PDF

13. New Physiology Findings from Faculty of Medicine Outlined (real-time Algorithm for Detrended Cross-correlation Analysis of Long-range Coupled Processes)

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Algorithms -- Laws, regulations and rules -- Analysis, Economic forecasting -- Analysis -- Laws, regulations and rules, Government regulation, Algorithm, Biological sciences, Health
Abstract

2022 MAY 31 (NewsRx) -- By a News Reporter-Staff News Editor at Life Science Weekly -- Researchers detail new data in Life Sciences - Physiology. According to news reporting originating [...]

Published
2022

14. Financial crises, liberalization, and government size

Author

Chu, Kam Hon

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Deregulation -- United States -- Analysis, Political science, Government regulation, Analysis, Laws, regulations and rules
Abstract

There is a broad consensus among economists that financial crises are costly, as evidenced by the Asian currency crisis in 1997 and other systemic crises during the 1990s (Hawkins 1999; [...]

Published
2007

15. Europe as a global player: a parliamentary perspective

Author

Poettering, Hans-Gert

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Foreign policy -- Laws, regulations and rules -- Analysis, Decision-making -- Analysis -- Laws, regulations and rules, Treaty on European Union, 1992, Single European Act, 1986, Business, Economics, Law, Political science, Government regulation, Analysis, Laws, regulations and rules
Abstract

In the 28 years since the European Parliament was first elected, it has developed from a largely advisory forum into a full-fledged branch of Europe's legislature. Since the Single European [...]

Published
2007

16. Mutual recognition: a step towards greater access to global markets

Author

Bateman, Marguerite C. and Beyea, Cynthia R.

Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules -- Analysis, Financial markets -- Laws, regulations and rules -- Analysis, Foreign investments -- Laws, regulations and rules, Government regulation, Banking, finance and accounting industries, Business, Law
Abstract

Recent events have offered market participants interested in greater ease of access to global markets reason for optimism. Christopher Cox, Chairman of the Securities and Exchange Commission (SEC), and other [...]

Published
2008

17. Richard Cordray is interviewed on Bloomberg Television

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Consumer protection -- Laws, regulations and rules -- Analysis, Gubernatorial candidates -- Beliefs, opinions and attitudes -- Interviews, Government regulation, General interest, News, opinion and commentary
Abstract

(This is not a legal transcript. Bloomberg LP cannot guarantee its accuracy.) RICHARD CORDRAY, FORMER DIRECTOR, CONSUMER FINANCIAL PROTECTION BUREAU, IS INTERVIEWED ON BLOOMBERG TELEVISION FEBRUARY 2, 2018 SPEAKERS: RICHARD [...]

Published
2018

18. FICCI's Suggestions on Approach to the GST Rates and Comments on Draft Model GST Law_16 August 2016: Securities

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Goods and services tax -- Laws, regulations and rules -- Analysis, Government regulation, Business, international
Abstract

Section of draft Model GST Law Definition of 'goods' [Section 2(48)] Issue Under present system of taxation, central excise duty, service tax or VAT has not been imposed on securities. [...]

Published
2016

19. Relaunching Western economies: the case for regulating financial markets

Author

Hutton, Will

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Economic stabilization -- Analysis -- Laws, regulations and rules, International economic relations -- Analysis -- Laws, regulations and rules, International relations, Political science, Government regulation, Analysis, Laws, regulations and rules
Abstract

Across all classes and in all countries in the West, people feel a growing sense of being at risk. The shape of this 'risk shock' varies, obviously, given the wide [...]

Published
1996

20. NBG Loan Regulations Have Decreased the Consumer Loan Portfolio

Subjects
National Bank of Georgia -- Laws, regulations and rules, Banking industry -- Laws, regulations and rules -- Analysis, Consumer credit -- Laws, regulations and rules -- Analysis, Financial markets -- Laws, regulations and rules -- Analysis, Bank loans -- Laws, regulations and rules -- Analysis, Banks (Finance), Loans, Associations, Banking industry, Government regulation, Banking, finance and accounting industries
Abstract

The President of the Association of Banks of Georgia, Alexander Dzneladze, said in an interview with BM.ge over the weekend that the consumer lending portfolio in the banking sector has [...]

Published
2018

21. FSB Regional Consultative Group For Sub-Saharan Africa Discusses Financial Vulnerabilities And Effects Of Financial Regulatory Reforms

Subjects
Botswana. Bank of Botswana -- Laws, regulations and rules -- Analysis, Financial markets -- Laws, regulations and rules -- Analysis, Savings banks -- Laws, regulations and rules -- Analysis, Government regulation, General interest, News, opinion and commentary
Abstract

LONDON: Mondo Visione has issued the following news release: The Financial Stability Board (FSB) Regional Consultative Group (RCG) for Sub-Saharan Africa met in Kasane, Botswana on 3-4 May at a [...]

Published
2018

22. Lawmakers: SEC Failed to Analyze Volcker Rule, Broke Federal Law

Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules -- Analysis, United States. House of Representatives. Committee on Financial Services -- Laws, regulations and rules -- Analysis, Independent regulatory commissions -- Laws, regulations and rules -- Analysis, Financial markets -- Laws, regulations and rules -- Analysis, Securities law -- Analysis, Legislators -- Laws, regulations and rules -- Analysis, Securities industry -- Laws, regulations and rules -- Analysis, Government regulation, Securities industry, Banking, finance and accounting industries
Abstract

Byline: Melanie Waddell, ThinkAdvisor Two top GOP lawmakers told Securities and Exchange Commission Chairwoman Mary Jo White in a recent letter that the agency has violated federal law by failing [...]

