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In this paper, we propose a learning-based detection framework for uplink massive multiple-input and multiple-output (MIMO) systems with one-bit analog-to-digital converters. The learning-based detection only requires counting the occurrences of the quantized outputs of -1 and +1 for estimating a likelihood probability at each antenna. Accordingly, the key advantage of this approach is to perform maximum likelihood detection without explicit channel estimation which has been one of the primary challenges of one-bit quantized systems. However, due to the quasi-deterministic reception in the high signal-to-noise ratio (SNR) regime, one-bit observations in the high SNR regime are biased to either +1 or -1, and thus, the learning requires excessive training to estimate the small likelihood probabilities. To address this drawback, we propose a dither-and-learning technique to estimate likelihood functions from dithered signals. First, we add a dithering signal to artificially decrease the SNR and then infer the likelihood function from the quantized dithered signals by using an SNR estimate derived from a deep neural network-based estimator which is trained offline. We extend our technique by developing an adaptive dither-and-learning method that updates the dithering power according to the patterns observed in the quantized dithered signals. The proposed framework is also applied to channel-coded MIMO systems by computing a bit-wise and user-wise log-likelihood ratio from the refined likelihood probabilities. Simulation results validate the performance of the proposed methods in both uncoded and coded systems., Comment: Accepted for publication in IEEE Transactions on Vehicular Technologies

We propose an adaptive learning-based framework for uplink massive multiple-input multiple-output (MIMO) systems with one-bit analog-to-digital converters. Learning-based detection does not need to estimate channels, which overcomes a key drawback in one-bit quantized systems. During training, learning-based detection suffers at high signal-to-noise ratio (SNR) because observations will be biased to +1 or -1 which leads to many zero-valued empirical likelihood functions. At low SNR, observations vary frequently in value but the high noise power makes capturing the effect of the channel difficult. To address these drawbacks, we propose an adaptive dithering-and-learning method. During training, received values are mixed with dithering noise whose statistics are known to the base station, and the dithering noise power is updated for each antenna element depending on the observed pattern of the output. We then use the refined probabilities in the one-bit maximum likelihood detection rule. Simulation results validate the detection performance of the proposed method vs. our previous method using fixed dithering noise power as well as zero-forcing and optimal ML detection both of which assume perfect channel knowledge., Comment: 6 pages 6 figures

We consider an integrated access and backhaul (IAB) node operating in full-duplex (FD) mode. We analyze simultaneous transmission from the New Radio gNB to the IAB node on the backhaul uplink, IAB node to a user equipment (UE) on the access downlink, and IAB transmitter to the IAB receiver on the self-interference (SI) channel. Our contributions include (1) a low complexity algorithm to jointly design the hybrid analog/digital beamformers for all three nodes to maximize the sum spectral efficiency of the access and backhaul links by canceling SI and maximizing received power; (2) derivation of all-digital beamforming and spectral efficiency upper bound for use in benchmarking; and (3) simulations to compare full vs. half duplex modes, hybrid vs. all-digital beamforming algorithms, proposed hybrid vs. conventional beamforming algorithms, and spectral efficiency upper bound. In simulations, the proposed algorithm shows significant reduction in SI power and increase in sum spectral efficiency.

A multicell-coordinated beamforming solution for massive multiple-input multiple-output orthogonal frequency-division multiplexing (OFDM) systems is presented when employing low-resolution data converters and per-antenna level constraints. For a more realistic deployment, we aim to find the downlink (DL) beamformer that minimizes the maximum power on transmit antenna array of each basestation under received signal quality constraints while minimizing per-antenna transmit power. We show that strong duality holds between the primal DL formulation and its manageable Lagrangian dual problem which can be interpreted as the virtual uplink (UL) problem with adjustable noise covariance matrices. For a fixed set of noise covariance matrices, we claim that the virtual UL solution is effectively used to compute the DL beamformer and noise covariance matrices can be subsequently updated with an associated subgradient. Our primary contributions are then (1) formulating the quantized DL OFDM antenna power minimax problem and deriving its associated dual problem, (2) showing strong duality and interpreting the dual as a virtual quantized UL OFDM problem, and (3) developing an iterative minimax algorithm based on the dual problem. Simulations validate the proposed algorithm in terms of the maximum antenna transmit power and peak-to-average-power ratio., Comment: submitted for possible IEEE journal publication

In this work, we consider a full-duplex (FD) massive multiple-input multiple-output (MIMO) cellular network with low-resolution analog-to-digital converters (ADCs) and digital-to-analog converter (DACs). Our first contribution is to provide a unified framework for reverse link (uplink) analysis where matched filters are applied at the FD base stations (BSs) under channel hardening. Second, we derive the expressions of the signal-to-quantization-plus-interference-plus-noise ratio (SQINR) for general and special cases. Finally, we quantify effects of quantization error, pilot contamination, and full duplexing for a hexagonal cell lattice on spectral efficiency and cumulative distribution function (CDF) to show that FD outperforms half duplex (HD) in a wide variety of scenarios., Comment: arXiv admin note: substantial text overlap with arXiv:2203.11281

In this work, we consider a full-duplex (FD) massive multiple-input multiple-output (MIMO) cellular network with low resolution analog-to-digital converters (ADCs) and digital-to-analog converters (DACs). Our first contribution is to propose a unified framework for forward link analysis where matched filter precoders are applied at the FD base stations (BSs) under channel hardening. Second, we derive expressions for the signal-to-quantization-plus-interference-plus-noise ratio (SQINR) for general and special cases. Finally, we quantify effects of quantization error, pilot contamination, and full duplexing for a hexagonal cell lattice on spectral efficiency and cumulative distribution function (CDF) to show that FD outperforms half duplex (HD) in a wide variety of scenarios., Comment: arXiv admin note: text overlap with arXiv:2112.02096

