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Understanding the mechanism of ferromagnetism in ferromagnetic topological insulators (TIs) is a key to realize exotic time-reversal-symmetry-broken quantum phases. However, electronic states relevant to the ferromagnetism are highly controversial. Here we report angle-resolved photoemission spectroscopy on (CrxSb1-x)2Te3 thin films, high-Curie-temperature (T_C) ferromagnetic TIs, spanning the non-doped (T_C=0 K) to highly-doped (T_C=192 K) region. We found that, upon Cr doping to Sb2Te3, the bulk valence-band valley exhibits filling-in behavior while retaining band inversion, leading to the formation of a nearly-flat band in high-T_C regime and evolution from a six-petal flower to a Star-of-David Fermi surface. Despite the weakening of spin-orbit coupling with Cr doping, the Dirac-cone state persists up to the highest-T_C sample, and shows a clear magnetic-gap opening below TC accompanied with an unexpected band shift, signifying its strong coupling with spontaneous ferromagnetism. The present result lays the foundation for understanding the interplay between band topology and ferromagnetism in TIs., Comment: 32 pages, 9 figures, 1 table

We study the electronic structure of electron-doped Pr$_{1.3-x}$La$_{0.7}$Ce$_{x}$CuO$_{4}$ (PLCCO ; $T_{c}$ = 27 K, x = 0.1) and hole-doped Bi$_2$Sr$_2$CaCu$_2$O$_{8+\delta}$ (Bi2212 ; $T_{c}$ = 90 K) cuprate superconductors using x-ray absorption spectroscopy (XAS) and resonant photoemission spectroscopy (Res-PES). From Res-PES across the O K-edge and Cu L-edge, we identify the O 2p and Cu 3d partial density of states (PDOS) and their correlation satellites which originate in two-hole Auger final states. Using the Cini-Sawatzky method, analysis of the experimental O 2p PDOS shows an oxygen on-site Coulomb energy for PLCCO to be $U_{p}$ = 3.3$\pm$0.5 eV and for Bi2212, $U_{p}$ = 5.6$\pm$0.5 eV, while the copper on-site Coulomb correlation energy, $U_{d}$ = 6.5$\pm$0.5 eV for Bi2212. The expression for the Heisenberg exchange interaction $J$ in terms of the electronic parameters $U_{d}$, $U_{p}$, charge-transfer energy $\Delta$ and Cu-O hopping $t_{pd}$ obtained from a simple Cu$_2$O cluster model is used to carry out an optimization analysis consistent with $J$ known from scattering experiments. The analysis also provides the effective one band on-site Coulomb correlation energy $\tilde{U}$ and the effective hopping $\tilde{t}$. PLCCO and Bi2212 are shown to exhibit very similar values of $\tilde{U}$/$\tilde{t}$ $\sim$9-10, confirming the strongly correlated nature of the singlet ground state in the effective one-band model for both the materials., Comment: 13, pages, 11 figures

The one-band and three-band Hubbard models which describe the electronic structure of cuprates indicate very different values of effective electronic parameters, such as the on-site Coulomb energy and the hybridization strength. In contrast, a comparison of electronic parameters of several cuprates with corresponding values from spectroscopy and scattering experiments indicates similar values in the three-band model and cluster model calculations used to simulate experimental results. The Heisenberg exchange coupling $J$ obtained by a downfolding method in terms of the three band parameters is used to carry out an optimization analysis consistent with $J$ from neutron scattering experiments for a series of cuprates. In addition, the effective one-band parameters $\tilde{U}$ and $\tilde{t}$ are described using the three band parameters, thus revealing the hidden equivalence of the one-band and three-band models. The ground-state singlet weights obtained from an exact diagonalization elucidates the role of Zhang-Rice singlets in the equivalence. The results provide a consistent method to connect electronic parameters obtained from spectroscopy and the three-band model with values of $J$ obtained from scattering experiments, band dispersion measurements and the effective one-band Hubbard model., Comment: 9 pages, 1 figure (submitted to Physical Review B)

Combination of low-dimensionality and electron correlation is vital for exotic quantum phenomena such as the Mott-insulating phase and high-temperature superconductivity. Transition-metal dichalcogenide (TMD) 1T-TaS2 has evoked great interest owing to its unique nonmagnetic Mott-insulator nature coupled with a charge-density-wave (CDW). To functionalize such a complex phase, it is essential to enhance the CDW-Mott transition temperature TCDW-Mott, whereas this was difficult for bulk TMDs with TCDW-Mott < 200 K. Here we report a strong-coupling 2D CDW-Mott phase with a transition temperature onset of ~530 K in monolayer 1T-TaSe2. Furthermore, the electron correlation derived lower Hubbard band survives under external perturbations such as carrier doping and photoexcitation, in contrast to the bulk counterpart. The enhanced Mott-Hubbard and CDW gaps for monolayer TaSe2 compared to NbSe2, originating in the lattice distortion assisted by strengthened correlations and disappearance of interlayer hopping, suggest stabilization of a likely nonmagnetic CDW-Mott insulator phase well above the room temperature. The present result lays the foundation for realizing monolayer CDW-Mott insulator based devices operating at room temperature.

