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While Large Language Models (LLMs) demonstrate impressive capabilities, they still struggle with generating factually incorrect content (i.e., hallucinations). A promising approach to mitigate this issue is enabling models to express uncertainty when unsure. Previous research on uncertainty modeling has primarily focused on short-form QA, but realworld applications often require much longer responses. In this work, we introduce the task of Long-form Generation with Uncertainty(LoGU). We identify two key challenges: Uncertainty Suppression, where models hesitate to express uncertainty, and Uncertainty Misalignment, where models convey uncertainty inaccurately. To tackle these challenges, we propose a refinement-based data collection framework and a two-stage training pipeline. Our framework adopts a divide-and-conquer strategy, refining uncertainty based on atomic claims. The collected data are then used in training through supervised fine-tuning (SFT) and direct preference optimization (DPO) to enhance uncertainty expression. Extensive experiments on three long-form instruction following datasets show that our method significantly improves accuracy, reduces hallucinations, and maintains the comprehensiveness of responses.

Large language models (LLMs) often suffer from hallucinations, posing significant challenges for real-world applications. Confidence calibration, which estimates the underlying uncertainty of model predictions, is essential to enhance the LLMs' trustworthiness. Existing research on LLM calibration has primarily focused on short-form tasks, providing a single confidence score at the response level (macro calibration). However, this approach is insufficient for long-form generations, where responses often contain more complex statements and may include both accurate and inaccurate information. Therefore, we introduce atomic calibration, a novel approach that evaluates factuality calibration at a fine-grained level by breaking down long responses into atomic claims. We classify confidence elicitation methods into discriminative and generative types and demonstrate that their combination can enhance calibration. Our extensive experiments on various LLMs and datasets show that atomic calibration is well-suited for long-form generation and can also improve macro calibration results. Additionally, atomic calibration reveals insightful patterns in LLM confidence throughout the generation process.

The conformity effect describes the tendency of individuals to align their responses with the majority. Studying this bias in large language models (LLMs) is crucial, as LLMs are increasingly used in various information-seeking and decision-making tasks as conversation partners to improve productivity. Thus, conformity to incorrect responses can compromise their effectiveness. In this paper, we adapt psychological experiments to examine the extent of conformity in state-of-the-art LLMs. Our findings reveal that all models tested exhibit varying levels of conformity toward the majority, regardless of their initial choice or correctness, across different knowledge domains. Notably, we are the first to show that LLMs are more likely to conform when they are more uncertain in their own prediction. We further explore factors that influence conformity, such as training paradigms and input characteristics, finding that instruction-tuned models are less susceptible to conformity, while increasing the naturalness of majority tones amplifies conformity. Finally, we propose two interventions--Devil's Advocate and Question Distillation--to mitigate conformity, providing insights into building more robust language models., Comment: 16 pages (8 pages main body), 14 figures

Leveraging large language models (LLMs) for complex natural language tasks typically requires long-form prompts to convey detailed requirements and information, which results in increased memory usage and inference costs. To mitigate these challenges, multiple efficient methods have been proposed, with prompt compression gaining significant research interest. This survey provides an overview of prompt compression techniques, categorized into hard prompt methods and soft prompt methods. First, the technical approaches of these methods are compared, followed by an exploration of various ways to understand their mechanisms, including the perspectives of attention optimization, Parameter-Efficient Fine-Tuning (PEFT), modality integration, and new synthetic language. We also examine the downstream adaptations of various prompt compression techniques. Finally, the limitations of current prompt compression methods are analyzed, and several future directions are outlined, such as optimizing the compression encoder, combining hard and soft prompts methods, and leveraging insights from multimodality.

Recent research in Large Language Models (LLMs) has shown promising progress related to LLM alignment with human preferences. LLM-empowered decision-making systems are expected to be predictable, reliable and trustworthy, which implies being free from paradoxes or contradictions that could undermine their credibility and validity. However, LLMs still exhibit inconsistent and biased behaviour when making decisions or judgements. In this work, we focus on studying logical consistency of LLMs as a prerequisite for more reliable and trustworthy systems. Logical consistency ensures that decisions are based on a stable and coherent understanding of the problem, reducing the risk of erratic or contradictory outputs. We first propose a universal framework to quantify the logical consistency via three fundamental proxies: transitivity, commutativity and negation invariance. We then evaluate logical consistency, using the defined measures, of a wide range of LLMs, demonstrating that it can serve as a strong proxy for overall robustness. Additionally, we introduce a data refinement and augmentation technique that enhances the logical consistency of LLMs without sacrificing alignment to human preferences. It augments noisy and sparse pairwise-comparison annotations by estimating a partially or totally ordered preference rankings using rank aggregation methods. Finally, we show that logical consistency impacts the performance of LLM-based logic-dependent algorithms, where LLMs serve as logical operators.

Prompt compression is crucial for enhancing inference speed, reducing costs, and improving user experience. However, current methods face challenges such as low compression ratios and potential data leakage during evaluation. To address these issues, we propose 500xCompressor, a method that compresses extensive natural language contexts into a minimum of one single special token. The 500xCompressor introduces approximately 0.3% additional parameters and achieves compression ratios ranging from 6x to 480x. It is designed to compress any text, answer various types of questions, and could be utilized by the original large language model (LLM) without requiring fine-tuning. Initially, 500xCompressor was pretrained on the Arxiv Corpus, followed by fine-tuning on the ArxivQA dataset, and subsequently evaluated on strictly unseen and classical question answering (QA) datasets. The results demonstrate that the LLM retained 62.26-72.89% of its capabilities compared to using non-compressed prompts. This study also shows that not all the compressed tokens are equally utilized and that K V values have significant advantages over embeddings in preserving information at high compression ratios. The highly compressive nature of natural language prompts, even for fine-grained complex information, suggests promising potential for future applications and further research into developing a new LLM language.