We consider a wideband integrated access and backhaul system operating in full-duplex mode between the New Radio gNB donor and single user equipment. Due to high power consumption in millimeter wave systems, we use low-resolution analog-to-digital converters (ADCs) in the receivers. Our contributions include (1) hybrid beamformer to maximize sum spectral efficiency of the access and backhaul links by canceling self-interference and maximizing received power; (2) all-digital beamformer and upper bound on sum spectral efficiency; and (3) simulations to compare full vs. half duplex, finite vs. infinite ADC resolution, hybrid vs. all-digital beamforming, and the upper bound in spectral efficiency.

Reconfigurable Intelligent Surfaces (RIS) are passive or semi-passive heterogeneous metasurfaces and consist of many tunable elements. RIS is gaining momentum as a promising new technology to enable transforming the propagation environment into controllable parameters. In this paper, we investigate the co-design of per-subcarrier power allocation matrices and multielement RIS phase shifts in downlink wideband MIMO transmission using 28 GHz frequency bands. Our contributions in improving RIS-aided links include (1) enhanced system modeling with pathloss and blockage modeling, and uniform rectangular array (URA) design, (2) design of gradient ascent co-design algorithm, and (3) asymptotic (Big O) complexity analysis of proposed algorithm and runtime complexity evaluation.

In this paper, we provide an analytical framework for full-duplex (FD) massive multiple-input multiple-output (MIMO) cellular networks with low resolution analog-to-digital and digital-to-analog converters (ADCs and DACs). Matched filters are employed at the FD base stations (BSs) at the transmit and receive sides. For both reverse and forward links, our contributions are (1) derivations of the signal-to-quantization-plus-interference-and-noise ratio (SQINR) for general and special cases; (2) derivations of spectral efficiency for asymptotic cases as well as for power scaling laws; and (3) quantifying effects of quantization error, loopback self-interference, and inter-user interference for hexagonal cells and Poisson Point Process (PPP) tessellations on outage probability and spectral efficiency.

Full-duplex (FD) systems have the capability to transmit and receive at the same time in the same frequency band. FD systems can reduce congestion and latency and improve coverage and spectral efficiency. As a relay, they can increase range and decrease outages. Full-duplex (FD) wireless systems have been emerging as a practical solution to provide high bandwidth, low latency, and big data processing in millimeter wave and Terahertz systems to support cellular networks, autonomous driving, platooning, advanced driving assistance and other systems. However, FD systems suffer from loopback self-interference that can swamp the analog-to-digital converters (ADCs) resulting in very low spectral efficiency. In this context, we consider a cellular system wherein uplink and downlink users independently communicate with FD base station. The proposed contributions are (1) three hybrid beamforming algorithms to cancel self-interference and increase the received power, and (2) evaluation of outage probability, spectral efficiency, and energy efficiency of the proposed algorithms. We consider full-digital beamforming and upper bound as benchmarks. Finally, we show the resiliency of Algorithm 2 against self-interference in comparison with Algorithms 1 and 3, as well as conventional approaches such as beam steering, angle search and singular value decomposition.

In this work, we present a solution for coordinated beamforming for large-scale downlink (DL) communication systems with low-resolution data converters when employing a per-antenna power constraint that limits the maximum antenna power to alleviate hardware cost. To this end, we formulate and solve the antenna power minimax problem for the coarsely quantized DL system with target signal-to-interference-plus-noise ratio requirements. We show that the associated Lagrangian dual with uncertain noise covariance matrices achieves zero duality gap and that the dual solution can be used to obtain the primal DL solution. Using strong duality, we propose an iterative algorithm to determine the optimal dual solution, which is used to compute the optimal DL beamformer. We further update the noise covariance matrices using the optimal DL solution with an associated subgradient and perform projection onto the feasible domain. Through simulation, we evaluate the proposed method in maximum antenna power consumption and peak-to-average power ratio which are directly related to hardware efficiency., Comment: 6 pages, 3 figures, 1 table, submitted to WCNC 2022

Recently, full duplex (FD) has been studied in 5G LTE millimeter wave (mmWave) cellular communications for New Radio in 3GPP releases 15-17. FD allows bidirectional transmission over the same resources and has the potential to reduce latency and double spectral efficiency. Self-interference (SI) is the primary drawback. SI can be several orders of magnitude greater than the received signal power, saturate the analog-to-digital converters (ADCs) and degrade communication performance severely. Massive mmWave antenna arrays may provide enough degrees of freedom for spatial multiplexing and SI suppression. In this paper, we design spatial beamformers for the phased arrays already built into the FD basestation/relay to extend mmWave coverage to a single user. We propose alternating projections to design the precoder and combiner to maximize the sum of the uplink and downlink spectral efficiencies while bringing SI below the noise floor. Our contributions include (1) hybrid analog/digital beamformer design algorithm to cancel SI in the analog domain to avoid ADC saturation and in the digital domain on each subcarrier; (2) full-digital beamformer design algorithm; and (3) analysis of spectral efficiency, energy efficiency and outage probability. In simulation, the proposed algorithms outperform beamsteering, singular value decomposition, angle search, and half-duplex techniques.