A finite-temperature ($T>0$) study of a model of a mixture of spin-zero hardcore bosons and spinless fermions, with filling fractions $\rho_B$ and $\rho_F$, respectively, on a two-dimensional square lattice with composite hopping $t$ is presented. The composite hopping swaps the locations of a fermion and a boson that occupy nearest-neighbor sites of the lattice. The superfluid order parameter $\psi$, the femion hopping amplitude $\phi$, the chemical potential $\mu$, the free energy minimum $\tilde{F}$ and entropy $S$ are calculated in the limit $\rho_B+\rho_F=1$ within a mean-field approximation, and lead to a phase diagram in the $\rho_F - T$ plane. This phase diagram consists of a metallic superfluid phase under a dome-shaped $T(\rho_F)$, and insulating normal liquid and insulating normal gas phases outside the dome. These phases are separated by coupled discontinuous transitions as indicated by jumps in $\psi$ and $\phi$. The maximum critical transition temperature $T_c$ is observed very close to $\rho_F = 1/2$. While $\tilde{F} (T)$ is continuous with a derivative discontinuity at $T=T_c (\rho_F)$ for $0 <\rho_F \le 1/2$ (first-order transition), it becomes {\em discontinuous} for $\rho_F>1/2$ (zeroth-order transition), where the entropy becomes negative for a range of temperatures below $T_c$. The ratio of $T_c$ to Fermi band width agrees remarkably with the ratio of $T_c$/$T_F$ (where $T_F$ is the Fermi temperature) of unconventional superfluids and superconductors like Fermi-Bose mixtures, the high-$T_c$ cuprates, iron-based and hydride superconductors, that exhibit experimental values of $T_c$ spread over nine orders of magnitude from $\sim 200$nK to $\sim 260$K., Comment: 11 pages, 8 figures

We present X-ray spectroscopic evidence for the evolution of valence-specific spin states and tetragonal distortions in single-layer cobaltates. Measurements of Co $L_3$-edge resonant inelastic X-ray scattering reveal the $t_{2g}$ electronic structure of Co for hole-doped La$_{2-x}$Sr$_x$CoO$_4$ ($x$ = 0.5, 0.7 and 0.8). As the Sr-doping $x$ increases, the tetragonal splitting of the $t_{2g}$ states of high-spin Co$^{2+}$ decreases, whereas that of low-spin Co$^{3+}$ increases and the fraction of high-spin Co$^{3+}$ increases. The results enable us to clarify the origin of the change of magnetic anisotropy and in-plane resistivity in a mixed-valence cobaltate caused by the interplay of spin-orbit coupling and tetragonal distortion., Comment: 8 pages, 6 figures. published in Phys. Rev. B online 12 August 2021

A model of a mixture of spinless fermions and spin-zero hardcore bosons, with filling fractions $\rho_F$ and $\rho_B$, respectively, on a two-dimensional square lattice with {\em composite} hopping $t$ is presented. In this model, hopping swaps the locations of a fermion and a boson at nearest-neighbor sites. When $\rho_F+\rho_B=1$, the fermion hopping amplitude $\phi$ and boson superfluid amplitude $\psi$ are calculated in the ground state within a mean-field approximation. The Fermi sector is insulating ($\phi=0$) and the Bose sector is normal ($\psi=0$) for $0 \le \rho_F < \rho_c$. The model has {\em coupled first-order} transitions at $\rho_F = \rho_c \simeq 0.3$ where both $\phi$ and $\psi$ are discontinuous. The Fermi sector is metallic ($\phi>0$) and the Bose sector is superfluid ($\psi>0$) for $\rho_c < \rho_F < 1$. At $\rho_F=1/2$, fermion density of states $\rho$ has a van Hove singularity, the bulk modulus $\kappa$ displays a cusp-like singularity, the system has a density wave (DW) order, and $\phi$ and $\psi$ are maximum. At $\rho_F=\rho_{\kappa} \simeq 0.81$, $\kappa$ vanishes, becoming {\em negative} for $\rho_{\kappa}<\rho_F<1$. The role of composite hopping in the evolution of Fermi band dispersions and Fermi surfaces as a function of $\rho_F$ is highlighted. The estimate for BEC critical temperature is in the subkelvin range for ultracold atom systems and several hundred kelvins for possible solid-state examples of the model., Comment: 9 pages, 9 figures

