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In conventional colocated multiple-input multiple-output (MIMO) radars, practical waveform constraints including peak-to-average power ratio, constant or bounded modulus lead to a significant performance reduction of transmit beampattern, especially when the element number is limited. This paper adopts an active reconfigurable intelligent surface (ARIS) to assist the transmit array and discusses the corresponding beampattern synthesis. We aim to minimize the integrated sidelobe-to-mainlobe ratio (ISMR) of beampattern by the codesign of waveform and ARIS reflection coefficients. The resultant problem is nonconvex constrained fractional programming whose objective function and plenty of constraints are variable-coupled. We first convert the fractional objective function into an integral form via Dinkelbach transform, and then alternately optimize the waveform and ARIS reflection coefficients. Three types of waveforms are unifiedly optimized by a consensus alternating direction method of multipliers (CADMM)-based algorithm wherein the global optimal solutions of all subproblems are obtained, while the ARIS reflection coefficients are updated by a concave-convex procedure (CCCP)-based algorithm. The convergence is also analyzed based on the properties of CADMM and CCCP. Numerical results show that ARIS-aided MIMO radars have superior performance than conventional ones due to significant reduction of sidelobe energy., Comment: 28 pages, 11 figures

Conventional active array radars often jointly design the transmit and receive beamforming for effectively suppressing interferences. To further promote the interference suppression performance, this paper introduces a reconfigurable intelligent surface (RIS) to assist the radar receiver because the RIS has the ability to bring plentiful additional degrees-of-freedom. To maximize the output signal-to-interference-plus-noise ratio (SINR) of receive array, we formulate the codesign of transmit beamforming and RIS-assisted receive beamforming into a nonconvex constrained fractional programming problem, and then propose an alternating minimization-based algorithm to jointly optimize the transmitor beamfmer, receive beamformer and RIS reflection coefficients. Concretely, we translate the RIS reflection coefficients design into a series of unimodular quadratic programming (UQP) subproblems by employing the Dinkelbach transform, and offer the closed-form optimal solutions of transmit and receive beamformers according to the minimum variance distortionless response principle. To tackle the UQP subproblems efficiently, we propose a second-order Riemannian Newton method (RNM) with improved Riemannian Newton direction, which avoids the line search and has better convergence speed than typical first-order Riemannian manifold optimization methods. Moreover, we derive the convergence of the proposed codesign algorithm by deducing the explicit convergence condition of RNM. We also analyze the computational complexity. Numerical results demonstrate that the proposed RIS-assisted array radar has superior performance of interference suppression to the RIS-free one, and the SINR improvement is proportional to the number of RIS elements., Comment: 29 pages, 9 figures

Direction of arrival (DOA) estimation employing low-resolution analog-to-digital convertors (ADCs) has emerged as a challenging and intriguing problem, particularly with the rise in popularity of large-scale arrays. The substantial quantization distortion complicates the extraction of signal and noise subspaces from the quantized data. To address this issue, this paper introduces a novel approach that leverages the Transformer model to aid the subspace estimation. In this model, multiple snapshots are processed in parallel, enabling the capture of global correlations that span them. The learned subspace empowers us to construct the MUSIC spectrum and perform gridless DOA estimation using a neural network-based peak finder. Additionally, the acquired subspace encodes the vital information of model order, allowing us to determine the exact number of sources. These integrated components form a unified algorithmic framework referred to as TransMUSIC. Numerical results demonstrate the superiority of the TransMUSIC algorithm, even when dealing with one-bit quantized data. The results highlight the potential of Transformer-based techniques in DOA estimation., Comment: 5 pages, 5 figures

Distributed MIMO radar is known to achieve superior sensing performance by employing widely separated antennas. However, it is challenging to implement a low-complexity distributed MIMO radar due to the complex operations at both the receivers and the fusion center. This work proposed a low-bit quantized distributed MIMO (LiQuiD-MIMO) radar to significantly reduce the burden of signal acquisition and data transmission. In the LiQuiD-MIMO radar, the widely-separated receivers are restricted to operating with low-resolution ADCs and deliver the low-bit quantized data to the fusion center. At the fusion center, the induced quantization distortion is explicitly compensated via digital processing. By exploiting the inherent structure of our problem, a quantized version of the robust principal component analysis (RPCA) problem is formulated to simultaneously recover the low-rank target information matrices as well as the sparse data transmission errors. The least squares-based method is then employed to estimate the targets' positions and velocities from the recovered target information matrices. Numerical experiments demonstrate that the proposed LiQuiD-MIMO radar, configured with the developed algorithm, can achieve accurate target parameter estimation., Comment: 5 pages, 4 figures