In this letter, we consider single-cell, single-user systems wherein uplink and downlink user equipment communicate with a full-duplex relay. Due to the near-far problem, the self-interference (SI) can be 100-1000x the received signal power. In this context, we consider the adaptive Least Mean Squares (LMS) algorithm to estimate the SI channel and then subtract the SI from the desired received signal before the analog-to-digital converter (ADC). We measure the robustness of this technique in terms of bit error rate (BER) and spectral efficiency.

Reconfigurable Intelligent Surfaces (RIS) are an emerging technology that can be used to reconfigure the propagation environment to improve cellular communication link rates. RIS, which are thin metasurfaces composed of discrete elements, passively manipulate incident electromagnetic waves through controlled reflective phase tuning. In this paper, we investigate co-design of the multiantenna basestation beamforming vector and multielement RIS phase shifts. The downlink narrowband transmission uses sub-6 GHz frequency bands, and the user equipment has a single antenna. Subject to the non-convex constraints due to the RIS phase shifts, we maximize the spectral efficiency or equivalent channel power as a proxy. Our contributions in improving RIS-aided links include (1) design of gradient ascent codesign algorithms, and (2) comparison of seven codesign algorithms in spectral efficiency vs. computational complexity. In simulation, the best spectral efficiency vs. computational complexity tradeoffs are shown by two of our proposed gradient ascent algorithms.

In this work, we present a solution for coordinated beamforming and power allocation when base stations employ a massive number of antennas equipped with low-resolution analog-to-digital and digital-to-analog converters. We address total power minimization problems of the coarsely quantized uplink (UL) and downlink (DL) communication systems with target signal-to-interference-plus-noise ratio (SINR) constraints. By combining the UL problem with minimum mean square error combiners and deriving the Lagrangian dual of the DL problem, we prove UL-DL duality and show there is no duality gap even with coarse data converters. Inspired by strong duality, we devise an iterative algorithm to determine the optimal UL transmit powers, and then linearly amplify the UL combiners with proper weights to acquire the optimal DL precoder. Simulation results validate strong duality and evaluate the proposed method in terms of total power consumption and achieved SINR., Comment: 6 pages, 4 figures, IEEE ICC 2021

In this paper, we investigate a coordinated multipoint (CoMP) beamforming and power control problem for base stations (BSs) with a massive number of antenna arrays under coarse quantization at low-resolution analog-to-digital converters (ADCs) and digital-to-analog converter (DACs). Unlike high-resolution ADC and DAC systems, non-negligible quantization noise that needs to be considered in CoMP design makes the problem more challenging. We first formulate total power minimization problems of both uplink (UL) and downlink (DL) systems subject to signal-to-interference-and-noise ratio (SINR) constraints. We then derive strong duality for the UL and DL problems under coarse quantization systems. Leveraging the duality, we propose a framework that is directed toward a twofold aim: to discover the optimal transmit powers in UL by developing iterative algorithm in a distributed manner and to obtain the optimal precoder in DL as a scaled instance of UL combiner. Under homogeneous transmit power and SINR constraints per cell, we further derive a deterministic solution for the UL CoMP problem by analyzing the lower bound of the SINR. Lastly, we extend the derived result to wideband orthogonal frequency-division multiplexing systems to optimize transmit power and beamformer for all subcarriers. Simulation results validate the theoretical results and proposed algorithms., Comment: 30 pages, 4 figures, submitted to IEEE Transactions on Communications

To support millimeter wave (mmWave) frequency bands in cellular communications, both the base station and the mobile platform utilize large antenna arrays to steer narrow beams towards each other to compensate the path loss and improve communication performance. The time-frequency resource allocated for initial access, however, is limited, which gives rise to need for efficient approaches for beam detection. For hybrid analog-digital beamforming (HB) architectures, which are used to reduce power consumption, we propose a compressed sensing (CS) based approach for 5G initial access beam detection that is for a HB architecture and that is compliant with the 3GPP standard. The CS-based approach is compared with the exhaustive search in terms of beam detection accuracy and by simulation is shown to outperform. Up to 256 antennas are considered, and the importance of a careful codebook design is reaffirmed., Comment: 5 pages, 6 figures, SPAWC2020

Employing low-resolution analog-to-digital converters (ADCs) for millimeter wave receivers with large antenna arrays provides opportunity to efficiently reduce power consumption of the receiver. Reducing ADC resolution, however, results in performance degradation due to non-negligible quantization error. In addition, the large number of radio frequency (RF) chains is still not desirable. Accordingly, conventional low-resolution ADC systems require more efficient designs to minimize the cost and complexity while maximizing performance. In this article, we discuss advanced low-resolution ADC receiver architectures that further improve the spectral and energy efficiency tradeoff. To reduce both the numbers of RF chains and ADC bits, hybrid analog-and-digital beamforming is jointly considered with low-resolution ADCs. We explore the challenges in designing such receivers and present key insights on how the advanced architectures overcome such challenges. As an alternative low-resolution ADC receiver, we also introduce receivers with learning-based detection. The receiver does not require explicit channel estimation, thereby is suitable for one-bit ADC systems. Finally, future challenges and research issues are discussed., Comment: Accepted to IEEE Communications Magazine (7 pages, 5 figures)