GdNi is a ferrimagnetic material with a Curie temperature Tc = 69 K which exhibits a large magnetocaloric effect, making it useful for magnetic refrigerator applications. We investigate the electronic structure of GdNi by carrying out x-ray absorption spectroscopy (XAS) and x-ray magnetic circular dichroism (XMCD) at T = 25 K in the ferrimagnetic phase. We analyze the Gd M$_{4,5}$-edge ($3d$ - $4f$) and Ni L$_{2,3}$-edge ($2p$ - $3d$) spectra using atomic multiplet and cluster model calculations, respectively. The atomic multiplet calculation for Gd M$_{4,5}$-edge XAS indicates that Gd is trivalent in GdNi, consistent with localized $4f$ states. On the other hand, a model cluster calculation for Ni L$_{2,3}$-edge XAS shows that Ni is effectively divalent in GdNi and strongly hybridized with nearest neighbour Gd states, resulting in a $d$-electron count of 8.57. The Gd M$_{4,5}$-edge XMCD spectrum is consistent with a ground state configuration of S = 7/2 and L=0. The Ni L$_{2,3}$-edge XMCD results indicate that the antiferromagnetically aligned Ni moments exhibit a small but finite magnetic moment ( $m_{tot}$ $\sim$ 0.12 $\mu_B$ ) with the ratio $m_{o}/m_{s}$ $\sim$ 0.11. Valence band hard x-ray photoemission spectroscopy shows Ni $3d$ features at the Fermi level, confirming a partially filled $3d$ band, while the Gd $4f$ states are at high binding energies away from the Fermi level. The results indicate that the Ni $3d$ band is not fully occupied and contradicts the charge-transfer model for rare-earth based alloys. The obtained electronic parameters indicate that GdNi is a strongly correlated charge transfer metal with the Ni on-site Coulomb energy being much larger than the effective charge-transfer energy between the Ni $3d$ and Gd $4f$ states., Comment: 9 pages, 6 figures, text and figures revised

We have performed angle-resolved photoemission spectroscopy on transition-metal dichalcogenide 1$T$-HfTe$_2$ to elucidate the evolution of electronic states upon potassium (K) deposition. In pristine HfTe$_2$, an in-plane hole pocket and electron pockets are observed at the Brillouin-zone center and corner, respectively, indicating the semimetallic nature of bulk HfTe$_2$, with dispersion perpendicular to the plane. In contrast, the band structure of heavily K-dosed HfTe$_2$ is obviously different from that of bulk, and resembles the band structure calculated for monolayer HfTe$_2$. It was also observed that lightly K-dosed HfTe$_2$ is characterized by quantized bands originating from bilayer and trilayer HfTe$_2$, indicative of staging. The results suggest that the dimensionality-crossover from 3D (dimensional) to 2D electronic states due to systematic K intercalation takes place via staging in a single sample. The study provides a new strategy for controlling the dimensionality and functionality of novel quantum materials., Comment: 7 pages, 4 figures

CeMnNi$_4$ exhibits an unusually large spin polarization, but its origin has baffled researchers for more than a decade. We use bulk sensitive hard x-ray photoelectron spectroscopy (HAXPES) and density functional theory based on the Green's function technique to demonstrate the importance of electron-electron correlations of both the Ni 3$d$ ($U_{Ni}$) and Mn 3$d$ ($U_{Mn}$) electrons in explaining the valence band of this multiply correlated material. We show that Mn-Ni anti-site disorder as well as $U_{Ni}$ play crucial role in enhancing its spin polarization: anti-site disorder broadens a Ni 3$d$ minority-spin peak close to the Fermi level ($E_F$), while an increase in $U_{Ni}$ shifts it towards $E_F$, both leading to a significant increase of minority-spin states at $E_F$. Furthermore, rare occurrence of a valence state transition between the bulk and the surface is demonstrated highlighting the importance of HAXPES in resolving the electronic structure of materials unhindered by surface effects., Comment: Manuscript and Supplementary material, 13 pages, 17 figures