This paper investigates the problem of sampling and reconstructing bandpass signals using time encoding machine(TEM). It is shown that the sampling in principle is equivalent to periodic non-uniform sampling (PNS). Then the TEM parameters can be set according to the signal bandwidth and amplitude instead of upper-edge frequency and amplitude as in the case of bandlimited/lowpass signals. For a bandpass signal of a single information band, it can be perfectly reconstructed if the TEM parameters are such that the difference between any consecutive values of the time sequence in each channel is bounded by the inverse of the signal bandwidth. A reconstruction method incorporating the interpolation functions of PNS is proposed. Numerical experiments validate the feasibility and effectiveness of the proposed TEM scheme., Comment: 5 pages, 6 figures

Space-time adaptive processing (STAP) is one of the most effective approaches to suppressing ground clutters in airborne radar systems. It basically takes two forms, i.e., full-dimension STAP (FD-STAP) and reduced-dimension STAP (RD-STAP). When the numbers of clutter training samples are less than two times their respective system degrees-of-freedom (DOF), the performances of both FD-STAP and RD-STAP degrade severely due to inaccurate clutter estimation. To enhance STAP performance under the limited training samples, this paper develops a STAP theory with random matrix theory (RMT). By minimizing the output clutter-plus-noise power, the estimate of the inversion of clutter plus noise covariance matrix (CNCM) can be obtained through optimally manipulating its eigenvalues, and thus producing the optimal STAP weight vector. Two STAP algorithms, FD-STAP using RMT (RMT-FD-STAP) and RD-STAP using RMT (RMT-RD-STAP), are proposed. It is found that both RMT-FD-STAP and RMT-RD-STAP greatly outperform other-related STAP algorithms when the numbers of training samples are larger than their respective clutter DOFs, which are much less than the corresponding system DOFs. Theoretical analyses and simulation demonstrate the effectiveness and the performance advantages of the proposed STAP algorithms., Comment: 24 pages, 5 figures

Since by the International Telecommunications Union (ITU) regulatory the radio spectrum available to spaceborne synthetic aperture radar (SAR) is restricted to certain limited frequency intervals, there are many different spaceborne SAR systems sharing common frequency bands. Due to this reason, it is reported that two spaceborne SARs at orbit cross positions can potentially cause severe mutual interference. Specifically, the transmitting signal of a SAR, typically linear frequency modulated (LFM), can be directly received by the side or back lobes of another SAR's antenna, causing radiometric artefacts in the focused image. This paper tries to model and characterize the artefacts, and study efficient methods for mitigating them. To this end, we formulate an analytical model for describing the artefact, which reveals that the mutual interference can introduce a two-dimensional LFM radiometric artefact in image domain with a limited spatial extent. We show that the artefact is low-rank based on range-azimuth decoupling analysis and two-dimensional high-order Taylor expansion. Based on the low rank model, we show that two methods, i.e., principle component analysis and its robust variant, can be adopted to efficiently mitigate the artefact via processing in image domain. The former method has the advantage of fast processing speed, for example, a sub-swath of Sentinel-1 interferometric wide swath image can be processed within 70 seconds via block-wise operation, whereas the latter provides improved accuracy for sparse point-like scatterers. Experiment results demonstrate that the radiometric artefacts caused by mutual interference in Sentinel-1 level-1 images can be efficiently mitigated via the proposed methods., Comment: Accepted by IEEE TGRS

Sparse array arrangement has been widely used in vector-sensor arrays because of increased degree-of-freedoms for identifying more sources than sensors. For large-size sparse vector-sensor arrays, one-bit measurements can further reduce the receiver system complexity by using low-resolution ADCs. In this paper, we present a sparse cross-dipole array with one-bit measurements to estimate Direction of Arrivals (DOA) of electromagnetic sources. Based on the independence assumption of sources, we establish the relation between the covariance matrix of one-bit measurements and that of unquantized measurements by Bussgang Theorem. Then we develop a Spatial-Smooth MUSIC (SS-MUSIC) based method, One-Bit MUSIC (OB-MUSIC), to estimate the DOAs. By jointly utilizing the covariance matrices of two dipole arrays, we find that OB-MUSIC is robust against polarization states. We also derive the Cramer-Rao bound (CRB) of DOA estimation for the proposed scheme. Furthermore, we theoretically analyze the applicability of the independence assumption of sources, which is the fundamental of the proposed and other typical methods, and verify the assumption in typical communication applications. Numerical results show that, with the same number of sensors, one-bit sparse cross-dipole arrays have comparable performance with unquantized uniform linear arrays and thus provide a compromise between the DOA estimation performance and the system complexity.