In cellular systems, the user equipment (UE) can request a change in the frequency band when its rate drops below a threshold on the current band. The UE is then instructed by the base station (BS) to measure the quality of candidate bands, which requires a measurement gap in the data transmission, thus lowering the data rate. We propose an online-learning based band switching approach that does not require any measurement gap. Our proposed classifier-based band switching policy instead exploits spatial and spectral correlation between radio frequency signals in different bands based on knowledge of the UE location. We focus on switching between a lower (e.g., 3.5 GHz) band and a millimeter wave band (e.g., 28 GHz), and design and evaluate two classification models that are trained on a ray-tracing dataset. A key insight is that measurement gaps are overkill, in that only the relative order of the bands is necessary for band selection, rather than a full channel estimate. Our proposed machine learning based policies achieve roughly 30% improvement in mean effective rates over those of the industry standard policy, while achieving misclassification errors well below 0.5% and maintaining resilience against blockage uncertainty., Comment: 31 pages, 15 figures, revised and resubmitted to IEEE Transactions on Wireless Communications on October 2, 2019, March 9, 2020, July 2, 2020, and September 1, 2020

In millimeter wave (mmWave) communication systems, beamforming with large antenna arrays is critical to overcome high path losses. Separating all-digital beamforming into analog and digital stages can provide the large reduction in power consumption and small loss in spectral efficiency needed for practical implementations. Developing algorithms with this favorable tradeoff is challenging due to the additional degrees of freedom in the analog stage and its accompanying hardware constraints. In hybrid beamforming systems, for example, channel estimation algorithms do not directly observe the channels, face a high channel count, and operate at low SNR before transmit-receive beam alignment. Since mmWave channels are sparse in time and beam domains, many compressed sensing (CS) channel estimation algorithms have been developed that randomly configure the analog beamformers, digital beamformers, and/or pilot symbols. In this paper, we propose to design deterministic beamformers and pilot symbols for open-loop channel estimation. We use CS approaches that rely on low coherence for their recovery guarantees, and hence seek to minimize the mutual coherence of the compressed sensing matrix. We also propose a precoder column ordering to design the pilot symbols. Simulation results show that our beamformer designs reduce channel estimation error over competing methods.

Hybrid beamforming (HB) architectures are attractive for wireless communication systems with large antenna arrays because the analog beamforming stage can significantly reduce the number of RF transceivers and hence power consumption. In HB systems, channel estimation (CE) becomes challenging due to indirect access by the baseband processing to the communication channels and due to low SNR before beam alignment. Compressed sensing (CS) based algorithms have been adopted to address these challenges by leveraging the sparse nature of millimeter wave multi-input multi-output (mmWave MIMO) channels. In many CS algorithms for narrowband CE, the hybrid beamformers are randomly configured which does not always yield the low-coherence sensing matrices desirable for those CS algorithms whose recovery guarantees rely on coherence. In this paper, we propose a versatile deterministic HB codebook design framework for CS algorithms with coherence-based recovery guarantees to enhance CE accuracy. Simulation results show that the proposed design can obtain lower channel estimation error and higher spectral efficiency compared with random codebook for phase-shifter-, switch-, and lens-based HB architectures.

This paper investigates antenna selection at a base station with large antenna arrays and low-resolution analog-to-digital converters. For downlink transmit antenna selection for narrowband channels, we show (1) a selection criterion that maximizes sum rate with zero-forcing precoding equivalent to that of a perfect quantization system; (2) maximum sum rate increases with number of selected antennas; (3) derivation of the sum rate loss function from using a subset of antennas; and (4) unlike high-resolution converter systems, sum rate loss reaches a maximum at a point of total transmit power and decreases beyond that point to converge to zero. For wideband orthogonal-frequency-division-multiplexing (OFDM) systems, our results hold when entire subcarriers share a common subset of antennas. For uplink receive antenna selection for narrowband channels, we (1) generalize a greedy antenna selection criterion to capture tradeoffs between channel gain and quantization error; (2) propose a quantization-aware fast antenna selection algorithm using the criterion; and (3) derive a lower bound on sum rate achieved by the proposed algorithm based on submodular functions. For wideband OFDM systems, we extend our algorithm and derive a lower bound on its sum rate. Simulation results validate theoretical analyses and show increases in sum rate over conventional algorithms., Comment: Submitted to IEEE Transactions on Communications

The fifth generation of wireless communications (5G) promises massive increases in traffic volume and data rates, as well as improved reliability in voice calls. Jointly optimizing beamforming, power control, and interference coordination in a 5G wireless network to enhance the communication performance to end users poses a significant challenge. In this paper, we formulate the joint design of beamforming, power control, and interference coordination as a non-convex optimization problem to maximize the signal to interference plus noise ratio (SINR) and solve this problem using deep reinforcement learning. By using the greedy nature of deep Q-learning to estimate future rewards of actions and using the reported coordinates of the users served by the network, we propose an algorithm for voice bearers and data bearers in sub-6 GHz and millimeter wave (mmWave) frequency bands, respectively. The algorithm improves the performance measured by SINR and sum-rate capacity. In realistic cellular environments, the simulation results show that our algorithm outperforms the link adaptation industry standards for sub-6 GHz voice bearers. For data bearers in the mmWave frequency band, our algorithm approaches the maximum sum-rate capacity, but with less than 4% of the required run time., Comment: (c) 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

We propose a method to improve the performance of the downlink coordinated multipoint (DL CoMP) in heterogeneous fifth generation New Radio (NR) networks. The standards-compliant method is based on the construction of a surrogate CoMP trigger function using deep learning. The cooperating set is a single-tier of sub-6 GHz heterogeneous base stations operating in the frequency division duplex mode (i.e., no channel reciprocity). This surrogate function enhances the downlink user throughput distribution through online learning of non-linear interactions of features and lower bias learning models. In simulation, the proposed method outperforms industry standards in a realistic and scalable heterogeneous cellular environment., Comment: (c) 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

