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Sheaths ahead of coronal mass ejections (CMEs) are large heliospheric structures that form with CME expansion and propagation. Turbulent and compressed sheaths contribute to the acceleration of particles in the corona and in interplanetary space, but the relation of their internal structures to particle energization is still relatively little studied. In particular, the role of sheaths in accelerating particles when the shock Mach number is low is a significant open problem. This work seeks to provide new insights on the internal structure of CME sheaths with regard to energetic particle enhancements. A good opportunity to achieve this aim was provided by observations of a sheath made by radially aligned spacecraft at 0.8 and $\sim$ 1 AU (Solar Orbiter, Wind, ACE and BepiColombo) on 19-21 April 2020. The sheath was preceded by a weak shock. Energetic ion enhancements occurred at different locations within the sheath structure at Solar Orbiter and L1. Magnetic fluctuation amplitudes at inertial-range scales increased in the sheath relative to the upstream wind. However, when normalised to the local mean field, fluctuation amplitudes did not increase significantly; magnetic compressibility of fluctuation also did not increase. Various substructures were embedded within the sheath at the different spacecraft, including multiple heliospheric current sheet (HCS) crossings and a small-scale flux rope. At L1, the ion flux enhancement was associated with the HCS crossings, while at Solar Orbiter, the enhancement occurred within the rope. Substructures that are swept from the upstream solar wind and compressed in the sheath can act as particularly effective acceleration sites. A possible acceleration mechanism is betatron acceleration associated with the small-scale flux rope and the warped HCS in the sheath., Comment: 14 pages, 12 figures; published in Astronomy & Astrophysics, Solar Orbiter First Results (Cruise Phase) special issue

The goal of our study is to detect and characterize the electromagnetic waves that can modify the electron distribution functions, with a special attention to whistler waves. We analyse in details the electric and magnetic field fluctuations observed by the Solar Orbiter spacecraft during its first orbit around the Sun between 0.5 and 1 AU. Using data of the Search Coil Magnetometer and electric antenna, both parts of the Radio and Plasma Waves (RPW) instrumental suite, we detect the electromagnetic waves with frequencies above 3 Hz and determine the statistical distribution of their amplitudes, frequencies, polarization and k-vector as a function of distance. We also discuss relevant instrumental issues regarding the phase between the electric and magnetic measurements and the effective length of the electric antenna. An overwhelming majority of the observed waves are right hand circularly polarized in the solar wind frame and identified as outward propagating and quasi parallel whistler waves. Their occurrence rate increases by a least a factor two from 1 AU to 0.5 AU. These results are consistent with the regulation of the heat flux by the whistler heat flux instability. Near 0.5 AU, whistler waves are found to be more field-aligned and to have smaller normalized frequency ($f/f_{ce}$), larger amplitude, and larger bandwidth than at 1 AU., Comment: accepted in A&A

Context. Spacecraft observations early revealed frequent multiple proton populations in the solar wind. Decades of research on their origin have focused on processes such as magnetic reconnection in the low corona and wave-particle interactions in the corona and locally in the solar wind.Aims.This study aims to highlight that multiple proton populations and beams are also produced by magnetic reconnection occurring locally in the solar wind. Methods. We use high resolution Solar Orbiter proton velocity distribution function measurements, complemented by electron and magnetic field data, to analyze the association of multiple proton populations and beams with magnetic reconnection during a period of slow Alfv\'enic solar wind on 16 July 2020. Results. At least 6 reconnecting current sheets with associated multiple proton populations and beams, including a case of magnetic reconnection at a switchback boundary, are found during this day. This represents 2% of the measured distribution functions. We discuss how this proportion may be underestimated, and how it may depend on solar wind type and distance from the Sun. Conclusions. Although suggesting a likely small contribution, but which remains to be quantitatively assessed, Solar Orbiter observations show that magnetic reconnection must be considered as one of the mechanisms that produce multiple proton populations and beams locally in the solar wind.