The electronic structure of the reentrant superconductor Eu(Fe$_{0.86}$Ir$_{0.14}$)$_{2}$As$_{2}$ (T$_c$ = 22 K) with coexisting ferromagnetic order (T$_M$ = 18 K) is investigated using angle-resolved photoemission spectroscopy (ARPES) and scanning tunneling spectroscopy (STS). We study the in-plane and out-of-plane band dispersions and Fermi surface (FS) of Eu(Fe$_{0.86}$Ir$_{0.14}$)$_{2}$As$_{2}$. The near E$_F$ Fe 3d-derived band dispersions near the $\Gamma$ and X high-symmetry points show changes due to Ir substitution, but the FS topology is preserved. From momentum dependent measurements of the superconducting gap measured at T = 5 K, we estimate an essentially isotropic s-wave gap ($\Delta\sim5.25\pm 0.25$ meV), indicative of strong-coupling superconductivity with 2$\Delta$/k$_{B}$T$_{c}\simeq$ 5.8. The gap gets closed at temperatures T $\geq$ 10 K, and this is attributed to the resistive phase which sets in at T$_M$ = 18 K due to the Eu$^{2+}$-derived magnetic order. The modifications of the FS with Ir substitution clearly indicates an effective hole doping with respect to the parent compound., Comment: 6 pages, 5 figures

We carried out temperature-dependent (20 - 550 K) measurements of resonant inelastic X-ray scattering on LaCoO$_3$ to investigate the evolution of its electronic structure across the spin-state crossover. In combination with charge-transfer multiplet calculations, we accurately quantized the renormalized crystal-field excitation energies and spin-state populations. We show that the screening of the on-site Coulomb interaction of 3d electrons is orbital selective and coupled to the spin-state crossover in LaCoO$_3$. The results establish that the gradual spin-state crossover is associated with a relative change of Coulomb energy versus bandwidth, leading to a Mott-type insulator-to-metal transition., Comment: 6 pages, 4 figures. Submitted to Phys. Rev. Lett

We study the electronic structure of HgBa$_2$Ca$_2$Cu$_3$O$_{8+\delta}$ (Hg1223 ; T$_{c}$ = 134 K) using photoemission spectroscopy (PES) and x-ray absorption spectroscopy (XAS). Resonant valence band PES across the O K-edge and Cu L-edge identify correlation satellites originating in O 2p and Cu 3d two-hole final states, respectively. Analyses using the experimental O 2p and Cu 3d partial density of states show quantitatively different on-site Coulomb energy for the Cu-site (U$_{dd}$ = 6.5$\pm$0.5 eV) and O-site (U$_{pp}$ = 1.0$\pm$0.5 eV). Cu$_{2}$O$_{7}$-cluster calculations with non-local screening explain the Cu 2p core level PES and Cu L-edge XAS spectra, confirm the U$_{dd}$ and U$_{pp}$ values, and provide evidence for the Zhang-Rice singlet state in Hg1223. In contrast to other hole-doped cuprates and 3d-transition metal oxides, the present results indicate weakly correlated oxygen holes in Hg1223., Comment: 11 pages, including supplementary material, added references

The first known magnetic mineral, magnetite (Fe$_3$O$_4$), has unusual properties which have fascinated mankind for centuries; it undergoes the Verwey transition at $T_{\rm V}$ $\sim$120 K with an abrupt change in structure and electrical conductivity. The mechanism of the Verwey transition however remains contentious. Here we use resonant inelastic X-ray scattering (RIXS) over a wide temperature range across the Verwey transition to identify and separate out the magnetic excitations derived from nominal Fe$^{2+}$ and Fe$^{3+}$ states. Comparison of the RIXS results with crystal-field multiplet calculations shows that the spin-orbital $dd$ excitons of the Fe$^{2+}$ sites arise from a tetragonal Jahn-Teller active polaronic distortion of the Fe$^{2+}$O$_6$ octahedra. These low-energy excitations, which get weakened for temperatures above 350 K but persist at least up to 550 K, are distinct from optical excitations and best explained as magnetic polarons.

We have studied the electronic structure of bulk single crystals and epitaxial films of magnetite Fe$_3$O$_4$. Fe $2p$ core-level spectra show clear differences between hard x-ray (HAX-) and soft x-ray (SX-) photoemission spectroscopy (PES), indicative of surface effects. The bulk-sensitive spectra exhibit temperature ($T$)-dependent charge excitations across the Verwey transition at $T_V$=122 K, which is missing in the surface-sensitive spectra. An extended impurity Anderson model full-multiplet analysis reveals roles of the three distinct Fe-species (A-Fe$^{3+}$, B-Fe$^{2+}$, B-Fe$^{3+}$) below $T_V$ for the Fe $2p$ spectra, and its $T-$dependent evolution. The Fe $2p$ HAXPES spectra show a clear magnetic circular dichroism (MCD) in the metallic phase of magnetized 100-nm-thick films. The model calculations also reproduce the MCD and identify the magnetically distinct sites associated with the charge excitations. Valence band HAXPES shows finite density of states at $E_F$ for the polaronic metal with remnant order above $T_V$, and a clear gap formation below $T_V$. The results indicate that the Verwey transition is driven by changes in the strongly correlated and magnetically active B-Fe$^{2+}$ and B-Fe$^{3+}$ electronic states, consistent with resistivity and bulk-sensitive optical spectra., Comment: 5 pages, 4 figures Accepted in Physical Review Letters