In this paper, we propose a two-stage analog combining architecture for millimeter wave (mmWave) communications with hybrid analog/digital beamforming and low-resolution analog-to-digital converters (ADCs). We first derive a two-stage combining solution by solving a mutual information (MI) maximization problem without a constant modulus constraint on analog combiners. With the derived solution, the proposed receiver architecture splits the analog combining into a channel gain aggregation stage followed by a spreading stage to maximize the MI by effectively managing quantization error. We show that the derived two-stage combiner achieves the optimal scaling law with respect to the number of radio frequency (RF) chains and maximizes the MI for homogeneous singular values of a MIMO channel. Then, we develop a two-stage analog combining algorithm to implement the derived solution under a constant modulus constraint for mmWave channels. Simulation results validate the algorithm performance in terms of MI., Comment: 6 pages, submitted to ICC 2019. arXiv admin note: substantial text overlap with arXiv:1808.01013

In this paper, we investigate learning-based maximum likelihood (ML) detection for uplink massive multiple-input and multiple-output (MIMO) systems with one-bit analog-to-digital converters (ADCs). To overcome the significant dependency of learning-based detection on the training length, we propose two one-bit ML detection methods: a biased-learning method and a dithering-and-learning method. The biased-learning method keeps likelihood functions with zero probability from wiping out the obtained information through learning, thereby providing more robust detection performance. Extending the biased method to a system with knowledge of the received signal-to-noise ratio, the dithering-and-learning method estimates more likelihood functions by adding dithering noise to the quantizer input. The proposed methods are further improved by adopting the post likelihood function update, which exploits correctly decoded data symbols as training pilot symbols. The proposed methods avoid the need for channel estimation. Simulation results validate the detection performance of the proposed methods in symbol error rate., Comment: Accepted to GLOBECOM 2019

The demand for energy is growing at an unprecedented pace that is much higher than the energy generation capacity growth rate using both conventional and green technologies.In particular, the electric power sector is consistently rated among the most dynamic growth markets over all other energy markets. Distributed (decentralized) energy generation based on renewable energy sources is an efficient and reliable solution to serve such huge energy demand growth [1]. However, to manage dynamic and complex distributed systems, a massive amount of data has to be measured, collected, exchanged and processed in real time. Smart grids manage an intelligent energy delivery network enabled two-way communications between data concentrators operated by utility companies and smart meters installed at the end users. In particular, dynamic power-grid loading and peak load management are the two main driving forces for bidirectional communications over the grid. Narrowband power line communications (NB-PLC) and wireless communications in the unlicensed frequency band (sub-1 GHz or 2.4 GHz) are the two main communications systems adopted to support the growing smart grid applications. Moreover, since NB-PLC and unlicensed wireless links experience channel and interference with markedly different statistics, transmitting the same information signal concurrently over both links significantly enhances the smart grid communications reliability. In this article, we compare various diversity combining schemes for simultaneous power line and wireless transmissions. Furthermore, we developed a real-time testbed for the hybrid PLC/wireless system to demonstrate the performance enhancement achieved by PLC/wireless diversity combining over a single link performance., Comment: IEEE Communications Magazine, submitted July 5, 2018

Tuning cellular network performance against always occurring wireless impairments can dramatically improve reliability to end users. In this paper, we formulate cellular network performance tuning as a reinforcement learning (RL) problem and provide a solution to improve the performance for indoor and outdoor environments. By leveraging the ability of Q-learning to estimate future performance improvement rewards, we propose two algorithms: (1) closed loop power control (PC) for downlink voice over LTE (VoLTE) and (2) self-organizing network (SON) fault management. The VoLTE PC algorithm uses RL to adjust the indoor base station transmit power so that the signal to interference plus noise ratio (SINR) of a user equipment (UE) meets the target SINR. It does so without the UE having to send power control requests. The SON fault management algorithm uses RL to improve the performance of an outdoor base station cluster by resolving faults in the network through configuration management. Both algorithms exploit measurements from the connected users, wireless impairments, and relevant configuration parameters to solve a non-convex performance optimization problem using RL. Simulation results show that our proposed RL based algorithms outperform the industry standards today in realistic cellular communication environments., Comment: (c) 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

In this paper, we investigate hybrid analog/digital beamforming for multiple-input multiple-output (MIMO) systems with low-resolution analog-to-digital converters (ADCs) for millimeter wave (mmWave) communications. In the receiver, we propose to split the analog combining subsystem into a channel gain aggregation stage followed by a spreading stage. Both stages use phase shifters. Our goal is to design the two-stage analog combiner to optimize mutual information (MI) between the transmitted and quantized signals by effectively managing quantization error. To this end, we formulate an unconstrained MI maximization problem without a constant modulus constraint on analog combiners, and derive a two-stage analog combining solution. The solution achieves the optimal scaling law with respect to the number of radio frequency chains and maximizes the MI for homogeneous singular values of a MIMO channel. We further develop a two-stage analog combining algorithm to implement the derived solution for mmWave channels. By decoupling channel gain aggregation and spreading functions from the derived solution, the proposed algorithm implements the two functions by using array response vectors and a discrete Fourier transform matrix under the constant modulus constraint on each matrix element. Therefore, the proposed algorithm provides a near optimal solution for the unconstrained problem, whereas conventional hybrid approaches offer a near optimal solution only for a constrained problem. The closed-form approximation of the ergodic rate is derived for the algorithm, showing that a practical digital combiner with two-stage analog combining also achieves the optimal scaling law. Simulation results validate the algorithm performance and the derived ergodic rate., Comment: 13 pages, 7 figures, submitted to IEEE Transactions on Signal Processing