The context window of large language models has been extended to 128k tokens or more. However, language models still suffer from position bias and have difficulty in accessing and using the middle part of the context due to the lack of attention. We examine the relative position awareness of LLMs and the feasibility of mitigating disproportional attention through prompting. We augment the original task instruction with $\texttt{attention instructions}$ that direct language models to allocate more attention towards a selected segment of the context. We conduct a comprehensive investigation on multi-document question answering task with both position-based and index-based instructions. We find that language models do not have relative position awareness of the context. Nevertheless, they demonstrate the capacity to adapt attention to a specific segment using matching indexes. Our analysis contributes to a deeper understanding of position bias in LLMs and provides a pathway to mitigate this bias by instruction, thus benefiting LLMs in locating and utilizing relevant information from retrieved documents in RAG applications.

Large language models (LLMs) have shown promising abilities as cost-effective and reference-free evaluators for assessing language generation quality. In particular, pairwise LLM evaluators, which compare two generated texts and determine the preferred one, have been employed in a wide range of applications. However, LLMs exhibit preference biases and worrying sensitivity to prompt designs. In this work, we first reveal that the predictive preference of LLMs can be highly brittle and skewed, even with semantically equivalent instructions. We find that fairer predictive preferences from LLMs consistently lead to judgments that are better aligned with humans. Motivated by this phenomenon, we propose an automatic Zero-shot Evaluation-oriented Prompt Optimization framework, ZEPO, which aims to produce fairer preference decisions and improve the alignment of LLM evaluators with human judgments. To this end, we propose a zero-shot learning objective based on the preference decision fairness. ZEPO demonstrates substantial performance improvements over state-of-the-art LLM evaluators, without requiring labeled data, on representative meta-evaluation benchmarks. Our findings underscore the critical correlation between preference fairness and human alignment, positioning ZEPO as an efficient prompt optimizer for bridging the gap between LLM evaluators and human judgments., Comment: EMNLP 2024

Ensuring that large language models (LLMs) reflect diverse user values and preferences is crucial as their user bases expand globally. It is therefore encouraging to see the growing interest in LLM personalization within the research community. However, current works often rely on the LLM-as-a-Judge approach for evaluation without thoroughly examining its validity. In this paper, we investigate the reliability of LLM-as-a-Personalized-Judge, asking LLMs to judge user preferences based on personas. Our findings suggest that directly applying LLM-as-a-Personalized-Judge is less reliable than previously assumed, showing low and inconsistent agreement with human ground truth. The personas typically used are often overly simplistic, resulting in low predictive power. To address these issues, we introduce verbal uncertainty estimation into the LLM-as-a-Personalized-Judge pipeline, allowing the model to express low confidence on uncertain judgments. This adjustment leads to much higher agreement (above 80%) on high-certainty samples for binary tasks. Through human evaluation, we find that the LLM-as-a-Personalized-Judge achieves comparable performance to third-party humans evaluation and even surpasses human performance on high-certainty samples. Our work indicates that certainty-enhanced LLM-as-a-Personalized-Judge offers a promising direction for developing more reliable and scalable methods for evaluating LLM personalization., Comment: Our code is available at https://github.com/dong-river/Personalized-Judge

Top-view perspective denotes a typical way in which humans read and reason over different types of maps, and it is vital for localization and navigation of humans as well as of `non-human' agents, such as the ones backed by large Vision-Language Models (VLMs). Nonetheless, spatial reasoning capabilities of modern VLMs remain unattested and underexplored. In this work, we thus study their capability to understand and reason over spatial relations from the top view. The focus on top view also enables controlled evaluations at different granularity of spatial reasoning; we clearly disentangle different abilities (e.g., recognizing particular objects versus understanding their relative positions). We introduce the TopViewRS (Top-View Reasoning in Space) dataset, consisting of 11,384 multiple-choice questions with either realistic or semantic top-view map as visual input. We then use it to study and evaluate VLMs across 4 perception and reasoning tasks with different levels of complexity. Evaluation of 10 representative open- and closed-source VLMs reveals the gap of more than 50% compared to average human performance, and it is even lower than the random baseline in some cases. Although additional experiments show that Chain-of-Thought reasoning can boost model capabilities by 5.82% on average, the overall performance of VLMs remains limited. Our findings underscore the critical need for enhanced model capability in top-view spatial reasoning and set a foundation for further research towards human-level proficiency of VLMs in real-world multimodal tasks., Comment: 9 pages, 3 figures, 3 tables (21 pages, 4 figures, 15 tables including references and appendices)

Large Language Models (LLMs) have demonstrated remarkable capability in a variety of NLP tasks. However, LLMs are also prone to generate nonfactual content. Uncertainty Quantification (UQ) is pivotal in enhancing our understanding of a model's confidence on its generation, thereby aiding in the mitigation of nonfactual outputs. Existing research on UQ predominantly targets short text generation, typically yielding brief, word-limited responses. However, real-world applications frequently necessitate much longer responses. Our study first highlights the limitations of current UQ methods in handling long text generation. We then introduce \textsc{Luq} and its two variations, a series of novel sampling-based UQ approaches specifically designed for long text. Our findings reveal that \textsc{Luq} outperforms existing baseline methods in correlating with the model's factuality scores (negative coefficient of -0.85 observed for Gemini Pro). To further improve the factuality of LLM responses, we propose \textsc{Luq-Ensemble}, a method that ensembles responses from multiple models and selects the response with the lowest uncertainty. The ensembling method greatly improves the response factuality upon the best standalone LLM., Comment: EMNLP 2024 Main

Large Language Models (LLMs) have demonstrated promising capabilities as automatic evaluators in assessing the quality of generated natural language. However, LLMs still exhibit biases in evaluation and often struggle to generate coherent evaluations that align with human assessments. In this work, we first conduct a systematic study of the misalignment between LLM evaluators and human judgement, revealing that existing calibration methods aimed at mitigating biases are insufficient for effectively aligning LLM evaluators. Inspired by the use of preference data in RLHF, we formulate the evaluation as a ranking problem and introduce Pairwise-preference Search (PairS), an uncertainty-guided search method that employs LLMs to conduct pairwise comparisons and efficiently ranks candidate texts. PairS achieves state-of-the-art performance on representative evaluation tasks and demonstrates significant improvements over direct scoring. Furthermore, we provide insights into the role of pairwise preference in quantifying the transitivity of LLMs and demonstrate how PairS benefits from calibration., Comment: This paper has been accepted by COLM 2024