Solar Orbiter strives to unveil how the Sun controls and shapes the heliosphere and fills it with energetic particle radiation. To this end, its Energetic Particle Detector (EPD) has now been in operation, providing excellent data, for just over a year. EPD measures suprathermal and energetic particles in the energy range from a few keV up to (near-) relativistic energies (few MeV for electrons and about 500 MeV/nuc for ions). We present an overview of the initial results from the first year of operations and we provide a first assessment of issues and limitations. During this first year of operations of the Solar Orbiter mission, EPD has recorded several particle events at distances between 0.5 and 1 au from the Sun. We present dynamic and time-averaged energy spectra for ions that were measured with a combination of all four EPD sensors, namely: the SupraThermal Electron and Proton sensor (STEP), the Electron Proton Telescope (EPT), the Suprathermal Ion Spectrograph (SIS), and the High-Energy Telescope (HET) as well as the associated energy spectra for electrons measured with STEP and EPT. We illustrate the capabilities of the EPD suite using the 10-11 December 2020 solar particle event. This event showed an enrichment of heavy ions as well as $^3$He, for which we also present dynamic spectra measured with SIS. The high anisotropy of electrons at the onset of the event and its temporal evolution is also shown using data from these sensors. We discuss the ongoing in-flight calibration and a few open instrumental issues using data from the 21 July and the 10-11 December 2020 events and give guidelines and examples for the usage of the EPD data. We explain how spacecraft operations may affect EPD data and we present a list of such time periods in the appendix. A list of the most significant particle enhancements as observed by EPT during this first year is also provided.

The recently released spacecraft potential measured by the RPW instrument on-board Solar Orbiter has been used to estimate the solar wind electron density in the inner heliosphere. Solar-wind electron density measured during June 2020 has been analysed to obtain a thorough characterization of the turbulence and intermittency properties of the fluctuations. Magnetic field data have been used to describe the presence of ion-scale waves. Selected intervals have been extracted to study and quantify the properties of turbulence. The Empirical Mode Decomposition has been used to obtain the generalized marginal Hilbert spectrum, equivalent to the structure functions analysis, and additionally reducing issues typical of non-stationary, short time series. The presence of waves was quantitatively determined introducing a parameter describing the time-dependent, frequency-filtered wave power. A well defined inertial range with power-law scaling has been found almost everywhere. However, the Kolmogorov scaling and the typical intermittency effects are only present in part of the samples. Other intervals have shallower spectra and more irregular intermittency, not described by models of turbulence. These are observed predominantly during intervals of enhanced ion frequency wave activity. Comparisons with compressible magnetic field intermittency (from the MAG instrument) and with an estimate of the solar wind velocity (using electric and magnetic field) are also provided to give general context and help determine the cause for the anomalous fluctuations.

Context. The Sun's complex corona is the source of the solar wind and interplanetary magnetic field. While the large scale morphology is well understood, the impact of variations in coronal properties on the scale of a few degrees on properties of the interplanetary medium is not known. Solar Orbiter, carrying both remote sensing and in situ instruments into the inner solar system, is intended to make these connections better than ever before. Aims. We combine remote sensing and in situ measurements from Solar Orbiter's first perihelion at 0.5 AU to study the fine scale structure of the solar wind from the equatorward edge of a polar coronal hole with the aim of identifying characteristics of the corona which can explain the in situ variations. Methods. We use in situ measurements of the magnetic field, density and solar wind speed to identify structures on scales of hours at the spacecraft. Using Potential Field Source Surface mapping we estimate the source locations of the measured solar wind as a function of time and use EUI images to characterise these solar sources. Results. We identify small scale stream interactions in the solar wind with compressed magnetic field and density along with speed variations which are associated with corrugations in the edge of the coronal hole on scales of several degrees, demonstrating that fine scale coronal structure can directly influence solar wind properties and drive variations within individual streams. Conclusions. This early analysis already demonstrates the power of Solar Orbiter's combined remote sensing and in situ payload and shows that with future, closer perihelia it will be possible dramatically to improve our knowledge of the coronal sources of fine scale solar wind structure, which is important both for understanding the phenomena driving the solar wind and predicting its impacts at the Earth and elsewhere., Comment: Submitted to Astronomy and Astrophysics

Solar Orbiter was launched on February 10, 2020 with the purpose of investigating solar and heliospheric physics using a payload of instruments designed for both remote and in-situ sensing. Similar to the recently launched Parker Solar Probe, and unlike earlier missions, Solar Orbiter carries instruments designed to measure the low frequency DC electric fields. In this paper we assess the quality of the low-frequency DC electric field measured by the Radio and Plasma Waves instrument (RPW) on Solar Orbiter. In particular we investigate the possibility of using Solar Orbiter's DC electric and magnetic field data to estimate the solar wind speed. We use deHoffmann-Teller (HT) analysis based on measurements of the electric and magnetic fields to find the velocity of solar wind current sheets which minimizes a single component of the electric field. By comparing the HT velocity to proton velocity measured by the Proton and Alpha particle Sensor (PAS) we develop a simple model for the effective antenna length, $L_\text{eff}$ of the E-field probes. We then use the HT method to estimate the speed of the solar wind. Using the HT method, we find that the observed variations in $E_y$ are often in excellent agreement with the variations in the magnetic field. The magnitude of $E_y$, however, is uncertain due to the fact that the $L_\text{eff}$ depends on the plasma environment. We derive an empirical model relating $L_\text{eff}$ to the Debye length, which we can use to improve the estimate of $E_y$ and consequently the estimated solar wind speed. The low frequency electric field provided by RPW is of high quality. Using deHoffmann-Teller analysis, Solar Orbiter's magnetic and electric field measurements can be used to estimate the solar wind speed when plasma data is unavailable., Comment: 7 pages, 4 figures