In this paper, we analyze the ergodic rate of single transmit antenna selection (TAS) in low-resolution analog-to-digital converter (ADC) systems. Using low-resolution ADCs is a potential power-reduction solution for multiple antenna systems. Low-resolution ADC systems with TAS can further reduce cost and power consumption in wireless transceivers. Considering such systems, we derive the approximated lower bound of ergodic rate with TAS. Here, we exploit the approximated distribution of the sum of Weibull random variables to address the challenge involved in analyzing the quantization error. We, then, derive the approximated ergodic rate with TAS for a single receive antenna in closed form, which reveals the TAS gain in low-resolution ADC systems. The upper bound of a single transmit and single receive antenna system under coarse quantization is derived to compare with the ergodic rate of the TAS system. The analysis shows that the TAS method achieves a large improvement in ergodic rate with a moderate number of transmit antennas. Simulation results validate the derived ergodic rates and resulting intuition., Comment: Published in IEEE Transactions on Vehicular Technology

We investigate uplink user scheduling for millimeter wave (mmWave) hybrid analog/digital beamforming systems with low-resolution analog-to-digital converters (ADCs). Deriving new scheduling criteria for the mmWave systems, we show that the channel structure in the beamspace, in addition to the channel magnitude and orthogonality, plays a key role in maximizing the achievable rates of scheduled users due to quantization error. The criteria show that to maximize the achievable rate for a given channel gain, the channels of the scheduled users need to have (1) as many propagation paths as possible with unique angle-of-arrivals (AoAs) and (2) even power distribution in the beamspace. Leveraging the derived criteria, we propose an efficient scheduling algorithm for mmWave zero-forcing receivers with low-resolution ADCs. We further propose a chordal distance-based scheduling algorithm that exploits only the AoA knowledge and analyze the performance by deriving ergodic rates in closed form. Based on the derived rates, we show that the beamspace channel leakage resulting from phase offsets between AoAs and quantized angles of analog combiners can lead to sum rate gain by reducing quantization error compared to the channel without leakage. Simulation results validate the sum rate performance of the proposed algorithms and derived ergodic rates expressions., Comment: Submitted to Transactions on Wireless Communications

One way to reduce the power consumption in large-scale multiple-input multiple-output (MIMO) systems is to employ low-resolution analog-to-digital converters (ADCs). In this paper, we investigate antenna selection for large-scale MIMO receivers with low-resolution ADCs, thereby providing more flexibility in resolution and number of ADCs. To incorporate quantization effects, we generalize an existing objective function for a greedy capacity-maximization antenna selection approach. The derived objective function offers an opportunity to select an antenna with the best tradeoff between the additional channel gain and increase in quantization error. Using the generalized objective function, we propose an antenna selection algorithm based on a conventional antenna selection algorithm without an increase in overall complexity. Simulation results show that the proposed algorithm outperforms the conventional algorithm in achievable capacity for the same number of antennas., Comment: IEEE International Conference on Acoustics, Speech and Signal Processing 2018

A spectrum- and energy-efficient system is essential for millimeter wave communication systems that require large antenna arrays with power-demanding ADCs. We propose an ADC bit allocation (BA) algorithm that solves a minimum mean squared quantization error problem under a power constraint. Unlike existing BA methods that only consider an ADC power constraint, the proposed algorithm regards total receiver power constraint for a hybrid analog-digital beamforming architecture. The major challenge is the non-linearities in the minimization problem. To address this issue, we first convert the problem into a convex optimization problem through real number relaxation and substitution of ADC resolution switching power with constant average switching power. Then, we derive a closed-form solution by fixing the number of activated radio frequency (RF) chains M. Leveraging the solution, the binary search finds the optimal M and its corresponding optimal solution. We also provide an off-line training and modeling approach to estimate the average switching power. Simulation results validate the spectral and energy efficiency of the proposed algorithm. In particular, existing state-of-the-art digital beamformers can be used in the system in conjunction with the BA algorithm as it makes the quantization error negligible in the low-resolution regime., Comment: Accepted to Globecom 2017 Singapore

In millimeter wave (mmWave) systems, we investigate uplink user scheduling when a basestation employs low-resolution analog-to-digital converters (ADCs) with a large number of antennas. To reduce power consumption in the receiver, low-resolution ADCs can be a potential solution for mmWave systems in which many antennas are likely to be deployed to compensate for the large path loss. Due to quantization error, we show that the channel structure in the beamspace, in addition to the channel magnitude and beamspace orthogonality, plays a key role in maximizing the achievable rates of scheduled users. Consequently, we derive the optimal criteria with respect to the channel structure in the beamspace that maximizes the uplink sum rate for multi-user multiple input multiple output (MIMO) systems with a zero-forcing receiver. Leveraging the derived criteria, we propose an efficient scheduling algorithm for mmWave systems with low-resolution ADCs. Numerical results validate that the proposed algorithm outperforms conventional user scheduling methods in terms of the sum rate., Comment: Accepted to International Conference on Communications 2018