Large language models (LLMs) have shown remarkable promise in simulating human language and behavior. This study investigates how integrating persona variables-demographic, social, and behavioral factors-impacts LLMs' ability to simulate diverse perspectives. We find that persona variables account for <10% variance in annotations in existing subjective NLP datasets. Nonetheless, incorporating persona variables via prompting in LLMs provides modest but statistically significant improvements. Persona prompting is most effective in samples where many annotators disagree, but their disagreements are relatively minor. Notably, we find a linear relationship in our setting: the stronger the correlation between persona variables and human annotations, the more accurate the LLM predictions are using persona prompting. In a zero-shot setting, a powerful 70b model with persona prompting captures 81% of the annotation variance achievable by linear regression trained on ground truth annotations. However, for most subjective NLP datasets, where persona variables have limited explanatory power, the benefits of persona prompting are limited., Comment: ACL 2024 Main

Recent large language models (LLMs) have shown remarkable performance in aligning generated text with user intentions across various tasks. When it comes to long-form text generation, there has been a growing interest in generation from a discourse coherence perspective. However, existing lexical or semantic metrics such as BLEU, ROUGE, BertScore cannot effectively capture the discourse coherence. The development of discourse-specific automatic evaluation methods for assessing the output of LLMs warrants greater focus and exploration. In this paper, we present a novel automatic metric designed to quantify the discourse divergence between two long-form articles. Extensive experiments on three datasets from representative domains demonstrate that our metric aligns more closely with human preferences and GPT-4 coherence evaluation, outperforming existing evaluation methods., Comment: Accepted by NAACL 2024 main conference

In light of recent advances in large language models (LLMs), the expectations for the next generation of virtual assistants include enhanced naturalness and adaptability across diverse usage scenarios. However, the creation of high-quality annotated data for Task-Oriented Dialog (TOD) is recognized to be slow and costly. To address these challenges, we introduce Task-Oriented Automatic Dialogs (TOAD), a novel and scalable TOD dataset along with its automatic generation pipeline. The TOAD dataset simulates realistic app context interaction and provide a variety of system response style options. Two aspects of system response styles are considered, verbosity level and users' expression mirroring. We benchmark TOAD on two response generation tasks, and the results show that modeling more verbose responses or responses without user expression mirroring is more challenging., Comment: Accepted by ACL 2024

Instruction-tuned large language models have shown remarkable performance in aligning generated text with user intentions across various tasks. However, maintaining human-like discourse structure in the generated text remains a challenging research question. In this paper, we propose Instruct-SCTG, a flexible and effective sequential framework that harnesses instruction-tuned language models to generate structurally coherent text in both fine-tuned and zero-shot setups. Our framework generates articles in a section-by-section manner, aligned with the desired human structure using natural language instructions. Furthermore, we introduce a new automatic metric that measures discourse divergence in a fuzzy manner. Extensive experiments on three datasets from representative domains of news and recipes demonstrate the state-of-the-art performance of our framework in imposing discourse structure during text generation, as verified by both automatic and human evaluation. Our code will be available on Github.

The surge in popularity of large language models has given rise to concerns about biases that these models could learn from humans. We investigate whether ingroup solidarity and outgroup hostility, fundamental social identity biases known from social psychology, are present in 56 large language models. We find that almost all foundational language models and some instruction fine-tuned models exhibit clear ingroup-positive and outgroup-negative associations when prompted to complete sentences (e.g., "We are..."). Our findings suggest that modern language models exhibit fundamental social identity biases to a similar degree as humans, both in the lab and in real-world conversations with LLMs, and that curating training data and instruction fine-tuning can mitigate such biases. Our results have practical implications for creating less biased large-language models and further underscore the need for more research into user interactions with LLMs to prevent potential bias reinforcement in humans., Comment: supplementary material, data, and code see https://osf.io/9ht32/?view_only=f0ab4b23325f4c31ad3e12a7353b55f5

Embodied language comprehension emphasizes that language understanding is not solely a matter of mental processing in the brain but also involves interactions with the physical and social environment. With the explosive growth of Large Language Models (LLMs) and their already ubiquitous presence in our daily lives, it is becoming increasingly necessary to verify their real-world understanding. Inspired by cognitive theories, we propose POSQA: a Physical Object Size Question Answering dataset with simple size comparison questions to examine the extremity and analyze the potential mechanisms of the embodied comprehension of the latest LLMs. We show that even the largest LLMs today perform poorly under the zero-shot setting. We then push their limits with advanced prompting techniques and external knowledge augmentation. Furthermore, we investigate whether their real-world comprehension primarily derives from contextual information or internal weights and analyse the impact of prompt formats and report bias of different objects. Our results show that real-world understanding that LLMs shaped from textual data can be vulnerable to deception and confusion by the surface form of prompts, which makes it less aligned with human behaviours., Comment: Accepted by EMNLP 2023 Findings

There are a number of diverging hypotheses about the neural text degeneration problem, i.e., generating repetitive and dull loops, which makes this problem both interesting and confusing. In this work, we aim to advance our understanding by presenting a straightforward and fundamental explanation from the data perspective. Our preliminary investigation reveals a strong correlation between the degeneration issue and the presence of repetitions in training data. Subsequent experiments also demonstrate that by selectively dropping out the attention to repetitive words in training data, degeneration can be significantly minimized. Furthermore, our empirical analysis illustrates that prior works addressing the degeneration issue from various standpoints, such as the high-inflow words, the likelihood objective, and the self-reinforcement phenomenon, can be interpreted by one simple explanation. That is, penalizing the repetitions in training data is a common and fundamental factor for their effectiveness. Moreover, our experiments reveal that penalizing the repetitions in training data remains critical even when considering larger model sizes and instruction tuning., Comment: Accepted to NeurIPS 2023