Electric field measurements of the Time Domain Sampler (TDS) receiver, part of the Radio and Plasma Waves (RPW) instrument on board Solar Orbiter, often exhibit very intense broadband wave emissions at frequencies below 20~kHz in the spacecraft frame. In this paper, we present a year-long study of electrostatic fluctuations observed in the solar wind at an interval of heliocentric distances from 0.5 to 1~AU. The RPW/TDS observations provide a nearly continuous data set for a statistical study of intense waves below the local plasma frequency. The on-board and continuously collected and processed properties of waveform snapshots allow for the mapping plasma waves at frequencies between 200~Hz and 20~kHz. We used the triggered waveform snapshots and a Doppler-shifted solution of the dispersion relation for wave mode identification in order to carry out a detailed spectral and polarization analysis. Electrostatic ion-acoustic waves are the common wave emissions observed between the local electron and proton plasma frequency in the soler wind. The occurrence rate of ion-acoustic waves peaks around perihelion at distances of 0.5~AU and decreases with increasing distances, with only a few waves detected per day at 0.9~AU. Waves are more likely to be observed when the local proton moments and magnetic field are highly variable. A more detailed analysis of more than 10000 triggered waveform snapshots shows the mean wave frequency at about 3 kHz and wave amplitude about 2.5 mV/m. The wave amplitude varies as 1/R^(1.38) with the heliocentric distance. The relative phase distribution between two components of the E-field shows a mostly linear wave polarization. Electric field fluctuations are closely aligned with the directions of the ambient field lines. Only a small number (3%) of ion-acoustic waves are observed at larger magnetic discontinuities., Comment: 9 pages, 8 figures

A variety of kinetic waves develop in the solar wind. The relationship between these waves and larger-scale structures, such as current sheets and ongoing turbulence remain a topic of investigation. Similarly, the instabilities producing ion-acoustic waves in the solar wind remains an open question. The goals of this paper are to investigate kinetic electrostatic Langmuir and ion-acoustic waves in the solar wind at 0.5 AU and determine whether current sheets and associated streaming instabilities can produce the observed waves. The relationship between these waves and currents is investigated statistically. Solar Orbiter's Radio and Plasma Waves instrument suite provides high-resolution snapshots of the fluctuating electric field. The Low Frequency Receiver resolves the waveforms of ion-acoustic waves and the Time Domain Sampler resolves the waveforms of both ion-acoustic and Langmuir waves. Using these waveform data we determine when these waves are observed in relation to current structures in the solar wind, estimated from the background magnetic field. Langmuir and ion-acoustic waves are frequently observed in the solar wind. Ion-acoustic waves are observed about 1% of the time at 0.5 AU. The waves are more likely to be observed in regions of enhanced currents. However, the waves typically do not occur at current structures themselves. The observed currents in the solar wind are too small to drive instability by the relative drift between single ion and electron populations. When multi-component ion and/or electron distributions are present the observed currents may be sufficient for instability. Ion beams are the most plausible source of ion-acoustic waves. The spacecraft potential is confirmed to be a reliable probe of the background electron density by comparing the peak frequencies of Langmuir waves with the plasma frequency calculated from the spacecraft potential., Comment: 13 pages, 12 figures