A potential tremendous spectrum resource makes millimeter wave (mmWave) communications a promising technology. High power consumption due to a large number of antennas and analog-to-digital converters (ADCs) for beamforming to overcome the large propagation losses is problematic in practice. As a hybrid beamforming architecture and low-resolution ADCs are considered to reduce power consumption, estimation of mmWave channels becomes challenging. We evaluate several channel estimation algorithms for wideband mmWave systems with hybrid beamforming and low-resolution ADCs. Through simulation, we show that 1) infinite bit ADCs with least-squares estimation have worse channel estimation performance than do one-bit ADCs with orthogonal matching pursuit (OMP) in an SNR range of interest, 2) three- and four-bit quantizers can achieve channel estimation performance close to the unquantized case when using OMP, 3) a receiver with a single RF chain can yield better estimates than that with four RF chains if enough frames are exploited, and 4) for one-bit ADCs, exploitation of higher transmit power and more frames for performance enhancement adversely affects estimation performance after a certain point., Comment: 6 pages, 8 figures, submitted to ICC 2018

Millimeter wave (mmWave) spectrum has drawn attention due to its tremendous available bandwidth. The high propagation losses in the mmWave bands necessitate beamforming with a large number of antennas. Traditionally each antenna is paired with a high-speed analog-to-digital converter (ADC), which results in high power consumption. A hybrid beamforming architecture and one-bit resolution ADCs have been proposed to reduce power consumption. However, analog beamforming and one-bit quantization make channel estimation more challenging. In this paper, we propose a narrowband channel estimation algorithm for mmWave communication systems with one-bit ADCs and hybrid beamforming based on generalized approximate message passing (GAMP). We show through simulation that 1) GAMP variants with one-bit ADCs have better performance than do least-squares estimation methods without quantization, 2) the proposed one-bit GAMP algorithm achieves the lowest estimation error among the GAMP variants, and 3) exploiting more frames and RF chains enhances the channel estimation performance., Comment: 5 pages, 5 figures, accepted to ICASSP 2018

For a base station that supports cellular communications in sub-6 GHz LTE and millimeter (mmWave) bands, we propose a supervised machine learning algorithm to improve the success rate in the handover between the two radio frequencies using sub-6 GHz and mmWave prior channel measurements within a temporal window. The main contributions of our paper are to 1) introduce partially blind handovers, 2) employ machine learning to perform handover success predictions from sub-6 GHz to mmWave frequencies, and 3) show that this machine learning based algorithm combined with partially blind handovers can improve the handover success rate in a realistic network setup of colocated cells. Simulation results show improvement in handover success rates for our proposed algorithm compared to standard handover algorithms., Comment: (c) 2018 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

We propose an algorithm to automate fault management in an outdoor cellular network using deep reinforcement learning (RL) against wireless impairments. This algorithm enables the cellular network cluster to self-heal by allowing RL to learn how to improve the downlink signal to interference plus noise ratio through exploration and exploitation of various alarm corrective actions. The main contributions of this paper are to 1) introduce a deep RL-based fault handling algorithm which self-organizing networks can implement in a polynomial runtime and 2) show that this fault management method can improve the radio link performance in a realistic network setup. Simulation results show that our proposed algorithm learns an action sequence to clear alarms and improve the performance in the cellular cluster better than existing algorithms, even against the randomness of the network fault occurrences and user movements., Comment: (c) 2018 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

We propose a reinforcement learning (RL) based closed loop power control algorithm for the downlink of the voice over LTE (VoLTE) radio bearer for an indoor environment served by small cells. The main contributions of our paper are to 1) use RL to solve performance tuning problems in an indoor cellular network for voice bearers and 2) show that our derived lower bound loss in effective signal to interference plus noise ratio due to neighboring cell failure is sufficient for VoLTE power control purposes in practical cellular networks. In our simulation, the proposed RL-based power control algorithm significantly improves both voice retainability and mean opinion score compared to current industry standards. The improvement is due to maintaining an effective downlink signal to interference plus noise ratio against adverse network operational issues and faults., Comment: (c) 2018 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works

We propose a new complex block floating-point format to reduce implementation complexity. The new format achieves wordlength reduction by sharing an exponent across the block of samples, and uses box encoding for the shared exponent to reduce quantization error. Arithmetic operations are performed on blocks of samples at time, which can also reduce implementation complexity. For a case study of a baseband quadrature amplitude modulation (QAM) transmitter and receiver, we quantify the tradeoffs in signal quality vs. implementation complexity using the new approach to represent IQ samples. Signal quality is measured using error vector magnitude (EVM) in the receiver, and implementation complexity is measured in terms of arithmetic complexity as well as memory allocation and memory input/output rates. The primary contributions of this paper are (1) a complex block floating-point format with box encoding of the shared exponent to reduce quantization error, (2) arithmetic operations using the new complex block floating-point format, and (3) a QAM transceiver case study to quantify signal quality vs. implementation complexity tradeoffs using the new format and arithmetic operations., Comment: 6 pages, 9 figures, submitted to Asilomar Conference on Signals, Systems, and Computers 2017