Published
2014

23. Securities' regulation of IOSCO: SECP completes self-assessment of 37 principles

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Government regulation, Business, Business, international, International Organization of Securities Commissions
Abstract

The Securities and Exchange Commission of Pakistan (SECP) is striving to build Pakistan's capital markets regulatory framework in line with best international standards and practices. In this regard, it has [...]

Published
2013

24. Why constitutions matter: examining the legal root of the financial crisis

Author

Epstein, Richard A.

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Government regulation, Political science, United States Constitution
Abstract

THE current financial meltdown has exposed the myth that our nation's sophisticated, multilayered scheme of government regulation immunizes us from systemic failure. We are realizing that shocks, from both home [...]

Published
2009

25. The Rules Governing Saudi Arabian Unlisted Joint Stock Companies

Author

Mahayni, Zaid

Subjects
Saudi Arabia. Ministry of Commerce and Industry -- Laws, regulations and rules, Financial markets -- Laws, regulations and rules -- Analysis, Joint stock companies -- Laws, regulations and rules, Securities listing -- Laws, regulations and rules, Stock exchanges -- Laws, regulations and rules, Government regulation, Business, international
Abstract

1 INTRODUCTION The Saudi Arabian Minister of Commerce and Investment recently issued new rules (the 'Rules') governing unlisted joint stock companies ('UJSCs'), which were published in the 25 November 2016 [...]

Published
2016

26. Financial market regulation

Author

Van Doren, Peter

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Macroeconomics -- Laws, regulations and rules -- Analysis, Government regulation, Business, Government, Law
Abstract

'Cost-Benefit Analysis of Financial Regulation: Case Studies and Implications,' by John C. Coates IV. January 2014. SSRN #2375396. 'Towards Better Cost-Benefit Analysis: An Essay on Regulatory Management,' by John C. [...]

Published
2014

27. Range Of Eligible Counterparties To Financial Collateral Arrangements Extended To Embrace Important Financial Market Players

Author

Krumov, Tsvetan

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Bankruptcy -- Laws, regulations and rules, Financial services -- Laws, regulations and rules, Contracts -- Laws, regulations and rules, Business, international
Abstract

On 14 August 2015, an amendment to the Bulgarian law implementing the EU Financial Collateral Directive and extending its personal scope to 'any person' entered into force. The amendment was [...]

Published
2015

28. Capital Markets Hotline

Author

Pahwa, Tanya

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Foreign securities -- Laws, regulations and rules, Foreign exchange -- Laws, regulations and rules, Investors -- Laws, regulations and rules -- International aspects, Government regulation, Business, international, India. Securities Contracts (Regulation) Act 1956
Abstract

New Depository Receipts Scheme notified, made applicable from December 15, 2014; Depository Receipts may be issued on the back of all securities as defined under the Securities Contract Regulation Act, [...]

Published
2015

29. Beyond a bailout, Wall Street needs new rules

Author

Zelleke, Andy

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Wall Street -- Analysis -- Laws, regulations and rules, Executives -- Compensation and benefits, Government regulation, General interest, News, opinion and commentary
Abstract

Byline: Andy Zelleke Cambridge, Mass. -- The financial calamity that has befallen the United States quite obviously reflects Wall Street failures in leadership and risk management. But we couldn't have [...]

Published
2008

30. Baytex Energy Trust Announces Third Quarter 2010 Results

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Oil field services -- Planning -- Laws, regulations and rules -- Analysis, Gas industry -- Company sales and earnings -- Planning -- Laws, regulations and rules -- Analysis, Government regulation, Company business planning, Company earnings/profit, Business, Business, international, News, opinion and commentary
Abstract

Byline: CALGARY, ALBERTA, Nov 10, 2010 (MARKETWIRE via COMTEX) -- Baytex Energy Trust ('Baytex') (TSX: BTE.UN) (NYSE: BTE) is pleased to announce its operating and financial results for the three [...]

Published
2010

31. An Overview of the Securities, Mergers & Acquisition Regime in the United Kingdom

Author

Smith, David

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Infrastructure (Economics) -- Analysis -- Laws, regulations and rules, Acquisitions and mergers -- Laws, regulations and rules, Government regulation, Business, international
Abstract

The UK is at the heart of the global financial community. Its capital markets are truly international, listing some of the world's largest companies. It is also home to many [...]

Published
2010

32. Financial markets and the Fed

Author

Perry, George L.

Subjects
United States. Federal Reserve Board -- Economic policy, Financial markets -- Laws, regulations and rules -- Analysis, Monetary policy -- Analysis -- Laws, regulations and rules, Business, Social sciences, Government regulation, Analysis, Economic policy, Laws, regulations and rules
Abstract

In mid-May the Federal Reserve's open market committee raised the federal funds rate by 1/2 point to 4 1/4 percent, bringing the total increase to 1 1/4 points since it [...]

Published
1994

33. SEC Members Call For Money Fund Study

Subjects
United States. Securities and Exchange Commission -- Laws, regulations and rules -- Analysis, Financial markets -- Laws, regulations and rules -- Analysis, Money market funds -- Laws, regulations and rules -- Analysis, Government regulation, Banking, finance and accounting industries, Business
Abstract

Three of the five members of the Securities and Exchange Commission are asking for a study of money market fund regulation following last month's failure to advance new industry rules. [...]

Published
2012

34. Does equities wobble spell trouble for AIM?

Subjects
Financial markets -- Laws, regulations and rules -- Analysis, Petroleum industry -- Securities -- Services, Securities industry -- Laws, regulations and rules -- Services, Government regulation, Securities industry, Company securities, Banking, finance and accounting industries, Business, Petroleum, energy and mining industries
Abstract

In the competition for global oil and gas capital, London's Alternative Investment Market (AIM) has been one of the success stories of the past four or five years, thanks to [...]

Published
2007

Catalog

Books, media, physical & digital resources
See catalog results