To avoid decorrelation, conventional synthetic aperture radar interferometry (InSAR) requires that interferometric images should have a common spectral band and the same resolution after proper preprocessing. For a high-resolution (HR) image and a low-resolution (LR) one, the interferogram quality is limited by the LR one since the non-common band (NCB) between two images is usually discarded. In this article, we try to establish an InSAR method to improve interferogram quality by means of exploiting the NCB. To this end, we first define a new interferogram, which has the same resolution as the HR image. Then we formulate the interferometric relationship between the two images into a compressive sensing (CS) model, which contains the proposed HR interferogram. With the sparsity of interferogram in appropriate domains, we model the interferogram formation as a typical sparse recovery problem. Due to the speckle effect in coherent radar imaging, the sensing matrix of our CS model is inherently random. We theoretically prove that the sensing matrix satisfies restricted isometry property, and thus the interferogram recovery performance is guaranteed. Furthermore, we provide a fast interferogram formation algorithm by exploiting computationally efficient structures of the sensing matrix. Numerical experiments show that the proposed method provides better interferogram quality in the sense of reduced phase noise and obtain extrapolated interferogram spectra with respect to CB processing., Comment: Accepted for publication IEEE Transactions on Geoscience and Remote Sensing

We investigate the one-bit MIMO (1b-MIMO) radar that performs one-bit sampling with a time-varying threshold in the temporal domain and employs compressive sensing in the spatial and Doppler domains. The goals are to significantly reduce the hardware cost, energy consumption, and amount of stored data. The joint angle and Doppler frequency estimations from noisy one-bit data are studied. By showing that the effect of noise on one-bit sampling is equivalent to that of sparse impulsive perturbations, we formulate the one-bit $\ell_1$-regularized atomic-norm minimization (1b-ANM-L1) problem to achieve gridless parameter estimation with high accuracy. We also develop an iterative method for solving the 1b-ANM-L1 problem via the alternating direction method of multipliers. The Cram$\acute{\text{e}}$r-Rao bound (CRB) of the 1b-MIMO radar is analyzed, and the analytical performance of one-bit sampling with two different threshold strategies is discussed. Numerical experiments are presented to show that the 1b-MIMO radar can achieve high-resolution parameter estimation with a largely reduced amount of data., Comment: 31 pages, 12 figures

Radar interferometry usually exploits two complex-valued radar images with the same resolution to extract terrain elevation information. This paper considers the interferometry using two radar images with different resolutions, which we refer to as dual-resolution radar interferometry. We find that it is feasible to recover a high-resolution interferogram from a high-resolution image and a low-resolution one. We formulate the dual-resolution interferometry into a compressive sensing problem, and exploit the wavelet-domain sparsity of the interferogram to solve it. Due to the speckle effect in coherent radar imaging, the sensing matrix of our model is expected to have small mutual coherence, which guarantees the performance of our method. In comparison with the conventional radar interferometry methods, the proposed method reduces the resolution requirement of radar image acquisition. It therefore can promote wide coverage, low sampling/data rate and storage cost. Numerical experiments on Sentinel-1 data are made to validate our method., Comment: 5 pages, 3 figures

This paper presents a quadrature compressive sampling (QuadCS) and associated fast imaging scheme for synthetic aperture radar (SAR). Different from other analog-to-information conversions (AIC), QuadCS AICs using independent spreading signals sample the SAR echoes due to different transmitted pulses. Then the resulting sensing matrix has lower correlation between any two columns than that by a fixed spreading signal, and better SAR image can be reconstructed. With proper setting of the spreading signals in QuadCS, the sensing matrix has the structures suitable for fast computation of matrix-vector multiplication operations, which leads to the fast image reconstruction. The performance of the proposed scheme is assessed using real SAR image. The reconstructed SAR images with only one-fourth of the Nyquist data achieve the image quality similar to that of the classical SAR images with Nyquist samples., Comment: 4 pages, 2 figures, submitted to IGARSS 2018