In this paper, we propose a hybrid analog-digital beamforming architecture with resolution-adaptive ADCs for millimeter wave (mmWave) receivers with large antenna arrays. We adopt array response vectors for the analog combiners and derive ADC bit-allocation (BA) solutions in closed form. The BA solutions reveal that the optimal number of ADC bits is logarithmically proportional to the RF chain's signal-to-noise ratio raised to the 1/3 power. Using the solutions, two proposed BA algorithms minimize the mean square quantization error of received analog signals under a total ADC power constraint. Contributions of this paper include 1) ADC bit-allocation algorithms to improve communication performance of a hybrid MIMO receiver, 2) approximation of the capacity with the BA algorithm as a function of channels, and 3) a worst-case analysis of the ergodic rate of the proposed MIMO receiver that quantifies system tradeoffs and serves as the lower bound. Simulation results demonstrate that the BA algorithms outperform a fixed-ADC approach in both spectral and energy efficiency, and validate the capacity and ergodic rate formula. For a power constraint equivalent to that of fixed 4-bit ADCs, the revised BA algorithm makes the quantization error negligible while achieving 22% better energy efficiency. Having negligible quantization error allows existing state-of-the-art digital beamformers to be readily applied to the proposed system., Comment: Accepted to IEEE Transactions on Signal Processing

We propose a simple low-cost technique that enables civil Global Positioning System (GPS) receivers and other civil global navigation satellite system (GNSS) receivers to reliably detect carry-off spoofing and jamming. The technique, which we call the Power-Distortion detector, classifies received signals as interference-free, multipath-afflicted, spoofed, or jammed according to observations of received power and correlation function distortion. It does not depend on external hardware or a network connection and can be readily implemented on many receivers via a firmware update. Crucially, the detector can with high probability distinguish low-power spoofing from ordinary multipath. In testing against over 25 high-quality empirical data sets yielding over 900,000 separate detection tests, the detector correctly alarms on all malicious spoofing or jamming attacks while maintaining a <0.6% single-channel false alarm rate.

Millimeter wave (mmWave) systems operating over a wide bandwidth and using a large number of antennas impose a heavy burden on power consumption. In a massive multiple-input multiple-output (MIMO) uplink, analog-to-digital con- verters (ADCs) would be the primary consumer of power in the base station receiver. This paper proposes a bit allocation (BA) method for mmWave multi-user (MU) massive MIMO systems under a power constraint. We apply ADCs to the outputs of an analog phased array for beamspace projection to exploit mmWave channel sparsity. We relax a mean square quantization error (MSQE) minimization problem and map the closed-form solution to non-negative integer bits at each ADC. In link-level simulations, the proposed method gives better communication performance than conventional low-resolution ADCs for the same or less power. Our contribution is a near optimal low-complexity BA method that minimizes total MSQE under a power constraint., Comment: Accepted to IEEE International Conference on Acoustics, Speech and Signal Processing, 2017

Two-way communication is a key feature in a smart grid. It is enabled by either powerline communication or wireless communication technologies. Utilizing both technologies can potentially enhance communication reliability, and many diversity combining schemes have been proposed. In this paper, we propose a flexible real-time testbed to evaluate diversity combining schemes over physical channels. The testbed provides essential parts of physical layers on which both powerline and wireless communications operate. The contributions of this paper are 1) design and implementation of a real-time testbed for diversity of simultaneous powerline and wireless communications, 2) release of the setup information and complete source code for the testbed, and 3) performance evaluation of maximal ratio combining (MRC) on the testbed. As initial results, we show that performance of MRC from measurements obtained on the testbed over physical channels is very close to that in simulations in various test cases under a controlled laboratory environment., Comment: 6 pages, 5 figures, submitted to ICC 2018

The ergodic spectral efficiency (SE) in interference-limited multiple-input multiple-output (MIMO) downlink cellular systems is characterized based on stochastic geometry. A single user is served by using singular value decomposition precoding and combining. By approximating the expectations of the channel eigenvalues, we derive upper and lower bounds on the ergodic SE. The obtained upper bound is the best possible system-level performance of any MIMO strategy in non-cooperative cellular networks. We validate our analytical results through simulation. We also conjecture that there exists the optimal number of streams being proportional to the pathloss exponent., Comment: submitted to IEEE Wireless Communications Letters

We propose a method for downlink coordinated multipoint (DL CoMP) in heterogeneous fifth generation New Radio (NR) networks. The primary contribution of our paper is an algorithm to enhance the trigger of DL CoMP using online machine learning. We use support vector machine (SVM) classifiers to enhance the user downlink throughput in a realistic frequency division duplex network environment. Our simulation results show improvement in both the macro and pico base station downlink throughputs due to the informed triggering of the multiple radio streams as learned by the SVM classifier., Comment: 5 pages, 4 figures. arXiv admin note: text overlap with arXiv:1812.03421

We propose a novel receiver for orthogonal frequency division multiplexing (OFDM) transmissions in impulsive noise environments. Impulsive noise arises in many modern wireless and wireline communication systems, such as Wi-Fi and powerline communications, due to uncoordinated interference that is much stronger than thermal noise. We first show that the bit-error-rate optimal receiver jointly estimates the propagation channel coefficients, the noise impulses, the finite-alphabet symbols, and the unknown bits. We then propose a near-optimal yet computationally tractable approach to this joint estimation problem using loopy belief propagation. In particular, we merge the recently proposed "generalized approximate message passing" (GAMP) algorithm with the forward-backward algorithm and soft-input soft-output decoding using a "turbo" approach. Numerical results indicate that the proposed receiver drastically outperforms existing receivers under impulsive noise and comes within 1 dB of the matched-filter bound. Meanwhile, with N tones, the proposed factor-graph-based receiver has only O(N log N) complexity, and it can be parallelized., Comment: 13 pages, 9 figures, submitted to IEEE Transactions on Signal Processing