We use the plasma density based on measurements of the probe-to-spacecraft potential in combination with magnetic field measurements by MAG to study fields and density fluctuations in the solar wind observed by Solar Orbiter during the first perihelion encounter ($\sim$0.5~AU away from the Sun). In particular we use the polarization of the wave magnetic field, the phase between the compressible magnetic field and density fluctuations and the compressibility ratio (the ratio of the normalized density fluctuations to the normalized compressible fluctuations of B) to characterize the observed waves and turbulence. We find that the density fluctuations are out-of-phase with the compressible component of magnetic fluctuations for intervals of turbulence, while they are in phase for the circular-polarized waves around the proton cyclotron frequency. We analyze in detail two specific events with simultaneous presence of left- and right-handed waves at different frequencies. We compare observed wave properties to a prediction of the three-fluid (electrons, protons and alphas) model. We find a limit on the observed wavenumbers, $10^{-6} < k < 7 \times 10^{-6}$~m$^{-1}$, which corresponds to wavelength $7 \times 10^6 >\lambda > 10^6$~m. We conclude that most likely both the left- and right-handed waves correspond to the low-wavenumber part (close to the cut-off at $\Omega_{c\mathrm{He}++}$) proton-band electromagnetic ion cyclotron (left-handed wave in the plasma frame confined to the frequency range $\Omega_{c\mathrm{He}++} < \omega < \Omega_{c\mathrm{H}+}$) waves propagating in the outwards and inwards directions respectively. The fact that both wave polarizations are observed at the same time and the identified wave mode has a low group velocity suggests that the double-banded events occur in the source regions of the waves., Comment: 13 pages, 9 figures

The recent launch of Solar Orbiter and BepiColombo opened a brief window in which these two spacecraft were positioned in a constellation that allows for the detailed sampling of any Earth-directed CMEs. Fortunately, two such events occurred with in situ detections of an ICME by Solar Orbiter on the 19th of April and the 28th of May 2020. These two events were subsequently also observed in situ by BepiColombo and Wind around a day later. We attempt to reconstruct the observed in situ magnetic field measurements for all three spacecraft simultaneously using an empirical magnetic flux rope model. This allows us to test the validity of our flux rope model on a larger and more global scale and allows for cross-validation of the analysis with different spacecraft combinations. Finally, we can also compare the results from the in situ modeling to remote observations obtained from the STEREO-A heliospheric imagers. We make use of the 3D coronal rope ejection model in order to simulate the ICME evolution. We adapt a previously developed ABC-SMC fitting algorithm for the application to multi point scenarios. We show that we are able to generally reconstruct the flux ropes signatures at three different spacecraft positions simultaneously using our model in combination with the flux rope fitting algorithm. For the well-behaved 19th of April ICME our approach works very well. The 28th of May ICME, on the other hand, shows the limitations of our approach. Unfortunately, the usage of multi-point observations for these events does not appear to solve inherent issues, such as the estimation of the magnetic field twist or flux rope aspect-ratios due to the specific constellation of the spacecraft positions. As our general approach can be used for any fast forward simulation-based model we give a blueprint for future studies using more advanced ICME models., Comment: 11 pages, 7 figures

The Kelvin-Helmholtz instability (KHI) is a nonlinear shear-driven instability that develops at the interface between shear flows in plasmas. KHI has been inferred in various astrophysical plasmas and has been observed in situ at the magnetospheric boundaries of solar-system planets and through remote sensing at the boundaries of coronal mass ejections. While it was hypothesized to play an important role in the mixing of plasmas and in triggering solar wind fluctuations, its direct and unambiguous observation in the solar wind was still lacking. We report in-situ observations of ongoing KHI in the solar wind using Solar Orbiter during its cruise phase. The KHI is found in a shear layer in the slow solar wind in the close vicinity of the Heliospheric Current Sheet, with properties satisfying linear theory for its development. An analysis is performed to derive the local configuration of the KHI. A 2-D MHD simulation is also set up with empirical values to test the stability of the shear layer. In addition, magnetic spectra of the KHI event are analyzed. We find that the observed conditions satisfy the KHI onset criterion from the linear theory analysis, and its development is further confirmed by the simulation. The current sheet geometry analyses are found to be consistent with KHI development. Additionally, we report observations of an ion jet consistent with magnetic reconnection at a compressed current sheet within the KHI interval. The KHI is found to excite magnetic and velocity fluctuations with power-law scalings that approximately follow $k^{-5/3}$ and $k^{-2.8}$ in the inertial and dissipation ranges, respectively. These observations provide robust evidence of KHI development in the solar wind. This sheds new light on the process of shear-driven turbulence as mediated by the KHI with implications for the driving of solar wind fluctuations.