Recent efforts have augmented language models (LMs) with external tools or environments, leading to the development of language agents that can reason and act. However, most of these agents rely on few-shot prompting techniques with off-the-shelf LMs. In this paper, we investigate and argue for the overlooked direction of fine-tuning LMs to obtain language agents. Using a setup of question answering (QA) with a Google search API, we explore a variety of base LMs, prompting methods, fine-tuning data, and QA tasks, and find language agents are consistently improved after fine-tuning their backbone LMs. For example, fine-tuning Llama2-7B with 500 agent trajectories generated by GPT-4 leads to a 77% HotpotQA performance increase. Furthermore, we propose FireAct, a novel approach to fine-tuning LMs with trajectories from multiple tasks and prompting methods, and show having more diverse fine-tuning data can further improve agents. Along with other findings regarding scaling effects, robustness, generalization, efficiency and cost, our work establishes comprehensive benefits of fine-tuning LMs for agents, and provides an initial set of experimental designs, insights, as well as open questions toward language agent fine-tuning., Comment: Code, data, and models are available at https://fireact-agent.github.io

Large language models exhibit enhanced zero-shot performance on various tasks when fine-tuned with instruction-following data. Multimodal instruction-following models extend these capabilities by integrating both text and images. However, existing models such as MiniGPT-4 and LLaVA face challenges in maintaining dialogue coherence in scenarios involving multiple images. A primary reason is the lack of a specialized dataset for this critical application. To bridge these gaps, we introduce SparklesDialogue, the first machine-generated dialogue dataset tailored for word-level interleaved multi-image and text interactions. Furthermore, we construct SparklesEval, a GPT-assisted benchmark for quantitatively assessing a model's conversational competence across multiple images and dialogue turns. We then present SparklesChat, a multimodal instruction-following model for open-ended dialogues across multiple images. Our experiments validate the effectiveness of training SparklesChat with SparklesDialogue based on MiniGPT-4 and LLaVA-v1.5, which enhances comprehension across multiple images and dialogue turns, and does not compromise single-image understanding capabilities. Qualitative evaluations further demonstrate SparklesChat's generality in handling real-world applications. All resources related to this study are publicly available at https://github.com/HYPJUDY/Sparkles., Comment: ICLR 2024 Workshop (Navigating and Addressing Data Problems for Foundation Models)

Infectious disease outbreaks continue to pose a significant threat to human health and well-being. To improve disease surveillance and understanding of disease spread, several surveillance systems have been developed to monitor daily news alerts and social media. However, existing systems lack thorough epidemiological analysis in relation to corresponding alerts or news, largely due to the scarcity of well-annotated reports data. To address this gap, we introduce the Biomedical Alert News Dataset (BAND), which includes 1,508 samples from existing reported news articles, open emails, and alerts, as well as 30 epidemiology-related questions. These questions necessitate the model's expert reasoning abilities, thereby offering valuable insights into the outbreak of the disease. The BAND dataset brings new challenges to the NLP world, requiring better disguise capability of the content and the ability to infer important information. We provide several benchmark tasks, including Named Entity Recognition (NER), Question Answering (QA), and Event Extraction (EE), to show how existing models are capable of handling these tasks in the epidemiology domain. To the best of our knowledge, the BAND corpus is the largest corpus of well-annotated biomedical outbreak alert news with elaborately designed questions, making it a valuable resource for epidemiologists and NLP researchers alike.

Biomedical named entity recognition is one of the core tasks in biomedical natural language processing (BioNLP). To tackle this task, numerous supervised/distantly supervised approaches have been proposed. Despite their remarkable success, these approaches inescapably demand laborious human effort. To alleviate the need of human effort, dictionary-based approaches have been proposed to extract named entities simply based on a given dictionary. However, one downside of existing dictionary-based approaches is that they are challenged to identify concept synonyms that are not listed in the given dictionary, which we refer as the synonym generalization problem. In this study, we propose a novel Synonym Generalization (SynGen) framework that recognizes the biomedical concepts contained in the input text using span-based predictions. In particular, SynGen introduces two regularization terms, namely, (1) a synonym distance regularizer; and (2) a noise perturbation regularizer, to minimize the synonym generalization error. To demonstrate the effectiveness of our approach, we provide a theoretical analysis of the bound of synonym generalization error. We extensively evaluate our approach on a wide range of benchmarks and the results verify that SynGen outperforms previous dictionary-based models by notable margins. Lastly, we provide a detailed analysis to further reveal the merits and inner-workings of our approach.

Large language models (LLMs) have shown great abilities of solving various natural language tasks in different domains. Due to the training objective of LLMs and their pre-training data, LLMs are not very well equipped for tasks involving structured data generation. We propose a framework, Prompting with Iterative Verification (PiVe), to improve graph-based generative capability of LLMs. We show how a small language model could be trained to act as a verifier module for the output of an LLM~(i.e., ChatGPT, GPT-4), and to iteratively improve its performance via fine-grained corrective instructions. We also show how the verifier module could apply iterative corrections offline for a more cost-effective solution to the text-to-graph generation task. Experiments on three graph-based datasets show consistent improvement gained via PiVe. Additionally, we create GenWiki-HIQ and highlight that the verifier module can be used as a data augmentation tool to help improve the quality of automatically generated parallel text-graph datasets., Comment: Our code and data are at https://github.com/Jiuzhouh/PiVe (accepted to ACL 2024 Findings)

The sequence-to-sequence (seq2seq) task aims at generating the target sequence based on the given input source sequence. Traditionally, most of the seq2seq task is resolved by the Encoder-Decoder framework which requires an encoder to encode the source sequence and a decoder to generate the target text. Recently, a bunch of new approaches have emerged that apply decoder-only language models directly to the seq2seq task. Despite the significant advancements in applying language models to the seq2seq task, there is still a lack of thorough analysis on the effectiveness of the decoder-only language model architecture. This paper aims to address this gap by conducting a detailed comparison between the encoder-decoder architecture and the decoder-only language model framework through the analysis of a regularized encoder-decoder structure. This structure is designed to replicate all behaviors in the classical decoder-only language model but has an encoder and a decoder making it easier to be compared with the classical encoder-decoder structure. Based on the analysis, we unveil the attention degeneration problem in the language model, namely, as the generation step number grows, less and less attention is focused on the source sequence. To give a quantitative understanding of this problem, we conduct a theoretical sensitivity analysis of the attention output with respect to the source input. Grounded on our analysis, we propose a novel partial attention language model to solve the attention degeneration problem. Experimental results on machine translation, summarization, and data-to-text generation tasks support our analysis and demonstrate the effectiveness of our proposed model.