We study the target parameter estimation for sub-Nyquist pulse-Doppler radar. Several past works have addressed this problem but either have low estimation accuracy for off-grid targets, take large computation load, or lack versatility for analog-to-information conversion (AIC) systems. To overcome these difficulties, we present a general and efficient estimation scheme. The scheme first formulates a general model in the sense that it is applicable to all AICs regardless of whether the targets are on or off the grids. The estimation of Doppler shifts and delays is performed sequentially, in which the Doppler estimation is formulated into a spatial spectrum estimation problem and the delay estimation is decomposed into a series of compressive parameter estimation problems with each corresponding to an estimated Doppler shift. By the sequential and decomposed processing, the computational complexity is substantially reduced, and by the parametric estimation techniques, the high accurate estimation is obtained. Theoretical analyses and numerical experiments show the effectiveness and the correctness of the proposed scheme., Comment: 13 pages, 3 figures

Sequential estimation of the delay and Doppler parameters for sub-Nyquist radars by analog-to-information conversion (AIC) systems has received wide attention recently. However, the estimation methods reported are AIC-dependent and have poor performance for off-grid targets. This paper develops a general estimation scheme in the sense that it is applicable to all AICs regardless whether the targets are on or off the grids. The proposed scheme estimates the delay and Doppler parameters sequentially, in which the delay estimation is formulated into a beamspace direction-of- arrival problem and the Doppler estimation is translated into a line spectrum estimation problem. Then the well-known spatial and temporal spectrum estimation techniques are used to provide efficient and high-resolution estimates of the delay and Doppler parameters. In addition, sufficient conditions on the AIC to guarantee the successful estimation of off-grid targets are provided, while the existing conditions are mostly related to the on-grid targets. Theoretical analyses and numerical experiments show the effectiveness and the correctness of the proposed scheme., Comment: 23 pages, 8 figures

Quadrature compressive sampling (QuadCS) is a sub-Nyquist sampling scheme for acquiring in-phase and quadrature (I/Q) components in radar. In this scheme, the received intermediate frequency (IF) signals are expressed as a linear combination of time-delayed and scaled replicas of the transmitted waveforms. For sparse IF signals on discrete grids of time-delay space, the QuadCS can efficiently reconstruct the I/Q components from sub-Nyquist samples. In practice, the signals are characterized by a set of unknown time-delay parameters in a continuous space. Then conventional sparse signal reconstruction will deteriorate the QuadCS reconstruction performance. This paper focuses on the reconstruction of the I/Q components with continuous delay parameters. A parametric spectrum-matched dictionary is defined, which sparsely describes the IF signals in the frequency domain by delay parameters and gain coefficients, and the QuadCS system is reexamined under the new dictionary. With the inherent structure of the QuadCS system, it is found that the estimation of delay parameters can be decoupled from that of sparse gain coefficients, yielding a beamspace direction-of-arrival (DOA) estimation formulation with a time-varying beamforming matrix. Then an interpolated beamspace DOA method is developed to perform the DOA estimation. An optimal interpolated array is established and sufficient conditions to guarantee the successful estimation of the delay parameters are derived. With the estimated delays, the gain coefficients can be conveniently determined by solving a linear least-squares problem. Extensive simulations demonstrate the superior performance of the proposed algorithm in reconstructing the sparse signals with continuous delay parameters., Comment: 34 pages, 11 figures

It has been shown that analog-to-information con- version (AIC) is an efficient scheme to perform sub-Nyquist sampling of pulsed radar echoes. However, it is often impractical, if not infeasible, to reconstruct full-range Nyquist samples because of huge storage and computational load requirements. Based on the analyses of AIC measurement system, this paper develops a novel segment-sliding reconstruction (SegSR) scheme to effectively reconstruct the Nyquist samples. The SegSR per- forms segment-by-segment reconstruction in a sliding mode and can be implemented in real-time. An important characteristic that distinguish the proposed SegSR from the existing methods is that the measurement matrix in each segment satisfies the restricted isometry property (RIP) condition. Partial support in the previous segment can be incorporated into the estimation of the Nyquist samples in the current segment. The effect of interference intro- duced from adjacent segments is theoretically analyzed, and it is revealed that the interference consists of two interference levels having different impacts to the signal reconstruction performance. With these observations, a two-step orthogonal matching pursuit (OMP) procedure is proposed for segment reconstruction, which takes into account different interference levels and partially known support of the previous segment. The proposed SegSR achieves nearly optimal reconstruction performance with a signi- ficant reduction of computational loads and storage requirements. Theoretical analyses and simulations verify its effectiveness., Comment: 13 pages, 10 figures