The recent launches of Parker Solar Probe (PSP), Solar Orbiter (SO) and BepiColombo, along with several older spacecraft, have provided the opportunity to study the solar wind at multiple latitudes and distances from the Sun simultaneously. We take advantage of this unique spacecraft constellation, along with low solar activity across two solar rotations between May and July 2020, to investigate how the solar wind structure, including the Heliospheric Current Sheet (HCS), varies with latitude. We visualise the sector structure of the inner heliosphere by ballistically mapping the polarity and solar wind speed from several spacecraft onto the Sun's source surface. We then assess the HCS morphology and orientation with the in situ data and compare with a predicted HCS shape. We resolve ripples in the HCS on scales of a few degrees in longitude and latitude, finding that the local orientation of sector boundaries were broadly consistent with the shape of the HCS but were steepened with respect to a modelled HCS at the Sun. We investigate how several CIRs varied with latitude, finding evidence for the compression region affecting slow solar wind outside the latitude extent of the faster stream. We also identified several transient structures associated with HCS crossings, and speculate that one such transient may have disrupted the local HCS orientation up to five days after its passage. We have shown that the solar wind structure varies significantly with latitude, with this constellation providing context for solar wind measurements that would not be possible with a single spacecraft. These measurements provide an accurate representation of the solar wind within $\pm 10^{\circ}$ latitude, which could be used as a more rigorous constraint on solar wind models and space weather predictions. In the future, this range of latitudes will increase as SO's orbit becomes more inclined., Comment: Accepted version

Solar Orbiter observed an interplanetary coronal mass ejection (ICME) event at 0.8 AU on 2020 April 19. The ICME was also observed by Wind at 1 AU on 2020 April 20. An interplanetary shock wave was driven in front of the ICME. We focus on the transmission of the magnetic fluctuations across the shock and analyze the characteristic wave modes of solar wind turbulence near the shock observed by both spacecraft. The ICME event is characterized by a magnetic helicity based technique. The shock normal is determined by magnetic coplanarity method for Solar Orbiter and using a mixed coplanarity approach for Wind. The power spectra of magnetic field fluctuations are generated by applying both a fast Fourier transform and Morlet wavelet analysis. To understand the nature of waves observed near the shock, we use the normalized magnetic helicity as a diagnostic parameter. The wavelet reconstructed magnetic field fluctuation hodograms are used to further study the polarization properties of waves. We find that the ICME-driven shock observed by Solar Orbiter and Wind is a fast forward oblique shock with a more perpendicular shock angle at 1 AU. After the shock crossing, the magnetic field fluctuation power increases. Most of the magnetic field fluctuation power resides in the transverse fluctuations. In the vicinity of the shock, both spacecraft observe right-hand polarized waves in the spacecraft frame. The upstream wave signatures fall in a relatively broad and low-frequency band, which might be attributed to low-frequency MHD waves excited by the streaming particles. For the downstream magnetic wave activity, we find oblique kinetic Alfven waves with frequencies near the proton cyclotron frequency in the spacecraft frame. The frequency of the downstream waves increases by a factor of 7-10 due to the shock compression and the Doppler effect.

On 2020 April 19 a coronal mass ejection (CME) was detected in situ by Solar Orbiter at a heliocentric distance of about 0.8 AU. The CME was later observed in situ on April 20th by the Wind and BepiColombo spacecraft whilst BepiColombo was located very close to Earth. This CME presents a good opportunity for a triple radial alignment study, as the spacecraft were separated by less than 5$^\circ$ in longitude. The source of the CME, which was launched on April 15th, was an almost entirely isolated streamer blowout. STEREO-A observed the event remotely from -75.1$^\circ$ longitude, which is an exceptionally well suited viewpoint for heliospheric imaging of an Earth directed CME. The configuration of the four spacecraft has provided an exceptionally clean link between remote imaging and in situ observations of the CME. We have used the in situ observations of the CME at Solar Orbiter, Wind, and BepiColombo, and the remote observations of the CME at STEREO-A in combination with flux rope models to determine the global shape of the CME and its evolution as it propagated through the inner heliosphere. A clear flattening of the CME cross-section has been observed by STEREO-A, and further confirmed by comparing profiles of the flux rope models to the in situ data, where the distorted flux rope cross-section qualitatively agrees most with in situ observations of the magnetic field at Solar Orbiter. Comparing in situ observations of the magnetic field between spacecraft, we find that the dependence of the maximum (mean) magnetic field strength decreases with heliocentric distance as $r^{-1.24 \pm 0.50}$ ($r^{-1.12 \pm 0.14}$), in disagreement with previous studies. Further assessment of the axial and poloidal magnetic field strength dependencies suggests that the expansion of the CME is likely neither self-similar nor cylindrically symmetric.