Event extraction is a complex information extraction task that involves extracting events from unstructured text. Prior classification-based methods require comprehensive entity annotations for joint training, while newer generation-based methods rely on heuristic templates containing oracle information such as event type, which is often unavailable in real-world scenarios. In this study, we consider a more realistic setting of this task, namely the Oracle-Free Event Extraction (OFEE) task, where only the input context is given without any oracle information, including event type, event ontology and trigger word. To solve this task, we propose a new framework, called COFFEE, which extracts the events solely based on the document context without referring to any oracle information. In particular, a contrastive selection model is introduced in COFFEE to rectify the generated triggers and handle multi-event instances. The proposed COFFEE outperforms state-of-the-art approaches under the oracle-free setting of the event extraction task, as evaluated on a public event extraction benchmark ACE05., Comment: Accepted to MATCHING Workshop at ACL 2023

Fine-tuning a pre-trained model (such as BERT, ALBERT, RoBERTa, T5, GPT, etc.) has proven to be one of the most promising paradigms in recent NLP research. However, numerous recent works indicate that fine-tuning suffers from the instability problem, i.e., tuning the same model under the same setting results in significantly different performance. Many recent works have proposed different methods to solve this problem, but there is no theoretical understanding of why and how these methods work. In this paper, we propose a novel theoretical stability analysis of fine-tuning that focuses on two commonly used settings, namely, full fine-tuning and head tuning. We define the stability under each setting and prove the corresponding stability bounds. The theoretical bounds explain why and how several existing methods can stabilize the fine-tuning procedure. In addition to being able to explain most of the observed empirical discoveries, our proposed theoretical analysis framework can also help in the design of effective and provable methods. Based on our theory, we propose three novel strategies to stabilize the fine-tuning procedure, namely, Maximal Margin Regularizer (MMR), Multi-Head Loss (MHLoss), and Self Unsupervised Re-Training (SURT). We extensively evaluate our proposed approaches on 11 widely used real-world benchmark datasets, as well as hundreds of synthetic classification datasets. The experiment results show that our proposed methods significantly stabilize the fine-tuning procedure and also corroborate our theoretical analysis.

Visual language such as charts and plots is ubiquitous in the human world. Comprehending plots and charts requires strong reasoning skills. Prior state-of-the-art (SOTA) models require at least tens of thousands of training examples and their reasoning capabilities are still much limited, especially on complex human-written queries. This paper presents the first one-shot solution to visual language reasoning. We decompose the challenge of visual language reasoning into two steps: (1) plot-to-text translation, and (2) reasoning over the translated text. The key in this method is a modality conversion module, named as DePlot, which translates the image of a plot or chart to a linearized table. The output of DePlot can then be directly used to prompt a pretrained large language model (LLM), exploiting the few-shot reasoning capabilities of LLMs. To obtain DePlot, we standardize the plot-to-table task by establishing unified task formats and metrics, and train DePlot end-to-end on this task. DePlot can then be used off-the-shelf together with LLMs in a plug-and-play fashion. Compared with a SOTA model finetuned on more than >28k data points, DePlot+LLM with just one-shot prompting achieves a 24.0% improvement over finetuned SOTA on human-written queries from the task of chart QA., Comment: ACL 2023 (Findings)

Visual language data such as plots, charts, and infographics are ubiquitous in the human world. However, state-of-the-art vision-language models do not perform well on these data. We propose MatCha (Math reasoning and Chart derendering pretraining) to enhance visual language models' capabilities in jointly modeling charts/plots and language data. Specifically, we propose several pretraining tasks that cover plot deconstruction and numerical reasoning which are the key capabilities in visual language modeling. We perform the MatCha pretraining starting from Pix2Struct, a recently proposed image-to-text visual language model. On standard benchmarks such as PlotQA and ChartQA, the MatCha model outperforms state-of-the-art methods by as much as nearly 20%. We also examine how well MatCha pretraining transfers to domains such as screenshots, textbook diagrams, and document figures and observe overall improvement, verifying the usefulness of MatCha pretraining on broader visual language tasks., Comment: ACL 2023

Recent pre-trained language models have shown promising capabilities in generating fluent and realistic natural language text. However, generating multi-sentence text with global content planning has been a long-existing research question. Current approaches for controlled text generation can hardly address this issue, as they usually condition on single known control attributes. In this study, we propose a low-cost yet effective framework which explicitly models the global content plan of the generated text. Specifically, it optimizes the joint distribution of the natural language sequence and the global content plan in a plug-and-play manner. We conduct extensive experiments on the well-established Recipe1M+ benchmark. Both automatic and human evaluations verify that our model achieves the state-of-the-art performance on the task of recipe generation, Comment: Paper accepted by EMNLP 2022 GEM workshop