Quadrature sampling has been widely applied in coherent radar systems to extract in-phase and quadrature (I and Q) components in the received radar signal. However, the sampling is inefficient because the received signal contains only a small number of significant target signals. This paper incorporates the compressive sampling (CS) theory into the design of the quadrature sampling system, and develops a quadrature compressive sampling (QuadCS) system to acquire the I and Q components with low sampling rate. The QuadCS system first randomly projects the received signal into a compressive bandpass signal and then utilizes the quadrature sampling to output compressive I and Q components. The compressive outputs are used to reconstruct the I and Q components. To understand the system performance, we establish the frequency domain representation of the QuadCS system. With the waveform-matched dictionary, we prove that the QuadCS system satisfies the restricted isometry property with overwhelming probability. For K target signals in the observation interval T, simulations show that the QuadCS requires just O(Klog(BT/K)) samples to stably reconstruct the signal, where B is the signal bandwidth. The reconstructed signal-to-noise ratio decreases by 3dB for every octave increase in the target number K and increases by 3dB for every octave increase in the compressive bandwidth. Theoretical analyses and simulations verify that the proposed QuadCS is a valid system to acquire the I and Q components in the received radar signals., Comment: 16 pages, 15 figures submitted to IEEE Trans on Signal Processing

Quadrature compressive sampling (QuadCS) is a newly introduced sub-Nyquist sampling for acquiring inphase and quadrature (I/Q) components of radio-frequency signals. For applications to pulse-Doppler radars, the QuadCS outputs can be arranged in 2-dimensional data similar to that by Nyquist sampling. This paper develops a compressive sampling pulse-Doppler (CoSaPD) processing scheme from the sub-Nyquist samples. The CoSaPD scheme follows Doppler estimation/detection and range estimation and is conducted on the sub-Nyquist samples without recovering the Nyquist samples. The Doppler estimation is realized through spectrum analyzer as in classic processing. The detection is done on the Doppler bin data. The range estimation is performed through sparse recovery algorithms on the detected targets and thus the computational load is reduced. The detection threshold can be set at a low value for improving detection probability and then the introduced false targets are removed in the range estimation stage through inherent detection characteristic in the recovery algorithms. Simulation results confirm our findings. The CoSaPD scheme with the data at one eighth the Nyquist rate and for SNR above -25dB can achieve performance of the classic processing with Nyquist samples., Comment: 37 pages, 18 figures

Chaotic compressive sensing is a nonlinear framework for compressive sensing. Along the framework, this paper proposes a chaotic analog-to-information converter, chaotic modulation, to acquire and reconstruct band-limited sparse analog signals at sub-Nyquist rate. In the chaotic modulation, the sparse signal is randomized through state modulation of continuous-time chaotic system and one state output is sampled as compressive measurements. The reconstruction is achieved through the estimation of the sparse coefficients with principle of chaotic impulsive synchronization and Lp-norm regularized nonlinear least squares. The concept of supreme local Lyapunov exponents (SLLE) is introduced to study the reconstructablity. It is found that the sparse signals are reconstructable, if the largest SLLE of the error dynamical system is negative. As examples, the Lorenz system and Liu system excited by the sparse multi-tone signals are taken to illustrate the principle and the performance., Comment: 24 pages, 10 figures

Impulsively synchronized chaos with criterion from conditional Lyapunov exponent is often interrupted by desynchronized bursts. This is because the Lyapunov exponent cannot characterize local instability of synchronized attractor. To predict the possibility of the local instability, we introduce a concept of supreme local Lyapunov exponent (SLLE), which is defined as supremum of local Lyapunov exponents over the attractor. The SLLE is independent of the system trajectories and therefore, can characterize the extreme expansion behavior in all local regions with prescribed finite-time interval. It is shown that the impulsively synchronized chaos can be kept forever if the largest SLLE of error dynamical systems is negative and then the burst behavior will not appear. In addition, the impulsive synchronization with negative SLLE allows large synchronizable impulsive interval, which is significant for applications., Comment: 20 pages, 8 figures, accepted to International Journal of Bifurcation and Chaos

This paper proposes a compressed sensing (CS) framework for the acquisition and reconstruction of frequency-sparse signals with chaotic dynamical systems. The sparse signal is acting as an excitation term of a discrete-time chaotic system and the compressed measurement is obtained by downsampling the system output. The reconstruction is realized through the estimation of the excitation coefficients with principle of impulsive chaos synchronization. The -norm regularized nonlinear least squares is used to find the estimation. The proposed framework is easily implementable and creates secure measurements. The Henon map is used as an example to illustrate the principle and the performance., Comment: 20 pages, 10 figures, submitted to international journal of bifurcation and chaos