The Cairo pentagonal lattice, consisting of an irregular pentagonal tiling of magnetic ions on two inequivalent sites (3- and 4-co-ordinated ones), represents a fascinating example for studying geometric frustration effects in two-dimensions. In this work, we investigate the spin $S$ = $1/2$ Cairo pentagonal lattice with respect to selective exchange coupling (which effectively corresponds to a virtual doping of $x$ = $0, 1/6, 1/3$), in a nearest-neighbour antiferromagnetic Ising model. We also develop a simple method to quantify geometric frustration in terms of a frustration index $\phi(\beta,T)$, where $\beta$ = $J/\tilde{J}$, the ratio of the two exchange couplings required by the symmetry of the Cairo lattice. At $T = 0$, the undoped Cairo pentagonal lattice shows antiferromagnetic ordering for $\beta \le \beta_{crit} = 2$, but undergoes a first-order transition to a ferrimagnetic phase for $\beta >$ $\beta_{crit}$. The results show that $\phi(\beta,T = 0)$ tracks the transition in the form of a cusp maximum at $\beta_{crit}$. While both phases show frustration, the obtained magnetic structures reveal that the frustration originates in different bonds for the two phases. The frustration and ferrimagnetic order get quenched by selective exchange coupling, and lead to robust antiferromagnetic ordering for $x$ = 1/6 and 1/3. From mean-field calculations, we determine the temperature-dependent sub-lattice magnetizations for $x$ = $0, 1/6$ and $1/3$. The calculated results are discussed in relation to known experimental results for trivalent Bi$_2$Fe$_4$O$_9$ and mixed valent BiFe$_2$O$_{4.63}$. The study identifies the role of frustration effects, the ratio $\beta$ and selective exchange coupling for stabilizing ferrimagnetic versus anti-ferromagnetic order in the Cairo pentagonal lattice., Comment: 8 pages, 7 figures

Conventional superconductivity follows Bardeen-Cooper-Schrieffer(BCS) theory of electrons-pairing in momentum-space, while superfluidity is the Bose-Einstein condensation(BEC) of atoms paired in real-space. These properties of solid metals and ultra-cold gases, respectively, are connected by the BCS-BEC crossover. Here we investigate the band dispersions in FeTe$_{0.6}$Se$_{0.4}$($T_c$ = 14.5 K $\sim$ 1.2 meV) in an accessible range below and above the Fermi level($E_F$) using ultra-high resolution laser angle-resolved photoemission spectroscopy. We uncover an electron band lying just 0.7 meV ($\sim$ 8 K) above $E_F$ at the $\Gamma$-point, which shows a sharp superconducting coherence peak with gap formation below $T_c$. The estimated superconducting gap $\Delta$ and Fermi energy $\epsilon_F$ indicate composite superconductivity in an iron-based superconductor, consisting of strong-coupling BEC in the electron band and weak-coupling BCS-like superconductivity in the hole band. The study identifies the possible route to BCS-BEC superconductivity., Comment: 26 pages, 16 figures, to be published in Scientific Reports

The nature of the pseudogap in high transition temperature (high-Tc) superconducting cuprates has been a major issue in condensed matter physics. It is still unclear whether the high-Tc superconductivity can be universally associated with the pseudogap formation. Here we provide direct evidence of the existence of the pseudogap phase via angle-resolved photoemission spectroscopy in another family of high-Tc superconductor, iron-pnictides. Our results reveal a composition dependent pseudogap formation in the multi-band electronic structure of BaFe2(As1-xPx)2. The pseudogap develops well above the magnetostructural transition for low x, persists above the nonmagnetic superconducting dome for optimal x and is destroyed for x ~ 0.6, thus showing a notable similarity with cuprates. In addition, the pseudogap formation is accompanied by inequivalent energy shifts in xz/yz orbitals of iron atoms, indicative of a peculiar iron orbital ordering which breaks the four-fold rotational symmetry., Comment: 14 pages, 10 figures