Fine-tuning pre-trained models has been ubiquitously proven to be effective in a wide range of NLP tasks. However, fine-tuning the whole model is parameter inefficient as it always yields an entirely new model for each task. Currently, many research works propose to only fine-tune a small portion of the parameters while keeping most of the parameters shared across different tasks. These methods achieve surprisingly good performance and are shown to be more stable than their corresponding fully fine-tuned counterparts. However, such kind of methods is still not well understood. Some natural questions arise: How does the parameter sparsity lead to promising performance? Why is the model more stable than the fully fine-tuned models? How to choose the tunable parameters? In this paper, we first categorize the existing methods into random approaches, rule-based approaches, and projection-based approaches based on how they choose which parameters to tune. Then, we show that all of the methods are actually sparse fine-tuned models and conduct a novel theoretical analysis of them. We indicate that the sparsity is actually imposing a regularization on the original model by controlling the upper bound of the stability. Such stability leads to better generalization capability which has been empirically observed in a lot of recent research works. Despite the effectiveness of sparsity grounded by our theory, it still remains an open problem of how to choose the tunable parameters. To better choose the tunable parameters, we propose a novel Second-order Approximation Method (SAM) which approximates the original problem with an analytically solvable optimization function. The tunable parameters are determined by directly optimizing the approximation function. The experimental results show that our proposed SAM model outperforms many strong baseline models and it also verifies our theoretical analysis.

Generating text with autoregressive language models (LMs) is of great importance to many natural language processing (NLP) applications. Previous solutions for this task often produce text that contains degenerative expressions or lacks semantic consistency. Recently, Su et al. introduced a new decoding method, contrastive search, based on the isotropic representation space of the language model and obtained new state of the art on various benchmarks. Additionally, Su et al. argued that the representations of autoregressive LMs (e.g. GPT-2) are intrinsically anisotropic which is also shared by previous studies. Therefore, to ensure the language model follows an isotropic distribution, Su et al. proposed a contrastive learning scheme, SimCTG, which calibrates the language model's representations through additional training. In this study, we first answer the question: "Are autoregressive LMs really anisotropic?". To this end, we extensively evaluate the isotropy of LMs across 16 major languages. Surprisingly, we find that the anisotropic problem only exists in the two specific English GPT-2-small/medium models. On the other hand, all other evaluated LMs are naturally isotropic which is in contrast to the conclusion drawn by previous studies. Based on our findings, we further assess the contrastive search decoding method using off-the-shelf LMs on four generation tasks across 16 languages. Our experimental results demonstrate that contrastive search significantly outperforms previous decoding methods without any additional training. More notably, on 12 out of the 16 evaluated languages, contrastive search performs comparably with human-level performances as judged by human evaluations. Our code and other related resources are publicly available at https://github.com/yxuansu/Contrastive_Search_Is_What_You_Need., Comment: TMLR'23

Being able to train Named Entity Recognition (NER) models for emerging topics is crucial for many real-world applications especially in the medical domain where new topics are continuously evolving out of the scope of existing models and datasets. For a realistic evaluation setup, we introduce a novel COVID-19 news NER dataset (COVIDNEWS-NER) and release 3000 entries of hand annotated strongly labelled sentences and 13000 auto-generated weakly labelled sentences. Besides the dataset, we propose CONTROSTER, a recipe to strategically combine weak and strong labels in improving NER in an emerging topic through transfer learning. We show the effectiveness of CONTROSTER on COVIDNEWS-NER while providing analysis on combining weak and strong labels for training. Our key findings are: (1) Using weak data to formulate an initial backbone before tuning on strong data outperforms methods trained on only strong or weak data. (2) A combination of out-of-domain and in-domain weak label training is crucial and can overcome saturation when being training on weak labels from a single source., Comment: AACL-IJCNLP 2022

Language models (LMs) trained on raw texts have no direct access to the physical world. Gordon and Van Durme (2013) point out that LMs can thus suffer from reporting bias: texts rarely report on common facts, instead focusing on the unusual aspects of a situation. If LMs are only trained on text corpora and naively memorise local co-occurrence statistics, they thus naturally would learn a biased view of the physical world. While prior studies have repeatedly verified that LMs of smaller scales (e.g., RoBERTa, GPT-2) amplify reporting bias, it remains unknown whether such trends continue when models are scaled up. We investigate reporting bias from the perspective of colour in larger language models (LLMs) such as PaLM and GPT-3. Specifically, we query LLMs for the typical colour of objects, which is one simple type of perceptually grounded physical common sense. Surprisingly, we find that LLMs significantly outperform smaller LMs in determining an object's typical colour and more closely track human judgments, instead of overfitting to surface patterns stored in texts. This suggests that very large models of language alone are able to overcome certain types of reporting bias that are characterized by local co-occurrences., Comment: AACL 2022

Recent advancements in Large Language Models (LLMs) harness linguistic associations in vast natural language data for practical applications. However, their ability to understand the physical world using only language data remains a question. After reviewing existing protocols, we explore this question using a novel and tightly controlled reasoning test (ART) and compare human norms against versions of GPT-3. Our findings highlight the categories of common-sense relations models that could learn directly from data and areas of weakness. GPT-3 offers evidence for verbal reasoning on a par with human subjects for several relations including Synonymy, Antonymy, and Default inheritance, Without reinforcement learning from human judgements, it appears GPT-3 performs at the lower end of the reference interval for Has-part and Contained-in. Weaknesses were observed also in affordance characteristics through Necessary-quality, Order-of-size and Order-of-intensity. Combining LLMs with symbolic world grounding is a promising direction to address associative learning., Comment: 9 pages; data available, see https://sites.google.com/site/nhcollier/projects/art

Generative language models (LMs) such as GPT-2/3 can be prompted to generate text with remarkable quality. While they are designed for text-prompted generation, it remains an open question how the generation process could be guided by modalities beyond text such as images. In this work, we propose a training-free framework, called MAGIC (iMAge-Guided text generatIon with CLIP), for plugging in visual controls in the generation process and enabling LMs to perform multimodal tasks (e.g., image captioning) in a zero-shot manner. MAGIC is a simple yet efficient plug-and-play framework, which directly combines an off-the-shelf LM (i.e., GPT-2) and an image-text matching model (i.e., CLIP) for image-grounded text generation. During decoding, MAGIC influences the generation of the LM by introducing a CLIP-induced score, called magic score, which regularizes the generated result to be semantically related to a given image while being coherent to the previously generated context. Notably, the proposed decoding scheme does not involve any gradient update operation, therefore being computationally efficient. On the challenging task of zero-shot image captioning, MAGIC outperforms the state-of-the-art method by notable margins with a nearly 27 times decoding speedup. MAGIC is a flexible framework and is theoretically compatible with any text generation tasks that incorporate image grounding. In the experiments, we showcase that it is also capable of performing visually grounded story generation given both an image and a text prompt., Comment: 21 pages, 5 figures, 5 tables; (v2 adds some experimental details)

Spatial relations are a basic part of human cognition. However, they are expressed in natural language in a variety of ways, and previous work has suggested that current vision-and-language models (VLMs) struggle to capture relational information. In this paper, we present Visual Spatial Reasoning (VSR), a dataset containing more than 10k natural text-image pairs with 66 types of spatial relations in English (such as: under, in front of, and facing). While using a seemingly simple annotation format, we show how the dataset includes challenging linguistic phenomena, such as varying reference frames. We demonstrate a large gap between human and model performance: the human ceiling is above 95%, while state-of-the-art models only achieve around 70%. We observe that VLMs' by-relation performances have little correlation with the number of training examples and the tested models are in general incapable of recognising relations concerning the orientations of objects., Comment: TACL camera-ready version; code and data available at https://github.com/cambridgeltl/visual-spatial-reasoning

Pretrained multilingual language models (LMs) can be successfully transformed into multilingual sentence encoders (SEs; e.g., LaBSE, xMPNet) via additional fine-tuning or model distillation with parallel data. However, it remains unclear how to best leverage them to represent sub-sentence lexical items (i.e., words and phrases) in cross-lingual lexical tasks. In this work, we probe SEs for the amount of cross-lingual lexical knowledge stored in their parameters, and compare them against the original multilingual LMs. We also devise a simple yet efficient method for exposing the cross-lingual lexical knowledge by means of additional fine-tuning through inexpensive contrastive learning that requires only a small amount of word translation pairs. Using bilingual lexical induction (BLI), cross-lingual lexical semantic similarity, and cross-lingual entity linking as lexical probing tasks, we report substantial gains on standard benchmarks (e.g., +10 Precision@1 points in BLI). The results indicate that the SEs such as LaBSE can be 'rewired' into effective cross-lingual lexical encoders via the contrastive learning procedure, and that they contain more cross-lingual lexical knowledge than what 'meets the eye' when they are used as off-the-shelf SEs. This way, we also provide an effective tool for harnessing 'covert' multilingual lexical knowledge hidden in multilingual sentence encoders.

Word translation or bilingual lexicon induction (BLI) is a key cross-lingual task, aiming to bridge the lexical gap between different languages. In this work, we propose a robust and effective two-stage contrastive learning framework for the BLI task. At Stage C1, we propose to refine standard cross-lingual linear maps between static word embeddings (WEs) via a contrastive learning objective; we also show how to integrate it into the self-learning procedure for even more refined cross-lingual maps. In Stage C2, we conduct BLI-oriented contrastive fine-tuning of mBERT, unlocking its word translation capability. We also show that static WEs induced from the `C2-tuned' mBERT complement static WEs from Stage C1. Comprehensive experiments on standard BLI datasets for diverse languages and different experimental setups demonstrate substantial gains achieved by our framework. While the BLI method from Stage C1 already yields substantial gains over all state-of-the-art BLI methods in our comparison, even stronger improvements are met with the full two-stage framework: e.g., we report gains for 112/112 BLI setups, spanning 28 language pairs., Comment: ACL 2022 Main

Text generation is of great importance to many natural language processing applications. However, maximization-based decoding methods (e.g. beam search) of neural language models often lead to degenerate solutions -- the generated text is unnatural and contains undesirable repetitions. Existing approaches introduce stochasticity via sampling or modify training objectives to decrease probabilities of certain tokens (e.g., unlikelihood training). However, they often lead to solutions that lack coherence. In this work, we show that an underlying reason for model degeneration is the anisotropic distribution of token representations. We present a contrastive solution: (i) SimCTG, a contrastive training objective to calibrate the model's representation space, and (ii) a decoding method -- contrastive search -- to encourage diversity while maintaining coherence in the generated text. Extensive experiments and analyses on three benchmarks from two languages demonstrate that our proposed approach significantly outperforms current state-of-the-art text generation methods as evaluated by both human and automatic metrics., Comment: NeurIPS 2022

Masked language models (MLMs) such as BERT and RoBERTa have revolutionized the field of Natural Language Understanding in the past few years. However, existing pre-trained MLMs often output an anisotropic distribution of token representations that occupies a narrow subset of the entire representation space. Such token representations are not ideal, especially for tasks that demand discriminative semantic meanings of distinct tokens. In this work, we propose TaCL (Token-aware Contrastive Learning), a novel continual pre-training approach that encourages BERT to learn an isotropic and discriminative distribution of token representations. TaCL is fully unsupervised and requires no additional data. We extensively test our approach on a wide range of English and Chinese benchmarks. The results show that TaCL brings consistent and notable improvements over the original BERT model. Furthermore, we conduct detailed analysis to reveal the merits and inner-workings of our approach., Comment: Camera-ready for NAACL 2022

Knowledge bases (KBs) contain plenty of structured world and commonsense knowledge. As such, they often complement distributional text-based information and facilitate various downstream tasks. Since their manual construction is resource- and time-intensive, recent efforts have tried leveraging large pretrained language models (PLMs) to generate additional monolingual knowledge facts for KBs. However, such methods have not been attempted for building and enriching multilingual KBs. Besides wider application, such multilingual KBs can provide richer combined knowledge than monolingual (e.g., English) KBs. Knowledge expressed in different languages may be complementary and unequally distributed: this implies that the knowledge available in high-resource languages can be transferred to low-resource ones. To achieve this, it is crucial to represent multilingual knowledge in a shared/unified space. To this end, we propose a unified representation model, Prix-LM, for multilingual KB construction and completion. We leverage two types of knowledge, monolingual triples and cross-lingual links, extracted from existing multilingual KBs, and tune a multilingual language encoder XLM-R via a causal language modeling objective. Prix-LM integrates useful multilingual and KB-based factual knowledge into a single model. Experiments on standard entity-related tasks, such as link prediction in multiple languages, cross-lingual entity linking and bilingual lexicon induction, demonstrate its effectiveness, with gains reported over strong task-specialised baselines., Comment: ACL 2022

Knowledge probing is crucial for understanding the knowledge transfer mechanism behind the pre-trained language models (PLMs). Despite the growing progress of probing knowledge for PLMs in the general domain, specialised areas such as biomedical domain are vastly under-explored. To catalyse the research in this direction, we release a well-curated biomedical knowledge probing benchmark, MedLAMA, which is constructed based on the Unified Medical Language System (UMLS) Metathesaurus. We test a wide spectrum of state-of-the-art PLMs and probing approaches on our benchmark, reaching at most 3% of acc@10. While highlighting various sources of domain-specific challenges that amount to this underwhelming performance, we illustrate that the underlying PLMs have a higher potential for probing tasks. To achieve this, we propose Contrastive-Probe, a novel self-supervised contrastive probing approach, that adjusts the underlying PLMs without using any probing data. While Contrastive-Probe pushes the acc@10 to 28%, the performance gap still remains notable. Our human expert evaluation suggests that the probing performance of our Contrastive-Probe is still under-estimated as UMLS still does not include the full spectrum of factual knowledge. We hope MedLAMA and Contrastive-Probe facilitate further developments of more suited probing techniques for this domain., Comment: ACL 2022; code and data are released at https://github.com/cambridgeltl/medlama

The design of widespread vision-and-language datasets and pre-trained encoders directly adopts, or draws inspiration from, the concepts and images of ImageNet. While one can hardly overestimate how much this benchmark contributed to progress in computer vision, it is mostly derived from lexical databases and image queries in English, resulting in source material with a North American or Western European bias. Therefore, we devise a new protocol to construct an ImageNet-style hierarchy representative of more languages and cultures. In particular, we let the selection of both concepts and images be entirely driven by native speakers, rather than scraping them automatically. Specifically, we focus on a typologically diverse set of languages, namely, Indonesian, Mandarin Chinese, Swahili, Tamil, and Turkish. On top of the concepts and images obtained through this new protocol, we create a multilingual dataset for {M}ulticultur{a}l {R}easoning over {V}ision and {L}anguage (MaRVL) by eliciting statements from native speaker annotators about pairs of images. The task consists of discriminating whether each grounded statement is true or false. We establish a series of baselines using state-of-the-art models and find that their cross-lingual transfer performance lags dramatically behind supervised performance in English. These results invite us to reassess the robustness and accuracy of current state-of-the-art models beyond a narrow domain, but also open up new exciting challenges for the development of truly multilingual and multicultural systems., Comment: EMNLP 2021; Fangyu and Emanuele contributed equally; MaRVL website: https://marvl-challenge.github.io

Recent work indicated that pretrained language models (PLMs) such as BERT and RoBERTa can be transformed into effective sentence and word encoders even via simple self-supervised techniques. Inspired by this line of work, in this paper we propose a fully unsupervised approach to improving word-in-context (WiC) representations in PLMs, achieved via a simple and efficient WiC-targeted fine-tuning procedure: MirrorWiC. The proposed method leverages only raw texts sampled from Wikipedia, assuming no sense-annotated data, and learns context-aware word representations within a standard contrastive learning setup. We experiment with a series of standard and comprehensive WiC benchmarks across multiple languages. Our proposed fully unsupervised MirrorWiC models obtain substantial gains over off-the-shelf PLMs across all monolingual, multilingual and cross-lingual setups. Moreover, on some standard WiC benchmarks, MirrorWiC is even on-par with supervised models fine-tuned with in-task data and sense labels., Comment: CoNLL 2021

Infusing factual knowledge into pre-trained models is fundamental for many knowledge-intensive tasks. In this paper, we proposed Mixture-of-Partitions (MoP), an infusion approach that can handle a very large knowledge graph (KG) by partitioning it into smaller sub-graphs and infusing their specific knowledge into various BERT models using lightweight adapters. To leverage the overall factual knowledge for a target task, these sub-graph adapters are further fine-tuned along with the underlying BERT through a mixture layer. We evaluate our MoP with three biomedical BERTs (SciBERT, BioBERT, PubmedBERT) on six downstream tasks (inc. NLI, QA, Classification), and the results show that our MoP consistently enhances the underlying BERTs in task performance, and achieves new SOTA performances on five evaluated datasets., Comment: EMNLP 2021 camera-ready version

Recent developments in neural networks have led to the advance in data-to-text generation. However, the lack of ability of neural models to control the structure of generated output can be limiting in certain real-world applications. In this study, we propose a novel Plan-then-Generate (PlanGen) framework to improve the controllability of neural data-to-text models. Extensive experiments and analyses are conducted on two benchmark datasets, ToTTo and WebNLG. The results show that our model is able to control both the intra-sentence and inter-sentence structure of the generated output. Furthermore, empirical comparisons against previous state-of-the-art methods show that our model improves the generation quality as well as the output diversity as judged by human and automatic evaluations., Comment: Accepted to Findings of EMNLP 2021

Neural table-to-text generation models have achieved remarkable progress on an array of tasks. However, due to the data-hungry nature of neural models, their performances strongly rely on large-scale training examples, limiting their applicability in real-world applications. To address this, we propose a new framework: Prototype-to-Generate (P2G), for table-to-text generation under the few-shot scenario. The proposed framework utilizes the retrieved prototypes, which are jointly selected by an IR system and a novel prototype selector to help the model bridging the structural gap between tables and texts. Experimental results on three benchmark datasets with three state-of-the-art models demonstrate that the proposed framework significantly improves the model performance across various evaluation metrics., Comment: Accepted to Findings of EMNLP 2021